B. Main Constructions 33
11. Approximation of Submanifolds
11. Approximation of Submanifolds
is a barycentric mapping with respect to the induced metric g|S, theny is called an intrinsic Karcher triangulation. If moreover each y|re is also a barycentric mapping with respect to the metric ofM, thenyis called an extrinsic Karcher triangulation.
Goal. The possibility for the existence of an intrinsic Karcher triangulation has been dealt with in section 8. The question of this section will now be how well an extrin
sic Karcher triangulation, induced by the same complex K and the same vertex set {pi}, approximatesS. Note that such an extrinsic Karcher triangulation is always an interpolation of the given triangulation ofS in the sense of 7.14.
11.2 Proposition. Let y be a piecewise (ϑ, h)-small intrinsic Karcher triangulation y of S with ||Wν|| ≤κ for all Weingarten maps Wν. Suppose that all vertices pi =y(ri), i ∈e, lie in a common convex ball with respect tog for eache∈ Kn. Then for small edge lengths `ij := dS(pi, pj) and `¯ij :=d(pi, pj) with respect to g|S and g, it holds
|`ij−`¯ij|.κhϑ−1`¯ij.
Proof. There exists an extrinsic Karcher triangulationxof some set S0⊂M with the same combinatorics and vertices asy(that means: interpolatingy) because the vertices of each simplex are contained in a convex ball. We do not know if S0 is a manifold, because the fullness of the extrinsic simplices is not clear a priori, but will be a result of the length estimate.
Let us show the claim for the edge γ : ei ; ej in re with tangent v := ˙γ. The estimate 7.9 can be extended to the whole edge:
|(dx−P dy)v|.hϑ−1|(∇dx−P∇dy)(v, v)|
|dy v|
As edges are mapped to geodesics, ∇dx(v, v) = 0 and
t
∇dy(v, v) = 0. And as h∇dy vdy v, νi=−h∇dy vν, dy vifor any normalν toS, we have|∇dy(v, v)| ≤κ|dy v|2. So|`ij−`¯ij| ≤ ˆ
|dx v| − |dy v|
≤ ˆ
|(dx−P dy)v| ≤κhϑ−1 ˆ
|dy v|,
q. e. d.
11.3 Corollary. Situation as before, additionally||Wν||+h||∇Wν|| ≤κfor all Weingarten maps. Let`¯ij also induce a(ϑ, h)-full metricge onrK. Then for smallh,
|(y∗g−ge)hv, wi|.(C0h2+κhϑ−1)|v| |w|, (11.3a)
|∇yv∗gw− ∇gvew|.C˜0,10 h|v| |w|, (11.3b) where C˜0,1 = (C0,1+κ2)ϑ−1. The second estimate also holds for any other piecewise at metric geon rK.
Proof. The metric estimate comes from the edge length comparison above, and the connection estimate from 6.23 does not depend on the chosen metric, as long as it is at. Due to the Gauÿ equation (e. g. Jost 2011, thm. 4.7.2), the intrinsic curvature tensor ofS is bounded byC0+||Wν||2and its derivative byC1+||Wν||||∇Wν||, q. e. d.
11. Approximation of Submanifolds
11.4 Remark. The observation that 11.3b also holds for any other piecewise at metric on Kmeans that ifgis approximated up to second order by a better-suited approximation of edge lengths `ij than just `¯ij, then the approximation of the connection remains unchanged.
Nevertheless, taken as it is, 11.3 says that a simple interpolation of a given triangula
tion, just as in Euclidean space, is not the best candidate for geometry approximation.
Henceforth, the rest of this section is devoted to the normal graph mapping, which reveals better approximation properties.
General Properties of Normal Graphs
11.5 Denition. LetS ⊂M be ann-dimensional compact boundaryless smooth subman
ifold. A second submanifoldS0 ⊂M is said to be a normal graph overS if there is a normal vector eldZ onS such that
Φ :a7→expaZ|a (11.5a)
is a bijective mapping S → S0. Where we need it, we will also consider the smooth transitionS;S0 via the homotopy
Φt:a7→expatZ|a. (11.5b)
Parallel transport alongt7→Φt(p)fromΦa(p)toΦb(p)will be denoted byPb,a.
11.6 Remark. <a> The term normal graph or normal height map is mostly used in the context of triangular approximation of surfaces in R3, e. g. in Hildebrandt et al. (2006). In the context of manifold-valued pde's, it is more common to consider the geodesic homotopy Φt, see 13.6d, which also Grohs et al. (2013) use. In particular, their control of distortion alongΦt is equivalent to our control of the distortion byΦ.
<b> Here, as usual, we do not want to treat global properties ofM, so we always tacitly assume|Z|<injM.
<c> Any other n-dimensional submanifold S0 ⊂ M that is near enough to have a bijective orthogonal projectionS0 →S can be represented as a normal graph overS. Here normal projection means mapping somep∈S0 onto the pointq∈Sminimising d(p, q). The largest εsuch that the orthogonal projection Bε(S)→S is well-dened is called the reach ofS(introduced by Federer 1959, def. 4.1, for a recent overview see Thäle 2008). Another formulation for the same thing is that
Φ :˜ T S⊥→M,(p, Z)→exppZ
is a dieomorphism fromOε:={ν∈T S⊥:|ν| < ε} onto its image.
<d> It is well-known (see e. g. Hildebrandt 2012, eqn 1.11) that for M =Rm, the mapΦis locally a dieomorphism if |Z|||Wν||<1for all Weingarten mapsWν. (Note that this bound can only capture the local geometry ofSbut cannot see if some part of Sthat is intrinsically far from a pointp∈Scomes close topin the surrounding space M.) Dierent to the usual argument involing the curvature radius ofSand osculating
spheres, one can use Jacobi elds as in 1.25 (we use the notation from there) to see this:
We already knowdΦtp˙=J(t)for a Jacobi eld withJ(0) = ˙pandJ˙(0) =∇p˙ν, so
d
dtΦ∗tghp,˙ pi˙ = ghJ,Ji˙ . Now let ν be a unit normal eld. Then J˙ =WνJ. If p˙ is the eigenvector in direction of the largest eigenvalue κ, we have
d
dtΦ∗tghp,˙ pi˙ = 2κ(t)|J(t)|,
whereκ(t)is the eigenvalue of the Weingarten mapWν in directionp˙atΦt(p). In our case R = 0, the Riccati equation 1.25b gives W˙ν =−Wν2, so the eigenvalues κi also evolve by κ˙i = −κ2i. This dierential equation has solution κi(t) = (t− κ1
i(0))−1 =
κi(0)
κi(0)t−1, hence
d
dtΦ∗tghp,˙ pi˙ = 2κ
κt−1Φ∗tghp,˙ pi.˙
This is solved byΦ∗tghp,˙ pi˙ = (1−κt)2ghp,˙ pi˙ , sog is positive denite forκt <1.
<e> If we represent Z = fiνi with parallel unit normal vector elds νi and scalar functions fi, then ∇Z = dfi⊗νi +fi∇νi, which splits into tangential and normal parts
t
∇Z =fi∇νi,n
∇Z=dfi⊗νi.Hence, although ||∇Z|| usually shrinks slower than |Z| for |f| → 0, the tangential part is||
t
∇Z||.κ|f|, whereκis an upper bound for the Weingarten mapsWν ofS. Similary,||t
∇2Z||.κ|df|+κ0|f| ifκ0 bounds all||∇Wν||.11.7 Situation. Let S0 be given as a normal graph over S by a vector eld Z with d:=
|Z| ≤ε2 and||dd|| ≤εeverywhere, and let the Weingarten maps ofS be bounded by
||Wν||+ε||∇Wν|| ≤κ. This means||∇Z||.κε. For simplicity, assumeκ≤κ2.
11.8 Proposition. Situation as in 11.7. The mapΦ :a 7→expaZ is locally a dieomor
phism if|d|(κ+√
C0)<1 everywhere.
Proof. Let us supposeZ has unit length at some point and see for whichtthe mapΦt
is locally a dieomorphism. Note that 1.25b gives|κ˙i| ≤C0+|κ2i| for any eigenvalue of a Weingarten map. The equationu˙ =−C0−u2leads to a subsolution
u(t) =p
C0tanp
C0t−arctanκ√i(0)
C0
.
Regarding dtdΦ∗tghp,˙ pi ≤˙ κ(t)Φ∗tghp,˙ pi˙ , which has positive solutions (for positive initial data) as long asκis bounded, it suces to know where the rst pole ofκi(t)can occur.
The rst pole ofu(which must also bound the position of the rst pole ofκi) is where
√C0t−arctanκ√i(0)
C0 =±π2. Now a simple function inspection shows 1
1 +s < π2+ arctans, − 1
1 +s >−π2 + arctans, so there will be no pole as long as|√
C0t|<(1 +√κ
C0)−1, q. e. d.
11. Approximation of Submanifolds
11.9 Observation. By 1.16, the dierential ofΦtisdΦtV =J(t)for the Jacobi eld with
J(0) =V, J(0) =˙ ∇VZ. By 6.1, this means for Qt:V 7→V +t∇VZ
|dΦtV −Pt,0QtV|.C0d2t2(1 +κεt)|V| (11.9a) and
|dΦsV −Pt,0V|.κε|V|+C0d2t2(1 +κεt)|V|. (11.9b) This estimate is scale-invariant with respect to scaling ofZ: IfZ0 =αZ, thenΦ0t/α= Φt. SotZ=t0Z0 is scale-invariant, and the estimate only containstZ, neverZ alone.
But due to 11.6e, this distortion happens mostly in normal direction, the tangential change is of higher order:
||
t
(dΦ−P)||.κd+C0d2 (11.9c)11.10 Proposition. Situation as in 11.7. Consider some point p∈reachS with projection
ψ(p) ontoS. Ifp= expψ(p)dν for some unit normal vector ν with ||Wν|| ≤κ, and if κε < 12, the orthogonal projectionψsatises
||dψ−Q−1ν
t
Pp,ψ(p)||.C0d2, ||dψ−t
Pp,ψ(p)||.κd+C0d2, (11.10a) whereQν is the linear map TpS→TpM,V 7→V +d∇Vν. Ifdν is replaced by some other normal vector eldZ withexpψ(p)Z =p, andQ is replaced byV 7→V +∇VZ, it holds||dψ−(
t
Q)−1t
Pp,ψ(p)||.C0d2, ||dψ−t
Pp,ψ(p)||.κd+C0d2. (11.10b) Proof. Let us rst show thatt
Qdoes not depend on howZis chosen at points6=ψ(p). IfZ =dν in a neighbourhood ofψ(p), whereν is a parallel unit normal eld anddis constant, thenZ is parallel, and so∇Z=t
∇Z =dWν. For any otherZ,t
∇Z stays the same, and only some partn
∇Z 6= 0is added. That meanst
Qν =Qν onTψ(p)S. So we will only prove 11.10b.ad primum: Observe that the operator
t
Q:TpS →TpS fullls ||t
Q−id||.κε < 12 by assumption, hence is invertible with||(t
Q)−1−id|| . 1−κεκε by 6.15, which gives||(
t
Q)−1||.1 +1−κεκε = 1−κε1 <2. Hence the claim is proven if we can show||t
(Qdψ−P)||.C0d2.
Consider some vectorV ∈TpM and splitV =Vp+Vν as in 1.25c. Then
t
Qdψ(V) =˙
p+
t
∇p˙Z =Jp(0) + ˙Jp(0)on the one hand, andt
P V =P Vp =P Jp(1)by 1.25d on the other. So 6.1 gives|Jp(1)−P(Jp(0) + ˙Jp(0))|.C0d2|p|˙ .C0d2|V|.
ad sec.: We have||dψ−
t
P|| ≤ ||dψ−(t
Q)−1t
P||+||(t
Q)−1t
−t
||. The rst norm has been estimated above, and the second is.κdbecause||t
Qt
−t
||.κddue to 11.6eand the boundedness of(
t
Q)−1, q. e. d.Remark. ForC0= 0, this (exact) representation of the projection dierential is the one in Wardetzky (2006, thm. 3.2.1) and Morvan and Thibert (2004, lemma 4).
11.11 Proposition. Situation as in 11.7. Let
t
0 be the orthogonal projectionT M|S0 →T S0. Then for small ε, we have ||Pt
0 −t
P|| . κε+C0d2. This means that the angles ](TΦ(p)S0, P TpS)and ]((TΦ(p)S0)⊥, P TpS⊥)between the corresponding tangent and normal spaces must be bounded by this factor, too. Therefore, normals νi toS can be extended to normal eldsνi,t along Φt with|νi,t−Pt,0νi|.κε+C0d2.Proof. For the time of this proof, let us write the terminal valueJ(1)of a Jacobi eld along t 7→ Φt(p) with initial values J(0) = ˙q and J˙(0) = ˙ν as T( ˙q,ν˙). Linearity of the Jacobi equation translates into linearity of T. In this notation, the splitting from 1.25c says that a vector V ∈T M|S0 can be represented asV =T( ˙p,
t
ν) +˙ T(0,n
ν)˙ . We argue that its projectiont
0V ontoT S0 is almostT( ˙p,∇p˙Z).In fact, all tangent vectors on S0 have the formT( ˙q,∇q˙Z) for someq˙ ∈ T S. Now consider
|V −T( ˙q,∇q˙Z)|2=|T( ˙p−q,˙ ν˙− ∇q˙Z)|2.
This is minimal among all r˙ if
t
0V =T( ˙q,∇q˙Z), this means its norm has vanishing derivative in direction( ˙r,∇r˙Z). BecauseT is linear, this gives0 =hT( ˙p−q,˙ ν˙− ∇q˙Z), T( ˙r,∇r˙Z)i for allr˙∈TpS.
Now recall thatT(U, W) =P(U+dW) +O(C0d2), hence this is
=hp˙−q,˙ r˙+d∇r˙Zi+dhν˙− ∇q˙Z,ri˙ +d2hν˙− ∇q˙Z,∇r˙Zi+O(C0d2).
Ifp˙= ˙q, the rst term vanishes, and (using thatκdis small) the remaining ones are estimated from above by κd|V| |r|˙ . Because the minimisation is well-conditioned at this position, the optimalq˙ isp˙+O((κd+C0d2)|V|).
Now recall from 1.25d thatP
t
P V =T( ˙p,t
∇p˙Z), which gives that the claim|Pt
0V−t
P V|=|(t
0−Pt
P)V|=|T(0,n
∇p˙Z)|+O((κd+C0d2)|V|).(κε+C0d2)|V|is justthe usual Jacobi eld estimate 6.1, q. e. d.
11.12 Corollary. Omitting the last paragraph of the proof, one gets||
t
Pt
0−t
P||.κd+C0d2. Remark. This is analogous to the classical statement ||P(Ph−1)P|| . dup to constants depending on the geometry from Dziuk et al., whereP is the projection ontoT SandPhthe projection ontoT S0.Geometric Distortion by the Graph Mapping 11.13 Lemma. Situation as in 11.7. Then for Q:U 7→U+∇UZ,
|hQU, QVi − hU, Vi|.(κ2d+C0d2)|U| |V| for allU, V ∈TpS.
Proof. Just because hU +∇UZ, V +∇VZi − hU, Vi = h∇UZ, Vi+ h∇VZ, Ui +
h∇UZ,∇VZiand 11.9c, q. e. d.
11.14 Conclusion. Situation as in 11.7. Pulled back to S, the S0 metric Φ∗g|phU, Vi = g|Φ(p)hdΦU, dΦVifullls
(Φ∗g−g)hU, Vi
.(κ2d+C0d2)|U| |V|.
11. Approximation of Submanifolds Proof. Is a direct application of 11.9c and 11.13. We especially remark that the dier
ence between g|p andg|Φ(p) does not need to be handled explicitely, as Pp,Φ(p) is an
isometry with respect to these two metrics, q. e. d.
11.15 Remark. AsΦ∗gandgare equivalent metrics,A:=dΦtdΦ(wheredΦtdenotes theg-adjoint
of dΦ) is a self-adjoint automorphism of TpS such thatΦ∗ghU, Vi = ghAU, Vi, called the metric distortion tensor by Wardetzky (2006, p. 53). In the numerical literature, it is common not to compare the Riemannian metrics, but to estimate directly||GGeA−id||, which already includes the volume element change (cf. the proof of 7.3), see Dziuk (1988); Demlow (2009); Heine (2005).
For a comparison with the tensorJ from 6.20, considerΨ := Φ−1. IfM is the Euclidean space Rnand S0 is a piecewise at submanifold, its metric ge :=g|S0 is piecewise at. The metricg|Spulls back to a metricΨ∗gonS0, and there isJsuch thatΨ∗ghU, Vi=gehJ U, Vi. So the transformationsAandJperform inverse tasks.
11.16 Proposition. Situation as in 11.7. For a given vector U and a vector eldV on S,
dene the connection distortion W := ∇dΦtUdΦtV −dΦt(
t
∇UV). This vector eld obeys the dierential equationW¨ =R(Z, W)Z+ ˙F forF :=R(Z, dΦtU)dΦtV +∇2dΦtU,dΦtVZ with initial valuesW(0) = 0andW˙ (0) =F(0).
Proof. Let us abbreviateUt:=dΦtU,Vt:=dΦtV, and denote the parallel translation ofZ along t7→expptZ also asZ. LetK :=∇UtVt and J :=dΦt(
t
∇UV). Then we want to determineW =K−J.By 1.25,J is a Jacobi eld, i. e.J¨=R(Z, J)Z. An inhomogeneous Jacobi equation describesK:
K¨ =R(Z, K)Z+DtR(Z, Ut)Vt+Dt∇2Ut,VtZ.
In fact, consider a variationγ(r, s)of geodesics (inM), i. e. we assume thats7→γ(r, s) is a geodesic for each xeds, with ∂sγ(0,0) =V and ∂rγ(0,0) =U. Transport this alongt asc(r, s, t) := expγ(r,s)tZ|γ(r,s). Then we want to determineK=Dr∂s, so we consider
K¨ =DtDtDr∂s=DtDrDt∂s+DtR(∂t, ∂r)∂s
=DtDrDs∂t+DtR(∂t, ∂r)∂s, the rst term of which is
∇Z∇Ut∇VtZ =∇Z∇2Ut,VtZ+∇Z∇∇
U tVtZ
=∇Z∇2Ut,VtZ+∇∇U tVt∇ZZ+R(Z,∇UtVt), Z
=Dt∇2Ut,VtZ + 0 +R(Z, K)Z.
The initial value is computed in exactly the same way, q. e. d.
11.17 Proposition. Situation as before. IfC0|Z|2+||∇Z|| ≤ 12, then
|∇dΦUdΦV −dΦ
t
∇UV|.|U||V|(||∇2Z||+C0|Z|) +C0|∇UV||Z|2. If we only consider the tangential partt
W, then even|
t
∇dΦUdΦV −dΦt
∇UV| .|U||V| ||t
∇2Z||+||∇Z||+C0|Z|2+C0|∇UV||Z|2. (11.17a) Proof. Preparatory step one: Let us rst establish the boundedness ofW =K−J and show|W|.|∇UV|+at, wherea:=|Ut||Vt|(||∇2Z||+C0|Z|): Thet-derivative ofK is, as ∂t=Z,
∇Z∇UtVt=∇Ut∇ZVt+R(Z, Ut)Vt
=∇Ut∇VtZ+R(Z, Ut)Vt = ∇2Ut,VtZ+∇∇U tVtZ+R(Z, Ut)Vt,
so dtd|K| ≤ |K| ≤˙ a+||∇Z|| |K|. As|Z|is short by assumption, we have|Ut|.|U|and
|Vt|.|V|. The dierential inequality of the formu˙ ≤a+bugivesu≤(u0+ab)ebt−ab. Forbt≤ 12, this function is dominated byu0+ 2bt(u0+ab)≤2(u0+at).
For the bound on J, we have |J| ≤ |J(0)| +t|J˙(0)| as usual, and J(0) = ∇UV, J˙(0) =∇ZJ(0)shows that these terms are already contained in theK estimate.
Preparatory step two: Now let us show
W(t)−
ˆt
0
Pt,τF(τ) dτ
.C0t2|Z|2(|∇UV|+at).
The proof idea is from Jost (2011, thm 5.5.2). LetA:=´t
0P F. This is a vector eld fulllingA¨= ˙F with the same initial values asW, namelyA(0) = 0andA(0) =˙ F(0). Furthermore, let w: [0;t]→ R be the solution ofw¨ =C0|Z|2|W| with initial values w(0) = ˙w(0) = 0. Then, for some parallel vector eldE along t, dene v := (hW − A, Ei −w)/tand obtain
d
dt( ˙vt2) = d
dt (hW˙ −A, Ei −˙ w)t˙ − hW −A, Ei+w
= (hW¨ −A, Ei −¨ w)t¨ ≤0.
This means thatvt˙ 2≤0, hencev˙≤0. NowhW−A, Ei −vhas a double root att= 0, so v(0) = 0 and thus v ≤ 0 everywhere. And because E was arbitrary, this already means
|W −A| ≤w.
Therefore we are done if we can bound uby the right-hand side of the proposition.
But as we know that|W|.|∇UV|+at, we can simply integratew¨=C0|Z|2|W|twice and obtain the desired estimate (the argument is the same as in the proof of 6.5).
ad primum: The nal estimate for |W| comes from|´
P F| ≤ ´
|F|, together with
|F(t)|.|F(0)| ≤afort≤1, because the same holds forUtandVt, and the norm of
∇2Z|Φt(p) is the same as the norm of∇2Z|p becauseZ is parallel alongt7→Φt(p).
11. Approximation of Submanifolds ad sec.: For the estimate of|
t
W|lett
tbe the orthogonal projection onto the tangent space ofΦt(S)and considert
tW(t)−ˆt
0
t
tPt,τF(τ) dτ =t
tW(t)−ˆt
0
Pt,0
t
tP0,τF(τ)+(t
tPt,τ−Pt,0t
P0,τ)F(τ) dτ.Then|
t
P F| .|U||V|||t
∇2Z||, and the projection dierence is estimated by t||∇Z||+C0t2|Z|2in 11.11, q. e. d.
11.18 Theorem. Let y : rK → S be the triangulation of a smooth submanifold S ⊂ M
with Weingarten maps Wν bounded by ||Wν||+h||∇Wν|| ≤ κ and x : rK → S0 an extrinsic Karcher triangulation with the same verticespiandy=ψ(x). Supposegeis a (ϑ, h)-small piecewise at metric onrKinduced by edge lengthsdS0(pi, pj) =d(pi, pj). Then for smallh, it holdsd(x, y).h2ϑ−1 ∇dx−P∇dy L∞ and
|(y∗g−ge)hv, wi|.(κ2d+C0d2)|v||w|,
|∇yv∗gw− ∇gvew|.κhϑ−2 ∇dx−P∇dy L∞|v||w|+ho.,
where ho. stands for higher-order terms whose coecients depend on C0, κ, ϑ,|v|,
|w| and|∇gvew|. The norm on the left-hand side may be induced by eitherx∗g,y∗g, or ge, because all three are equivalent.
Proof. By the estimate 7.12 ford(x, y),S0 is a normal graph overS for small hwith
|Z| = d(x, y) . h2ϑ−1 ∇dx−P∇dy . Morally, it is clear that ||∇Z|| must be con
trolled by ∇dx−P∇dy , too. In fact, we can precisely compute this forV =dy v:
∇VZ=∇dy v(−Xx|y) = ˙J(1)
for a Jacobi eld along x;y withJ(0) = dx v and J(1) =dy v by combining 1.23 and 12.3 (we postpone the computation to the next section because it is more relevant there), so by 6.1|∇VZ−(dx−P dy)v|.C0d2(x, y), hence 7.14 gives
||∇Z||.hϑ−1 ∇dx−P∇dy +C0d2. Now becausex= Φ◦y and hencedx=dΦdy, 11.14 gives
|(x∗g−y∗g)hv, wi|.(κ2d+C0d2)|v|y∗g|w|y∗g.
The comparison ofx∗g andge is done in 6.17.Analogously, we only compare ∇y∗g to∇x∗g and refer to 6.23 for the rest: For a vectorv and a vector eldw, 11.17 gives (together with 11.6e)
|∇Sdx v0 dx w−dΦ∇Sdy vdy w|.κh2ϑ−1 ∇dx−P∇dy +ho.
By denition of the pull-back connection,∇Sdx v0 dx w=dx∇xv∗gwand thus
|dΦdy(∇xv∗gw− ∇yv∗gw)|.κh2ϑ−1 ∇dx−P∇dy +ho.
Together with||dΦ−1||.1 and||dy−1||.1/hϑ, this shows the claim, q. e. d.
The Weak Shape Operator
11.19 Lemma. Let S ⊂ M be a smooth submanifold with boundary ∂S in M. Let U be a smooth vector eld onS, not neccessarily tangential toS. ThenU may be extended to a vector eld onM in such a way that divM
t
U = divSt
U anddivMn
U =−hU, Hi, whereH=∇Meiei for any orthonormal basisei ofTpSis the mean curvature vector of S.Proof. It suces to nd a local extension ofU to some small neighbourhood ofS. Let e1, . . . , en, νn+1, . . . , νmbe an orthonormal basis ofTpM. ThendivMU =h∇MeiU, eii+ h∇MνjU, νji. IfU is extended parallel in normal direction, the latter term vanishes.
Regarding the tangential part, observe h∇Mei
t
U, eii = ht
∇Meit
U, eii, and becauset
∇M =∇S, this is divSt
U.Now consider
n
U =αjνj. Again, if U is constant in normal direction, divMn
U =h(∂iαj)νj, eii+hαj∇Meiνj, eii, the former term vanishes, the latter one isαjh∇Meiνj, eii=
−αjh∇Meiei, νji, q. e. d.
11.20 Lemma. Let S ⊂ M be a smooth submanifold with boundary ∂S in M. Then for smooth vector eldsV andW onM,
ˆ
S
hW, νidivMV +hW, νihV, Hi+h∇MV ν, Wi+hν,∇MV Wi= ˆ
∂S
hW, νihV, τi,
whereτ is the outer normal of ∂S inS.
Proof. Letf :=hW, νi. By the divergence theorem (Lee 2003, thm. 14.23), we have ˆ
S
divS(f V) = ˆ
∂S
hf V, τi.
Now by product rule and 11.19,divS(f V) =fdivSV +V f =fdivMV −fhV, Hi+
V f, q. e. d.
11.21 Corollary. Let S ⊂ M be a smooth submanifold without boundary. The operators sν, σν:X(T M|S)×X(T M|S)→R, dened by
sν(V, W) :=
ˆ
S
h∇MV ν, Wi+hW, νihV, Hi, σν(V, W) :=− ˆ
S
hW, νidivMV+hν,∇MV Wi
coincide for smoothSand each normal eldν. On tangential vector elds,sν(V, W) = σν(V, W) =−´
IIν(V, W). IfS were only piecewise smooth, σν would still be well-de
ned. It is called the weak shape operator ofS.
11.22 Proposition. Situation as in 11.7. Then there are normal elds ν for S andν0 for S0 such thatσν approximates the weak shape operatorσν00 of S0, which is
σν00(V, W) =− ˆ
S0
hW, ν0idivMV +hν0,∇MV Wi,
up to rst order: |(σν(V, W)−σ0ν0(P V, P W)|.ε V H1(T M|S) W H1(T M|S).
12. Variation of Karcher Simplex Volume