A TLAS-CONF-2017-002 08 Febr uary 2017
ATLAS CONF Note
ATLAS-CONF-2017-002
Measurement of multi-particle azimuthal
correlations with the subevent cumulant method in pp and p + Pb collisions with the ATLAS detector
The ATLAS Collaboration
1st February 2017
The measurement of four-particle cumulant elliptic flow coefficients c
2{ 4 } and v
2{ 4 } are presented using 0.17 pb
−1of pp data at √
s = 5.02 TeV, 0.9 pb
−1of pp data at √ s = 13 TeV and 28 nb
−1of p + Pb data at √ s
NN= 5.02 TeV. The values of c
2{ 4 } are calculated as a function of average number of charged particles, ⟨ N
ch⟩ , using the standard cumulant method and recently proposed two-subevent and three-subevent methods. The three-subevent method is found to be less sensitive to short-range correlations, originating mostly from jets. The three-subevent method gives a negative c
2{ 4 } , and thus a well-defined v
2{ 4 } = (− c
2{ 4 })
1/4, in these collision systems. The magnitude of the c
2{ 4 } is found to be nearly independent of ⟨ N
ch⟩ . Furthermore, v
2{ 4 } is found to be smaller than the v
2{ 2 } measured using the two- particle correlation method, as expected for a long-range collective behaviour. Following a recent model framework, the measured values of v
2{ 4 } and v
2{ 2 } are used to probe the number of sources in the initial state collision geometry.
© 2017 CERN for the benefit of the ATLAS Collaboration.
Reproduction of this article or parts of it is allowed as specified in the CC-BY-4.0 license.
1 Introduction
The study of azimuthal correlations in high energy nuclear collisions at the RHIC and LHC has been an important avenue for understanding the multi-parton dynamics of QCD in the strongly-coupled non- perturbative region. One striking observation is the long-range ridge [1–5] in two-particle angular cor- relations (2PC): an apparent collimated emission of particle pairs with small relative azimuthal angle ∆ φ and large separation in pseudorapidity ( ∆ η). The ridge signal from 2PC is characterized by a Fourier de- composition ∼ 1 + 2v
2ncos ( n ∆ φ ) , where v
ndenotes the single-particle anisotropy harmonics. The second- order coefficient v
2is by far the largest, followed by v
3. The ridge was first discovered in nucleus–nucleus (A + A) collisions [1–6], but was later observed in proton–nucleus (p + A) and light-ion–nucleus colli- sions [7–12], and more recently also observed in high multiplicity proton-proton ( pp) collisions [13–16].
The ridge in large systems such as central or mid-central A+A collisions, is commonly interpreted as the result of collective hydrodynamic expansion of hot and dense nuclear matter created in the overlap region.
Since the formation of an extended nuclear matter is not necessarily expected in small collision systems such as p +A and pp, the origin of the ridge could be different from that in large collision systems. There remains a considerable debate in the theoretical community on whether the ridge in small systems is of hydrodynamic origin similar to A + A collisions [17] or is induced by gluon saturation in the initial state of the colliding particles [18].
From the experimental perspective, a central question about the ridge is whether it involves all particles in the event (collective flow) or if it arises merely from correlations among a few particles, due to res- onance decays, minijets, or multi-jet production (non-flow). In small systems, the contributions from non-flow sources, in particular jets and dijets, are very large. The extraction of ridge signal using the 2PC method requires large η gap and a careful removal of a large contribution from dijets. The lat- ter is estimated from 2PC in very low multiplicity events and then subtracted from higher multiplicity events [8, 9, 11, 14, 15, 19]. Since collectivity is intrinsically a multi-particle phenomenon, it can be probed more directly using multi-particle correlation techniques, known as multi-particle cumulants [20].
Azimuthal correlations involving four-, six-, eight-particles have been applied to p +Pb and pp collisions, and a finite v
2signal has been obtained [12,19,21]. Although the standard multi-particle cumulant method reduces the non-flow correlations, it is important to study how e ff ective the suppression of non-flow is in this method. The v
2extracted from four-particle cumulants c
2{ 4 } , requires a negative c
2{ 4 } value (see Sec. 2). However in pp and p + Pb collisions, the measured c
2{ 4 } is observed to change sign at smaller values of the charged particle multiplicity [12, 16, 19, 21], N
ch. Furthermore the magnitude of c
2{ 4 } and the N
chvalue where sign change occurs are found to also depend on the exact definition of N
chused to categorize the events as a function of multiplicity. Recently, an improved cumulant method based on the correlation between particles from di ff erent subevents separated in η has been proposed to further reduce the non-flow correlations [22]. The performance of this method for suppressing non-flow correlations has been validated using P ythia 8 event generator that contains only non-flow correlations, and no long-range collective particle emission.
This note presents the measurement of v
2in pp collisions at √
s = 5.02 and 13 TeV, as well as p +Pb
collisions at √ s
NN= 5.02 TeV. The v
2is obtained using two- and three-subevent cumulant methods and
is compared with the standard cumulant method. The results are compared with those obtained using a
two-particle correlation method in Refs. [11, 15] to assess the nature of the event-by-event fluctuation of
the collective flow in these collisions.
2 Four-particle cumulants
The multi-particle cumulant method [20] has the advantage of directly reducing correlations from jets and dijets, instead of relying on an explicit procedure to correct v
nharmonics extracted in a 2PC approach for dijet correlations, as is done in Refs. [11, 14]. The mathematical framework for standard cumulant is based on the Q-cumulants discussed in Refs. [23, 24], which have been recently extended to the case of subevent cumulants in Ref. [22]. These methods are briefly summarized below.
The cumulant method involves the calculation of 2k-particle azimuthal correlations ⟨{ 2k }
n⟩ , and cumu- lants, c
n{ 2k } , for the n
th-order flow harmonics. The two- or four-particle azimuthal correlations in one event are evaluated as [22–24]:
⟨{ 2 }
n⟩ = ⟨ e
in(φ1−φ2)⟩ = q
2n− δ
11 − δ
1(1)
⟨{ 4 }
n⟩ = ⟨ e
in(φ1+φ2−φ3−φ4)⟩ = q
4n− 2δ
1( Re [ q
2n;2q
∗2n] + 2q
2n) + 8δ
2Re [ q
n;3q
∗n] + δ
21( 2 + q
22n;2) − 6δ
31 − 6δ
1+ 8δ
2+ 3δ
21− 6δ
3,(2) where “ ⟨⟩ ” denotes average of all unique pairs or all unique quadruplets for two- or four-particle correla- tions, respectively. In Eqs. 1 and 2, these averages have been expanded into per-particle normalized flow vector q
n;land factors δ
lwith l = 1, 2...:
q
n;l≡ ∑
iw
lie
inφi∑
iw
li, q
n;l≡ ∣ q
n;l∣ , δ
l≡ ∑
iw
l+1i(∑
iw
i)
l+1, l = 1, 2, ... (3) The sum runs over all M particles in the event and w
iis a weight assigned to the i
thparticle. This weight accounts for both detector non-uniformity and tracking ine ffi ciency. For unit weight, q
mn;l= q
mn, and δ
l= 1 / M
l. Various terms other than the leading term in the numerator of Eqs. 1 and 2 account for pairs or quadruplets that contain the same particle more than once. For example, δ
1in Eq. 1 accounts for the contribution of M pairs for which φ
1= φ
2.
The cumulant for two- and four-particle correlation is given by:
c
n{ 2 } = ⟪{ 2 }
n⟫ , (4)
c
n{ 4 } = ⟪{ 4 }
n⟫ − 2 ⟪{ 2 }
n⟫
2, (5)
where the outer bracket of “ ⟪⟫ ” represents a weighted average of ⟨{ 2k }
n⟩ over an event ensemble. The weight is typically chosen to be the number of events with a fixed multiplicity [25]. The subtraction of the contribution of 2PC to the four-particle correlation in Eq. 5 suppresses non-flow correlations present in two-particle correlations. In the absence of non-flow, c
n{ 2k } probes the moments of the event-by-event flow probability distribution:
c
n{ 2 }
flow= ⟨ v
2n⟩ , c
n{ 4 }
flow= ⟨ v
4n⟩ − 2 ⟨ v
2n⟩
2. (6) If the magnitude of flow v
ndoes not fluctuate event to event, c
n{ 2 }
flow= v
2n, c
n{ 4 }
flow= − v
4n, and c
n{ 4 }
flowis expected to be negative. Therefore the flow coe ffi cients from two- and four-particle cumulants are defined as:
v
n{ 2 } = √
c
n{ 2 } , v
n{ 4 } = √
4− c
n{ 4 } . (7)
In the standard cumulant method, all 2k-particle multiplets involved in ⟨{ 2k }
n⟩ are taken from the entire detector acceptance. To further suppress the non-flow correlations that typically involve a few particles within a localized region in η, a subevent cumulant method has been proposed in Ref. [22]. The particles are divided into several subevents, each covering a unique η interval. The multi-particle correlations are then constructed by only correlating particles between different subevents.
In the two-subevent cumulant method, the entire event is divided into two subevents, labelled by a and b, according to − Y
max< η
a< 0 and 0 < η
b< Y
max, where Y
max= 2.5 is the maximum η used in the analysis corresponding to the ATLAS detector acceptance for charged particle reconstruction. The per-event two- or four-particle azimuthal correlations are evaluated as:
⟨{ 2 }
n⟩
a∣b= ⟨ e
in(φa1−φb2)⟩ = Re [ q
n,aq
∗n,b] , (8)
⟨{ 4 }
n⟩
2a∣2b= ⟨ e
in(φa1+φa2−φb3−φb4)⟩ = ( q
2n− δ
1q
2n)
a( q
2n− δ
1q
2n)
∗b( 1 − δ
1)
a( 1 − δ
1)
b, (9) where the superscript or subscript a (b) indicates particles chosen from the subevent a (b). Here the four-particle cumulant is defined as:
c
2a∣2bn{ 4 } = ⟪{ 4 }
n⟫
2a∣2b− 2 ⟪{ 2 }
n⟫
2a∣b. (10) The two-subevent method further suppresses correlations within a single jet (intra-jet correlations), since each jet usually falls in one subevent.
In the three-subevent cumulant method, the event is divided into three subevents a, b and c each covering one third of the η range, for example ∣ η
a∣ < Y
max/ 3, − Y
max< η
b< − Y
max/ 3 and Y
max/ 3 < η
c< Y
maxwhere Y
maxis the maximum η. The four-particle azimuthal correlations and cumulants are then evaluated as:
⟨{ 4 }
n⟩
2a∣b,c= ⟨ e
in(φa1+φa2−φb3−φc4)⟩ = ( q
2n− δ
1q
2n)
aq
∗n,bq
∗n,c( 1 − δ
1)
a, (11)
c
2a∣b,cn{ 4 } ≡ ⟪{ 4 }
n⟫
2a∣b,c− 2 ⟪{ 2 }
n⟫
a∣b⟪{ 2 }
n⟫
a∣c, (12) where ⟪{ 2 }
n⟫
a∣band ⟪{ 2 }
n⟫
a∣care two-particle correlators similar to Eq. 8. Since the two jets in a dijet event usually produce particles in at most two subevents, the three-subevent method e ffi ciently suppresses non-flow contributions from inter-jet correlations associated with dijets. To enhance the statistical pre- cision, the η range for subevent a is also swapped with that for subevent b or c, and the resulting three c
2a∣b,cn{ 4 } values are averaged to obtain the final result.
3 Datasets, detector and trigger
This analysis uses 28 nb
−1of p + Pb data at √ s
NN= 5.02 TeV, 0.17 pb
−1of pp data at √
s = 5.02 TeV, and 0.9 pb
−1of pp data at √
s = 13 TeV, all taken by the ATLAS experiment at the LHC. The p +Pb
data were mainly collected in 2013, but also include 0.3 nb
−1data collected in November 2016 which
enhances the event statistics at moderate multiplicity range (see Sec. 4). During both p + Pb runs, the LHC
was configured with a 4 TeV proton beam and a 1.57 TeV per-nucleon Pb beam that together produced
collisions at √ s
NN= 5.02 TeV. The higher energy of the proton beam results in a rapidity shift of 0.465
of the nucleon-nucleon center-of-mass frame towards the proton beam direction relative to the ATLAS
rest frame. The 5.02 TeV pp data were collected in November 2015. The 13 TeV pp data were collected during several special low-luminosity runs of the LHC in 2015 and 2016.
The ATLAS detector [26]
1provides nearly full solid-angle coverage around the collision point with track- ing detectors, calorimeters, and muon chambers, and is well suited for measurement of multi-particle correlations over a large pseudorapidity range. The measurements were performed primarily using the inner detector (ID), minimum-bias trigger scintillators (MBTS), the forward calorimeter (FCal), and the zero-degree calorimeters (ZDC). The ID detects charged particles within ∣ η ∣ < 2.5 using a combination of silicon pixel detectors, silicon microstrip detectors (SCT), and a straw-tube transition radiation tracker (TRT), all immersed in a 2 T axial magnetic field [27]. An additional pixel layer, the “Insertable B Layer”
(IBL) [28, 29] installed between Run 1 and Run 2, is used for the Run 2 measurements. The MBTS, rebuilt before Run 2, detects charged particles over 2.1 ≲ ∣ η ∣ ≲ 3.9 using two hodoscopes of counters positioned at z = ± 3.6 m. The FCal consists of three sampling layers, longitudinal in shower depth, and covers 3.2 < ∣ η ∣ < 4.9. The ZDC, used only in the p +Pb runs, are positioned at ± 140 m from the collision point, and detect neutral particles, primarily neutrons and photons, with ∣ η ∣ > 8.3.
The ATLAS trigger system [30] consists of a Level-1 (L1) trigger implemented using a combination of dedicated electronics and programmable logic, and a high-level trigger (HLT) implemented in pro- cessors. The HLT reconstructs charged-particle tracks using methods similar to those applied in the o ffl ine analysis, allowing high-multiplicity track triggers (HMT) that select on the number of tracks hav- ing p
T> 0.4 GeV and associated with a vertex with the largest number of tracks. The different HMT triggers apply additional requirements on either the transverse energy (E
T) in the calorimeters or on the number of hits in the MBTS at L1, and on the number of reconstructed charged-particle tracks at HLT.
The pp and p +Pb data were collected using combination of the minimum bias and HMT triggers. More detailed information on the triggers used for the pp and p +Pb data can be found in Refs. [15, 31] and Refs. [11, 32], respectively.
4 Event and track selection
The offline event selection for the p +Pb and pp data requires at least one reconstructed vertex with its longitudinal position satisfying ∣ z
vtx∣ < 100 mm. The mean collision rate per bunch crossing µ was approximately 0.03 for the 2013 p + Pb data, 0.001–0.006 for the 2016 p + Pb data, 0.02–1.5 for 5.02 TeV pp data and 0.002–0.8 for the 13 TeV pp data. In pp collisions, a pileup rejection criterion is applied where events containing additional vertices with at least four associated tracks are rejected. In p +Pb collisions, events with more than one good vertex, defined as that with sum of p
Tof associated tracks of more than 5 GeV, are rejected, the remaining pileup events are further suppressed based on the signal in the ZDC on the Pb fragmentation side. The impact of residual pileup is studied by comparing the results obtained from data with di ff erent µ values. They are found to be independent of the pileup conditions.
Charged-particle tracks and collision vertices are reconstructed in the ID using algorithms optimized for improved performance for LHC Run 2. For the 2013 p +Pb analyses, tracks are required to have a p
T- dependent minimum number of hits in the SCT. The transverse (d
0) and longitudinal (z
0sin θ) impact
1ATLAS uses a right-handed coordinate system with its origin at the nominal interaction point (IP) in the center of the detector and thez-axis along the beam pipe. The x-axis points from the IP to the center of the LHC ring, and they-axis points upward. Cylindrical coordinates(r, φ)are used in the transverse plane,φbeing the azimuthal angle around the beam pipe.
The pseudorapidity is defined in terms of the polar angleθasη= −ln tan(θ/2).
parameters of the track relative to the primary vertex are required to be less than 1.5 mm. A more detailed description of the track selection for the 2013 p +Pb data can be found in Ref. [11].
For the 5.02 TeV and 13 TeV pp as well as the 2016 p + Pb analyses, the track selection criteria were modified slightly to fully benefit from the presence of the IBL in Run 2. Furthermore, the requirements of ∣ d
BL0∣ < 1.5 mm and ∣ z
0sin θ ∣ < 1.5 mm are applied, where d
BL0is the transverse impact parameter of the track relative to the beam position. These selection criteria are the same as those used in Refs. [14,31].
The cumulants are calculated using tracks passing the above selection requirements and which have ∣ η ∣ <
2.5 and p
T> 0.3 or 0.5 GeV. However, to be consistent with the requirements used in the HLT selections described above, slightly di ff erent kinematic requirements, p
T> 0.4 GeV and ∣ η ∣ < 2.5, are used to count the number of reconstructed charged particles, denoted by N
chrec, for the event class definition. Most of the p + Pb events with N
chrec> 150 are provided by the 2013 dataset, while the 2016 dataset provides most of the events at lower N
chrec.
The efficiency of the combined track reconstruction and selection requirements, ( η, p
T) , is evaluated using simulated p + Pb events produced with the HIJING event generator [33] or simulated pp events from the Pythia8 event generator [34] using the A2 tune [35]. The response of the detector is simulated using G eant 4 [36, 37] and the resulting Monte Carlo (MC) events are reconstructed with the same algorithms that are applied to the data. The e ffi ciencies for the three datasets are similar for events with the same multiplicity. Small di ff erences are due to modifications in the detector conditions in Run 1 and changes in the reconstruction algorithm between Run 1 and Run 2.
The rate of reconstructed fake tracks is also estimated and found to be negligibly small in all datasets.
Even at the lowest transverse momenta of 0.2 GeV it is below 1%. Therefore, there is no correction for these tracks in the analysis.
In the simulated events, the reconstruction e ffi ciency reduces the measured charged-particle multiplicity relative to the event generator multiplicity for primary charged particles. The reduction factors b are used to correct N
chrecto obtain the e ffi ciency-corrected average number of charged particles, ⟨ N
ch⟩ = b ⟨ N
recch⟩ . The values of these reduction factors are found to be independent of multiplicity over the N
chrecrange used in this analysis. Their value and the associated uncertainties are b = 1.29 ± 0.05 for the 2013 p +Pb collisions and 1.18 ± 0.05 for Run 2 p + Pb and pp collisions, respectively [38]. The quantity ⟨ N
ch⟩ is used when presenting the multiplicity dependence of c
n{ 4 } and v
n{ 4 } .
5 Data analysis
The multi-particle cumulants are calculated using charged particles with ∣ η ∣ < 2.5 in three steps. In
the first step, the multi-particle correlators ⟨{ 2k }
n⟩ (Eqs. 1,2, 8, 9 and 11) are calculated in each event
from particles passing a specific kinematic selection. To test the sensitivity to the momentum range, the
correlators are calculated for charged particles in two p
Tranges, 0.3 < p
T< 3 GeV and 0.5 < p
T< 5 GeV,
often used in previous analyses [12, 14–16, 19]. In the second step, the correlators ⟨{ 2k }
n⟩ are averaged
over an event ensemble selected based on the number of reconstructed charged particles within a given
p
Trange, N
chSel, to obtain ⟪{ 2k }
n⟫ and c
n{ 2k } (Eqs. 4,10 and 12). The c
n{ 2k } is then converted to v
n{ 2k }
via Eq. 7. In order to minimize multiplicity fluctuations, the ⟪{ 2k }
n⟫ and c
n{ 2k } are first calculated for
events with the same N
chSel; they are then combined to the broader N
chSelrange of the event ensemble to
obtain statistically significant results. For each p
Trange of particles used to calculate ⟨{ 2k }
n⟩ , four p
Tselections are used to define the N
chSel: p
T> 0.2 GeV, p
T> 0.4 GeV, p
T> 0.6 GeV, and the same p
Trange
as used to calculate ⟨{ 2k }
n⟩ . In the last step, the c
n{ 2k } and v
n{ 2k } obtained for a given N
chSelare mapped to a common event activity measure for each dataset, ⟨ N
chrec⟩ , the average number of reconstructed charged particles with p
T> 0.4 GeV. This mapping is obtained based on the two-dimensional correlation between N
chSeland N
chrec[16]. The ⟨ N
chrec⟩ value is then converted to ⟨ N
ch⟩ , the e ffi ciency-corrected average number of charged particles with p
T> 0.4 GeV as discussed in Section 4.
In order to account for detector ine ffi ciencies and non-uniformity, particle weights in Eq.3 are defined as:
w
i( φ, η, p
T) = d ( φ, η )/ ( η, p
T) (13)
The determination of the track e ffi ciency ( η, p
T) is described in Section 4. The additional weight factor d ( φ, η ) corrects for non-uniformities of the azimuthal acceptance of the detector as a function of η. For a given η range, all reconstructed charged particles with p
T> 0.2 GeV are filled in a two-dimensional histogram N ( φ, η ) , the weight factor is then obtained as d ( φ, η ) ≡ ⟨ N ( η )⟩ / N ( φ, η ) , where ⟨ N ( η )⟩ is the average track density in the given η range. The average deviation of the weight factor from one is a few percents or less. This procedure removes most φ-dependent non-uniformity from track reconstruction, which is important for any azimuthal correlation analysis. [16]
6 Systematic uncertainties
The main sources of systematic uncertainties in this analysis are the azimuthal non-uniformity, track selection, reconstruction efficiency, pileup and trigger efficiency. Most of the systematic uncertainties enter the analysis through the particle weights, Eq. 3 and 13. Since c
2{ 4 } often crosses zero in the low ⟨ N
ch⟩ region, the absolute uncertainties instead of relative uncertainties on c
2{ 4 } are calculated for each source. The uncertainties are quoted mainly for the two and three-subevent, but are provided in appropriate places for the standard cumulant method.
The effect of detector azimuthal non-uniformity has been accounted for by the weight factor d ( φ, η ) . The impact of reweighting is studied by modifying the weight to unity and repeating the analysis. The results are consistent with the nominal results within statistical uncertainties. As a cross-check, the multi-particle correlation is also calculated using a mixed-event procedure, where the 2k-multiplets are constructed by combining one particle in each event used in the analysis with 2k − 1 particles from different events with similar N
chrec( ∣∆ N
chrec∣ < 10) and similar z
vtx( ∣∆ z
vtx∣ < 10 mm). The particle weights defined in Eq. 13, including the azimuthal weights and tracking e ffi ciency, are applied for each reconstructed particle. The c
2{ 4 } signal obtained from the mixed events is less than 0.2 × 10
−6in all datasets.
The systematic uncertainty associated with track selection is evaluated by tightening the ∣ d
0∣ and ∣ z
0sin θ ∣ requirements. For each variation, the tracking efficiency is re-evaluated and the analysis is repeated. The maximum differences from nominal results are observed to be less than 0.3 × 10
−6, 0.2 × 10
−6and 0.1 × 10
−6in 5.02 TeV pp, 13 TeV pp and p + Pb collisions, respectively.
From previous measurements [11, 15], it is well known that the azimuthal correlation signals, both flow and especially non-flow from jets, have a strong dependence on p
T, but a relatively weak dependence on η.
Therefore p
Tdependent systematic e ff ects in the track reconstruction e ffi ciency could a ff ect the measured
c
n{ 2k } and v
n{ 2k } . The uncertainty on the track reconstruction efficiency is mainly due to differences in
the detector condition and material uncertainty between data and simulations. The e ffi ciency uncertainty
varies between 1% and 4%, depending on η and p
T[15, 16]. Its impact on multi-particle cumulants is
evaluated by repeating the analysis with the tracking e ffi ciency varied up and down by its corresponding uncertainty as a function of p
T. For the standard cumulant method, which is more sensitive to jets and dijets, the evaluated uncertainty amounts to (0.1–1.5) × 10
−6in pp collisions and < 0.3 × 10
−6in p + Pb collisions for ⟨ N
ch⟩ > 50. For the two- and three-subevent methods, the evaluated uncertainty is typically less than 0.3 × 10
−6for most of the ⟨ N
ch⟩ ranges.
Most events used in the analysis are collected by the HMT triggers with several thresholds applied on the N
chrec. In order to evaluate the possible bias due to trigger inefficiency as a function of ⟨ N
ch⟩ , the events selection criteria is changed by varying the N
chreccorresponding to 50% to 80% trigger efficiencies. The results are obtained independently for each variation. They are found to be consistent with each other for two- and three-subevent methods. But they do show a small difference for the standard cumulant method in the low ⟨ N
ch⟩ region. The nominal analysis is performed using the 50% efficiency selection and the di ff erences from 80% selection are used as systematic uncertainty. The change amounts to (0.1–
0.7) × 10
−6. No correction for trigger efficiency has been applied.
In this analysis, a pileup rejection criterion is applied where events containing additional vertices are rejected. To check the e ff ect of multiple interactions per bunch crossing, the analysis is performed with and without the pileup rejection criteria, and no difference is observed. For 5.02 and 13 TeV pp data, which have a relatively high pileup, the data is divided into two samples based on the µ value: µ > 0.4 and µ < 0.4 the results on cumulants are compared. The average µ values di ff er by a factor of two between the two samples, and the difference in c
2{ 4 } is found to be less than (0.1–0.5) × 10
−6.
In the three-subevent method, there is a small chance that non-flow correlation from dijets contributes to c
2{ 4 } , when two back-to-back jets rest on the boundaries of the subevents. As a cross check, the three- subevent cumulant is calculated by requiring a half unit η gap between the adjacent subevents. The results are found to be consistent with the nominal result.
The systematic uncertainties from different sources are added in quadrature to determine the total system- atic uncertainties for c
2{ 4 } . The uncertainty is (0.1–1) × 10
−6for two- and three-subevent methods in the region ⟨ N
ch⟩ > 50 where there is a negative c
2{ 4 } signal. The total systematic uncertainty for the standard method is about a factor of two larger.
The systematic studies described above also carried out for c
3{ 4 } , the uncertainties are smaller than those for c
2{ 4 } , presumably because the c
3{ 4 } is less sensitive to the influence from dijets.
7 Results
7.1 Dependence on the event class definition
This section presents the sensitivity of c
2{ 4 } to N
chSel, which defines the event class used to calculate
⟪{ 2 }
n⟫ and ⟪{ 4 }
n⟫ in Eqs. 10–12. The discussion is based on results obtained from 13 TeV pp data, but the observations for 5.02 TeV pp and p + Pb data are qualitatively similar, and they are included in the Appendix.
Figure 1 shows the c
2{ 4 } obtained with the standard method for four event class definitions based on N
chSel. The c
2{ 4 } changes dramatically as the event class definition is varied. The c
2{ 4 } values for 0.3 <
p
T< 3 GeV become negative when the reference N
chSelis obtained for p
T> 0.4 GeV or higher, but the four
cases do not converge to the same c
2{ 4 } values. On the other hand, c
2{ 4 } values for 0.5 < p
T< 5 GeV
are always positive independent of the definition of N
chSel. These behaviors suggest that the c
2{ 4 } from the standard method is strongly influenced by non-flow in all ⟨ N
ch⟩ and p
Tranges.
ch〉
〈N
50 100 150 200
{4}2c
-0.02 0 0.02
10-3
×
ATLAS Preliminary Standard method
pp 13 TeV, 0.9pb-1
<3 GeV 0.3<pT
definition
Sel
Nch
<3 GeV
T
0.3<p
>0.2 GeV pT
>0.4 GeV
T
p
>0.6 GeV
T
p
ch〉
〈N
50 100 150 200
{4}2c
0 0.05 0.1
10-3
×
ATLAS Preliminary Standard method
pp 13 TeV, 0.9pb-1
<5 GeV 0.5<pT
definition
Sel
Nch
<5 GeV
T
0.5<p
>0.2 GeV pT
>0.4 GeV
T
p
>0.6 GeV
T
p
Figure 1: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) and 0.5 < p
T< 5 GeV (right panel) with the standard cumulant method from the 13 TeV pp data. The event averaging is performed for N
Selchcalculated for various p
Tselections as indicated in the figure, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4% v
2signal.
Figure 2 shows that the c
2{ 4 } values from the two-subevent method are closer to each other among di ff erent event class definitions. The c
2{ 4 } values decrease gradually with ⟨ N
ch⟩ and become negative for
ch〉
〈N
50 100 150 200
2a|2b {4}2c
0 0.01 0.02
10-3
×
ATLAS Preliminary Two-subevent method
pp 13 TeV, 0.9pb-1
<3 GeV 0.3<pT
definition
Sel
Nch
<3 GeV 0.3<pT
>0.2 GeV
T
p
>0.4 GeV pT
>0.6 GeV pT
ch〉
〈N
50 100 150 200
2a|2b{4}2c
0 0.02 0.04 0.06
10-3
×
ATLAS Preliminary Two-subevent method
pp 13 TeV, 0.9pb-1
<5 GeV 0.5<pT
definition
Sel
Nch
<5 GeV 0.5<pT
>0.2 GeV
T
p
>0.4 GeV pT
>0.6 GeV pT
Figure 2: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) or 0.5 < p
T< 5 GeV (right panel) with the two-subevent cumulant method from the 13 TeV pp data. The event averaging is performed for N
Selchcalculated for various p
Tselections as indicated in the figure, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4% v
2signal.
⟨ N
ch⟩ > 70 when c
2{ 4 } is calculated in 0.3 < p
T< 3 GeV and for ⟨ N
ch⟩ > 150 when c
2{ 4 } is calculated in 0.5 < p
T< 5 GeV. Therefore the c
2{ 4 } values from the two-subevent method are more sensitive to genuine long-range ridge correlations, but nevertheless are still a ff ected by non-flow, especially in the low ⟨ N
ch⟩ region, and for higher p
T.
Figure 3 shows the results from the three-subevent method. For most of the ⟨ N
ch⟩ range, the c
2{ 4 } values are negative, i.e. having the “correct” sign expected for long-range ridge. The c
2{ 4 } values show some sensitivity on reference N
chSelbut they are close to each other for all definitions in the region
⟨ N
ch⟩ > 100. This suggests that the residual non-flow may still be important at small ⟨ N
ch⟩ , but is
negligible at ⟨ N
ch⟩ > 100. It is also observed that the c
2{ 4 } values for 0.5 < p
T< 5 GeV are more negative than that for 0.3 < p
T< 3 GeV, which is consistent with the observation that the v
2associated with the long-range collectivity increases with p
T[11, 15].
ch〉
〈N
50 100 150 200
2a|b,c {4}2c
-0.01 0 0.01 0.02
10-3
×
ATLAS Preliminary Three-subevent method
pp 13 TeV, 0.9pb-1
<3 GeV 0.3<pT
definition
Sel
Nch
<3 GeV
T
0.3<p
>0.2 GeV pT
>0.4 GeV
T
p
>0.6 GeV
T
p
ch〉
〈N
50 100 150 200
2a|b,c{4}2c
0 0.02 0.04 0.06
10-3
×
ATLAS Preliminary Three-subevent method
pp 13 TeV, 0.9pb-1
<5 GeV 0.5<pT
definition
Sel
Nch
<5 GeV
T
0.5<p
>0.2 GeV pT
>0.4 GeV
T
p
>0.6 GeV
T
p
Figure 3: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) or 0.5 < p
T< 5 GeV (right panel) with the three-subevent cumulant method from the 13 TeV pp data. The event averaging is performed for N
Selchcalculated for various p
Tselections as indicated in the figure, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4%
v
2signal.
Given the relatively small sensitivity of the c
2{ 4 } on the reference N
chSelin the three-subevent method, the remaining discussion focuses on cases where the reference N
chSelis calculated in the same p
Tas that used for calculating c
2{ 4 } , i.e. 0.3 < p
T< 3 GeV and 0.5 < p
T< 5 GeV.
7.2 Comparison between di ff erent cumulant methods
ch〉
〈N
50 100 150 200
{4}2c
-5 0 5 10 15×10-6
ATLAS Preliminary pp 13 TeV, 0.9pb-1
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
Standard 2-subevent 3-subevent
ch〉
〈N
50 100 150 200
{4}2c
0 0.02 0.04
10-3
×
ATLAS Preliminary pp 13 TeV, 0.9pb-1
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
Standard 2-subevent 3-subevent
Figure 4: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) or 0.5 < p
T< 5 GeV (right panel) compared between the three cumulant methods from the 13 TeV pp data. The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4% v
2signal.
Figures 4–6 show direct comparisons of the results between the three methods for pp collisions at √ s = 13 TeV, pp at √
s = 5.02 TeV and p +Pb collisions at √ s
NN= 5.02 TeV, respectively. The results
from 5.02 TeV pp collisions are similar to those from the 13 TeV pp collisions, i.e. the c
2{ 4 } values are
ch〉
〈N
50 100
{4}2c
0 0.01 0.02 0.03 0.04
10-3
×
ATLAS Preliminary pp 5.02 TeV, 0.17 pb-1
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
Standard 2-subevent 3-subevent
ch〉
〈N
50 100
{4}2c
0 0.05 0.1
10-3
×
ATLAS Preliminary pp 5.02 TeV, 0.17 pb-1
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
Standard 2-subevent 3-subevent
Figure 5: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) or 0.5 < p
T< 5 GeV (right panel) compared between the three cumulant methods from the 5.02 TeV pp data. The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4% v
2signal.
ch〉
〈N
100 200 300
{4}2c
-0.01 0 0.01
10-3
×
ATLAS Preliminary p+Pb 5.02 TeV, 28nb-1
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
Standard 2-subevent 3-subevent
ch〉
〈N
100 200 300
{4}2c
-0.02 0 0.02 0.04
10-3
×
ATLAS Preliminary p+Pb 5.02 TeV, 28nb-1
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
Standard 2-subevent 3-subevent
Figure 6: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV (left panel) or 0.5 < p
T< 5 GeV (right panel) compared between the three cumulant methods from the 5.02 TeV p+Pb data. The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV. The dashed line indicates the c
2{ 4 } value corresponding to a 4% v
2signal.
smallest for the three-subevent method and are largest for the standard method. The hierarchy between the three methods is also observed in p + Pb collisions, but it is limited to the low ⟨ N
ch⟩ region, suggesting that the influences of non-flow in p +Pb collisions are much smaller than those in pp collisions at comparable
⟨ N
ch⟩ . In p + Pb collisions, all three methods give consistent results for ⟨ N
ch⟩ > 100. Furthermore, the three-subevent method gives negative c
2{ 4 } values in most of the measured ⟨ N
ch⟩ range.
Figures 7 and 8 compare the c
2{ 4 } values between the three collision systems obtained with the standard
method and the three-subevent method. The large positive c
2{ 4 } values observed in small ⟨ N
ch⟩ region
in the standard method are possibly due to non-flow correlations, since these are clearly absent in the
three-subevent cumulant method. In p +Pb collisions, the absolute magnitude of c
2{ 4 } seems to decrease
slightly for ⟨ N
ch⟩ > 200 region.
ch〉
〈N 102
{4}2c
-5 0 5
10-6
×
ATLAS Preliminary
<3 GeV 0.3<pT
Standard method
ch〉
〈N 102
ATLAS Preliminary
<3 GeV 0.3<pT
Three-subevent method
=5.02 TeV s
pp
=13 TeV s pp
=5.02 TeV sNN
p+Pb
Figure 7: The c
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV using the standard cumulants (left panel) and the three-subevent method (right panel) compared between 5.02 pp, 13 TeV pp and 5.02 TeV p + Pb.
The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV.
ch〉
〈N 102
{4}2c
-0.01 0 0.01 0.02 0.03
10-3
×
ATLAS Preliminary
<5 GeV 0.5<pT
Standard method
ch〉
〈N 102
ATLAS Preliminary
<5 GeV 0.5<pT
Three-subevent method
=5.02 TeV s
pp
=13 TeV s pp
=5.02 TeV sNN
p+Pb
Figure 8: The c
2{ 4 } calculated for charged particles with 0.5 < p
T< 5 GeV using the standard cumulants (left panel) and the three-subevent method (right panel) compared between 5.02 pp, 13 TeV pp and 5.02 TeV p+Pb.
The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average
number of charged particles with p
T> 0.4 GeV.
Figures 9 and 10 compare the c
3{ 4 } values between the three collisions systems for the standard cumulant method and the three-subevent method. The c
3{ 4 } values from the three-subevent method are consistent with zero in all three systems. For the standard method, the positive c
3{ 4 } values in the small ⟨ N
ch⟩ region indicate the influence of non-flow correlations, but the influence is not as strong as that for c
2{ 4 } .
ch〉
〈N 102
{4}3c
0 5
10-6
×
ATLAS Preliminary
<3 GeV 0.3<pT
Standard method
ch〉
〈N 102
ATLAS Preliminary
<3 GeV 0.3<pT
Three-subevent method
=5.02 TeV s
pp
=13 TeV s pp
=5.02 TeV sNN
p+Pb
Figure 9: The c
3{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV using the standard cumulants (left panel) and the three-subevent method (right panel) compared between 5.02 pp, 13 TeV pp and 5.02 TeV p + Pb.
The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average number of charged particles with p
T> 0.4 GeV.
ch〉
〈N 102
{4}3c
-0.01 0 0.01 0.02
10-3
×
ATLAS Preliminary
<5 GeV 0.5<pT
Standard method
ch〉
〈N 102
ATLAS Preliminary
<5 GeV 0.5<pT
Three-subevent method
=5.02 TeV s
pp
=13 TeV s pp
=5.02 TeV sNN
p+Pb
Figure 10: The c
3{ 4 } calculated for charged particles with 0.5 < p
T< 5 GeV using the standard cumulants (left panel) and the three-subevent method (right panel) compared between 5.02 pp, 13 TeV pp and 5.02 TeV p + Pb.
The event averaging is performed for N
chSelcalculated for same p
Trange, which is then mapped to ⟨ N
ch⟩ , the average
number of charged particles with p
T> 0.4 GeV.
7.3 Three-subevent u
2{4}
From the measured c
2{ 4 } , the harmonic flow v
2{ 4 } is obtained according to Eq. 7. Figure 11 shows the v
2{ 4 } for charged particles with 0.3 < p
T< 3 GeV from the three-subevent method in three collision systems. Results for the higher p
Trange 0.5 < p
T< 5 GeV are shown in Figure 12. Significant v
2{ 4 } values are observed down to ⟨ N
ch⟩ ≈ 50 in pp collisions and down to ⟨ N
ch⟩ ≈ 20–40 in p +Pb collisions.
The v
2{ 4 } values are observed to be approximately independent of the ⟨ N
ch⟩ in the measured range in the three collision systems: 50 ≲ ⟨ N
ch⟩ ≲ 100 for 5.02 TeV pp, 50 ≲ ⟨ N
ch⟩ ≲ 150 for 13 TeV pp, and 20 ≲ ⟨ N
ch⟩ ≲ 300 for 5.02 TeV p +Pb, respectively. Although the much better precision of the p +Pb data suggests a slight decrease of ∣ c
2{ 4 }∣ for ⟨ N
ch⟩ > 200 in Figs. 7 and 8.
The v
2{ 4 } results are compared to the v
2{ 2 } obtained from a 2PC analysis [11, 15] where the non-flow, mostly from inter-jet correlations from dijets, is estimated using low-multiplicity events ( ⟨ N
ch⟩ < 10) and then subtracted in the 2PC. The subtraction was done by either including or not including the pedestal in the low multiplicity events (labelled as “template fit” and “peripheral subtraction” respectively), where the pedestal is determined by a zero-yield at minimum (ZYAM) procedure [6]. Not including the pedestal in low-multiplicity events in the subtraction was shown [15] to significantly reduce the measured v
2value since it explicitly assumes no long-range v
2in the peripheral bin and therefore forces the v
2to be zero at the lowest ⟨ N
ch⟩ .
ch〉
〈N
0 50 100
2v
0 0.05 0.1
= 5.02 TeV, 0.17 pb-1
s pp,
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
ATLAS Preliminary
ch〉
〈N
0 50 100 150
= 13 TeV, 0.9 pb-1
s pp,
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
ATLAS Preliminary
ch〉
〈N
0 100 200 300
= 5.02 TeV, 28 nb-1
sNN
p+Pb,
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
ATLAS Preliminary
template fit
2{2}
v
peripheral subtraction
2{2}
v
three-subevent method
2{4}
v
Figure 11: The v
2{ 4 } calculated for charged particles with 0.3 < p
T< 3 GeV using the three-subevent method in 5.02 TeV pp (left panel), 13 TeV pp (middle panel) and 5.02 TeV p + Pb collisions (right panel). They are compared to v
2obtained from a two-particle correlation analysis [11,15] where the non-flow e ff ects are removed by a template fit procedure (solid circles) or with a fit after subtraction with ZYAM assumption (peripheral subtraction, solid line).
Figures 11 and 12 show that the v
2{ 4 } values are smaller than the v
2{ 2 } from the template-fit method in both pp and p +Pb collisions. In hydrodynamic models for small collision systems, this difference can be interpreted [39, 40] as influence of event-by-event flow fluctuations associated with fluctuating initial condition, which is closely related to the e ff ective number of sources N
sfor particle production in the transverse density distribution of the initial state:
v
2{ 4 }
v
2{ 2 } = [ 4 ( 3 + N
s) ]
1/4
or N
s= 4v
2{ 2 }
4v
2{ 4 }
4− 3 , (14)
Figure 13 shows the extracted N
svalues as a function of ⟨ N
ch⟩ in 13 TeV pp and 5.02 p + Pb collisions,
using the model assumption given in Eq. 14, estimated with charged particles in 0.3 < p
T< 3 GeV and
ch〉
〈N
0 50 100
2v
0 0.05 0.1
= 5.02 TeV, 0.17 pb-1
s pp,
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
ATLAS Preliminary
ch〉
〈N
0 50 100 150
= 13 TeV, 0.9 pb-1
s pp,
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
ATLAS Preliminary
ch〉
〈N
0 100 200 300
= 5.02 TeV, 28 nb-1
sNN
p+Pb,
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
ATLAS Preliminary
template fit
2{2}
v
peripheral subtraction
2{2}
v
three-subevent method
2{4}
v
Figure 12: The v
2{ 4 } calculated for charged particles with 0.5 < p
T< 5 GeV using the three-subevent method in 5.02 TeV pp (left panel), 13 TeV pp (middle panel) and 5.02 TeV p + Pb collisions (right panel). They are compared to v
2obtained from a two-particle correlation analysis [11,15] where the non-flow e ff ects are removed by a template fit procedure (solid circles) or with a fit after subtraction with ZYAM assumption (peripheral subtraction, solid line).
0.5 < p
T< 5 GeV ranges. The extracted number of sources increases with ⟨ N
ch⟩ in p +Pb collisions up to N
s∼ 20 in the highest multiplicity class, and it is consistent between the two p
Tranges. In the model framework of Ref. [39, 40], the flow fluctuations are expected to approach a Gaussian shape for large N
s, and ∣ c
2{ 4 }∣ or v
2{ 4 } is expected to decrease. This may be consistent with the slight decrease of ∣ c
2{ 4 }∣
shown in Figs. 7 and 8 for ⟨ N
ch⟩ > 200. The results for 13 TeV pp collisions cover a much more limited
⟨ N
ch⟩ range, but are consistent with p + Pb collisions at a comparable ⟨ N
ch⟩ value.
ch〉
〈N
0 100 200 300
sN
0 10 20
ATLAS Preliminary
<3 GeV 0.3<pT
<3 GeV for 0.3<pT Sel
Nch
=13 TeV s pp
=5.02 TeV sNN
p+Pb
ch〉
〈N
0 100 200 300
sN
0 10 20
ATLAS Preliminary
<5 GeV 0.5<pT
<5 GeV for 0.5<pT Sel
Nch
=13 TeV s pp
=5.02 TeV sNN
p+Pb