Barton's Processual Phases of Disaster
I. Predesaster period
11. Detection and Communication of warning 1 Immediate relatively unorqanised response
Type VII
Barton's Processual Phases of Disaster
I. Predesaster period
11. Detection and Communication of warning 111. Immediate relatively unorqanised response IV. Organised social response:
IVa. Organised response to the immediate threat IVb. Organised short-run, post-impact response V. Long run post-disaster equilibrium
Type I1
Type V
Type VIII
Type I11
...
Type VI
Type IX
6 3
o r y i n i s a t i o n (;I each o f the phases. llitll t h c u i n e p o s s i b l e types o f response, Earr!,~ firurd, 2s can 5e seen f r o n Fi?ur= 5, t h a t even i n s t z b l e periods, h i s o r ~ a n i s n t i o n c o u l d be discerned t o be behaving i n t h r e e d i f f e r e n t ways. bile i n t h e b ~ o halves o f t h e m d i f i e d f o u r t h phase, f i v e d i f f e r e n t modes o f rcsponse wcre i d e n t i f i e d .
Bardo stresses the processuai n a t u r e o f the everlts w i t h which h~ was dealing, prcposes n o d i f i c c t i o n s t o t h e models used, and urqes c a u t i o n I n es tab1 i s l i i n g t h e e n p i r i c a l sequence of events i n I n d i v i d u a l a p p l i c a t i o n s . tihat
I
would d e r i v e f r o m h i s i n s t r u c t i v e study, horrever, i s t h e conclusion t h a t e x i s t i n g t h e o r e t i c a l c a t e g o r i e s i n t h i s area o f i n q u i r y at- l i k e l y t o have t o be e l a b o r a t e d ad hoc when they a m matched up a g a i n s t t h e r e a l world, t h a t i t i s u n l i k e l y t h a t o r g a n i s a t i o n a l responses t o hazard can u s e f u l l y be considcrcd as a movement from one h d e of behaviour to another, b u t must be vier!ed as a m u l t i p l e a r r a y o f p a r a l l e l responses w i t h a t l e a s t t h r e e and sonetines f o u r o r f i v e o r more d i f f e r e n t types o f responses t o hazard t s k i n g p l a c e simultaneously i n ' a s i n g l e , modest o ~ a n i s a t i o n , and t h a t , s i n c e o r g a n i s a t i o n s a r e n o t u n l t a r f , they do n o t i n any cases o f s i g n i f i c a n c e deal w i t h hazards s i n g l y , b u t i n m u l t i p l e vlays. (See a l s o 3'lanshzn. 1978).I f I nay m v e here
to
a r a r e gcncl-a1 l e v e l , I ~ o u l r l a l s o l i k eto
d r x i f r c r ! Bardo's experience a mm 9cn1:ral ccn?cnt v h i c h a p p l i e s t o a11 o f t h e accounts t h a ti
havc considercd so f a r . I riroul d li kc t o suggcst t h a tthe
w o r l d i s nuch mre m s s y and nuch l e s s systematic thanthese
moc'cls r ~ o u l ( ! in p l y . l l h a t I wovldnow
1 ik e t o do, therefore, f s t o s ~ l p y c s t t h a t ~ P C S F ! CIS need t o be s e t i n a t ? r m d e r c c n t c x t which l.ir?i t s ~ t l d qua1 ff:es i f l e i r u s e f u i n e ; ~ , and k!hich a1 so dl-at.1~z t t c n t i o n t.o t l ~ c t:r-cd t o
considrr
o t h o .l
e v c l s than t i l e p u r r i yFigure 5. Combination of Types or Dureaucratic response in Different Phases of Disaster (Bardo, 1978)
Predisaster
Detection and communication of warning
Immediate relatively unorganised response
Organised response to immediate threat
Short run post impact response
Long run post- disaster equi- librium
6 5
or.~ilnis,i t i o n a l on2. I vrould 7 i ke tcr arracge IT!^ ca:i~ents un;!er three i n s: r'irsi;, discussion r:?rr!~des o f response k h i c n do riot s t a r t frm
the
assunptions o f r a t i o n a l i t y ; sxond, discussion OF the i n t e r o r g a n l s a t i o n a l and p o l i tf - 1 context o f decision m d e l s ; and t h i r d , dfscussion or' the c u l t u r a l context o f rvsponses t o hazard.1. Analyses b : ! ~ i t k do n o t assme r a t i o n a l i t y
Under t h i s f i r s t headlng, I mainly wlsh t o draw a t t e n t i o n t o the l l m l t s o f a r a t i o n a l model o f organlsatienal behaviour, and t o note o t h e r modcs o f response. Some o ~ a n l s a t l o n a l w r i t e r s , r a t h e r than merely stressing, as I have done so far, t h a t t h e m I s a difference between i d e a l notions o f p e r f e c t l y r a t i o n a l a c t i o n and the a c t u a l behavlour o f i n d i v i d u a l s and organisations
,
havc pointed o u t t h a t more adequate explanations are often provided by r e ~ a r d i n g events and actlons as excuses f o r prospective and r e t r o s p e c t i v e r a t f onal i s a t l o n s ofbehaviour which serve t o cloak non-rational sequences o f events w l t h an appearence o f r a t i o n a l i t y . Such u r l te1-s as Dalton (19591 and k e i c k (1969) wcognised i n t h e i r studies t h a t many decisions k11 t h i n organlsations a r e
matters
o f faction, o f expedlency o r o f career advancement.March and Oisen and t h e l r s t d e n t s (:.:i!rch and Olsen, 1976) pr?sent a p f c t u r c o f the oroanisatlonal world as one I n which such decision-making as takes place I s e s s e n t i a l l y an a h i g u o u s a c t i v i t y , indulged i n f o r anblguous nlotives. Here n o t o n l y do choices get t l e d up w i t h personal preferences and 01-ganisational modcs o f r h e t o r i c , but the time and ener?y which fndividua7s have t o a l l o c a t e among competlng issues and concerns assum major importance i n expla'ining irehavfour.
I n t h i s v1w1 o f orpan.isations, decisions are as o f t a n taken because of thc prcscncc cf a 'solu;io~l :oa!::nc Tor- 6 pr-oblem' as because
tile
out- c o ~ e i s a r a t i o n a l rezponscr to the qccstian ~t i;sue. The 'garbaqc can'66
t:icnl-:/ o l dccf s:ol~-n.kin? t h a t :larch and Olsen p u t f o r . n r d s u g g ~ s t s t h a t corn1 t 3 c d,?cis:ons rispel-' n o t n e c c i s a r i l y q o n r a t i o n a l pmcesses o f d e l i b e r a t i o n , b u t upon the i n t e r a c t i o n s betv!ei?n t ! ~ c energy l e v e l s o f the p a r t i e s t o thr? decision and t h e assorted contents o f t h e
I garbage czn' t 5 a t c o n s t l t ~ r t c s th e agenda, vhen I t I s emptied o u t before t h e corn1 t t e e .
I t may be desirable t h a t .organisatiot?s respond t o hazards i n a reasonable and r a t i o n a l manner*, b u t i t I s a c o m n p l a c e t h a t i n p r a c t i c e they r a r e l y behave i n such a manner, and any adequate t h e o r i e s d e a l i n g
w i t h
t h e socio-technical aspects o f hazard have t o r e c o n c i l e these two opposing tendencles. kle my perhaps see these tendencies p a r t i c u l a r l y c l e a r l y i n r e l a t i o n t o whatam
o f t e n presented as t h e m t l o n a l approaches p a r excellence t o hazards, those o f cost- benefl t a n a l y s l s and r i s k assessment. B u t a r e c e n t a u t h o r i t a t 1 ve p v l e w of cost-benefi t a n a l y s l s Ir! r e l a t i o n t o hazards (Baram, 1930) noted t h a t experts reconmnndlng t h l s node o f analysfs t y p l c a l f y o u t l i n e i t s shortconings and l i n i ta t i o n s , p r e s e n t a t e n t a t f v e a n a l y s i s of a p a r t i c u l a r case, b u t conclude by u r g i n g t h a t , i n s p l t e o f i t s f a u l t s , t h e i r a n a l y s i s he used as a b a s i s f o r decisions. I \ f i s h tr, discuss s ~ m aspects o f r i s k and r i s k a s s e s s ~ e n t l a t e r i n another context: a l l t h a t we nced note here are t h a t such techniques a r e n o t immune frori t h e '5artag9 can t h e o r y ' , and t h a t they nay v e l l p r o v i d e us wit!? examples o f ' ~ 0 1 1 1 t i o i l s l o o k i n ? f o r problens', as U a n n has slrggested t h a t they arc i n the A n e r i c ~ n hazard l e g i s l a t i o n context. (Baram, 1980).Another way o f g a i n i n q a d l f f c r e n t perspectivc upon o r g a n i s a t i o n a l responses t o hazard from t h a t provlded by t h e ' n o d l f l c d r a t i o n a l
'
a p p m a c i ~ i s by l o o k i l:g a t the evirierlcc fmra occupat.iona1 s t l i d i e s about ho!f tho occupationai f r o n t - 1 ilic troops o f h a z a r d , t h o s ~ ~ m p l o y c d i n G~ngero:rs occupatf
ons rcsl~ofic!
t o the1 r work. s'; tuations. Studies o f6 7
c4c?c[?-~ea f i s l ~ ~ n r c r ~
(l'o5gic
e t1 ,
7?7F j,
~..il,cl-s (Fi.tzpatric!c, 15tO;Yausht and S~:i.ttl. 1?EO), I l i c h :tee1 e r e c t o r s (I:aas, 1977) and s i m i l a r occupations (Aran, 1974. C c r r i ~ z n e t a l . 1933) o i v e us a p i c t u r e of groups hose t y p i c a l response t o hazard i s t o develop a s o l i d a r y cohesiveness, a l b e i @ a cohesiveness \rrhicll i s s o m e t i m s r a t h e r b r u t a l l y achieved (Vaught and Sni th, 19EO).
Ucth t h c isolation and the danqer wi1ic5 c h a r a c e r i s e such
occcpations pror.xtc cohesion end s e l f - s u f f i c i e n c y , a s h a r i n g o f danger and a s u s p i c i o n o f c u t s i d e r s \rho do n o t sharc i t . And a l l o f these c h a r a c t e r i s t i c s c c r t r i bute tc\qarls t h e devclcpr-cnt o f an occupational s u b c u l t u r e of danger (Fitzpatricl:, 1?20) \:hich i s s i r i l a r i n sol= ways t o t h e d i s a s t e r s u b c u l t u i ~ developed ancncst those whose hornes a r e frequently exposed t o n a t u r a l hazards (!iannir;an and t!ucrcr;;an, 1978).
The sul?cul tu r n provides shared ~ ? c r s g e c t i v e s which cnhancc t h e group's c o n t r o l o v e r t h c i r work s i t c a t i o n , v ~ h i c h ~ a x i m i s e autonomy and minimise dcp~ndance upon
outsiders.
Fear i s often, tllough l l o t always, denied w i t h i n the qroup as a way o f r a k i n g t h e i n t e r n a l environment more p r e d i c t a b l e . end qroup noms arc v c r y i ~ p o r t a n t b c t h i n c o n t r o l l i n g and t e s t i n g nevi sicr::bcrs and i n encouraging tlic;;; t o behave p r e d i c t a b l y i n t h e face of danqcr. (tlaas. 1977; blayer and Fosenblatt, 1975). Safety my bc taken s e r i o u s l y a t cfie l e v e l by r e g a r d i n gfi
p o s s i b l e hazards as e x t m m l y dancernus (though t h i s may n o t i n c l u d e a l l c o n d i t i o n s seen es hazardous by o u t s i d e r s ) . b u t these occupational qmups d i f f e r e n t i n t e i n p r a c t l c e betwcen d i f f e r c n t kinds o f hazard. Miners, f o r exaniple, g i v e p a s t i n z t r c c t i o n t o nehccmers about: e\!eryday daricers such as f a l l s and s l l p s , l e s s about dansers o f an inten:iediate k i r ~ d sucll as ~ n i s f i r e d explosions, and i n the face of the p o s s i b i l i t y o f major liazards such asf i r e s 2r.d
l ~ r ~ e
c d x - i n s they a r c vcrc' st-oican!!
f ~ t a l i s t i c .68
:;here t h ? r c i s a sore l f v e l y ~ c r c c i v ~ d u n c e r t a i n t y i n exposure t a 2anc?r, : o x r c l i s n c e i s p l x c z d u;on l x k
znr!
p r o v i t a n c c , and, as t h e a n t h r t a o lcgf
s t :Fa1 i n w s k l sucqested dccad2s aco (:Cl ino:;.ski, 1948), the tcndancy t o cncac? i n r i t u a l s and t o n a i n t a i n tabcos i s g r e a t e r t h e FOE the l n r l i v i c u a l s and groups concerned a r e exposed t c a c t c a l danger. (Poggic- -
e t a l , 1976. See a l s o Turner, 1967; Vaupht and S l d t h , 1980).There are, o f course, r a t i o n a l aspects t o t h e k i n d s o f Group responses t o danger t h a t I have j u s t been d e s c r i b i n g , and, indeed, i t has been demonstrated t h a t t h e group c u l t u m and n o m can be
s u c c e s s f u l l y modified b y t h e feedback o f i n f o r r a t i o n t o omup r ~ m b a r s about t h e d a n g e n o f p a r t i c u l a r courses o f a c t i o n (Andriessen, 1975;
Zohar
--
e t a l , 19@0; Zohar, 19C0; B l i g n a u t , 1379) b u t these responses o v e r a l l cannot m a d i l y be seen as i n s t s n c e s o f d e c i s i o n - l ~ a k i n g i n c o n d i t i o n s o f u n c e r t a i n t y , and can be niorc s u c c e s s f u l l y understood as t h e development o f what t h e s o c i o l o q i s t Durkheim c a l l e d ' r e c h a n i c a l s o l i d a r i t y ' , a Srcup response which t i c s t h e grcup t o g e t h e r by b o t h r e a l and s y ~ b o l i c t h r e a t s - i n o r d e r t o shar? and e q u a l i s e t h e experience o f d i r e c t exposure t o danger. (Curl:heim, 1?64; See a l s o Goldbart and Cooper, 1975).We m y ask t h e q u e s t i o n o f how f a r o r ~ a n i s a t i o n s o f g r e a t e r c o m p l e x i t y than occupational work groups respond t o hazard, and whether responses o f t h e k i n d dlscusscd here can he discerned i n t h e l a r g e r o r g a n i s a t i o n s . Ouchi (1930) I n a r e c e n t d i s c u s s i o n o f t h e I i m l t s o f b u r c s u c r ~ t f c r a t i o n a l i t y , has suggested t h a t an o r g a n i s a t i c n a l type which i!e l a b e l s t i l e ' c l a n ' , end r!hich i n c l u d e s elenents o f
r,cchanical so? i h r i t y , i - ~ y I)c rorc anpropt-iate f o r c o n f r o n t i n g
c z r t a i n t:mes o f u n i e r t z i n t y than c.i t h c r the n!;rl:et Oi- t l i c Surc?aucrati c c o n f i g u r s t i o n s (!J.illiacson, 1375).
I:: ra:,
be u:cful i nthe
f u t u r e t o69
exploi.,?
t l l , ?i.cl ationsnip
o fOuchf ' s rodcl to rc.sconsc?s t o hazard.
2.