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ATLAS-CONF-2017-055 22/07/2017

ATLAS Note

ATLAS-CONF-2017-055

Updated on 22nd July 2017 to correct the 2HDM interpretation plots (Figs.6and7) and the description

of the samples of simulated events

Search for heavy resonances decaying to a W or Z boson and a Higgs boson in final states with leptons

and √ b-jets in 36.1 fb

1

of p p collision data at s = 13 TeV with the ATLAS detector

The ATLAS Collaboration

8th July 2017

A search is presented for new resonances decaying to aW orZ boson and a 125 GeV Higgs boson (h) in theννb¯ b¯,`±νbb¯, and`+`bb¯final states, where`±= e±orµ±, inppcollisions at

s = 13 TeV. The data used corresponds to a total of 36.1 fb1 of integrated luminosity collected with the ATLAS detector at the Large Hadron Collider during the 2015 and 2016 data taking periods. The search is conducted by examining the reconstructed invariant or transverse mass distributions ofW handZ hcandidates for evidence of a localised excess. The results are interpreted in terms of constraints on the production cross-section times branching fraction of heavyW0andZ0resonances in Heavy Vector Triplet models or the CP odd scalar bosonAin Two-Higgs-Doublet models over the mass range from 220 GeV up to 5 TeV. No significant excess is observed. Limits are placed at 95% CL on the production cross-section times branching fraction and range between 9.0×104and 7.3×101pb depending on the model and mass of the resonance.

© 2017 CERN for the benefit of the ATLAS Collaboration.

Reproduction of this article or parts of it is allowed as specified in the CC-BY-4.0 license.

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1 Introduction

The ATLAS [1] and the CMS [2] collaborations recently discovered a Higgs boson (h) with a mass of 125 GeV and properties consistent with the Standard Model (SM) predictions. This particle represents an important tool to search for physics beyond the SM. Two of the most important questions that remain is how the Higgs-boson mass is protected against large radiative corrections (the naturalness problem [3–5]) and whether the Higgs boson is part of an extended scalar sector.

Various models with dynamical electroweak symmetry breaking scenarios attempt to solve the naturalness problem by assuming a new, strong interaction at a higher energy scale. These models generically predict the existence of new vector resonances that can decay to a vector boson and a Higgs boson, for example in Minimal Walking Technicolor [6–8], Little Higgs [9] and composite Higgs models [10,11]. The decays to vector boson and Higgs boson final states are frequently enhanced in these models.

Another possible extension of the SM includes the addition of a second Higgs doublet [12]. A second Higgs doublet arises in many theories beyond the SM, collectively called two-Higgs-doublet models (2HDMs), such as the minimal supersymmetric SM [13–17], axion models [18], and baryogenesis models [19].

In 2HDMs with a CP-conserving Higgs potential, the scalar sector of the theory consists of five Higgs bosons: two charged (H±), two neutral CP-even (h,H) and one neutral CP-odd (A).

This note describes a search for the production of new heavy vector bosons, denoted hereafter byW0and Z0, that decay into a Z or aW boson and a Higgs boson and a search for a heavy CP-odd scalar boson Athat decays to a Z and a Higgs boson. The analysed dataset corresponds to 36.1 fb1 of integrated luminosity collected inppcollisions at a centre-of-mass energy

s=13 TeV with the ATLAS detector at the Large Hadron Collider (LHC). The analyses described here target leptonic decays of the vector bosons (W±`±ν,Z `±`ν¯;`±=e±, µ±) and decays of the Higgs boson tob-quark pairs. This results in three search channels:W0W±h`±νbb¯,Z0/A Z h`±`bb¯, andZ0/AZ h ννb¯ b¯.

Resonance searches are typically not sensitive to all free parameters of the underlying theory, thus simplified models [20] can be used to parametrize a broad class of models, wherein only the relevant couplings and mass parameters are retained in the Lagrangian. For the interpretation of the results in the context of models with heavy vector triplets (HVT), a simplified model [21, 22], based on a phenomenological Lagrangian is used as a benchmark. This model incorporates an SU(2)L triplet of heavy vector bosons, which allows for the interpretation of the results in a large class of models. The new heavy vector bosons,W0and Z0, collectively denoted byV0, couple to the Higgs and gauge bosons via a combination of parametersgVcH and to the fermions via the combination(g2/gV) cF, whereg is the SU(2)L gauge coupling. The parameter gV represents the strength of the new vector-boson interaction, and cH and cF represent the Higgs-boson and fermion specific corrections to the coupling strength, respectively. These corrections are expected to be of order unity. Two benchmark models are used in this analysis. In the first model, referred to asModel A, the branching fractions to fermions and gauge bosons are comparable, as in some models with an extended gauge symmetry [23]. ForModel B, fermionic couplings are suppressed, as in strong dynamical models such as the minimal composite Higgs model [24].

At low resonance masses and largegV couplings, the HVT models fail to reproduce the SM parameters, thus this search focuses on high masses, from 500 GeV up to 5 TeV.

The results from the A Z h search are interpreted as exclusion limits on the ratio of the vacuum expectation values of the two Higgs doublets, tan(β) and on cos(βα), whereα is the mixing angle between the two CP-even Higgs bosons. The exclusion limits are evaluated for the Type I, Type II, Lepton Specific and Flipped 2HDMs. These differ with respect to which doublets couple to the up-type and

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down-type quarks as well as to the charged leptons [12]. Both the production via gluon fusion and the production with associatedb-quarks (bbA) are considered in this search. The A Z h decay mode is mostly relevant below thettproduction threshold and the cross-section falls steeply with the increasingA boson mass. Therefore, this search starts at the Z hthreshold of approximately 220 GeV and goes up to 2 TeV.

Previous searches in the same final states have been performed by the ATLAS and the CMS collaborations using data at

s =8 TeV and 13 TeV. The ATLAS searches forW0/Z0 V h(whereV is either aW or a Z boson) set a lower limit at the 95% confidence level (CL) on theW0(Z0) mass of 1.75 (1.49) TeV, assuming the HVT benchmarkModel A[25,26]. Searches by the CMS collaboration exclude resonances with masses less than 2 TeV at 95% confidence level assuming the HVT benchmarkModel B[27]. Previous searches for a CP-odd scalar bosonAin theZ hdecay mode are reported in Refs. [28–32].

The search presented in this note is performed by looking for a localised excess in the distribution of the reconstructed mass of theννb¯ b¯,`±νbb¯, and`±`bb¯ systems, where the neutrinos are detected from the missing transverse energy in the event. The signal yield and background normalisations are determined from a binned maximum likelihood fit to the data distribution and are used to evaluate bounds on the production cross-section times decay branching fraction forV0andAbosons.

This note is structured as follows: Sections2and3provide a brief description of the ATLAS experiment and the data and simulated event samples. The event reconstruction and selections are discussed in Sections4 and5. The background estimation and systematic uncertainties are described in Sections6 and7. Finally, Sections8and9provide a discussion of the results and concluding remarks.

2 ATLAS detector

The ATLAS detector [33] at the LHC covers nearly the entire solid angle around the collision point. It consists of an inner tracking detector (ID) surrounded by a thin superconducting solenoid, electromagnetic and hadronic calorimeters, and a muon spectrometer incorporating three large superconducting toroid magnets.

The ID is immersed in a 2 T axial magnetic field and provides charged particle tracking in the range

| < 2.5.1 It consists of silicon pixel, silicon micro-strip, and transition radiation tracking detectors.

Preceding data taking at the increased centre-of-mass energy of 13 TeV, the ID was enhanced by adding a new layer of pixel detectors (the IBL [34]) inside the existing barrel pixel detector layers (at a radius of approximately 34 mm). The upgraded detector typically provides four three-dimensional measurements for tracks originating from the luminous region. The silicon microstrip tracker provides four two-dimensional measurement points per track. The transition radiation tracker enables track reconstruction at large radii up to | = 2.0 and provides electron identification information based on the number of hits above the threshold for transition radiation.

1ATLAS uses a right-handed coordinate system with its origin at the nominal interaction point (IP) in the centre of the detector and thez-axis along the beam pipe. The x-axis points from the IP to the centre of the LHC ring, and the y-axis points upwards. Cylindrical coordinates(r, φ) are used in the transverse plane, φbeing the azimuthal angle around the z-axis.

The pseudorapidity is defined in terms of the polar angleθasη =ln tan(θ/2). Angular distance is measured in units of

∆R q

(∆η)2+(∆φ)2.

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The calorimeter system covers the pseudorapidity range| < 4.9. Within the region|η| < 3.2, electro- magnetic calorimetry is provided by barrel and endcap high-granularity lead/liquid-argon (LAr) electro- magnetic calorimeters. An additional thin LAr presampler, covering| <1.8, is used to correct for energy loss in material upstream of the calorimeters. Hadronic calorimetry is provided by a steel/scintillating- tile calorimeter, segmented into three barrel structures within | < 1.7, and two copper/LAr hadronic endcap calorimeters. The solid-angle coverage is completed with forward copper/LAr and tungsten/LAr calorimeter modules optimised for electromagnetic and hadronic measurements respectively.

The muon spectrometer is comprised of separate trigger and high-precision tracking chambers, measuring the deflection of muons in a magnetic field generated by superconducting air-core toroids. The precision chamber system covers the region| < 2.7 with three layers of monitored drift tubes, complemented by cathode strip chambers in the forward region, where the particle flux is highest. The muon trigger system covers the range| <2.4 with resistive plate chambers in the barrel, and thin-gap chambers in the endcap regions.

A two-level trigger system is used to select interesting events [35]. The Level-1 trigger is implemented in hardware and uses a subset of detector information to reduce the event rate to a design value of at most 100 kHz. This is followed by the software-based trigger level, the High-Level Trigger, which reduces the event rate further to about 1 kHz.

3 Data and simulated event samples

The data used in this analysis were recorded with the ATLAS detector during the 2015 and 2016 pp- collision runs at

s = 13 TeV and correspond to a total integrated luminosity of 36.1 fb1. The data are required to satisfy a number of criteria that ensure that the ATLAS detector was in good operating condition while the data were recorded. A number of Monte Carlo (MC) simulation samples are used to model background and signal processes for this search.

For theW0andZ0processes, simulated events are generated with MadGraph5_aMC@NLO 2.2.2 [36] at leading order (LO) accuracy using the NNPDF 2.3 LO PDF set [37]. The parton shower and hadronisation are simulated with Pythia 8.186 [38] using the A14 set [39] of tuned parameters (“tune”) together with the NNPDF 2.3 LO PDF set [37]. Events are generated for a range of resonance masses from 500 to 5000 GeV, assuming a zero natural width. Higgs-boson decays tobb¯ andcc¯pairs are simulated, with a relative branching ratio BR(hcc)/¯ BR(hbb)¯ =0.05 fixed to the SM prediction [40].

Events for the gluon-fusion production of Abosons are generated at LO accuracy using the same setup as for the W0 and Z0 samples. The b-quark associated production of A bosons, is simulated with MadGraph5_aMC@NLO 2.2.3 [36] using next-to-leading order (NLO) matrix elements with massive b-quarks and the CT10F4 NLO PDF set [41]. The parton shower and hadronisation are simulated with Pythia 8.210 [42]. Events are generated for a range ofAboson masses from 220 to 2000 GeV assuming a zero natural width. For theAboson signals, only decays of the Higgs boson to abb¯pair are generated.

For the interpretation of the A Z h search in the context of 2HDMs, the masses of the H± and H bosons are assumed to be equal to the mass of the Aboson. The cross-sections are calculated using up to NNLO QCD corrections for gluon fusion andb-quark associated production in the five-flavour scheme as implemented in Sushi [43–46]. For theb-quark associated production a cross-section in the four-flavour scheme is also calculated as described in Refs. [47,48] and the results are combined with the five-flavour scheme calculation following Ref. [49]. The A boson width and the branching fractions for A Z h

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and h bb¯ have been calculated using 2HDMC [50, 51]. The procedure for the calculation of the cross-section and branching ratios, as well as the choice of the 2HDM parameters follows Ref. [52].

The production ofW and Z bosons in association with jets is simulated with Sherpa 2.2.1 [53] using the NNPDF 3.0 NNLO PDF set [54] for both the matrix element calculation and the dedicated parton- shower tuning developed by the Sherpa authors. Matrix elements are generated using the Comix [55]

and OpenLoops [56] generators and merged with the Sherpa parton shower using the ME+PS@NLO prescription [57]. These are calculated for up to two additional partons at NLO for three and four partons at LO in QCD. The NLO electroweak corrections are not taken into account. The cross-sections for W/Z+jets are calculated at NNLO accuracy [58].

Thett process is simulated with Powheg-Box v2 [59–61] interfaced to Pythia 6.428 [62]. The CT10 PDF set [41] is used in the calculation of the matrix elements, while the parton shower uses the Perugia 2012 tune (P2012) [63] with the CTEQ6L1 PDF set [64]. The cross-section is calculated at NNLO accuracy including the resummation of next-to-next-to-leading logarithmic (NNLL) soft gluon terms with Top++2.0 [65–71]. The predicted transverse momentum spectra of top quarks and the tt system are reweighted to the corresponding NNLO parton-level spectra [72].

The production of single top quarks in thet-channel is simulated with the same setup as the one use for the ttprocess. For thes-channel andW tproduction of single top quarks, the Powheg-Box generator is used with the CT10 PDF set [41]. The shower and hadronisation is simulated using the same generator and setup as for thettprocess. The cross-section for thetands-channel single top production is calculated at NLO accuracy using Hathor v2.1 [73,74], while for theW tprocess an approximate NNLO calculation is used [75].

Diboson events (W W, W Z, Z Z) are simulated using the Sherpa 2.1.1 [53] generator using the CT10 PDFs. Matrix elements are calculated for up to one (Z Z) or no (W W,W Z) additional partons at NLO and up to three additional partons at LO, and the cross-sections are calculated at NLO accuracy.

Finally, the SM processesV h(hbb),tt h,ttW, andtt Zare included in the total background estimation.

Theqq¯ Z h andqq¯ W hprocesses are simulated at LO with Pythia 8.186 using the NNPDF 2.3 LO PDF set [37] and the A14 tune [39]. Thegg Z hprocess is simulated at NLO using the Powheg- Box v2 [59–61] generator with the CT10 PDF set [41]. The modelling of the shower, hadronization and underlying event is provided by Pythia 8.186 using the AZNLO tune [76] with the same PDF set as for the matrix element calculation. The cross-sections for theW handZ hprocesses are taken from the latest available theoretical predictions, as described in [52]. The tt handttV samples are generated at NLO accuracy with MadGraph5_aMC@NLO 2.3.2 interfaced to Pythia 8.210. The NNPDF 3.0 NLO PDF set [54] is used in the matrix element calculation while for the parton shower the A14 tune is used with the NNPDF 2.3 LO PDF set.

All simulated event samples include the effect of multipleppinteractions in the same and neighbouring bunch crossings (pile-up) by overlaying simulated minimum-bias events on each generated signal or background event. The minimum bias events are simulated with the single-, double- and non-diffractivepp processes of Pythia 8.186 using the A2 tune [77] and the MSTW2008 LO PDF [78]. For all MadGraph and Powheg samples, the EvtGen v1.2.0 program [79] is used for the bottom and charm hadron decays.

The generated samples are processed using the Geant4-based ATLAS detector simulation [80,81].

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4 Object selection

This search makes use of the reconstruction of multi-particle vertices, the identification and the kinematic properties of reconstructed electrons, muons, taus, jets, and the determination of missing transverse momentum.

Collision vertices are reconstructed from at least two ID tracks with transverse momentumpT > 400 MeV.

The primary vertex is selected as the one with the highest P p2

T, calculated considering all associated tracks.

Electrons are reconstructed from ID tracks that are matched to energy clusters in the electromagnetic calorimeter. The clusters are reconstructed using the standard ATLAS sliding window algorithm, which clusters calorimeter cells within fixed-size rectangles [82]. Electron candidates are required to satisfy criteria on the electromagnetic shower shape, track quality and track-cluster matching; these requirements are applied using a likelihood-based approach. The "Loose" and "Tight" working points defined in Ref. [83] are used.

Muons are identified by matching tracks found in the ID to either full tracks or track segments reconstructed in the muon spectrometer ("combined muons"), or by standalone tracks in the muon spectrometer [84].

Muons are required to pass identification requirements based on quality criteria applied on the ID and muon spectrometer tracks. The "Loose" and "Medium" identification working points defined in Ref. [84]

are used in this analysis. The "Loose" working point includes muons reconstructed with the muon spectrometer alone to increase the acceptance up to|=2.7.

Electron and muon candidates are required to have a minimumpTof 7 GeV and to lie within a region where a good reconstruction and identification efficiency is provided (|η| < 2.7 for muons and | < 2.47 for electrons). All candidates are required to pass at least the "Loose" identification criteria and to originate from the primary vertex using requirements on the significance of the transverse impact parameter d0 (|d0|/σ(d0) < 5.0 for electrons, < 3.0 for muons) and on the longitudinal impact parameter z0 (|z0/sin)| < 0.5 mm, whereθ is the polar angle of the lepton). They are required to be isolated using requirements on the sum of thepTof the tracks lying in a cone around the lepton direction whose radius,

∆R = p

(∆η)2+(∆φ)2, decreases as a function of the lepton pT [85]. The efficiency of the isolation selection is tuned to be larger than 99% in a sample ofZboson events [82,84,86]. The identification and isolation efficiencies of both electrons and muons are calibrated using a tag-and-probe method inZ ``

data events [82,84].

Two types of calorimeter-based jets, "small-R" and "large-R" jets, are used to reconstruct Higgs-boson candidates over a wide momentum spectrum. Small-R jets are reconstructed from noise-suppressed topological clusters in the calorimeter [87] using the anti-kt [88] algorithm with a distance parameter R = 0.4 and are required to have a pT > 20 GeV for | < 2.5 (central jets) or pT > 30 GeV for 2.5 < |η| <4.5 (forward jets). To reduce the number of small-Rjets originating from pile-up interactions, these jets are required to pass the jet vertex tagger [89] selection, with an efficiency of about 90%, if they are in the rangepT < 60 GeV and|η| < 2.4.

Large-Rjets are used to reconstruct Higgs-boson candidates with high momenta for which the b-quarks are emitted close to each other. They are constructed using the anti-ktalgorithm with a distance parameter ofR=1.0 and are trimmed [90] to remove the energy of clusters that originate from initial state radiation, pile-up interactions or the underlying event. This is done by reclustering the constituents of the initial jet, using thekt algorithm [91,92], into subjets of distance parameterRsub=0.2 and then removing any

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subjet that has apT less than 5% of thepTof the parent jet [93]. The jet mass resolution is improved at high momentum using tracking in addition to calorimeter information [94]. Large-Rjets are required to havepT >250 GeV and| <2.0.

The momenta of both large-R and small-Rjets are corrected for energy losses in passive material and for the non-compensating response of the calorimeter. Small-R jets are also corrected for the average additional energy due to pile-up interactions [95,96].

A third type of jet, build from tracks, is used in this analysis for the identification ofb-jets from decays of boosted Higgs bosons. The jets are built with the anti-kt algorithm with R=0.2 from at least two ID tracks withpT > 400 MeV associated with the primary vertex, or with a longitudinal impact parameter

|z0sinθ| <3 mm, whereθis the track polar angle [97]. Track jets are required to havepT >10 GeV and

| <2.5 and are matched to the large-Rjets via ghost-association [88].

Small-Rjets and track jets containingb-hadrons are identified with the multivariate MV2c10 b-tagging algorithm [98, 99] at the 70% efficiency working point as defined in att MC sample. The algorithm makes use of information about the jet kinematics, the properties of tracks within jets, and the presence of displaced secondary vertices to provide up to a factor of 600 (20) in light-quark/gluon-jet (c-jet) rejection [100]. Jets satisfying these criteria are labeled as "b-tagged jets".

To improve the mass resolution of the Higgs-boson candidate, dedicated energy corrections are applied for b-tagged small-R and large-R jets to account for the semi-leptonic decays of the b-hadrons. The four-momentum of the closest muon in∆Rwith pT larger than 5 GeV inside the jet cone, is added to the jet momentum after removing the energy deposited by the muon in the calorimeter (muon-in-jet correction) [97]. For this correction, muons are not required to pass the isolation requirements. For small-Rjets only, apT-dependent correction is applied to the jet four-momentum to account for biases in the response, improving the resolution of the dijet mass (resolution correction). The resolution correction is determined from MC events in the SMV h(h bb¯) process by calculating the ratio of the pT of the truthb-jets from the Higgs-boson decay to thepTof the reconstructedb-tagged jets after the muon-in-jet correction. The dijet mass resolution in this process is improved by 14% after these corrections.

Hadronically decayingτ-lepton candidates (τhad) are identified using small-Rjets withpT >20 GeV and

| < 2.5, outside the transition region between the barrel and endcap calorimeters (1.37 < |η| < 1.52).

These τhad candidates must have either one or three associated tracks and must satisfy the "Medium"

identification criterion [101]. They are used in theννb¯ b¯channel to reject backgrounds.

The presence of neutrinos in theννbb¯ and`±νbbfinal states can be inferred from an apparent momentum imbalance in the transverse plane. The missing transverse momentum (E~miss

T ) is calculated as the negative vectorial sum of the transverse momenta of all the muons, electrons, small-Rjets, and ID tracks from the primary vertex not associated to any of these objects [102,103]. To suppress non-collision and multijet backgrounds in the ννbb¯ channel, an additional track-based missing transverse momentum estimator,

~ pmiss

T , is built independently as the negative vectorial sum of the transverse momenta of all the tracks from the primary vertex.

An overlap-removal algorithm is applied to prevent double counting of the objects used for the resonance reconstruction. A τ-lepton is removed, if the ∆R between the τ-lepton and an electron or a muon is below 0.2. In case of a muon, theτ-lepton is not removed if theτ-lepton has pTabove 50 GeV and the reconstructed muon is not a combined muon. If the reconstructed muon and electron share the same ID track then the electron is removed. Small-Rjets are removed if they are within a cone of radius∆R=0.2 around an electron or muon that has passed the isolation requirements. To account for semi-muonicb-jet

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decays, the jet is only removed if it has fewer than three associated tracks, or if more than 70% of the sum of thepT of its associated tracks comes from the muon andpj

T/pµ

T < 2, wherepj

T(pµ

T) is thepTof the jet (muon). Next, electrons and muons within a cone∆R=0.4 around a surviving small-Rjet are discarded if their distance from the jet direction is smaller than∆R = (0.04+10 GeV/p`

T). The shrinking cone size ensures a high efficiency for boosted topologies. Small-Rjets are also removed if they are within

∆R = 0.2 around the axis of a τhad candidate. Finally, large-Rjets within ∆R = 1.2 of any surviving electron are removed.

5 Analysis strategy and event selection

The search for theZ0and the Abosons in theZ hννbband theZ h`+`bbdecay modes uses events where the number of reconstructed charged leptons is zero or two (0-lepton and 2-lepton channels). For theW0search in theW h `±νbbchannel, events with zero or one charged lepton are used (0-lepton or 1-lepton channels). To prevent an overlap between the channels, the selected events must have exactly 0, 1, or 2 leptons after the object overlap removal procedure as described in Section4. The selections outlined below are used to define signal regions sensitive to the different models.

For the 0-lepton channel, anEmiss

T trigger with a threshold of 70 GeV was used to record the data in 2015 runs; the threshold varied between 90 and 110 GeV in 2016 runs due to the increasing instantaneous luminosity. Events are required to haveETmiss > 150 GeV where Emiss

T is reconstructed with the fully calibrated objects. The efficiency of the trigger selection is found to be larger than 80% above 150 GeV.

In the 2-lepton channel, events were recorded using a combination of isolated single-lepton triggers. In 2015 the lowest available pT threshold was 24 GeV; in 2016 it ranged from 24 – 26 GeV. Additional triggers without an isolation requirement were used to recover efficiency for leptons withpT > 60 GeV.

In the single-electron channel, the same single-electron triggers as in the 2-lepton channel were used. In the single muon channel, the sameEmiss

T triggers as in the 0-lepton channel are used and lead to significant efficiency gain with respect to the single muon triggers in this analysis. For events selected by the lepton triggers, the lepton candidate that satisfied the trigger required to match one of the offline-selected leptons in the event. The offline selection for this lepton ispT >27 GeV, and for muons the|range is restricted to| <2.5.

The wide resonance mass range in this search implies that the resonance decay products can be produced with a large transverse momentum range. In the lab frame, when the Higgs boson has relatively lowpT, theb-quarks from its decay can be reconstructed as two small-Rjets. As the momentum of the Higgs boson increases, the two b-quarks will be more collimated and a selection using a single large-R jet becomes more efficient. This analysis employs two categories, using different methods to reconstruct the Higgs-boson candidate: a "resolved" category in which two small-Rjets are used to build the Higgs-boson candidate, and a "merged" category where a large-Rjet is selected as the Higgs-boson candidate. Since a non-negligible fraction of events can be selected by both methods, events are assigned to the resolved category before the merged one. Due to the better Higgs-boson mass resolution for events in the resolved category, this procedure was found to provide a higher sensitivity for resonances of mass near 1 TeV compared to a procedure where the merged category was prioritised. The selections for each method depend on the channel and are described below.

For the resolved category, two small-Rjets are required to have an invariant mass (mjj), after all energy corrections, in the range 110 –140 GeV for the 0- and 1-lepton channels and in the range 100 –145 GeV for the 2-lepton channel. The latter selection is relaxed to take advantage of the smaller backgrounds in

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this channel. This dijet pair is defined by the two highest pT (leading)b-tagged small-Rjets when two or moreb-tagged jets are present in the event. In case only one b-tagged jet is present, the dijet pair is defined by theb-tagged jet and the leading small-Rjet in the remaining set. The leading jet in the pair must have apT >45 GeV. For the merged selection, a large-Rjet is required with mass (mJ) in the range 75 to 145 GeV and at least one associated track jet.

Higgs-boson candidates with one or twob-tagged jets define the "1b-tag" or "2b-tag" categories respect- ively. For the merged selection, only the one or two leading track-jets associated to the large-R jet are considered in this counting. For the 0- and 2-lepton channels, resolved events with more than twob-tagged jets or merged events with additionalb-tagged track-jets not associated to the large-Rjet are used to define signal categories sensitive tobbAproduction. These are labeled as "3+b-tag" in the resolved category,

"1b-tag additionalb-tag", and "2b-tag additionalb-tag" in the merged category. In the 2-lepton channel, the latter two are merged "1+2b-tag additionalb-tag”.

The calculation of the reconstructed resonance mass depends on the decay channel. In the 0-lepton channel, the mass of the reconstructed Z h system is denoted by mT,V h while in the 1- and 2-lepton channels the reconstructedW/Z h invariant mass is denoted by mV h. In the 0-lepton channel, it is not possible to reconstruct the Z hsystem fully due to the presence of neutrinos in the final state. Therefore, the transverse mass is used as the final discriminant,

mT,V h=q (Eh

T +Emiss

T )2(p~h

T +E~miss

T )2, wherep~h

T (Eh

T) is the transverse momentum (energy) of the Higgs-boson candidate. In order to reconstruct the invariant mass of theW h`±νbbsystem in the 1-lepton channel, the momentum of the neutrino in the z-direction,pz, is obtained by imposing aW-boson mass constraint on the lepton-Emiss

T system. In the resulting quadratic equation, the neutrinopz is taken as the real component in the case of complex solutions, or as the smaller of the two solutions if both solutions are real. For the 2-lepton channel, the four-momentum of the dimuon system is scaled by 91.2 GeV / mµµ in the calculation of the mass of theZ hsystem in the signal categories. This correction accounts for the worse momentum resolution on high-momentum muons which are measured solely by the tracking detectors. Finally, the mass resolution of theV hsystem is improved in the resolved categories of all channels by rescaling the four-momentum of the dijet system by 125 GeV/mjj.

Additional selections are applied for each region, as outlined below, to reduce the main backgrounds and enhance the signal sensitivity. These topological and kinematic selections for each channel are summarised in Table1.

For the resolved and merged categories in the 0-lepton channel, the following selections are applied to reduce multijet and non-collision backgrounds to a negligible level:

• the magnitude of the track-based missing transverse momentum vector,pTmiss >30 GeV;

• the azimuthal angle betweenE~miss

T and~pmiss

T ,φ(E~miss

T ,~pmiss

T ) < π/2;

• the azimuthal angle betweenE~miss

T and the Higgs-boson candidate,∆φ(E~miss

T ,h) >2π/3;

• the azimuthal angle between the E~miss

T and the nearest small-Rjet, min[∆φ(E~miss

T ,small-Rjet)]>

π/9.2

2For the resolved category with four or more jets,> π/6 is used.

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Table 1: Topological and kinematic selections for each channel and category as described in the text.(∗)Applies in case of only two central jets. (∗∗)Tau veto only applied for theZ0/Asearch. (‡)Tighter threshold (80 GeV) is used for the single-electron channel. (‡‡)Applied only formZh>320 GeV.

variable Resolved Merged

Common selections

number of jets 2 small-Rjets (==2 or 3 1-lep.) 1 large-Rjet

leading jetpT[GeV] >45 >250

mjj,mJ[GeV] 110–140 (0,1-lep.), 100–145 (2-lep.) 75–145 0-lepton selection

Emiss

T [GeV] >150 >200

PpTjeti[GeV] >150(120(∗))

∆φ(j, j) <7π/9

pmiss

T [GeV] >30

∆φ(E~miss

T ,~pmiss

T ) < π/2

∆φ(E~miss

T ,h) >2π/3

min[φ(E~miss

T ,small-Rjet)] > π/9 (2 or 3 jets) ,> π/6 (4 jets)

Nτhad 0∗∗

1-lepton selection

leading leptonpT[GeV] >27 >27

Emiss

T [GeV] >40(80(‡)) >100

pW

T [GeV] >max[150, 7103.3·105GeV/mV h] >max[150, 394·ln(mV h/1 GeV)2350]

mT(W)[GeV] <300

2-lepton selection

leading leptonpT[GeV] >27 >27

sub-leading leptonpT[GeV] >7 >25

Emiss

T / HT[

GeV] <1.15 +8·103mV h/1 GeV

pT,``[GeV] >20+9·p

mV h/1GeV320

‡‡

m``[GeV] [87 - 0.030·mV h/1 GeV, 97+0.013·mV h/1 GeV]

For the resolved category, the min[∆φ(E~miss

T ,small-R jet)] is calculated using the selected Higgs-boson candidate small-Rjets and up to one additional jet if any, while for the merged category all selected central and forward small-Rjets are used. For theZ0/Asearch, thettandW+jets backgrounds are further reduced by rejecting events with at least one identifiedτhadcandidate; this veto is not applied when searching for theW0or in the HVT combined search.

For the 0-lepton resolved category, two additional selections are applied:

• the scalar sum of thepTof the leading three central small-Rjets,P

pTjeti, is greater than 150 GeV.

In the case where there are only two central small-Rjets, the sum of thepTof these two jets and of the leading forward small-Rjet, if any, is required to be greater than 120 GeV;

• the azimuthal distance between the two jets used to reconstruct the Higgs-boson candidate,φ(j, j), is required to be less than 7π/9.

Finally, for the merged category, theEmiss

T must be larger than 200 GeV.

(11)

For the 1-lepton channel, a selection on the transverse momentum of the W candidate, which in- creases as a function of the reconstructed resonance mass, is applied to reduce the contribution of W+jets: pW

T > max[150 GeV, 710 GeV 3.3 · 105 GeV2/mV h] for the resolved category, while pW

T > max[150 GeV,394 GeV·ln(mV h/1 GeV) 2350 GeV] for the merged category. This selec- tion is optimised taking advantage of the larger transverse momentum of W bosons expected to be produced in the decays of high-mass resonances. Thett background is reduced in the resolved category by requiring fewer than 4 central jets in the event and in the merged category by rejecting events with additionalb-tagged track-jets not associated to the large-Rjet. For all categories, the transverse mass of theW candidate is required to be less than 300 GeV.

In the 1-lepton channel, a significant contribution of multijet events arises mainly from non-prompt leptons from hadron decays and from jets mis-identified as electrons. This background is significantly reduced by applying tighter selection criteria on the lepton isolation and identification, as well as on onEmiss

T . Muons must pass the Medium identification and electrons must pass the Tight identification criteria. Stringent lepton isolation requirements are applied: the scalar sum of thepT of tracks within a variable-size cone around the lepton (excluding its own track), must be less than 6% of the leptonpT. In addition, in the case of electrons the sum of the transverse energy of the calorimeter energy clusters in a cone of∆R = 0.2 around the electron must be less than 6% of the electronpT [84,86]. Finally, theEmiss

T is required to be greater than 100 GeV for the merged category and greater than 80 (40) GeV for the resolved category in the electron (muon) channel.

In the 2-lepton channel, for both the resolved and merged categories, three kinematic selections have been optimised as a function of the resonance mass to reduce thettandZ+jets backgrounds. Selections on the mass of the dilepton system, 87 GeV 0.030·mV h < m`` < 97 GeV + 0.013· mV h, and on Emiss

T /

HT < 1.15 GeV + 8·103 ·mV h are relaxed for higher-mass resonances to account for resolution effects and smaller backgrounds. HT is calculated as the scalar sum of the pT of the leptons and small-R jets in the event. The momentum of the dilepton system is required to be greater than 20 GeV+9 GeV ·

mV h/1 GeV320 formV hgreater than 320 GeV. In the resolved category, muons are required to have opposite charge to reduce the multijet background. Finally, for the merged category, the sub-leading lepton is required to havepT >25 GeV and for muons|η|is restricted to be less than 2.5.

6 Background estimation

The background contamination in the signal regions is different for each of the three channels studied.

In the 0-lepton channel, the dominant backgrounds are Z+jets and tt production with a significant contribution fromW+jets. In the 1-lepton channel, the largest backgrounds areW+jets andttproduction.

In the 2-lepton channel, Z+jets production is the predominant background. All three channels also have contributions at the level of a few percent from single top quark, diboson, and SMV hproduction. Another background source consists of multijet events with semileptonic hadron decays or misidentified jets. This background is found to be negligible in the 0- and 2-lepton channels, after the event selections described in Section5. In the 1-lepton channel, the multijet background remains significant only in the resolved 1b-tag category. All background shapes except the multijet are estimated from the simulated event samples with normalisations of the main backgrounds estimated from the data; the multijet shape and normalisation is determined using data.

TheW/Z+jets simulated event samples are split into different components. In the resolved category the samples are split according to the true flavour of the two small-Rjets forming the h bbcandidate.

Abbildung

Table 1: Topological and kinematic selections for each channel and category as described in the text
Table 2: Systematic uncertainties on the normalisation, cross-region extrapolation, and shape of the signal and background processes included in the fits described in the text
Table 3: A list of the signal and control regions (CR) (separated by commas below) included in the statistical analysis of the A and HVT model hypotheses
Table 4: The predicted and observed event yields in the signal regions defined in the text
+7

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