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Building Ensemble-Based Data Assimilation Systems with Coupled Models

Coupled Model: AWI-CM

Lars Nerger, Dmitry Sidorenko

Alfred-Wegener Institute Helmholtz Center for Polar and Marine Research, Bremerhaven, Germany Contact: Lars.Nerger@awi.de http://www.awi.de

Data Assimilation System Coupled Ensemble Forecasts

We discuss a strategy to modify a coupled model so that we can use it for efficient ensemble data assimilation. The method uses a direct connection between a coupled model and the ensemble data assimilation framework PDAF [1, http://pdaf.awi.de].

The strategy allows us to set up a data assimilation program with high flexibility and parallel scalability with only small changes to the model.

The direct connection is obtained by

1. adapting the source codes of the coupled model so that it is able to run an ensemble of model states 2. adding a filtering step to the source codes.

We discuss this connection for the coupled atmosphere-ocean model AWI-CM. For this coupled model, we have to augment the codes of both the ocean and atmosphere, adapt the parallelization, and add routines for the handling of observations and model fields specific for each model compartment.

Assimilation program

state time

state observations

mesh data

Indirect Exchange of information (Fortran modules) Explicit Interface (Subroutine calls)

Model

initialization time integration post processing

Filter

Initialization

analysis re-initialization

Observations

obs. vector obs. operator

obs. error

PDAF-Core

The filter analysis step needs information on the assimilated observations. Further, model fields need to be written into the state vectors. The functionality is provided by call-back routines.

The programs of the atmosphere and ocean models use distinct user routines for handling observations and model fields.

The data assimilation system can be separated into three components: Model, filter algorithm, and observations. The filter algorithms are model- independent, while the model and subroutines to handle observations are provided by the user. The routines are either directly called in the program code or share information, e.g., through Fortran modules.

The coupled model AWI-CM [2] consists of ECHAM6 for the atmosphere including the land model JSBACH, and the finite-element sea ice-ocean model FESOM for the ocean compartment. The models are separate pro- grams. They are coupled with OASIS3-MCT. Fluxes between the models are computed each 6 hours by OASIS3-MCT using the fields from FESOM.

Filter Forecast Analysis

Atmos.

Task 1 Coupler

Ocean

Task 1 Coupler

Atmos.

Task 2 Coupler

Ocean

Task 2 Coupler

Atmos.

Task 1 Coupler

Ocean

Task 1 Coupler

Atmos.

Task 2

Coupler

Ocean

Task 2 Coupler

Forecast

Example of an ensemble integration with two ensemble members. Both models and the filter are parallelized. The ensemble adds one level of parallelization to integrate all members at once.

Aaaaaaaa Aaaaaaaa aaaaaaaaa

Stop Initialize Model

Initialize coupler Initialize grid & fields

Time stepper

in-compartment step

coupling

Post-processing Init_parallel_PDAF

Do istep=1, nsteps Init_PDAF

Assimilate_PDAF

Start

Initialize parallelization

Model Extension for data assimilation Legend:

Initialize ensemble

Parallel ensemble forecast Perform filter analysis step Add ensemble parallelization

Additions to program flow

Source code changes In OASIS3-MCT replace

MPI_COMM_WORLD Add line in ECHAM (mo_mpi.f90) and FESOM

(gen_partitioning.F90)

Add line in ECHAM (control.f90) and FESOM

(fesom_main.F90)

Add line in ECHAM (stepon.f90) and FESOM

(fesom_main.F90)

Augmenting the Model Codes Configuring the Parallelization

The parallelization is adapted to enable the coupled ensemble integrations, field exchanges between model and

filter, and the computation of the filter step. Usually, we use the processors of the model task 1 to compute the filter.

Decomposition into process groups using parallel (MPI) communicators:

Compartment in each task (created by coupler) Filter (1 for strongly, 2 for weakly coupled assimilation) Connection for collecting ensembles for filtering (for each model sub-domain)

Atmos.

Task 1 Coupler

Ocean

Task 1 Coupler

Atmos.

Task 2 Coupler

Ocean

Task 2 Coupler

Filter Coupled model task

Call-back Routines for Analysis Step

Summary

The discussed strategy to build the data assimilation system uses a combination of in-memory access and parallel communication to create a particularly efficient online-coupled ensemble assimilation program.

The analysis step is computed in between time steps. It is independent

of the actual model coupler. There is no need to write the ensemble into files and no need to restart the model.

Care needs to be taken when implementing the model interface and observation handling routines, which are specific to the two programs for atmosphere and ocean.

References:

[1] Nerger, L., Hiller, W. Software for Ensemble-based Data Assimilation Systems - Implementation Strategies and Scalability. Comp. & Geosci., (2013) 55: 110-118 [2] Sidorenko, D. et al. Towards multi-resolution global climate modeling with

ECHAM6–FESOM. Part I: model formulation and mean climate, Clim. Dyn. (2015) 44:757–780

[3] Kurtz, W. et al. TerrSysMP–PDAF (version 1.0): a modular high-performance data assimilation framework for an integrated land surface–subsurface model, Geosci.

Model Dev., (2016) 9: 1341–1360

759 ECHAM6–FESOM: model formulation and mean climate

1 3

2013) and uses total wavenumbers up to 63, which corre- sponds to about 1.85×1.85 degrees horizontal resolution;

the atmosphere comprises 47 levels and has its top at 0.01 hPa (approx. 80 km). ECHAM6 includes the land surface model JSBACH (Stevens et al. 2013) and a hydrological discharge model (Hagemann and Dümenil 1997).

Since with higher resolution “the simulated climate improves but changes are incremental” (Stevens et al.

2013), the T63L47 configuration appears to be a reason- able compromise between simulation quality and compu- tational efficiency. All standard settings are retained with the exception of the T63 land-sea mask, which is adjusted to allow for a better fit between the grids of the ocean and atmosphere components. The FESOM land-sea distribu- tion is regarded as ’truth’ and the (fractional) land-sea mask of ECHAM6 is adjusted accordingly. This adjustment is accomplished by a conservative remapping of the FESOM land-sea distribution to the T63 grid of ECHAM6 using an adapted routine that has primarily been used to map the land-sea mask of the MPIOM to ECHAM5 (H. Haak, per- sonal communication).

2.2 The Finite Element Sea Ice-Ocean Model (FESOM) The sea ice-ocean component in the coupled system is represented by FESOM, which allows one to simulate ocean and sea-ice dynamics on unstructured meshes with variable resolution. This makes it possible to refine areas of particular interest in a global setting and, for example, resolve narrow straits where needed. Additionally, FESOM allows for a smooth representation of coastlines and bottom topography. The basic principles of FESOM are described by Danilov et al. (2004), Wang et al. (2008), Timmermann et al. (2009) and Wang et al. (2013). FESOM has been validated in numerous studies with prescribed atmospheric forcing (see e.g., Sidorenko et al. 2011; Wang et al. 2012;

Danabasoglu et al. 2014). Although its numerics are fun- damentally different from that of regular-grid models,

previous model intercomparisons (see e.g., Sidorenko et al.

2011; Danabasoglu et al. 2014) show that FESOM is a competitive tool for studying the ocean general circulation.

The latest FESOM version, which is also used in this paper, is comprehensively described in Wang et al. (2013). In the following, we give a short model description here and men- tion those settings which are different in the coupled setup.

The surface computational grid used by FESOM is shown in Fig. 1. We use a spherical coordinate system with the poles over Greenland and the Antarctic continent to avoid convergence of meridians in the computational domain. The mesh has a nominal resolution of 150 km in the open ocean and is gradually refined to about 25 km in the northern North Atlantic and the tropics. We use iso- tropic grid refinement in the tropics since biases in tropi- cal regions are known to have a detrimental effect on the climate of the extratropics through atmospheric teleconnec- tions (see e.g., Rodwell and Jung 2008; Jung et al. 2010a), especially over the Northern Hemisphere. Grid refinement (meridional only) in the tropical belt is employed also in the regular-grid ocean components of other existing climate models (see e.g., Delworth et al. 2006; Gent et al. 2011).

The 3-dimensional mesh is formed by vertically extending the surface grid using 47 unevenly spaced z-levels and the ocean bottom is represented with shaved cells.

Although the latest version of FESOM (Wang et al.

2013) employs the K-Profile Parameterization (KPP) for vertical mixing (Large et al. 1994), we used the PP scheme by Pacanowski and Philander (1981) in this work. The rea- son is that by the time the coupled simulations were started, the performance of the KPP scheme in FESOM was not completely tested for long integrations in a global setting.

The mixing scheme may be changed to KPP in forthcom- ing simulations. The background vertical diffusion is set to 2×10−3m2s−1 for momentum and 10−5m2s−1 for potential temperature and salinity. The maximum value of vertical diffusivity and viscosity is limited to 0.01 m2s−1. We use the GM parameterization for the stirring due to Fig. 1 Grids correspond-

ing to (left) ECHAM6 at T63 (≈180 km) horizontal resolu- tion and (right) FESOM. The grid resolution for FESOM is indicated through color coding (in km). Dark green areas of the T63 grid correspond to areas where the land fraction exceeds 50 %; areas with a land fraction between 0 and 50 % are shown in light green

Atmosphere Ocean

fluxes ocean/ice state

759 ECHAM6–FESOM: model formulation and mean climate

1 3

2013) and uses total wavenumbers up to 63, which corre- sponds to about 1.85×1.85 degrees horizontal resolution;

the atmosphere comprises 47 levels and has its top at 0.01 hPa (approx. 80 km). ECHAM6 includes the land surface model JSBACH (Stevens et al. 2013) and a hydrological discharge model (Hagemann and Dümenil 1997).

Since with higher resolution “the simulated climate improves but changes are incremental” (Stevens et al.

2013), the T63L47 configuration appears to be a reason- able compromise between simulation quality and compu- tational efficiency. All standard settings are retained with the exception of the T63 land-sea mask, which is adjusted to allow for a better fit between the grids of the ocean and atmosphere components. The FESOM land-sea distribu- tion is regarded as ’truth’ and the (fractional) land-sea mask of ECHAM6 is adjusted accordingly. This adjustment is accomplished by a conservative remapping of the FESOM land-sea distribution to the T63 grid of ECHAM6 using an adapted routine that has primarily been used to map the land-sea mask of the MPIOM to ECHAM5 (H. Haak, per- sonal communication).

2.2 The Finite Element Sea Ice-Ocean Model (FESOM) The sea ice-ocean component in the coupled system is represented by FESOM, which allows one to simulate ocean and sea-ice dynamics on unstructured meshes with variable resolution. This makes it possible to refine areas of particular interest in a global setting and, for example, resolve narrow straits where needed. Additionally, FESOM allows for a smooth representation of coastlines and bottom topography. The basic principles of FESOM are described by Danilov et al. (2004), Wang et al. (2008), Timmermann et al. (2009) and Wang et al. (2013). FESOM has been validated in numerous studies with prescribed atmospheric forcing (see e.g., Sidorenko et al. 2011; Wang et al. 2012;

Danabasoglu et al. 2014). Although its numerics are fun- damentally different from that of regular-grid models,

previous model intercomparisons (see e.g., Sidorenko et al.

2011; Danabasoglu et al. 2014) show that FESOM is a competitive tool for studying the ocean general circulation.

The latest FESOM version, which is also used in this paper, is comprehensively described in Wang et al. (2013). In the following, we give a short model description here and men- tion those settings which are different in the coupled setup.

The surface computational grid used by FESOM is shown in Fig. 1. We use a spherical coordinate system with the poles over Greenland and the Antarctic continent to avoid convergence of meridians in the computational domain. The mesh has a nominal resolution of 150 km in the open ocean and is gradually refined to about 25 km in the northern North Atlantic and the tropics. We use iso- tropic grid refinement in the tropics since biases in tropi- cal regions are known to have a detrimental effect on the climate of the extratropics through atmospheric teleconnec- tions (see e.g., Rodwell and Jung 2008; Jung et al. 2010a), especially over the Northern Hemisphere. Grid refinement (meridional only) in the tropical belt is employed also in the regular-grid ocean components of other existing climate models (see e.g., Delworth et al. 2006; Gent et al. 2011).

The 3-dimensional mesh is formed by vertically extending the surface grid using 47 unevenly spaced z-levels and the ocean bottom is represented with shaved cells.

Although the latest version of FESOM (Wang et al.

2013) employs the K-Profile Parameterization (KPP) for vertical mixing (Large et al. 1994), we used the PP scheme by Pacanowski and Philander (1981) in this work. The rea- son is that by the time the coupled simulations were started, the performance of the KPP scheme in FESOM was not completely tested for long integrations in a global setting.

The mixing scheme may be changed to KPP in forthcom- ing simulations. The background vertical diffusion is set to 2×10−3m2s−1 for momentum and 10−5m2s−1 for potential temperature and salinity. The maximum value of vertical diffusivity and viscosity is limited to 0.01 m2s−1. We use the GM parameterization for the stirring due to Fig. 1 Grids correspond-

ing to (left) ECHAM6 at T63 (≈180 km) horizontal resolu- tion and (right) FESOM. The grid resolution for FESOM is indicated through color coding (in km). Dark green areas of the T63 grid correspond to areas where the land fraction exceeds 50 %; areas with a land fraction between 0 and 50 % are shown in light green

OASIS3-MCT

Overview

Filter analysis update ensemble assimilating observations Analysis operates

on state vectors (all fields in one

vector)

Ensemble of state vectors

X

Vector of observations

y

Observation operator

H(...)

Observation error covariance matrix

R

For localization:

Local ensemble Local observations Model

interface Observation

module To augment the coupled model with

data assimilation functionality, three subroutine calls for PDAF are inserted into the source codes of ECHAM6 and

FESOM. Further, we need to replace a

communicator in OASIS3-MCT [3] so

that each coupled ensemble task is

treated separately by the coupler.

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