Formation and Stabilization of
Vesiles in Mixed Surfatant Systems
Nina Vlahy
University of Regensburg
Natural Sienes Faulty IV
Chemistry& Pharmay
Ph.D. Supervisor: Prof. Dr. Werner Kunz
Adjudiators: Prof. Dr. Werner Kunz
Prof. Dr. Ksenija Kogej
Prof. Dr. Jörg Heilmann
Chair: Prof. em. Dr. Dr. JosefBarthel
July 2008
Promotionskolloquiumam: 4. Juli 2008
ompetitor, my biggest fan
Contents v
Prefae xi
1 Introdution 1
1.1 Surfae Ative Agents . . . 1
1.1.1 General . . . 1
1.1.2 Surfatant Self-Assembly: Vesiles . . . 3
1.1.3 Catanioni Surfatant Mixtures . . . 4
1.1.4 Appliationof Catanioni Vesiles inCosmeti Formulation. . 7
1.2 Ion Eets . . . 8
1.2.1 Ions in Water . . . 8
1.2.2 Hofmeister Eet . . . 11
1.2.3 Ion Pairingin Water . . . 12
1.2.4 Collins' Theory of Mathing Water Anities . . . 13
1.2.5 Ion-Spei Eets in ColloidalSystems . . . 17
I Salt-InduedMorphologialTransitions inNon-Equimolar Catanioni Systems 19 2 Blastulae Aggregates: Spontaneous Formation of New Catanioni Superstrutures 21 2.1 Abstrat . . . 21
2.2 Introdution . . . 22
2.3 Experimental Proedures . . . 24
2.4 Results . . . 26
2.4.1 Charaterizationof SDS / DTAB Miellar Solution . . . 26
2.4.2 Salt-Indued Mielle-to-Vesile Transition . . . 27
2.5 Disussion . . . 32
2.5.1 Models of the Mielle-to-Vesile Transition . . . 32
2.5.2 Blastulae Vesiles . . . 35
2.5.3 TheOurreneofConvex-ConavePatternsinBiologialSys- tems . . . 37
2.5.4 RaspberryVesiles . . . 38
2.5.5 Blastulae Vesiles: A General Trend inCatanioni Systems? . 38 2.6 Conlusions . . . 39
3 Spei Alkali Cation Eets in the Transition from Mielles to Vesiles Through Salt Addition 41 3.1 Abstrat . . . 41
3.2 Introdution . . . 42
3.3 Experimental Proedures . . . 43
3.4 Results . . . 44
3.4.1 Phase Diagrams . . . 44
3.4.2 Counterion Eets . . . 45
3.4.3 Co-ionEets . . . 51
3.4.4 Nonioni Eets . . . 51
3.4.5 Eets of `Hydrophobi Ions' . . . 52
3.5 Disussion . . . 54
3.5.1 Aggregation Behavior of CatanioniSystems . . . 54
3.5.2 Counterion Properties . . . 55
3.5.3 Collins'`Law of Mathing Water Anities' . . . 56
3.5.4 Counterion Seletivity of Alkyl Sulfates . . . 56
3.5.5 Counterion Seletivity of Alkyl Carboxylates . . . 57
3.5.6 AlkylSulfates vs. AlkylCarboxylates . . . 57
3.5.7 Moleular Dynamis Simulations . . . 58
3.5.8 Generalizationofthe Conept: HofmeisterSeries ofHeadgroups 60 3.5.9 The Anioni Eet . . . 60
3.5.10 The Non-Ioni Eet . . . 60
3.5.11 Eets of `Hydrophobi Ions' . . . 62
3.6 Conlusions . . . 63
4 Anion SpeiityInuening Morphology inCatanioniSurfatant Mixtures with an Exess of Cationi Surfatant 65 4.1 Abstrat . . . 65
4.2 Introdution . . . 66
4.3 ExperimentalProedures . . . 67
4.4 Results and Disussion . . . 68
4.4.1 Ion Binding in CatanioniSurfatant Mixtures . . . 68
4.4.2 Phase Behaviorupon Salt Addition . . . 70
4.4.3 Anion Speiity in Physio-Chemial Properties of Alkyl- trimethylammoniumSystems . . . 72
4.4.4 Inuene of Salt onthe Aggregation Behavior of Surfatants . 73 4.4.5 Explaining Counterion Speiity in Surfatant Systems . . . 76
4.4.6 Dierent self-aggregation behavior of atanioni systems in the atanioni-and anioni-rih regions . . . 77
4.5 Conlusions . . . 78
II Inreasing the Stability of Catanioni Systems 79 5 Inuene of Additives and Cation Chain Length on the Kineti Stabilityof Supersaturated Catanioni Systems 81 5.1 Abstrat . . . 81
5.2 Introdution . . . 82
5.3 ExperimentalProedures . . . 83
5.4 Results and Disussion . . . 85
5.4.1 Shift of Solubility Temperaturewith Time . . . 85
5.4.2 Behavior of the Anioni-Rih Region of the Phase Diagrams
WithoutAdditives . . . 88
5.4.3 Eet of Additives on the Stability and the `Solubility Tem- perature Depression' . . . 92
5.5 Conlusions . . . 101
III Toward Appliation 103 6 Use of Surfatants in Cosmeti Appliation: Determining the Cy- totoxiity of Catanioni Surfatant Mixtures on HeLa Cells 105 6.1 Abstrat . . . 105
6.2 Introdution . . . 106
6.3 Experimental Proedures . . . 107
6.3.1 Materials . . . 107
6.3.2 Growing HeLaCell Cultures . . . 108
6.3.3 HeLaToxiity Test . . . 109
6.3.4 Detetion . . . 111
6.3.5 Evaluationof spetrosopial data . . . 111
6.4 Results and Disussion . . . 111
6.4.1 Single-ChainSurfatants . . . 111
6.4.2 Catanioni Surfatant Systems. . . 113
6.5 Conlusions . . . 116
7 Spontaneous Formation of Bilayers and Vesiles in Mixtures of Single-Chain Alkyl Carboxylates: Eet of pH and Aging 117 7.1 Abstrat . . . 117
7.2 Introdution . . . 117
7.3 Experimental Proedures . . . 120
7.4 Results and Disussion . . . 122
7.4.1 Lowering of the SolubilityTemperature of Fatty Aids . . . . 122
7.4.2 The Eet ofpH on Vesile Formation . . . 123
7.4.3 Cryo-TEM Study ofTime-Dependent Vesile Formation . . . 127
7.5 Conlusions . . . 131
Conlusion 133
Bibliography 137
Aknowledgements 161
List of Publiations 163
List of Oral and Poster Presentations 165
Surfatantsanself-assembleindiluteaqueoussolutionsintoavarietyofmirostru-
tures, inluding mielles, vesiles, and bilayers. In reent years, there has been an
inreasing interest in unilamellar vesiles, whih are omposed of a urved bilayer
that separates aninneraqueous ompartmentfromthe outeraqueousenvironment.
This interest is motivated by their potential to be applied as vehiles for ative
agents in osmetis and pharmay. Ative moleules an be enapsulated in the
bilayer membrane if they are lipophili or in the ore of the vesile if they are
hydrophili. Furthermore atanioni systems an be used as models for biologial
membranes.
When oppositely harged surfatants are mixed, new properties appear due to the
strong eletrostati interations between the harged headgroups. These so-alled
atanioni mixtures exhibit low ritial mielle onentration (m) values and a
non-monotoni hangein the surfatant paking parameter (
P
) asthe mixingratiois varied. Oneadvantage ofatanioni systems,asompared withmore robustgen-
uinely double hained surfatants, are their greater sensitivity to parameters suh
astemperatureorthe preseneofsalts. Tooptimizethe appliationsitisimportant
to have ageneral understanding ofthe interplay ofinterations between the surfa-
tants and of the fators inuening the phase diagram of a mixed system. In this
thesis the formationand stabilization of atanioni vesileswasstudied. The eet
of alohol and salton the morphologialtransitions is desribed, and the potential
of using suh systems for osmetial and pharmaeutial purposes was explored.
A short overview of the phase behavior of atanioni systems is given in the Intro-
dution.
The morphologial transitions ourring in mixed surfatant systems upon the in-
isinvestigated andanintriguingnew intermediatestruture, namedblastulaevesi-
le, is desribed.
Many phenomena in olloid siene that involve eletrolytes show pronouned ion
speiity. In ordertoeluidate the spei ioneets inatanioni surfatant sys-
temswithdierentsurfatantheadgroupswereompared. Usingvariousexperimen-
tal tehniques and MD simulations, and employing a general onept of `mathing
water anities',adetailedstudy ofionspeiityinatanionisystemsisdesribed
in Chapters 3 and 4. A Hofmeister like series for lassifying surfatant headgroups
is established.
Consideringthatontrollingthepreipitationphenomenaisusefulforavastnumber
ofindustrialappliations,theeetofvariousadditivesonthestabilityofatanioni
systems was probed and is reportedin Chapter 5.
Chapter 6introduesan importantparameter that should be onsidered when for-
mulatingnew enapsulatingsystems foreitherosmetiormedialuse: thetoxiity
ofthepartiipatingsurfatantmoleules. Weevaluatedtheytotoxiityofanumber
of ommonlyused surfatants,as wellas that of atanioni surfatant mixtures.
Seeingthat the preseneof onlyasmallamountof aationisurfatantinthe mix-
tureresultsinalargeinrease initstoxiity,wefousedonamixtureoftwoanioni
and in osmeti formulation already ommonly used surfatants. In Chapter 7 we
present a way to formvesiles in suh mixtures at roomtemperatureand at physi-
ologialpH.
Thisthesisomprisesdierentstudiesrangingfromphasediagramdeterminationto
ytotoxiitystudies. Forthis reason,thethesiswaswrittensothateahhapterlay-
out followsthe usualonvention: Abstrat, Introdution, ExperimentalProedures,
Results, Disussion and Conlusions. The bibliography is given at the end of the
thesis in order toavoid repeating. The dierent studies led to several publiations
whih are already published, aepted or submitted, summarized in the following
table. A omplete list of publiations and a list of oral and poster presentations,
whihwere presented at international ongresses, are alsogiven at the end.
2 N. Vlahy, A. Renonourt, M. Drehsler, J.-M. Verbavatz, D. Touraud,
W. Kunz, Blastulae aggregates: New intermediate strutures in the
mielle-to-vesiletransitionofatanionisystems. J. Colloid Interf. Si.
2008 320, 360-363.
3 A.Renonourt, N.Vlahy, P. Bauduin,M. Drehsler, D. Touraud,J.-M.
Verbavatz, M. Dubois, W. Kunz, B. W. Ninham, Spei alkali ation
eets in the transition from mielles to vesiles through salt addition.
Langmuir2007 23, 2376-2381.
3 N. Vlahy, M. Drehsler, J.-M. Verbavatz, D. Touraud, W. Kunz, Role
of the surfatant headgroup onthe ounterion speiity in the mielle-
to-vesile transition through salt addition. J. Colloid Interf. Si. 2008
319, 542-548.
3 N. Vlahy, B. Jagoda-Cwiklik, R. Váha, D. Touraud, P. Jungwirth,
andW.Kunz,Hofmeisterseriesofheadgroupsand speiinterationof
harged headgroupswith ions. J. Phys. Chem. B 2008 (Submitted).
4 N. Vlahy, M. Drehsler, D. Touraud, W. Kunz, Anion speiity in-
uening morphology in atanioni surfatant mixtures with an exess
of ationi surfatant. Comptes rendus Chimie Aadémie des sienes
2008 (Submitted).
5 N.Vlahy,A.F.Arteaga,A.Klaus,D.Touraud,M.Drehsler,W.Kunz,
Inuene of additives and ation hain length on the kineti stability of
supersaturatedatanioni systems. Colloids Surf., A2008 (Aepted).
6 N. Vlahy, D. Touraud, J. Heilmann, W. Kunz, Determining the de-
layed ytotoxiity of atanioni surfatant mixtures on HeLa ells.
Colloids Surf., B 2008 (Submitted).
7 N. Vlahy, C. Merle, D. Touraud, J. Shmidt, Y. Talmon, J. Heilmann,
W. Kunz, Determiningthe delayed ytotoxiity of atanioni surfatant
mixtures onHeLa ells. Langmuir2008 (Submitted).
Introdution
1.1 Surfae Ative Agents
1.1.1 General
Surfae ative agents (a.k.a. surfatants) are moleules with a hemial struture
that makes them partiularly favorable to reside at interfaes. All lassial sur-
fatant moleules onsist of at least two parts, one whih is soluble in water (the
hydrophilipart) and the other whihis insolublein water (the hydrophobi part).
Thehydrophilipart(apolarorionigroup)isreferredtoastheheadgroupandthe
hydrophobipart(alonghydroarbonhain)asthetail(Figure1.1). Thehydropho-
bi part of a surfatant may be branhed orlinear. The degreeof hain branhing,
the position of the polar head group and the length of the hain are parameters
that aet the physio-hemialproperties ofthe surfatant 1 ,2
. The primarylassi-
ation of surfatants is made on the basis of the harge of the polar head group:
anionis, ationis, non-ionis and zwitterionis.
Surfatantmoleulesadsorbatinterfaes,therebyreduingthefreeenergyofthe
system 3
. When surfatants are dissolved in water, the hydrophobi group disrupts
the hydrogen-bonded struture of water and therefore inreases the free energy of
the system. Surfatant moleules therefore onentrate at interfaes, so that their
hydrophobigroupsareremovedordiretedawayfromthewaterandthefreeenergy
of the solution is minimized. The distortion of the water struture an also be de-
inthetheoryofthepakingparameter)andaunilamellarvesile.
reased (andthefreeenergyredued) bythe aggregationof surfae-ativemoleules
into lusters (mielles) with their hydrophobi groups direted toward the interior
of the luster and their hydrophili groups direted toward the water. The proess
of surfatant lustering or miellization is primarily an entropy-driven proess 1,3
.
However, the surfatantmoleules transferred fromthe bulksolution tothe mielle
may experiene some loss of freedom from being onned to the mielle. In addi-
tion, they may experiene an eletrostati repulsion from other similarly harged
surfatant moleulesin thease of surfatantswith ioni headgroups. Thesefores
inrease the free energy of the system and oppose miellization. Hene, mielle
formation depends on the fore balane between the fators favoring miellization
(vanderWaalsandhydrophobifores) andthoseopposingit(kinetienergyofthe
moleules and eletrostati repulsion).
The onentration at whih mielles rst appear in solution is alled the ritial
miellaronentration, abbreviated CMC, and an bedetermined from the dison-
tinuity of the inetion pointin the plot of aphysial property of the solutionas a
funtion of the surfatant onentration 1 ,3
. Above this onentration, almost all of
theaddedsurfatantmoleulesareonsumedinmielleformationandthe monomer
onentration does not inrease appreiably, regardless of the amount of surfatant
added tothe solution. Sine only the surfatant monomers adsorb atthe interfae,
the surfae tension remainsessentially onstant above the CMC. Thus, the surfae
tension an be diretly related to the ativity of monomers in the solution 3
. The
CMC isstronglyaetedby the hemialstrutureof thesurfatant 4,5
,by the tem-
perature andbythepreseneofosolutessuhaseletrolytes oralohols . Mielle
formation, or miellization, an be viewed as an alternative mehanism to adsorp-
tion atinterfaes. In both ases, the driving foreof the proess is the tendeny of
the surfatant toremove their hydrophobi groupsfrom the ontat with water 8
.
1.1.2 Surfatant Self-Assembly: Vesiles
As was mentioned previously, surfatants an self-assemble in dilute aqueous solu-
tions into avariety of mirostrutures, inludingmielles, vesiles, and bilayers. In
reentyears, therehas been aninreasinginterestinunilamellarvesiles, whihare
omposed of a urved bilayer that separates an inner aqueous ompartment from
the outer aqueous environment (Figure 1.1). This is mainly beause of their wide
appliationinbiologyandmediineasmodelellmembranes,aswellastheirstrong
potential as drug arriers and other enapsulating agents of industrial relevane 9
.
Twomajor theoretial approahes have been pursued inthe modelingof surfatant
self-assembly: the urvature-elastiity approah and the moleularapproah.
The urvature-elastiity approah desribes the vesile bilayer as a ontinuous
membraneharaterizedbythespontaneousurvatureand theelastibendingmod-
ulus 10 ,11
. Inthis approah,theformationofnite-sizedvesiles thusdependsonthe
interplay between these two quantities 12 ,13
. The theory providesanelegant,simple
way to desribe the formation of vesiles, however, beause this approah is based
onaurvatureexpansionof thefreeenergyofamembrane,itbreaks downforsmall
vesiles, for whih the urvature isquite pronouned.
ThemoleularapproahwaspioneeredbyIsraelahvili,Mithell,andNinham 1416
who developed a geometri paking argument that allows one topredit the shape
of self-assemblingmirostrutures, inludingspheroidal,ylindrial,ordisoidalmi-
elles, vesiles, and bilayers. Whih aggregates form, is determined primarily by
geometri pakingofamphiphiles,hydroarbonhain stiness,and the hydrophili-
hydrophobi balane. Fordilute solutionsin whih interations between aggregates
are not important,the neessary (geometri) onditions for formation of anaggre-
gateanbedesribedbyaasurfatantpakingparameter
P = v/(l max a
)14 16,wherev
isthe volume perhydroarbonhain,orthe hydrophobi regionof thesurfatant,a
istheatualheadgroupareainthelm, andl max
isanoptimalhydroarbonhainlengthrelatedtoabout90% ofthe maximumextended length(see Figure1.1). The
optimalstabilityof the dierentaggregates ours as follows: (1)spherialmielles
P ≤ 1/3
; (2)globular or ylindrialmielles1/3 < P ≤ 1/2
(3)vesiles or bilayers1/2 < P ≤ 1
.Low paking parameters (around
1/3
) are found for single hained surfatantswith a strongly polar head group. An inrease in the paking parameter an
be obtained by adding a seond hain, therefore doubling the hydroarbon vol-
ume. Toreahthis value, doublehain surfatants 1722
,twosurfatantsof opposite
harge 23 26
, or the assoiation of a surfatant and a o-surfatant 27 33
an be used.
Inthelattertwoases,apseudo-doublehainsurfatantisobtainedbyeitheranion-
pair formationbetween the anioniand ationisurfatant ordue toanassoiation
of the twodierent moleules viahydrogen bounds.
In many ases, the formation of vesiles requires the input of some form of en-
ergy, for example, soniation, injetion or extrusion 34 39
. However, vesiles have
been found to form spontaneously in some aqueous surfatant systems, inlud-
ing solutions ontaining (i) mixtures of leithin and lysoleithin 40
, (ii) mixtures
of long- and short-hain leithins 41
, (iii) mixtures of AOT and holine hloride 42
,
(iv)dialkyldimethylammoniumhydroxidesurfatants
20,21,4345
,(v)ationisiloxane
surfatants 46
, and (vi) mixtures of ationi and anioni surfatants 24,4750
. These
spontaneously-forming vesiles oer advantages overthe more traditionalphospho-
lipid vesiles in being easier to generate and more stable, thus making them more
attrative as enapsulating agents in diverse pratial appliations, inluding the
ontrolled delivery of drugs, ative substanes in osmetis, and funtional food
ingredientssuh asenzymes 51,52
.
1.1.3 Catanioni Surfatant Mixtures
The main thermodynami driving fore for the assoiation of a ationi and an
anionisurfatant mixtureisthe releaseof ounterionsfromthe aggregate surfaes.
Thisresultsinalargeentropyinrease. Sinethetwosurfatantsaresingle-hained,
the resulting atanioni surfatant an be onsidered as a pseudodouble-hained
headgroup. For these systems a non-monotoni hange in
P
is observed, with apronounedmaximumasthemixingratioisvaried 1,3
. Duetothestrongeletrostati
interationbetween the oppositelyhargedheadgroups,atanionimixturesexhibit
CMC valuesmuhlowerthanthoseofthesurfatantsinvolved. TheCMCisdiretly
orrelatedtotheleaningeieny ofsurfatants,pointingtoyetanotheradvantage
of suh systems.
Mixtures of anioni and ationi surfatants exhibit rih mirostruture phase
behavior in aqueous solutions. Aggregate strutures suh as spherial and rod-like
mielles, vesiles, lamellar phases, and preipitates have all been observed depend-
ing on the onentration and the ratio of the surfatants in solutions
24,26,48,5357
.
Around equimolaritya zone of preipitationis observed. However, when one of the
surfatantsispresent inasmallexess, the ationi-anionisurfatantbilayers usu-
ally spontaneously form losed vesiles. The phase behaviorof atanioni mixtures
is represented in Figure1.2.
Figure 1.2: Shemati phase behavior enountered in atanioni surfatant systems. Phase
notations:
V −
andV +
: regionsofnegativelyandpositivelyhargedvesiles;2φ
: two-phaseregions,i.e. mostlydemixingofphasesbetweenavesiularandalamellarphaseoravesileandamiellar
phase;
L −
andL +
: lamellarphasewithanexessofrespetivelyanioniandationisurfatants;P: preipitate region;
I −
andI +
: mixed miellarsolutionswithanexessof respetivelyanioniand ationisurfatants(reproduedfrom Khan 58
).
Yuet and Blankshtein presented a detailedmoleularthermodynami theory
todesribetheformationofatanionivesiles. Theirtheoryrevealsthat(i)thedis-
tribution of surfatant moleules between the two vesile leaets plays an essential
role inminimizingthe vesiulationfree energies ofnite-sized vesiles, (ii)the om-
positionofmixedationi/anionivesilesismainlydeterminedbythreefators: the
transferfreeenergyofthe surfatanttails,theeletrostatiinterationsbetweenthe
harged surfatant heads, and the entropi penalty assoiatedwith the loalization
of the surfatant moleules uponaggregation, and (iii) the entropy assoiated with
mixingnite-sizedvesilesan beanimportantmehanism ofstabilizingvesiles in
solution. The presentmoleular-thermodynamitheory alsohas theabilitytoover
the entire rangeof vesile sizes(or urvatures),thusenablingadesriptionof small,
energetially stabilized, vesiles.
The free energy of vesiulation,
g ves
, an be viewed as omposed of the follow-ing ve ontributions: (1)the transfer free energy,
g tr
, (2) the paking free energy,g pack
,(3)the interfaialfreeenergy,g σ
, (4)thesteri freeenergy,g steric
,and (5)theeletrostati free energy,
g elec
. These ve free-energy ontributions aount for the essential features that dierentiate a surfatant moleule in the vesile and in themonomeri state. The transfer free energy,
g tr
, reets the so-alled hydrophobieet 60
,whihonstitutesthemajordrivingforeforsurfatantself-assemblyinwa-
ter. Indeed,thetransferfreeenergyistheonlyfavorablefree-energyontributionto
moleularaggregation,withtheotherfourfree-energyontributionsworkingagainst
thisproess. Thehydrophobiregioninavesileisdierentfrombulkhydroarbon.
Inavesile,the surfatanttailsareanhoredatoneend oneitherthe outerorinner
interfaes,whihrestritsthe numberofonformationsthateahsurfatanttailan
adopt while still maintaining a uniform liquid hydroarbon density in the vesile
hydrophobi region. This subtle dierene between a bulk hydroarbon phase and
the hydrophobi region ina vesile is aptured by the pakingfree energy,
g pack
. Inaddition, free-energy penalties are imposed, upon aggregation, by the reation of
the outerand innerhydroarbon/water interfaes,aptured in
g σ
,and by the sterirepulsions and eletrostati interations between the surfatant heads, aptured in
g steric
andg elec
, respetively.tems: (1)In the `simplemixtures' of ationi and anioni surfatants oratanioni
surfatantsystemswithexesssalt, bothsurfatantsstillbeholdtheirown ounteri-
ons. (2) The `true atanionis' (ion pair amphiphiles) onsist of surfatant systems
where the original ounterions have been removed and replaed by hydroxide and
hydronium ions. The ombination of the ounterions at equimolarity thus forms
watermoleules. Eahsurfatantstandsasounterionforthesurfatantofopposite
harge. The present work will fous on the rst type of atanioni systems (with
ounterions).
1.1.4 Appliation of Catanioni Vesiles in Cosmeti Formu-
lation
Vesilesareommonlyusedinosmetis andpharmayasvehilesforativeagents.
Ative moleules an thus be enapsulated in the bilayer membrane if they are
lipophiliorintheore ofthe vesile iftheyare hydrophili. Enapsulationisuseful
to protet atives in preventing any undesired reation. Vesiles an thus be used
as vetors to deliver drugs to a spei plae, without being destroyed. The phar-
maeutial appliations ontinuously inrease and vesiles are used more and more
in the dermatology for prevention, protetion and therapy.
The rstenapsulationexperimentsonatanionisystems wereperformedbyHarg-
reavesandDeamer 61
ontheetyltrimethylammoniumbromide/sodiumdodeylsul-
fate system. They suessfully entrapped gluose,however, the system was limited
to high temperatures (
> 47 ◦ C
). Ten years later,Kaler at al.24 proeeded with sim-ilar experiments using vesiles formed from etyltrimethylammoniumtosylate and
sodium dodeylbenzenesulfonate (CTAT/SDBS) mixtures. A more omprehensive
study of the entrapment ability was made by Tondre et al.
62
on the CTAT/SDBS
and by Kondo et al.
50
on the didodeyltrimethylammoniumbromide/ sodium do-
deylsulfate (DDAB / SDS) system. The surfatant onentration as well as the
ratio of the two partiipating surfatant have proved to have a big eet on the
entrapment eieny.
non-ionisurfatant isused (i. e. Triton X-100) 50
. A more elegant solutionfortar-
geteddrugdeliveryisdesigningvesilesthat beomeunstableataneasilytunedpH
value. Itisknownthat,forexample,tumorsandinamedtissuesexhibitadereased
extraellular pH 63 67
. For this reason a large number of groups have foused their
attention onthe preparation of pH-sensitive liposomes 6878
as possible drug arrier
systems. Furthermore,improvingthe bioompatibilityofproduts usedinosmeti
formulation even further is always sought after. For this reason it is important to
identify the skin irritatingproperties of ommeriallyused surfatants. In addition
totheir entrapment abilities,vesiles serve alsoas modelsfor membranesof biolog-
ialells 7981
and as templates 8285
for the synthesis of nanopartiles, extration of
rare earth metal ions 86
, and asgene deliverysystems 87
.
1.2 Ion Eets
1.2.1 Ions in Water
It has long been known that the dissolution of ions bringsabout hangesinsolvent
struture 88
. The region of modied solvent surrounding an ion has been denoted
as a osphere of the ion 89
. The degree and manner in whih ospheres overlap in
the lose-range enounter of two ions depends speially on the nature of both
ions and the primary fores between them. Ion hydration has been studied exten-
sively experimentally 88,9093
as well as theoretially 9498
. Terms suh as `ontat'
pairs and `solvent-separated' pairs have ome into use to distinguish the results of
omplete and partialeliminationof solvent moleulesfrom between twointerating
ions (see Setion 1.2.3.). The basi features responsible for ion-spei short-range
interations are, in the ase of monoatomi ions, their harge, their size, their po-
larizability, and availability of eletrons and/or orbitals for ovalent ontributions.
Additional features of polyatomi ions are the harge density distribution, and, in
some ases, the presene of hydrophobi groups 99
. The ease with whih hydration
eets aompanying assoiation-dissoiation proesses an be observed, depends
more readily with weak eletrolytes and with pairs of multivalent ions, than with
strong 1-1eletrolytes.
Ions have long been lassied as being either kosmotropes (struture makers) or
haotropes (struture breakers) aording to their relative abilities to indue the
struturing of water. The degree of water struturing is determined mainlyby two
quantities: the inrease or derease of visosity in water due to added salt, and
entropies of ion solvation. For example, the visosity
η
of an aqueous salt solutiontypiallyhas the following dependene onion onentration
c
91:η/η ◦ = 1 + Ac 1 / 2 + Bc + · · ·
(1.1)where
η ◦
is the visosity of pure water at the same temperature.A
is a on-stant independent of
c
; its orresponding term an be explained by Debye-Hükel theory asbeingduetoounterionsreeningatlowiononentrations. TheonstantB
, whih is alled the Jones-DoleB
oeient, is the quantity that desribes thedegree of water struturing.
B
is positive for kosmotropi ions and negative forhaotropi ions. (One issue in interpreting experimentsis how toseparate the on-
tributions of the anion from the ation. The standard assumption is that
K +
hasthe same
B
oeient asCl −
, beauseK +
andCl −
have approximatelythe sameioni ondutane 100
and beausethe value of
B
forKCl
is approximately zero.) Water struturing is also reeted in entropies of ion solvation. Again, the ef-fets of the anion from the ation need to be separated (it is assumed that the
solvation entropies are additive 90
). Furthermore, the ion solvation entropy needs
to be divided into ion and hydration water ontributions. Subtrating the former,
∆S II
is obtained, whihdesribes the hange in entropy of hydration water due tothe presene of anion 90
. Ions whih are kosmotropi in visosity experiments tend
to have a negative hydration omponent to their solvation entropy, implying that
they order the nearby waters, while haotropi ions have a positive
∆S II
. Figure1.3 plots the entropy of water near monovalentions asalulated from the entropy
of hydration of the ion (fromdissolving the ionin water) versus the ioni radius of
the ion 92
. A negative
∆S II
(upper portion of Figure 1.3) indiates tightly bound0.5 1.0 1.5 2.0 2.5
-15 -10 -5 0 5 10 15
-S II
r (Å) Li
+
Na +
K +
Rb +
Cs + F
-
Cl -
Br -
I -
Figure1.3: Theentropyofpurewaterminustheentropyofwaternearanionin
calK − 1 mol − 1
.Therystalradiioftheionsin angstromsareplottedalong theabsissa. Positivevaluesof
∆S I I
(lowerportion of gure) indiate water that ismoremobile than bulkwater. Negative valuesof
∆S I I
(upper portion of gure) indiate water that is lessmobile thanbulk water. Kosmotropesare in the upper portion of the gure; haotropesare in thelower portion of the gure (Figure
reproduedfromCollins 101
).
water that is less mobile than bulk water, whereas a positive
∆S II
(lower portionof Figure 1.3) indiates loosely held water that is more mobile than bulk water.
Inreasingionsize (dereasingionharge density) isassoiatedwith inreasing mo-
bility of nearby water moleules. If this mobile, loosely held water is immediately
adjaent tothe ion, assuggested by x-ray and neutron dirationdata 102
, thenthe
horizontal linein Figure 1.3 indiating
∆S II = 0
, separates strongly hydrated ions(above the line) from weakly hydrated ions (below the line). Sine this transition
from weak to strong hydration ours at a larger size for anions than for ations,
the anions must bemore strongly hydrated than the ations,sine anions begin to
immobilizeadjaent watermoleulesatalowerharge density thandoations. The
experiments showthat wateris ordered by smallormultivalentions and disordered
by large monovalent ions. Therefore, water orderinghas generally been interpreted
in termsof ion harge densities 90 ,103
. Chargedensities are high onions that have a
small radius and/ora large harge.
The water-ordering eet of ions is also theoretially extensively studied. Contin-
uum eletrostatismodelssuhasthatofDebyeandHükel utilizeamarosopi
dieletri onstant and assume that all interations involvingions are stritly ele-
trostati, implying the existene of long range eletri elds strong relative to the
strength of water-water interations. In these models, ions are often thought of as
point harges and water as a dipole whih orients in the long-range eletri eld.
Suh models are unable to aurately desribe suh simple ion-spei behaviors
as their tendeny to form ontat ion pairs, whih is a major determinate of the
solubility of spei salts and of the role of spei ions in biologialsystems. For
example, models employing a marosopi dieletri onstant predit that all ions
arestronglyhydratedandwillberepelledfromnonpolarsurfaesbyimagefores. In
fat,weakly hydratedions(e.g., ammonium,hloride,potassium,and thepositively
harged aminoaid side hains) atually adsorb to nonpolar surfaes 105107
and in-
terfaes 108,109
. The driving fore for this adsorption has been to be the release of
weakly bound water tobeomestrongly interating bulk 110
, a proess not inluded
in the alulations utilizing the marosopi dieletri onstant. Sophistiated mi-
rosopi alulations have indiated a role for the polarizability 111,112
of weakly
hydrated ions (as opposed to their dehydration energy) and dispersion fores 113
in
driving them to neutralinterfaes.
1.2.2 Hofmeister Eet
A related property is the Hofmeister eet 114,115
. In 1888, Franz Hofmeister om-
pletedthe rstsystematistudy onspei-ioneets. Hereportedthatsalts aet
the solubility of proteinsin water. Certainions preipitate proteins inwater (`salt-
ing out') while others help solubilize them (`salting in'). This behavior has been
interpretedasamodulationofthe hydrophobi eet bysalts due tothehanges in
the water struture brought about by ions. Suh salt eets orrelate with harge
densities of the salts. Small ions tend to ause `salting out', that is, to redue
hydrophobi solubilities in water, whereas large ions tend to ause `salting-in', in-
reasing nonpolarsolubilities. In Hofmeister'spapers anorderingof salts,and later
an orderingofions, usually denoted as`The Hofmeisterseries' wasdeveloped. `The
Hofmeister series' orders ions as a monotoni funtion of their surfae harge den-
strongly hydrated from weakly hydrated speies. It is most onvenient togenerate
a separate series for anions and forations (. f. Figure 1.4).
SO 4 2- > OH - > F - > Cl - > Br - > NO 3 - > I - > SCN - > ClO 4 - NH 4 + > K + > Na + > Cs + > Li + > Rb + > Mg 2+ > Ca 2+ > Ba 2+
Cosmotropes Salting-out
“Hard”
Chaotropes Salting-in
“Soft”
Organic
Figure1.4: AtypialHofmeisterseries.
1.2.3 Ion Pairing in Water
Ion pairing desribes the (partial) assoiation of oppositely harged ions in ele-
trolyte solutionsto form distint hemial speies alled ion pairs. If the ionasso-
iation is reasonably strong (the value depends on the harges of the ions and the
relativepermittivityofthesolvent),thereisusuallylittlediultyinseparatingthe
properties of the ion pair from the long-range nonspei ion-ion interations that
exist in all eletrolyte solutions. However, when the ion assoiation is weak, there
is astrong orrelation between these nonspei ion-ion interations (haraterized
in terms of ativity oeients) and ion pair formation (haraterized in terms of
an assoiation onstant). Speies are generally desribed as ion pairs if two oppo-
sitelyharged ionsinsolutionstay together ataseparation r, whihis smallerthan
some speied uto distane R. Ions further apart than R are onsidered `free'.
Various theorieshave been proposed for hoosing the value of Rand for desribing
the propertiesof the ion pairsand free ions that together produe the observed be-
havior of eletrolyte solutions. It is generally aepted that ions an not approah
eahothermorelosely thansome`distane oflosestapproah'adue tothe strong
repulsive fores of the eletron shells of the ions, even if polarizable. The distane
a is understood tobear some relation to the sum of the (rystal ioni) radii of the
oppositely harged ions, generally a
≥ r + + r −
. In summary, two ions of oppositesignare onsideredtoformanionpairiftheir distaneapartisbetween
a
andR
fora timelongerthanthe timeneeded todiuse oversuh adistane . Oneions are
paired, they are thought to haveno tendeny toassoiate with otherions indilute
solutions, although, at higher eletrolyte onentrations, ion triplets, quadruplets,
or larger aggregates may form. A major role in the assoiation of ions in solution
intopairsisthoughttobeplayedbylong-rangeeletrostatifores betweentheions,
usually modeled as a Coulomb's law attration, attenuated by the solvent permit-
tivity. Veryshort-rangeinterations (hardornearly-hard sphererepulsions)involve
the mutualexlusionofionsatr
<
a. However, atdistanes a <r < R,solvationofthe onstituentions must be onsidered. On this basisanionpair maybelassied
as a (double) solvent-separated ion pair (2SIP), when the primary solvation shells
of both ions remain essentially intat, asa solvent-shared ionpair (SIP), if asingle
solventlayerexistsinthe spaebetween the ionpartners ofthepair, orasaontat
ion pair (CIP), if no solvent exists between the partners and the ions are in diret
ontat (Figure 1.5).
Figure 1.5: Shematirepresentationofion-pairtypes: (
a
)solventseparated(2SIP),(b
)solventshared (SIP), and (
c
) ontat (CIP). The omplete solvation shell around the ion pair is notdisplayed. (Reproduedfrom Marusand Hefter 117
)
1.2.4 Collins' Theory of Mathing Water Anities
Takingintoaountexperimentalndingsasimplemodelforthe ion-induedstru-
turing and disordering of water has been proposed 103
. Collins 103
proposed that ion
eets on water struture ould be explained by a ompetition between ion-water
interations, whih are dominated by harge density eets, and water-water inter-
ations, whihare dominatedby hydrogenbonding. Forexample,lithiumisasmall
ionwithhighhargedensity,soitinteratsstronglywiththewaterdipoletostrongly
hargedensityhavealowertendeny toorientwaterintheion's rstsolvation shell
(haotropes). Aordingly, ions with high harge density have ahigh propensity to
order water (kosmotropes). He suggested that anions are stronger than ations at
waterorderingbeauseoftheasymmetryofhargeinawatermoleule: thenegative
end of water's dipoleis nearertothe enter of the water moleulethan the positive
end. Therefore, anions feel alarger eletrostati potentialat the surfae of awater
moleule than ations. The alulations of Kalyuzhnyi et al.
118
indiate that the
solvation modelof Collins yieldsqualitativeagreementwith the experimentaldata.
-60 -40 -20 0 20 40 60
-15 -10 -5 0 5 10
q(kcalmol
-1 )
W A
-- W C
+ (kcal mol -1
) CHAOTROPE-KOSMOTROPE
KOSMOTROPE-CHAOTROPE KOSMOTROPE-KOSMOTROPE
CHAOTROPE-CHAOTROPE
CsF KF
NaF CsCl
CsI
NaCl
NaBr
LiCl
LiBr
LiI
Figure 1.6: Relationshipbetweenthestandardheatof solutionofarystallinealkalihalide (at
innitedilution)in
kcal · mol − 1
andthedierenebetweentheabsoluteheatsofhydrationoftheorrespondinggaseousanionandation,alsoin
kcal · mol − 1
. Theionsareassiedashaotropes(weakly hydrated) or kosmotropes (strongly hydrated). The enthalpy of solution of haotrope-
haotropeand kosmotrope-kosmotropesalts is positive(takesup heat), whereasthe enthalpy of
solutionofhaotrope-kosmotropeandkosmotrope-haotropesaltsiseithernegative(givesoheat)
orpositive(takesupheat). FiguresreproduedfromCollins 101
.
Collins' law of mathing water anities states that oppositely harged ions in
water anities 103
. Experimental observations of the systemati dependene of the
heats of solutionof simple alkalihalides onthe water anity of the individualions
(absolute free energies of hydration) and the dependene of the solubilities of the
alkalihalideson ionsize ontributed to the realization that asimple law ontrolled
the tendenyofions ofoppositehargetoforminnersphereionpairs. InFigure1.6,
the enthalpy ofsolutionis plottedonthe vertialaxis: those salts learly abovethe
line at
0
produe old solutions upon dissolution; those salts learly belowthe line at0
produe hot solutions upon dissolution. Plotted on the horizontal axis is the dierene in absolute free energies of hydration (water anity) of the onstituentions ofthesalt. Weseethatwhentheonstituentionsofasaltaremathedinwater
anity (kosmotrope-kosmotrope and haotrope-haotrope salts), old solutions are
produed, suggesting that no strong interations with water have ourred (whih
would release heat) and that the oppositelyharged ions of the dissolved salttend
to stay together. This istobe expeted: the pointhargeatthe enter of a (small)
kosmotropi ion an get loser to the point harge at the enter of an oppositely
harged (small) kosmotropi ion than it an to the point harge at the enter of
the oppositely harged portion of a medium size zwitterion (water moleule); and,
the point harges atthe enters of the two harges on the medium size zwitterions
an get loser to the harges on other water moleules than it an to the point
harge at the enter of a (large) haotrope. In ontrast, when the onstituent ions
are mismathedinwateranity (kosmotrope-haotropeand haotrope-kosmotrope
salts), hot solutions are often produed, suggesting that a strong interation of
the small ion with water has ourred and that the oppositely harged ions of the
dissolved salt have separated. This is also to be expeted, sine the point harge
at the enter of a (small) kosmotropi ionan get loser to the point harge at the
enteroftheoppositelyhargedportionofamediumsizezwitterionthantothepoint
harge at the enter of the oppositely harged (large) haotrope. The requirement
of a haotrope-kosmotropeor kosmotrope-haotrope saltfor anexothermi heat of
solutionisaneessary butnotsuientonditionsinewhensuhasaltisdissolved
the kosmotropi ion willgenerate heat as it goes from a (large) haotropi partner
heat as it goes from a (small) kosmotropi partner to a medium size zwitterioni)
water moleule. The net eet an be exothermi or endothermi.
+ +
+ +
+ _
_
_
_ + _
+ +
Small-Small
Small Small
Small
Big Big Big-Big
Big
X
Figure 1.7: Ion size ontrols thetendeny of oppositely harged ions to form inner sphere ion
pairs. Smallionsofoppositesign spontaneouslyform innersphereion pairsin aqueoussolution;
largeions ofoppositehargespontaneouslyform inner sphere ionpairsin aqueous solution; and
mismathedionsof opposite hargedonotspontaneouslyform inner sphereionpairsin aqueous
solution.
This is shematially represented in Figure 1.7. Small ions of opposite harge
willtend toome together beausethe pointharges at theirenters an get loser
to eah other than with the pointharges at the enters of the medium size water
moleules. Large ions of opposite harge will ome together beause the released
water moleules an form stronger medium - medium interations. And (small)
kosmotropiions willnot spontaneously dehydrate toform aninnersphere ionpair
with an oppositely harged (large) haotropi ion beause the point harge at the
enter of the kosmotropi ionan get loser tothe point hargeat the enter ofthe
oppositely harged portion of a medium size zwitterions than to the point harge
atthe enter of anoppositelyharged (large)haotrope. Thus, itan be onluded
that oppositely harged ions in free solution spontaneously form inner sphere ion
pairs only whenthey have equal water anities.
Ion-water interations are important throughout biology and hemistry. Ions af-
fet the onformations and ativities of proteins and nulei aids 119 123
. Ion om-
plexation in ells is ruial for the ativities of biomoleules suh as enzymes and
drugs 124,125
. Ionsregulatetheeletrostatipotentials,ondutanes,andpermeabil-
itiesof ellmembranes 126 ,127
,the strutures ofmielles,and the hydrophobi eet,
whihdrivespartitioning,permeation,andfoldingaswellasbindingproesses 107,128
.
In hemistry, ions aet the rates of hemial reations 129 ,130
, rates of gelation 131
(widely used in food appliations), ion-exhange mehanisms 132
(widely used for
hemial separations), and the expansion and ontration of lays, responsible for
environmentalproesses suh asmudslides 133 ,134
.
It has been observed that in assoiation olloids, the hanges in the balane of
fores ontrolling the aggregate struture are reeted in the hanges in interfaial
onentrationsofwaterandotheromponents 135
. Insurfatantsystems,thishange
is reeted inthe dierent self-aggregationmorphologies. This isespeiallytruefor
atanioni mixtures, due to their enhaned sensitivity to outside parameters. For
this reason, atanioni surfatant systems have been hosen to eluidate the ion-
speibehavior and role of the surfatant headgroupsin olloidalhemistry.
Salt-Indued Morphologial
Transitions in Non-Equimolar
Catanioni Systems
Blastulae Aggregates: Spontaneous
Formation of New Catanioni
Superstrutures
2.1 Abstrat
The transition of ioni mielles to vesiles upon the addition of salt was explored.
The atanioni surfatant solution was omprised of sodium dodeylsulfate (SDS)
anddodeyltrimethylammoniumbromide(DTAB)withanexessofSDS.Thehange
in aggregate size an be aommodated by the inrease of ounterion binding and
onsequent dehydration of the surfatant headgroups. A new type of intermediate
struture was found: a symmetrially shaped spherial super-struture, whih we
named blastulae vesile. In ontrast to known raspberry-like or egg-arton stru-
tures, we believe that harge utuations within the bilayers are responsible for
this spontaneous super-aggregationtoourinthe presene of onlya smallamount
of sodium hloride. A possible mehanism for the observed pattern formation is
proposed.
It is known for a long time that double hain surfatants an spontaneously form
vesiles 43
. A similar phenomenon an be observed with mixtures of ationi and
anioni surfatants (here alled atanionis). These systems display a wide variety
of phase behavior and strutures suh as mielles, vesiles, diss and folded bilay-
ers an beobserved
24,136 ,137
. Reently, new self-assembled strutures, suhas onion
phases and iosahedra were found in `true' atanioni solutions with no other ions
than the surfatant moleules 138,139
. Spontaneously formed vesiles are of applia-
tional interest, espeially in atanioni systems, sine they an be tailored at will
by varyingthe anioni/ationisurfatantratio,the size ofthe hainlength orthe
nature of the polarheads 26
.
Fordilutesystems,loalaggregate urvaturedeterminedbygeometrialonstraints
embodiedinasurfatantpakingparameter
P = v/(l max a
),wherev
andl max
arethevolumeandlengthofthehydrophobipart,respetively,and
a
theareapermoleuleat the interfae (headgroup) is a onvenient variable that haraterizes phase dia-
grams 15
. A neessary ondition for the formation of vesiles from either single or
mixed surfatants an be shown to be that the paking parameter is
1/2 < P < 1
.Fora singlesurfatant that onditionan besatisedby hoosing adouble hained
surfatant, e.g. didodeyldimethylammoniumbromide (DDAB); for mixed surfa-
tant systems a pseudo-double hain surfatant is obtained by ion-pair formation
between ananioni and aationi surfatant 18 ,45
.
However, this ondition is not suient. While the type of aggregate that forms
with ioni surfatants an be broadly understood in terms of a balane between
foresdue tothe pakingpropertiesofsurfatanttailsandthoseduetodouble-layer
eletrostatiinterations,onditionsfortheformationofsingleorfewwalledvesiles
areverysubtle
16 ,140,141
. Foreets ofglobalpakingonstraintsandinter-aggregate
interations, see André et al.
142
. As the surfatant parameter (intrinsi loal ur-
vature) varies in the range
1/2 <
P< 1
by e.g. varying head group area via saltaddition ortemperature or mixinghain lengths, then, if the surfatant hains are
exible,the system formsvesilesthat growas
P
inreasestoformalamellarphaseat
P = 1
.If the hains are not exible, the system at rst forms multiwalled vesiles, then
vesiles, then lamellar phases again. At
P = 1
this urious phenomenon is due topaking onstraints that emerge beause the interior and exterior surfatants of a
urved bilayerexperienevery dierentonstraints. Depending on those hain and
headgroup onstraints the system forms ubi phases at P
≈ 1
. These are phasesof zero average urvature but varying Gaussian urvature. Again, with inrease in
surfatant onentration equivalent to inreased repulsion between aggregates, the
system an form equilibrium states of supra aggregation. In these the interior an
bemielles orubi phases proteted by few walled vesiles.
Theappearaneofsomanydierentstruturesisknownforaverylongtime
20,45,143 149
.
But apart from the system of double hained didodeyldimethylammonium salts
with dierent ounterions studied by Ninham and Evans, they have been littleex-
plored.
Vesiles from atanioni systems are easily prepared. There is an expetation that
they might also be used as vehiles for ontrolled delivery of drugs
62 ,150 ,151
or as
templates for the synthesis of hollow partiles 150152
. One advantage of atanioni
vesiles asomparedwith morerobustgenuinelydoublehainedsurfatantsistheir
greater sensitivity to parameters suh as temperature 153
or the presene of salts 47
used toinduetransitionsfromvesiles tomiellesortopreipitation. Ofpartiular
interestis the direttransitionfrom miellesto vesiles. Suh aphenomenon oers
in priniple an easy way of enapsulating ative agents by dissolving them in the
miellar phase prior to vesile formation. Mielle-to-vesile transition was already
observed when dilutinga miellarsolutionwith water
26,154,155
, hangingthe anioni
/ ationisurfatant ratio 156158
,inreasing temperature 159
,oruponthe additionof
organi additives 160
and salt 161163
.
The eet of ioni strength on atanioni systems was previously studied experi-
mentally by Brasher et al.
47
. Their results show that the addition of monovalent
salt hanges the phasebehavior and aggregate properties of mixed surfatant solu-
tions. Theoretially the eet of salt on the atanionis was desribed by Yuet et
al.
59
, however, due to the onstritions of the model (smeared surfae harges and
In the present hapter, we explore salt-mediated transition of mielles to vesiles
in a well-studied system
47,48,164
. We are onerned with the inuene of salts on a
atanioni system omposed of sodium dodeylsulfate (SDS) and dodeyltrimethy-
lammoniumbromide(DTAB) in aqueoussolution,with anexess ofanionisurfa-
tant. Inreasingamountsofsodium hloridewassuessivelyadded toasolutionof
mixed SDS / DTAB mielles. The miellarsystem was rst haraterized by rheo-
metrimeasurementsandryo-TEM.Wereportonthepartiularmorphologiesthat
arise during the salt-indued mielleto vesile transition. The formation of irregu-
laronvex-onave patterns and aseondary self-assemblyof vesile-like strutures
uponthe additionof sodium hloride ispresented. Inorder tostudy this transition
in detail, the onentration of salt inthe system was inreased insmallinrements
and the eet was studied using dynami lightsattering, ryo-and freeze-frature
transmissioneletron mirosopy. Twodierentmirosopy tehniques were usedin
order to exlude the artifats that might arise during the preparation of samples.
FF-TEM providesadiret visualizationof the three-dimensionalstruture of parti-
les. The frature follows the path of least resistane, and in olloidal dispersions,
the frature surfae propagates along the interfae of two phases. This makes FF-
TEMideal to study membranesurfaes. To observe whether the vesiles are losed
and if the membranes are intat ryo-TEM wasemployed. Furthermore,ryo-TEM
is very appropriate tostudy miellarsolutions.
2.3 Experimental Proedures
Materials Sodium dodeyl sulphate (SDS) (purity: 99%) and sodium hloride
were purhased from Merk, Germany. The ationi surfatant used was 99% do-
deyltrimethylammoniumbromide(DTAB) purhased fromAldrih, Germany. All
hemialsmentioned abovewere used as reeived withoutfurther puriation. Mil-
lipore water wasused as solvent in allases.
amountsof dried substanes inMillipore water. The solutionswere then left for 24
hours toequilibrateat
25 ◦ C
. The atanionisolutionswere prepared by mixingthesurfatantstok solutionsto obtaina xed anioni/ ationisurfatant mass ratio
of
70/30
(this orresponds to a molar ratio of about2.5/1
). The total surfatantonentration was kept at 1 wt.% at all times. Salts were added to the miellar
solution at inreasing onentrations. The solutions were then stirred and left to
equilibrate for aweek at
25 ◦ C
before makingmeasurements.Dynami Light Sattering (DLS) Measurements Partile size analysis was
performedusingaZetasizer3000PCS(MalvernInstrumentsLtd.,England),equipped
with a5mWheliumneonlaserwithawavelengthoutputof633nm. Thesattering
angle was
90 ◦
and the intensity autoorrelation funtions were analyzed using the CONTIN software. Allmeasurementswere performed at25 ◦ C
.Rheology RheologialexperimentswereperformedonaBrookeldDV-III+rate
ontrolledrheometer. Aone-and-plategeometryof
48
mmdiameterandwitha0.8
deg one angle wasused (spindle modelCP -
40
).Cryo-Transmission Eletron Mirosopy (ryo-TEM) Speimens for ryo-
TEMwerepreparedbyplaingasmalldrop(a.
4µ
l)ofthesampleonaholeyarbongrid. Immediatelyafterblottingwith lterlmtoobtaina thinliquidlmoverthe
grid, thesampleisplungedintoliquidethane(atitsmeltingtemperature). The vit-
ried lmis thentransferred under liquidnitrogentothe eletron mirosope. The
grid wasexaminedwithaZeissEM922EF TransmissionEletronMirosope(Zeiss
NTS mbH,Oberkohen,Germany). Examinationswere arriedout attemperatures
around
90
K.TheTEMwasoperatedatanaelerationvoltageof200kV.Zero-lossltered images (DE =0 eV) were taken under redued dose onditions (100 - 1000
e/nm
2
). Imageswere registereddigitallybyabottommounted CCDamerasystem
(Ultrasan 1000, Gatan, Munih, Germany) ombined and proessed with a digital
imaging proessing system (Digital Mirograph 3.9 for GMS 1.4, Gatan, Munih,
Germany).
ryoproteted by 30% glyerol and frozen in liquid N
2
. Freeze-frature was per-formed in a Balzers (Balzers, Switzerland) apparatus at
− 150 ◦ C
under a vauumof
10 − 6
Torrs. Metalli replias were obtained by Pt and arbonshadowing of fra-ture surfaes. The replia were examined and photographed with a Philips CM 12
transmission eletron mirosope.
2.4 Results
2.4.1 Charaterization of SDS / DTAB Miellar Solution
Thesystemunderstudyisawell-knownmixtureofationiandanionisingle-hain
surfatants. The total surfatantonentration(1wt.%;
≈ 33
mM)and theanioni/ ationi molar ratio (
2.5
/1
) remained onstant throughout all the experiments.The initialsample was olorlessand isotropi,orresponding tothe miellarregion
of the phase diagram(Figure 2.1).
Figure 2.1: Shemati ternary phasediagram of theSDS /DTAB systemat
25 ◦ C
(the blakrossshowsthestartingpoint(referenesample),towhih sodium hloridewasadded)
DLSmeasurementsonrmamiellarsolutionindiatingahydrodynamiradius
(
R H
) of10
nm and a relatively high polydispersity index (0.27
). Figure 2.2 (left)shows aryo-TEM image of our referene solution(without added salt), exhibiting
very long rod-or ribbon-likemielles, in equilibriumwith spherial mielles(hene
servedbySANSmeasurementsinsystemssimilartoours 165
. Resultsfromrheometry
experiments show that the visosity dereases with applied strain rate (Figure 2.2
(right))thereforeexhibitingpropertiesofnon-Newtonianshear-thinninguids. This
kindofbehaviorisommonforsolutionsontaininglargenon-spherialmoleulesin
a solvent with smaller moleules. It is generally supposed that the large moleular
hainstumbleatrandomand aetlarge volumesof uidunderlowshear, butthat
they graduallyalignthemselvesinthediretionofinreasingshearand produeless
resistane. This behavior onrms the presene of rod-like mielles. No enthalpy
hangeouldbedetetedbydierentialsanningalorimetrysothatnoinformation
ould be dedued about possible phase transitions ourring inthe system between
10
and80 ◦ C
166168. Probably, the amount of surfatant was too low for suh adetetion with our equipment.
200 400 600 800 1000
3 4 5 6 7 8 9 10 11 12 13
/ Pas
/ s -1
Figure2.2: Left: Cryo-TEMimageofaSDS/DTABaqueoussolutionatthemolarratioof2.5/1
and atotalsurfatantonentrationof 1 wt.% (reprodued from ref.
169
); right: visosity of the
samesampleasafuntionofshearrate.
2.4.2 Salt-Indued Mielle-to-Vesile Transition
Upon the addition of sodium hloride, the solutions exhibited a transition from a
olorless to a blue solution, the blue olor being typial of the presene of large
objets. Sampleswith dierentsalt onentrationswere analyzedby dynami light
0.00 0.01 0.02 0.03 0.04 0
10 20 30 40 50 60 70 80 90
R H
/nm
c NaCl
/ molL -1
Figure2.3: Inreaseinthemeanhydrodynamiradiusofatanioniaggregatesupontheaddition
ofsodiumhloride.
sattering. The additionof hloride salts auses aninrease inaverage partilesize
and a ertain turbidity of the solution (Figure 2.3). DLS indiated a signiant
inrease in the mean hydrodynami radius (
R H
) of the mielles from10
to a.70
nm. It an be expeted that the salt sreens the eletrostati interations, whih
leads to smallerheadgroups and therefore ahigher paking parameter.
Freeze-frature and ryo-TEM onrm the formation of lamellar sheets in the
sample(Figure2.4). However, byarefullyobservingthe ryo-TEM imagesonean
see that at lowest onentration of added salt (10 mM) the long rod-like mielles
presentinthe startingsolutionstarttobreak-upandlustertogether,seeFigure2.5
(left). Other images fromthe same solution show that these lusters seem to form
small pieesof lamellae,whih eventuallylose toformround vesiles. The urving
of membranes is represented by the presene of darker, sti-looking edges, due to
the higher eletron density in these points. Figure 2.5 (right) shows some urved
piees oflamellarsheets aswell assome omplete vesiles. The vesilesrepresented
inryo-TEM appeartobeperforated;suh perforatedvesileshavepreviouslybeen
multi-lamellarsheets upon theaddition of
10
mM NaCl. The arrowsshowregions where we anobserve the unraveling of ribbon-like mielles into lamellarsheets. The molarity in the ase of
FF-TEM experimentsorrespondsto theonentrationofthesolutionspriorto ryo-proteting.
observed invarious surfatant systems 170174
. Surprisingly,FF-TEM images donot
onrm suhperforations.
The addition of salt produes dramati eets deteted by freeze-frature. At
20
mMof NaCllarge spherial,highlyundulated aggregates are observed. Asmen-tioned previously, FF-TEM exploits the property that surfaes frature along the
area of least resistane. In the ase of vesiles this is within the bilayer. There-
fore, only 3-dimensional objets an be observed. The size range of the partiles
is from
150
to500
nm, see Figure 2.6 (left). This apparent polydispersity is most likely due to the haraterization tehnique used; the measured size of the objetdepends onthe regionwhere the samplesare fratured. Some of the aggregates are
fratured lose to the middle; Figure 2.6 (right)shows a ring of vesiles. Sine the
aggregates pitured in Figure 2.6 are observed in high amounts, they most likely
represent the same objet, fratured in dierent plaes (lose to the `poles' of the
blastulae vesiles, as opposed to the middle of the vesile). The images suggest
that the inside of these partilesare hollowand lled with the same solvent as the
surrounding (water). Due tothe similaritiesinappearane we named the observed
strutureblastulae,takingthenamefrombiologialorigin;theblastulaeareanearly
onsequentlustering ofthepiees. Clustersofelongated aggregatesareindiatedbyblak(left),
whereas individual aggregates are designated by white arrows. The image on the right shows
lustersofsmalleraggregates(blakarrows)andvesileswithperforatedsurfaes(white arrows).
Figure 2.6: FF-TEM photographs representing the formation of blastulae-like lusters upon
the addition of 20mM NaCl ut near the surfae(left); ut through the middle (right), learly
representingthesolventlledavity. Thearrowshowsanindividualvesilewithitsownmembrane.
stage of embryoni development onsisting of a spherial layer of ells surrounding
auid-lled avity. Onthe basis ofthe present pitures weannotsay,whether the
blastula vesile is an aggregate onsisting of one individual membrane or a luster
of elongated mielles as observed in ryo-TEM. Both possibilities will be explored
vidual vesiles are also present. Interestingly, the average diameter of the vesiles
(a. 60 nm) is of the same size as the bulges forming the blastulaestruture. This
might speak for the possibility that the blastula is atually a luster of individual
smallvesiles. These,however, arenot deformedinawaythatitisusuallyobserved
in aggregates. A mehanism for this type of lustering will be disussed later on,
pointing to the similarity with spei-site (or ligand-reeptor) binding. It should
be noted that similar aggregates have been observed in another ontext 175,176
and
will alsobe disussed later.
Figure2.7: FF-TEMimageofindividualunilamellarvesilesupontheadditionof
30
mMNaCl.Thebarrepresents
100
nm.Asmoresaltisaddedtothesystemthelustersbegintodisaggregate. Atsodium
hloride onentrations of
30
mM only individual unilamellarvesiles are observed as an beseen in Figure2.7.Finally,at NaClonentrationsof
40
-45
mM,aloose and unstrutured, randomly paked aggregation of vesiles is observed, see Figure 2.8. These aggregates arenot spherially symmetrialand the individual vesiles forming the aggregates are
45
mMNaCltotherefereneSDS/DTABmiellarsolution. Thebarrepresents200
nm.deformed.
In summary, two features are new in this system: i) the appearane of blastulae
strutures, andii)theseries ofdierentstruturesthat areindued by saltaddition
only, withoutany further additives.
2.5 Disussion
2.5.1 Models of the Mielle-to-Vesile Transition
Inthefollowingweproposeapossiblemehanismfortheobservedpatternformation.
The dierentsteps are represented inFigure 2.9.
`Lamellar Model' It is well known that, as an eletrolyte is added to a mixed
miellar solution, the eetive surfae area of the surfatant headgroups beomes
smaller. This eet ismainlydue toounterion onentrationand sreening aswell
as onsequent dehydration of the neutralized heads. This eet favors a lamellar