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Milzow, C., Molnar, P., McArdell, B. W., & Burlando, P. (2006). Spatial organization in the step-pool structure of a steep mountain stream (Vogelbach, Switzerland). Water Resources Research, 42(4), W04418 (11 pp.). https://doi.org/10.1029/2004WR003870

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topographic controls on step placement are analyzed from step length and steepness distributions and relations between mean step properties and step height and channel gradient for both observed and random sequences. Results show that (1) observed step length distributions are statistically significantly different from randomly generated sequences, (2) step steepness is significantly different in observed data because of a positive correlation between mean step length and height and it remains fairly constant for all step sizes, (3) spatial organization in steps does not extend far beyond the nearest step, and (4) the influence of channel gradient on step properties is insignificant and highly variable, indicating that hydraulic rather than topographic controls are dominant for step placement in this stream. Although the Vogelbach is a steep stream on the boundary between a cascading and step-pool morphology where we would expect randomness to dominate, spatial organization was nevertheless detected in many important aspects of the step-pool geometry.

Citation: Milzow, C., P. Molnar, B. W. McArdell, and P. Burlando (2006), Spatial organization in the step-pool structure of a steep mountain stream (Vogelbach, Switzerland),Water Resour. Res.,42, W04418, doi:10.1029/2004WR003870.

1. Introduction

[2] The intensification of land use in mountain basins, excessive sediment delivery to downstream rivers and the need for channel erosion control in the context of river restoration have led to a growing interest in channel processes and form in mountain streams. One of the common expressions of channel form in steep mountain streams is the step-pool morphology, a fairly regular stair- like arrangement of bed sediment along the channel [Montgomery and Buffington, 1997].

[3] The formation and resulting dimensions of step-pool structures have been studied extensively in the field [e.g., Grant et al., 1990; Wohl and Grodek, 1994;Abrahams et al., 1995; Chin, 1998, 1999, 2002, 2003; Chartrand and Whiting, 2000; Lenzi, 2001; Zimmermann and Church, 2001; Gomi et al., 2003; MacFarlane and Wohl, 2003] as well as in flume experiments [e.g., Whittaker and Jaeggi, 1982; Whittaker, 1987; Abrahams et al., 1995; Rosport and Dittrich, 1995; Weichert et al., 2004; Curran and Wilcock, 2005]. Chin and Wohl [2005] provide a recent review. Two main theories have been proposed for the

formation of step-pool systems. The antidune theory argues that steps are relics of antidunes that were formed under standing waves where the waveform of the bed is in phase with the water surface [Kennedy, 1961; Whittaker and Jaeggi, 1982]. The maximum resistance theory sug- gests that steps develop in conditions where the largest floods are just capable of transporting the largest sediment particles, which will tend to form steps by acting as keystones which retain smaller sediment. Because greater resistance to flow means lower flow velocity and lower flow competence, it also leads to more stable step config- urations [Abrahams et al., 1995].

[4] Regardless of the formation mechanism, step-pool systems appear to be organized by a mutual adjustment between flow, sediment supply and transport, and the process of energy dissipation. It has been argued that the observed relations between step height, length and steep- ness, channel bed slope and sediment size in some streams are evidence for this mutual adjustment [e.g., Grant et al., 1990; Wohl and Grodek, 1994; Chin, 1998, 1999;

Chartrand and Whiting, 2000; MacFarlane and Wohl, 2003; Whittaker, 1987]. However, some recent observa- tions of streams [e.g.,Zimmermann and Church2001] and flume experiments [e.g., Curran and Wilcock 2005] have also suggested that step placement is largely random, and that the above relations are not a satisfactory indicator of regularity or organization. Therefore the interesting question is to identify the extent of spatial organization in step occurrence in streams in different environments

1Institute of Environmental Engineering, Eidgeno¨ssische Technische Hochschule Zurich, Zurich, Switzerland.

2Swiss Federal Institute for Forest, Snow and Landscape Research, Birmensdorf, Switzerland.

Copyright 2006 by the American Geophysical Union.

0043-1397/06/2004WR003870

W04418

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and to connect it to some physically meaningful driving mechanisms.

[5] We have two main objectives in this paper. First is to demonstrate on data from a mountain stream in Switzerland that the observed step sequence is nonrandom in several important aspects. For this we have chosen a very steep stream where we expect a strong effect of randomness on step placement. Second is to analyze whether hydraulic or topographic controls are important for step placement.

Hydraulic controls should be evidenced by a positive relation between step height and length to the next down- stream step. This is based on the observation that the length of the scour hole and the incipient motion conditions downstream of the step are related to the energy dissipated over the step, and thus to the step height [e.g.,Allen, 1983;

Comiti, 2003]. Topographic controls should be revealed in relations between step height, length and channel gradient.

This is based on the observation that in steep reaches, steps tend to be spaced closer together and are generally higher [e.g.,Whittaker, 1987;Grant et al., 1990;Wohl and Grodek, 1994;Chartrand and Whiting, 2000].

[6] To make statistically meaningful statements on the extent of randomness in the observed step sequence, we compare properties of the observed step data with those of random sequences [e.g., Myers and Swanson, 1997]. The random sequences were generated by reshuffling the ob- served alluvial sediment steps along the existing reach and by randomizing their location while keeping the nonalluvial steps in place.

[7] The analysis is conducted on step-pool data collected from the Vogelbach, a mountain stream in central Switzer- land. This steep stream is on the border between a cascading and step-pool morphology, but it is characterized by a well- developed step-pool sequence. Because of the large grain size and high gradient, pools with adverse slope do not occur between most steps. Very few data sets of step-pool morphologies are available for such steep streams (the average channel bed slope in the Vogelbach is 0.17 m/m) [e.g.,Wohl and Merritt, 2005]. Because we are interested in steps that form by sediment in motion, we focus on alluvial sediment steps in this study. Woody debris and bedrock steps, which account for about 25% of the observed steps in the Vogelbach, are not included in most statistical analyses because their formation with regard to incipient motion conditions are not the same. However, some impacts of randomizing alluvial steps on the statistics of woody debris and bedrock steps are also discussed.

2. Study Area and Data

[8] The Vogelbach is an experimental basin of the Swiss Federal Institute for Forest, Snow and Landscape Research (WSL). Streamflow, sediment load, water chemistry and hydrometeorological data have been continuously moni- tored there since 1968. It is one of several Alpine basins in Switzerland instrumented by the WSL for hydrological and geomorphological process studies [Burch, 1994;

Rickenmann, 1997; Hegg and Rickenmann, 2002; Hegg et al., 2006].

2.1. Basin and Stream Description

[9] The Vogelbach is a tributary of the Alp River in central Switzerland (Figure 1). The area of the basin upstream of the

streamflow gauging station is about 1.56 km2, with an altitude range between 1000 and 1500 m a.s.l. About 65%

of the basin is forested, the remainder is covered by Alpine meadows and pastures. The basin is located in Flysch bedrock dominated by calcareous sandstones as well as argillite and bentonite schist. The soils have a large clay content and low infiltration rates. The stream is continuously cutting into unstable hillslopes, which results in substantial sediment delivery into the main channel. Runoff response to precipitation is fast due to the low infiltration, steep slopes and a well developed drainage network.

[10] Mean annual precipitation is about 2300 mm year1 with a maximum in the summer months (about 30 – 40% of annual precipitation falls as snow in the winter). Streamflow is typically perennial with low flow throughout the winter and higher flow during snowmelt and in the summer. Floods due to high-intensity rainfall events which coincide with snowmelt may reach extreme magnitudes. The largest recorded flood peaks were about 6.4 m3 s1 (summer 1995 and 1998).

[11] The slope of the main stream ranges between 0.1 and 0.3 m/m, with a mean of 0.17 m/m in the studied reach. This is considerably steeper than step-pool streams in other similar studies [e.g., Abrahams et al., 1995; Chin, 1999;

Chartrand and Whiting, 2000; Zimmermann and Church, 2001]. Despite the high gradient, the dominant morpholog- ical features are steps and pools. The streambed consists of a heterogeneous mixture of sediment ranging from gravel to boulders, with a few short and intermittent weathered bedrock outcrops.

2.2. Field Measurements

[12] Measurements were carried out between July and November 2003 during low flow conditions. A detailed survey of a 1575 m long profile of the stream centerline (thalweg) starting just upstream of the gauging station at the outlet of the basin was conducted with a Wild (T1600) electronic theodolite (Figure 1). The vertical drop along the surveyed reach was 275.7 m. Measurement points were located at breakpoints in the profile; that is, where a change in the local slope or direction of the thalweg was perceived, for example the toe and crest of a step riser. In between these points a fairly regular spacing of about 1 m was maintained.

Individual boulders in the thalweg were ignored. Altogether 1145 points were measured and each point was classified as alluvial sediment, bedrock or woody debris.

[13] In addition to the long profile, 22 representative cross sections were surveyed along the mainstream (Figure 1). At these cross sections we also measured the active channel top width from the exposed alluvial bed sediment, vegetation and break points in the bank slopes. Bed sediment was sampled at 12 of the established cross sections by a version of the Wolman count method modified to minimize a systematic bias toward sampling larger particles. The sam- pling was conducted by randomly flipping a 1 m long ruler and measuring the b axis of each particle under its end. At each of the 12 locations 100 bed sediment particles were sampled and the particle size distribution was determined, d50 ranged between 60 and 160 mm.

2.3. Extraction of Steps

[14] Steps were extracted computationally from the long profile based on the slope b between two successive

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measurement points (called here a segment). If the segment slope exceeded a critical valueb>bc, then it was identified as a step and the upstream point as the step crest. A single step may consist of one or more successive segments with b > bc. This method of step extraction is similar in nature to the bed form differencing technique of O’Neill and Abrahams [1984]. The advantages of this method are that it is objective, repeatable, and not biased toward high steps such as the visual identification of steps in the field.

Furthermore, the regular spacing between survey points allows for better comparisons between step sequences on a stream (e.g., before and after a large flood) or between two streams. The intention in our paper was not to find the

‘‘best’’ automatic extraction algorithm, and we cannot comment on the effectiveness of our chosen method compared to others [see, e.g., Wooldridge and Hickin, 2002]. However, we have tested the method by comparing it with the number of steps determined by visual inspection in the field in a short reach, and have found it to perform satisfactorily. The limitations of the method are that (1) a fairly regular spacing between survey points is required and (2) the method should be applied to steep stream where large pools are not the dominant morphological feature.

[15] The critical slope bc was estimated from the distri- bution of segment slopes (Figure 2). The histogram of b indicates that the distribution consists of two parts: a symmetrical distribution of segment slope centered around the mean channel gradient which represents the variability in local slope from a plane bed, and a positively skewed distribution with a heavy tail which represents the distribu- tion of the steps. The critical slope bc was estimated by fitting a mixed cumulative distribution function (cdf) to the empirical cdf of measuredb. The mixed cdfF(b) =aF1(b) + (1a)F2(b) consists of a symmetrical distributionF1for the plane bed variability and a positively skewed distribu- tion F2with a lower bound equal to bc for the steps. The resulting probability density functions (pdfs)f1(b) andf2(b) are shown in Figure 2 together with the histogram ofb. The estimated critical slopebc= 0.45 was verified in the field on a selection of steps. Withbc= 0.45 we identified 324 steps which were responsible for 77% of the elevation drop along the studied reach.

[16] Each step was finally classified as sediment, bedrock or woody debris type depending on its crest composition.

Because we were interested in steps that form by sediment in motion, we used an additional criterion to classify as sediment steps only those with step heightH<hc. We have observed in the Vogelbach that the largest sediment steps often consist of one large boulder which is unlikely to be mobilized by common floods. Some of these steps may represent in-place weathering of bedrock or local hillslope erosion rather than transported material. We therefore reclassified them into bedrock type. We estimatedhc from the particle size ds at incipient motion conditions for the 100 year flood (Q = 13 m3s1) assuming reach-averaged channel geometry, slope and roughness. The results here are reported forhc= 1.2 m, which resulted in 230 sediment, 63 bedrock and 31 woody debris steps in the Vogelbach.

The 77% of elevation drop along the study reach is Figure 1. Vogelbach catchment, which lies in the Alpthal basin in central Switzerland. (right) Map

showing the surveyed long profile and measured cross-sections. (left) Photograph taken from the streamflow gauging station at the outlet of the basin in the upstream direction. The flow width in the foreground is approximately 4 m.

Figure 2. Histogram of the measured segment slopes b fitted with a mixed probability density function consisting of a symmetric two-parameter normal distributionf1(b) for the plane bed and a nonsymmetric three-parameter Gamma distributionf2(b) for the step segments. The lower bound of f2gives bc= 0.45.

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composed 40% from sediment steps, 28% from bedrock steps and 9% from woody debris steps. However the sensitivity of the results tohcis small because only a few high sediment steps were reclassified as bedrock steps.

2.4. Step Geometry and Slope

[17] Once steps were extracted and classified, we com- puted the heightH, lengthLand steepnessc=H/Lfor every step. Step height is defined as the vertical difference from the step crest to the step toe. Because of the steep channel gradient and coarse material in the Vogelbach pools occur rarely and are often situated close to the upstream step. Step length is measured downstream from one step crest to another along the channel thalweg.

[18] In order to assign a representative channel gradient to each step, the surveyed reach was not divided into sub- reaches with an average bed slope. Rather, we computed a representative channel bed slopeSfor every step by a least squares linear regression fit to all elevation measurements within a distanceDxalong the thalweg centered at the step.

Sine slope (height difference divided by distance parallel to the channel) was chosen rather than tangent slope (height difference divided by horizontal distance) because it corre- sponds to the head loss per unit channel length and is proportional to the energy dissipation due to resistance to flow along the channel boundary. The step channel bed slope Srepresents a local average channel gradient at the step site.

3. Methods

[19] The distributions of and relationships betweenH,L, candSare used to analyze the degree of spatial organiza- tion in the observed step-pool structure of the Vogelbach and to compare the distributions and statistics of observed step sequences with randomly generated ones.

3.1. Observed Spatial Organization and Mean Behavior

[20] The spatial organization of steps may be assessed by spectral techniques [e.g., Chin, 2002; Wooldridge and Hickin, 2002]; however this approach is not always possible because it requires long continuous spatial data. Here we analyze the spatial organization in step placement by defining step length not only to the nearest downstream step (regardless of its size) as it is traditionally done, but also to the nearest step as a function of step height. We define the length for stepias,

Ld;i¼minlilj

; whereHjdHi; j¼1; i1 ð1Þ where li is the distance along the long profile from the bottom of the reach to stepianddis a threshold parameter, 0d1. In this frameworkL0is the length to the nearest downstream step regardless of its height andL1is the length to the nearest downstream step of equal or larger height. For d> 0 we get length distributions which are indicative of the level of spatial organization between steps, that is of the correlation between steps. For example, steps organized in a hierarchical ascending sequence downstream will have a lower L1than randomly placed ones, even thoughL0may be identical for both sequences. In this paper we report results only for the end-members d= 0 and d= 1 because

they are the most illustrative for the level of spatial organization.

[21] The mean (and variance) of the step variables in the study reach are analyzed by the conditional relationships between step length, steepness and step height,

EðLdjHÞ /Eð Þ;H EðcdjHÞ /Eð ÞH ð2Þ [22] These relations are used as indicators for the hydrau- lic control of step height on step length. If it is assumed that step length is related to the energy dissipated by flow over the upstream step crest, then step height and length are not independent and the relations in (2) should show a statis- tically significant difference between observed and random step-pool sequences.

[23] The second group of relations between mean step geometry and step channel bed slope,

EðHjSÞ /Eð Þ;S EðLdjSÞ /Eð Þ;S EðcdjSÞ /Eð ÞS ð3Þ are used as indicators for the topographic control on step placement and are used to assess whether step properties are dependent on the local channel gradient.

3.2. Generated Random Step Sequences

[24] Two Monte Carlo experiments were designed to generate random step sequences to compare with observed data. In both experiments only sediment steps were ran- domized, bedrock and woody debris steps were kept in their existing locations. We assume that bedrock and woody debris steps present a fixed framework within which alluvial sediment steps self-organize in the timescale of years to decades. The height and stability of woody debris steps created by logs trapped in the stream are strongly dependent on how logs are trapped, a much larger sample of woody debris steps would be necessary for a statistical analysis of this effect. Most logs observed in the Vogelbach are well imbricated and unlikely to be removed by common floods.

[25] Sediment steps were generated from the observed step height distributions; that is, every generated step sequence has exactly the same number and height of steps as the observed sequence. This allows us to make statisti- cally meaningful comparisons with observed data.

[26] In the first experiment (randomH) the sediment step heights are reshuffled by random permutation, without changing their location. This experiment tests the impor- tance of the height distribution of steps.

[27] In the second experiment (random L and H) the sediment step heights are reshuffled by random permuta- tion and the steps are placed randomly along the study reach. The new locations of the stepsl are generated from a uniform distribution under the constraint that a minimum spacing Dl between steps is maintained. Provided that bedrock and woody debris steps are also randomly dis- tributed, this generation procedure represents a Poisson process with independent random arrivals and leads to an exponentially distributed distance between steps [Pyke, 1965],

f Lð Þ ¼0 lelðL0DlÞ forL0Dl; l>0 ð4Þ

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where lis a parameter and the mean step spacing is mL0= Dl+ 1/l. The minimum spacing allowed during each of the random generations was calibrated to reproduce on the average of all generations the observed minimum spacing in the stream (Dl= 0.48 m).

[28] For both experiments 1000 random step sequences were generated, step lengths were computed from (1), and the step relations from (2) and (3) were determined. Ob- served and random sequences were then compared.

4. Results

[29] The results of the analyses are divided into four sections. First the variability of individual steps is dis- cussed, then the step length and steepness distributions are presented, and finally the relations with step height and channel bed slope are analyzed.

4.1. Individual Steps

[30] The locations and heights of the observed steps in the Vogelbach are shown in Figure 3 together with the step channel bed slope and bed sediment properties.

[31] There is a statistically significant difference between step types in the Vogelbach. Basic statistics listed in Table 1 show that bedrock steps are on the average higher and longer than sediment and woody debris steps and are located predominantly in steeper sections of the stream. Woody debris steps are on average higher than sediment steps, but they also tend to be clustered together with other steps which results in low L0 and highc0. Mean step steepness c0 for sediment and bedrock steps is approximately equal to the mean channel bed slope which indicates that on the average pools are not dominant in this steep mountain stream.

[32] The distribution of steps along the study reach does not appear to be related well to tributary locations or bed Figure 3. (a) Step channel bed slope along the Vogelbach long profile in the upstream direction

(Dx= 100 m). Vertical bars show the location of small ephemeral tributary streams to the study reach (see Figure 1). The size of the bars is linearly scaled to represent the drainage area of the tributaries.

(b) The location and height of bedrock (BR), woody debris (WD), and sediment (NS) steps.

(c) Particle diameterds in the streambed at selected cross sections from a count of 100 particles; d50

is shown with markers, andd16 andd84 are denoted with bars. The gradation coefficient is computed as Gr = 0.5(d84/d50 + d50/d16).

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sediment size (Figure 3). We did not find any statistically significant trend in particle size or gradation of the bed sediment over this reach. No significant change in sediment size can be observed downstream of tributaries. The only readily recognizable feature is the occurrence of large bedrock steps (up to 4 m high) in the central section of the study reach (around km 1) which are also responsible for the high channel gradient there.

4.2. Step Length and Steepness Distributions

[33] The observed length distributions for the sediment steps are compared with the mean distributions for randomly generated steps in Figures 4a and 4d. It is evident that the observed distribution of L0 has a lower variance than the

‘‘random L and H’’ experiment even though the mean is almost the same (see Table 1 for statistics).

[34] The observed distribution of L0 is statistically significantly different from the mean distribution of the random sequences which is exponential in accordance with (4) (two-sample Kolmogorov-Smirnov KS test, a= 0.05).

This suggests that steps are not outcomes of a Poisson process, i.e., they are not equally likely to occur at any location along the stream profile in the Vogelbach. In particular, randomizing the location of sediment steps leads on the average to much shorter bedrock steps. In the observed sequence it is much less likely to find sediment steps located close downstream of bedrock steps (Table 1).

[35] The distributions ofL1for both generation methods are also statistically significantly different from the ob- Table 1. Basic Statistics (Mean and Standard Deviation) of

Observed and Generated Step Sequencesa Sediment

Steps

Bedrock Steps

Woody Debris Steps

n 230 63 31

Observed Steps

H (sH), m 0.48 (0.23) 1.21 (1.47) 0.78 (0.61) L0(sL0), m 4.39 (3.86) 6.77 (4.88) 4.3 (4.55) L1(sL1), m 10.3 (17.0) 77.3 (156.7) 24.2 (57.8)

c0(sc0), m/m 0.16 (0.1) 0.22 (0.13) 0.25 (0.12)

c1(sc1), m/m 0.11 (0.09) 0.07 (0.08) 0.13 (0.1) S(sS), m/m 0.16 (0.04) 0.21 (0.07) 0.18 (0.04)

Generated Steps (Random H)

E(L1) (E(sL1)), m 11.3 (16.5) 76.6 (156.7) 24.5 (58.0) E(c0) (E(sc0)), m/m 0.19 (0.19)

E(c1) (E(sc1)), m/m 0.11 (0.11) 0.07 (0.08) 0.13 (0.1) Generated Steps (Random L and H)

E(L0) (E(sL0)), m 4.9 (4.43) 4.9 (4.3) 4.35 (3.93) E(L1) (E(sL1)), m 11.7 (16.6) 76.3 (156.8) 25.2 (58.0) E(c0) (E(sc0)), m/m 0.21 (0.25) 0.48 (0.61) 0.33 (0.39) E(c1) (E(sc1)), m/m 0.12 (0.16) 0.09 (0.11) 0.13 (0.13) E(S) (E(s S)), m/m 0.17 (0.05) 0.21 (0.07) 0.18 (0.04)

aWherebc= 0.45,hc= 1.2 m,Dl= 0.48 m,Dx= 30 m. For generated steps the expected value of the mean and standard deviation from 1000 simulations are shown only for step variables which are different from observed steps.

Figure 4. Cumulative distribution functions of n= 230 sediment step lengths (a)L0and (b) L1and step steepness (c) c0 and (d) c1 for the observed and generated step sequences. The generated distributions are means of 1000 realizations. The distribution of L0 in the ‘‘randomH’’ experiment is identical to observed data.

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served one (two-sample KS test,a= 0.05). The departure is toward a higher meanL1in the random sequences without a change in the variance. This suggests that observed steps are not entirely random in their location and that steps of a similar size tend to be clustered together. A hierarchical (ascending or descending) ordering of steps would also lead to a departure in L1, however since step heights are not serially correlated it is unlikely to play a major role.

[36] Most striking are the differences between the distri- butions of step steepness c0 and c1 for the observed and generated steps (both are statistically significant, two-sam- ple KS test,a= 0.05) (Figures 4c and 4d). This difference results from the correlation betweenL0andHwhich is not present in the random sequences. The positive correlation between L0andHis most evident in the distribution of c0

where even randomizing the step heights only leads to a statistically significant increase inc0 andsc0. This increase is even more evident in the ‘‘randomLandH’’ experiment.

The results forc1show a much smaller change inc1andsc1

which indicates that spatial organization between steps further apart diminishes.

4.3. Relations With Step Height

[37] The hydraulic control on step placement should result, on average, in a positive correlation between step length and step height. Step height is dependent upon the particle size at incipient motion and thus related to the flow

conditions in the stream during a step-forming flood. We investigate the relations between the mean of the dependent variablesLdandcdconditioned onH(see equation (2)). For instance, from nsediment step data pairs ofLdandH we compute the conditional mean step length as [Kottegoda and Rosso, 1997],

EðLdjHÞ ¼ELdjH hmin;k;hmax;k

¼Xn

j¼1

ld;jpLjHld;jjhmin;k<H<hmax;k

ð5Þ

wherepLjHis the conditional probability ofLd=ldgiven that His in the rangehmin,k<H<hmax,k. We choosek= 1,. . .,N bins to cover the entire distribution ofHand the bin range [hmin,k,hmax,k] so that we have an equal number of data pairs in each bink. In the results shown here we have usedN= 6 bins, so that we have at least 35 data pairs in each bin.

[38] The observed conditional mean step length E(L0jH) (Figure 5a) is indeed positively correlated with step height.

Just randomizing the sediment step height in the ‘‘random H’’ experiment results in a breakdown of this relationship and a constant step length regardless of step height. ForL1the difference between the observed and generated sequences is not appreciable (Figure 5b). There is an indication that smaller steps in reality are on the average more likely to be Figure 5. Relations between conditional mean step lengths (a) L0and (b)L1and between conditional

mean step steepness (c)c0and (d)c1and mean step height for the observed sediment step sequence and those generated with the ‘‘random H’’ experiment. For generated sequences the mean computed from 1000 realizations is shown together with bars indicating the range ±1 mean standard deviation of the estimate. Data were classified intoN= 6 bins with equal number of steps in each bin.

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followed by higher ones, i.e., E(L1jH) is lower for smallH in the observed data.

[39] The conditional mean step steepness reflects the correlation between L0 andH(Figure 5c). Small steps are generally more clustered together in observed data, resulting in lower L0 and higher c0 than random sequences, while large steps are placed farther apart, resulting in higher L0

and lowerc0than random sequences. The differences forc1

(Figure 5d) again confirm that spatial organization in step placement beyond the nearest step is minimal. It is inter- esting that despite the correlation between L0 and H, the observed mean step steepness is not strongly related to step height and appears to be on the average fairly constant. This indicates a basic level of self-similarity in step geometry.

[40] The consequence of the dependence betweenHand L0 is that it does not allow us to make the common assumption that E(H/L0) = E(H)/E(L0) [e.g., Abrahams et al., 1995; Lenzi, 2001; Wooldridge and Hickin, 2002].

Because of the positive correlation between HandL0and the high variability in both it is generally true that E(H/L0) >

E(H)/E(L0).

4.4. Relations With Slope

[41] The topographic control on step location and size, i.e., the influence of the channel gradient on the placement of steps, was investigated in a similar manner withSas the independent variable. Although many studies have shown

that step spacing and height are related to channel bed slope [e.g.,Whittaker, 1987;Grant et al., 1990;Wohl and Grodek, 1994; Chartrand and Whiting, 2000; Wooldridge and Hickin, 2002;Gomi et al., 2003], results for the Vogelbach show a very weak relationship with channel gradient (Figure 6). The variability in all relationships reported here is considerably larger than that for step height H as the independent variable.

[42] There is a weak positive correlation between the conditional mean E(HjS) and E(S) in observed data, but it is nearly indistinguishable from the randomized steps where mean H is independent of S (Figure 6). The oft-cited negative relationship between L0 and S [e.g., Whittaker, 1987; Wohl and Grodek, 1994; Gomi et al., 2003] is not clearly apparent in Vogelbach data, although there is some indication that the steepest sections of the stream tend to have lower step lengths on the average. This is also visible in the ‘‘randomLandH’’ experiment because of sediment steps placed in between fixed bedrock steps in steeper sections of the stream.

[43] It is possible that the negative relationship between L0 and S of some previous studies is more a result of combining reaches in different streams with different flood regimes, sediment type, step heights, etc., rather than of channel gradient being a significant step controlling variable [e.g.,Chin1999].

Figure 6. Relations between observed and generated conditional (a) mean step heightHand (b) mean step lengthL0for the ‘‘randomH’’experiment and (c) mean step heightHand (d) mean step lengthL0for the ‘‘randomLandH’’ experiment and mean step channel bed slopeSfor sediment steps. For generated sequences the mean computed from 1000 realizations is shown together with bars indicating the range ±1 mean standard deviation of the estimate. Data were classified intoN= 6 bins with equal number of steps in each bin.

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[44] The relation between E(c0jS) and E(S) is an indica- tion of the extent of pools in the stream reach (Figure 7).

Because of scouring downstream of steps, the average step steepness in a reach can exceed the average slope of that reach, i.e., E(c0) > E(S). On the basis of flume studies and a collection of natural stream data [Abrahams et al., 1995]

argued that the step-pool morphology adjusts to maximize flow resistance which results in mean step steepness in the range 1 < E(c0)/E(S) < 2. However, in steep mountain streams such as the Vogelbach, reverse slopes between steps become less dominant [e.g., Zimmermann and Church 2001].

[45] Although the relations between E(cdjS) and E(S) in the Vogelbach are weak, several important observations can be made from Figure 7. First is that the results for c1

confirm that spatial organization between steps is not apparent and observed step steepness is indistinguishable from random sequences. Second is that the breakdown of the dependence between individual step height and length which has led to some very highcvalues in the random step sequences (see Figures 4c and 4d) leads to a consistently higher meanc0in random sequences. Third is that meanc0

remains fairly constant and independent ofS(although it is highly variable), which indicates that a steep mountain stream may alternate between pool and nonpool steps

depending on local slope and the history of the step-forming flow events [e.g.,Lenzi, 2001].

5. Conclusions and Discussion

[46] This study shows that the step-pool structure in the Vogelbach exhibits nonrandomness in many important aspects of the step-pool geometry, despite being a very steep stream on the threshold between a step-pool and cascading morphology. Hydraulic, rather than topographic controls seem to be the dominant mechanism which deter- mines the average step-pool geometry. The main findings can be summarized as follows.

[47] First, a statistically significant difference was found between the observed distribution ofL0and the distributions of random step sequences. The same was true for the distribution of c0, which indicates that step length and height are dependent.

[48] Second, the positive correlation between mean L0 conditioned onHand the resulting impact on meanc0is one of the main signals of nonrandomness in step placement in the Vogelbach. Mean c0 remains fairly constant and inde- pendent of step height, which indicates a basic geometric similarity in steps of different sizes.

[49] Third, analyses of spatial organization, i.e., of step length to nearest downstream step as a function of step Figure 7. Relations between observed and generated conditional mean step steepness (a)c0and (b)c1

for the ‘‘randomH’’ experiment and (c)c0and (d)c1for the ‘‘randomLandH’’ experiment and mean step channel bed slope Sfor sediment steps. For generated sequences the mean computed from 1000 realizations is shown together with bars indicating the range ±1 mean standard deviation of the estimate.

Data were classified intoN= 6 bins with equal number of steps in each bin. The line E(c) = E(S) is the lower limit for organized steps defined byAbrahams et al.[1995].

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height according to equation (1), showed that spatial orga- nization does not extend far beyond the nearest step. The only recognizable signal was a clustering of smaller steps and the increased likelihood of small steps to be followed by larger steps in observed step sequences.

[50] Finally, the influence of channel gradient on step placement, i.e., on mean H and L0 was found to be less significant and highly variable. Mean step steepness c0

remained fairly constant along the study reach, independent ofS. The placement of steps appears to be determined more by hydraulic than topographic controls in the Vogelbach.

[51] The argument for the importance of hydraulic controls is centered on the recognition that the step-pool sequence is a snapshot of past flow and sediment transport events. Although each flood mobilizes a wide range of grain sizes from the streambed [Wilcock and McArdell, 1997; Marion and Weirich, 2003], only the largest par- ticles close to incipient motion conditions are likely to form the keystones for most of the steps [e.g., Weichert et al., 2004; Curran and Wilcock, 2005]. The height of a step H is generally closely related to the largest sediment particle size that created it [e.g., Chin, 1999; Chartrand and Whiting, 2000]. From the physical point of view, the spacing between steps L0 should be related to the energy dissipation over the upstream step, thereby to H, and to the flow and sediment transport conditions in the channel or pool downstream of the step [e.g., Allen, 1983; Comiti, 2003]. In steep channels, such as the Vogelbach, it is likely that step height, the development of the scour pool, and the location of the downstream step are closely connected. However, it is also true that individual large steps may be created by hillslope sediment delivery and downcutting of the channel and not by sediment transport processes.

[52] The finding that hydraulics control step-pool mor- phology in the Vogelbach is important because it illustrates the dynamic nature of the step-pool adjustment. For exam- ple, in the Erlenbach, a step-pool stream in the vicinity of the Vogelbach in the Alpthal, substantial local changes and reorganization of the step-pool morphology was observed during and following a large flood [Hegg and Rickenmann, 2002]. Similarly, repeated measurements of the step-pool morphology of the Rio Cordon (Italy) have demonstrated significant changes in step height and spacing as a result of floods [Lenzi, 2001]. This has practical consequences, for example, on the design of check dams and sills, which are frequently constructed in steep mountain streams for the purpose of erosion control. The design of these structures commonly follows very simple empirical formulae for the establishment of an equilibrium slope and leads to a forced spacing between the constructed steps. Understanding the geometry and control mechanisms of natural step sequences may help illustrate why constructed measures succeed or fail [e.g., Lenzi, 2002; Lenzi and Comiti, 2003; Marion et al., 2004].

[53] The local climatic and geological environment, es- pecially the flow regime and the rate of sediment supply and grain size, are fundamental constraints on the development of a step-pool morphology. In this sense, the results for the Vogelbach reported here cannot be generalized to all steep mountain streams. However, further investigations of hy- draulic controls on step placement in natural streams could

help to identify step-forming process generalities. Most promising in this regard are recent field investigations of the different forms of potential and kinetic energy dissipa- tion possible in a mountain stream (e.g., grain, form and system resistance, turbulent eddies, sediment transport, bank erosion, etc.), investigations of the small-scale vari- ability in velocity and sediment mobilization, and inves- tigations of hillslope-channel connections in step-pool streams [e.g., Wohl and Thompson, 2000; Chin, 2003;

MacFarlane and Wohl, 2003; Comiti, 2003; Schuerch et al., 2006].

[54] Acknowledgments. This study was conducted as part of the diploma research by C. Milzow toward his degree at ETH in Zurich.

Thanks are owed to D. Thompson and A. Chin for their thorough reviews of the manuscript, to P. Thee and C. Hegg of the WSL for their support with field surveying, to D. Schroer for assisting in the fieldwork, and to A. Densmore, E. Wohl, and P. Perona for stimulating discussions. P. Molnar acknowledges funding from the Swiss National Science Foundation (grant PI0I2-106349) for a scientific visit to Colorado State University during which the final version of the manuscript was completed. Digital terrain data were provided under an agreement between the Swiss Federal Office for Topography and ETH Zurich. The step and sediment data collected in this study are available upon request.

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