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Topological rigidity

Wolfgang Lück Bonn Germany

email wolfgang.lueck@him.uni-bonn.de http://www.him.uni-bonn.de/lueck/

Matrix Inst., Creswick, Australia

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Topological rigidity

The goal of this talk is to investigate when a closed topological manifold is topologically rigid in the following sense.

Definition (Topological rigidity)

A closed topological manifoldN is calledtopologically rigidif any homotopy equivalencef:M →Nwith a closed manifoldM as source andN as target is homotopic to a homeomorphism.

Convention (Manifold)

Manifold means in the following a connected closed orientable topological manifold.

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On the first glance this seems to be a property which only very few manifolds may have. However, we will see that there are many more topological rigid manifolds than anticipated.

Moreover, the problem to decide which topological manifolds are topologically rigid is very interesting, but also very difficult. It has lead to a lot of fruitful activities in topology and to interesting and sophisticated interactions of topology and other fields of

mathematics.

The goal of this talk is to illustrate the remarks above.

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Lemma

ThePoincaré Conjecturein dimension n is equivalent to the assertion that Snis topologically rigid.

Proof.

Any self homotopy equivalence of a sphere is homotopic to a homeomorphism.

The existence ofexotic spheresshows that in high dimension smooth rigidityis a very rare phenomenon.

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Dimension ≤ 3

Theorem (Dimension≤2)

Any manifold of dimension≤2is topologically rigid.

Theorem (Dimension 3)

Every3-manifold with torsionfree fundamental group is topologically rigid.

The main input in the proof areWaldhausen’srigidity results for Haken manifolds and the proof ofThurston’sGeometrization Conjecture.

Conclusion: Ifπ1(M)is torsionfree, thenπ1(M)determines the homeomorphism type of a 3-manifold.

Thelens spaceL(7,1,1)is not topologically rigid.

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Very brief review of surgery theory

The main tool to attack the question which manifolds of dimension

≥4 are topological rigid issurgery theory.

A first introduction to surgery theory has already been given in previous talks on this conference.

We will concentrate on thesurgery exact sequence. It is designed to compute thestructure setof a manifold.

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Definition (The structure set)

LetNbe a topological manifold of dimensionn. We call two simple homotopy equivalencesfi:Mi →N from closed topological manifolds Mi toN fori =0,1 equivalent if there exists a homeomorphism g:M0→M1such thatf1◦gis homotopic tof0.

M0

f0

g

= //M1

f1

~~N

Thestructure setSntop(N)ofN is the set of equivalence classes of simple homotopy equivalencesM→X from topological manifolds of dimensionntoN.

This set has a preferred base point, namely the class of the identity id:N →N.

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If we assume Wh(π1(N)) =0, then every homotopy equivalence with targetN is automatically simple.

There is an obvious version of the structure set , where topological and homeomorphism are replaced by smooth and

diffeomorphism.

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Lemma

A topological manifold M is topologically rigid if and only if the structure setSntop(M)consists of exactly one point.

Proof.

Suppose that the structure set consists of one element. Consider any simple homotopy equivalencef:M→N withN as target.

Since[f] = [idN], there exists a homeomorphismg:M →Nwith idN◦g 'f and hence withg'f. This shows thatNis

topologically rigid.

Suppose thatN is topologically rigid. Let[f:M→N]be an element in the structure set. Choose a homeomorphism

g:M→N withg'f. Hence idN◦g 'f which implies[f] = [idN].

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Definition (Normal map of degree one)

Anormal map of degree onewith target a finiteCW-complexX consists of:

An (oriented)n-dimensional manifoldM;

A map of degree onef:M→X;

A(k+n)-dimensional vector bundleξoverX; A bundle mapf:TM⊕Rk →ξ coveringf.

TM⊕Ra f //

ξ

M f //X

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Problem (Surgery Problem)

Let(f,f) :M →X be a normal map of degree one. Can we modify it without changing the target such that f becomes a (simple) homotopy equivalence?

By surgery one can always arrange thatf isk-connected, where n=2k orn=2k +1.

Suppose thatX is homotopy equivalent to a manifoldM.

Then there exists a normal map of degree one fromMtoX whose underlying mapf:M →X is a homotopy equivalence. Just take ξ =f−1TMfor some homotopy inversef−1off.

The finiteCW-complexX has to be a Poincaré complex in the following sense, if the surgery problem can be solved.

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Definition (Finite Poincaré complex)

A connected finiten-dimensionalCW-complexX is a(simple) finite n-dimensional Poincaré complexif there is[X]∈Hn(X;Zw)such that the inducedZπ-chain map

− ∩[X] : Cn−∗(X)e →C(X)e is a (simple)Zπ-chain homotopy equivalence.

Theorem (Manifolds are Poincaré complexes)

A closed n-dimensional manifold M is a simple finite n-dimensional Poincaré complex with w =w1(X).

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One can assign to a finite Poincaré complex its so calledSpivak normal spherical fibration.

IfMis a manifoldM with normal bundleν, then the Spivak normal spherical fibration ofM regarded as a finite Poincaré complex is given by the sphere bundle ofν.

Hence a necessary condition for a finite Poincaré complex to be homotopy equivalent to a manifold is that its Spivak normal

spherical fibration has avector bundle reduction, i.e., is the sphere bundle of an appropriate vector bundle.

There are finite Poincaré complexes which do not admit such a reduction.

If a finite Poincaré complex admits such a reduction, then there exists a normal map withX as target.

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From now onX is a simple finite Poincaré complex of dimensionn.

Lemma

A normal map of degree one which is(k+1)-connected, where n=2k or n=2k +1, is a homotopy equivalence.

Proof.

It suffices to show by the Hurewicz Theorem and the Whitehead Theorem, thatef:Xe →Ye induces on all homology groups an isomorphism.

This follows from the assumption about its connectivity and Poincaré duality.

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Hence we have to make a normal map, which is already

k-connected,(k +1)-connected in order to achieve a homotopy equivalence, wheren=2k orn=2k+1. Exactly here the surgery obstructionoccurs.

In odd dimensionn=2k+1 the surgery obstruction comes from the observation that by Poincare duality modifications in the (k +1)-th homology cause automatically (undesired) changes in thek-th homology.

In even dimensionn=2k one encounters the problem that the bundle data only guarantee that one can find an immersion with finitely many self-intersection points

qth:Sk×Dk →M.

The surgery obstruction is the algebraic obstruction to get rid of the self-intersection points. Ifn≥5, its vanishing is indeed sufficient to convertqth into an embedding.

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One prominent necessary surgery obstruction is given in the case n=4k by the difference of thesignaturessign(X)−sign(M)since the signature is a bordism invariant and a homotopy invariant.

Ifπ1(M)is simply connected andn=4k fork ≥2, then the vanishing of sign(X)−sign(M)is indeed sufficient.

Ifπ1(M)is simply connected andnis odd andn≥5, there are no surgery obstructions.

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Theorem (Surgery obstruction)

For a normal map(f,f)with a simple finite Poincare complex X of dimension n as target, there exists a surgery obstruction

σ(f,f)∈Lsn(Z[π1(X)]);

It is a normal bordism invariant;

Its vanishing is a necessary condition for changing f by surgery into a simple homotopy equivalence;

Its vanishing is a sufficient condition for changing f by surgery into a simple homotopy equivalence, provided that n≥5.

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Theorem (The topological Surgery Exact Sequence)

For a n-dimensional topological manifold N with n≥5, there is an exact sequence of abelian groups, calledsurgery exact sequence,

· · ·−→ Nη n+1top(N×[0,1],N× {0,1})−→σ Lsn+1(Zπ)−→ S ntop(N)

−→ Nη ntop(N)−→σ Lsn(Zπ).

Lsn(Zπ)is the algebraicL-group of the group ringZπforπ =π1(N) (with decoration s).

Nntop(N)is the set of normal bordism classes of normal maps of degree one with targetN.

Nn+1top(N×[0,1],N× {0,1})is the set of normal bordism classes of normal maps(M, ∂M)→(N×[0,1],N× {0,1})of degree one with targetN×[0,1]which are simple homotopy equivalences on

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The mapσ is given by the surgery obstruction.

The mapηsendsf:M →Nto the normal map of degree one for whichξ = (f−1)TN.

The map∂sends an elementx ∈Ln+1(Zπ)tof:M→N if there exists a normal mapF: (W, ∂W)→(N×[0,1],N× {0,1})of degree one with targetN×[0,1]such that∂W =NqM, F|N =idN,F|M =f, and the surgery obstruction ofF isx.

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There is a spaceG/TOPtogether with bijections [N,G/TOP] −→ N= ntop(N);

[N×[0,1]/N× {0,1},G/TOP] −→ N= n+1top(N×[0,1],N× {0,1}).

We have [X,G/TOP]

1 2

∼= KOf0(X) 1

2

; [X,G/TOP](2) ∼= Y

j≥1

H4j(X;Z(2))×Y

j≥1

H4j−2(M;Z/2), whereKOis K-theory of real vector bundles.

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The Borel Conjecture

Conjecture (Borel Conjecture)

TheBorel Conjecture for Gpredicts that an aspherical manifold M satisfyingπ1(M)∼=G is topological rigid.

IfGsatisfies the Borel Conjecture, then two aspherical manifolds whose fundamental groups are isomorphic toG, are

homeomorphic.

This is the topological version ofMostow rigidity. One version of Mostow rigidity says that any homotopy equivalence between hyperbolic Riemannian manifolds of dimension≥3 is homotopic to an isometric diffeomorphism. In particular they are isometrically diffeomorphic if and only if their fundamental groups are

isomorphic.

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The Borel Conjecture is in general false in the smooth category.

For instance, forn≥5, there exists a smooth manifoldM which is homeomorphic but not diffeomorphic toTn.

In some sense the Borel Conjecture is opposed to thePoincaré Conjecture. Namely, in the Borel Conjecture the fundamental group can be complicated but there are no higher homotopy groups, whereas in the Poincaré Conjecture there is no fundamental group but complicated higher homotopy groups.

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The Farrell-Jones Conjecture

Conjecture (L-theoretic Farrell-Jones Conjecture for torsionfree groups)

TheL-theoretic Farrell-Jones Conjecturepredicts that theassembly map

Hn BG;LZ

→Lsn(ZG) is bijective for all n∈Z.

LZis the so calledL-theory spectrum. It satisfies

πn(LZ)∼=Lsn(Z)∼=Ln(Z)∼=





Z n≡0 mod 4;

Z/2 n≡2 mod 4;

{0} nodd.

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There is also aK-theoretic version of the Farrell-Jones Conjecture which implies for a torsionfree groupGthatKn(ZG)forn≤ −1, Ke0(ZG), and Wh(G)vanish.

Therefore it does not matter which decoration we use for the L-groups and any homotopy equivalence is a simple homotopy equivalence, ifGsatisfies the Farrell-Jones Conjecture.

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Theorem (Bartels, Bestvina, Farrell, Kammeyer, Lück, Reich, Rüping, Wegner)

LetFJ be the class of groups for which the (Full) Farrell-Jones Conjecture holds. ThenFJ contains the following groups:

Hyperbolic groups;

CAT(0)-groups;

Solvable groups,

(Not necessarily uniform) lattices in almost connected Lie groups;

Fundamental groups of (not necessarily compact) d -dimensional manifolds (possibly with boundary) for d ≤3.

Subgroups of GLn(Q)and of GLn(F[t])for a finite field F . All S-arithmetic groups.

mapping class groups.

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Theorem (continued)

Moreover,FJ has the following inheritance properties:

If G1and G2belong toFJ, then G1×G2and G1∗G2belong to FJ;

If H is a subgroup of G and G∈ FJ, then H ∈ FJ;

If H ⊆G is a subgroup of G with[G:H]<∞and H ∈ FJ, then G∈ FJ;

Let{Gi |i ∈I}be a directed system of groups (with not

necessarily injective structure maps) such that Gi ∈ FJ for i ∈I.

Thencolimi∈IGi belongs toFJ;

Let1→K →G−→p Q→1be an exact sequence. Suppose that Q and p−1(V)for every virtually cyclic subgroup V ⊆Q belong to FJ. Then also G belongs toFJ.

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Theorem (The Farrell-Jones Conjecture implies the Borel Conjecture)

If the K -theoretic and the L-theoretic Farrell-Jones Conjecture hold for the group G, then the Borel Conjecture holds for any n-dimensional aspherical manifold withπ1(M)∼=G, provided that n≥5.

Next we sketch the proof.

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Theorem (Algebraic surgery sequence,Ranicki)

There is an exact sequence of abelian groups calledalgebraic surgery exact sequencefor an n-dimensional manifold M

. . .−σ−−n+1→Hn+1(M;LZh1i)−−−→An+1 Ln+1(Zπ1(M))−−−n+1

Stop(M)−→σn Hn(M;LZh1i)−→An Ln(Zπ1(M))−→n . . . It can be identified with the classical geometric surgery exact

sequence due toSullivan and Wallin high dimensions.

HereLZh1iis the1-connective coverof theL-theory spectrumLZ. It comes with a natural map of spectrai:LZh1i →LZwhich induces onπisan isomorphism fori ≥1, and we have πis(LZh1i) =0 fori ≤0.

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There are natural identifications

N(M)∼= [M,G/TOP]∼=Hn(M;LZh1i).

We can writeAnas the composite An:N(M) =Hn(M;LZh1i)

Hn(idM;i)

−−−−−→Hn(M;LZ) =Hn(BG;LZ)→Ln(ZG).

The mapAncan be identified with the map given by the surgery obstruction in the geometric surgery exact sequence.

This gives an interestinginterpretationof the homotopy theoretic assembly map in geometric terms. Its proof is non-trivial.

The analog statement aboutAm holds in all degreesm≥n.

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Stop(M)consists of one element if and only ifAn+1is surjective andAnis injective.

An easy spectral sequence argument shows that Hm(idM;i) :Hm(M;LZh1i)→Hm(M;LZ) is bijective form≥n+1 and injective form=n.

This finishes the proof, since the Farrell-Jones Conjecture implies form=n,n+1 the bijectivity of

Hn(M;LZ) =Hn(BG;LZ)→Lm(ZG).

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Further results

Theorem (Chang-Weinberger)

Let M4k+3be a manifold for k ≥1whose fundamental group has torsion.

Then there are infinitely many pairwise not homeomorphic smooth manifolds which are homotopy equivalent to M but not homeomorphic to M.

In particular M is not topologically rigid.

The proof of the result uses kind ofL2-Rho-invariantsin order to show that the action ofLs4k+4(Zπ)onSn(M)produces infinitely many elements[f:Mi →M]such thatMi andMj are not diffeomorphic ifi6=j.

This result confirms the observation that the fundamental groups of all know topologically rigid manifolds are torsionfree.

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Theorem (Connected sums,Kreck-Lück)

Let M and N be manifolds of the same dimension n ≥5such that neitherπ1(M)norπ1(N)contains elements of order2or that n=0,3 mod 4.

If both M and N are topologically rigid, then the same is true for their connected sum M#N.

The proof is based onCappell’swork on splitting obstructions and of UNIL-groups and improvements byBanagl, Connolly, Davis, Ranicki.

Notice in general connected sums of two manifolds are not aspherical.

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Theorem (Products of two spheres)

Suppose that k +d 6=3. Then Sk ×Sd is topologically rigid if and only if both k and d are odd.

Proof.

We only treat the casek,d ≥2 andk+d ≥5. ThenSk ×Sd is simply-connected.

The structure set can be computed by

a1×a2:Stop(Sk ×Sd)−=→Lk(Z)⊕Ld(Z), wherea1anda2respectively send the class of a homotopy equivalencef:M →Sk ×Sd to the surgery obstruction of the surgery problem with targetSk andSd respectively which is obtained fromf by making it transversal toSk ×pt and pt×Sd respectively.

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Theorem (Homology spheres,Kreck-Lück)

Let M be a manifold of dimension n≥5with fundamental group π =π1(M).

Let M be an integral homology sphere. Then M is topologically rigid if and only if

Lsn+1(Z)−=→Lsn+1(Zπ);

Suppose that M is a rational homology sphere and topologically rigid. Suppose thatπ satisfies the Farrell-Jones Conjecture. Then

Hn+1−4i(Bπ;Q) =0 for i ≥1and n+1−4i 6=0.

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Theorem (Another construction of topologically rigid manifolds, Kreck-Lück)

Start with a topologically rigid manifold M of dimension n≥5. Choose an embedding S1×Dn−1→M which induces an injection onπ1. Choose a high dimensional knot K ⊆Sn with complement X such that the inclusion∂X ∼=S1×Sn−2→X induces an isomorphism onπ1. Put

M0 :=M−(S1×Dn−1)∪S1×Sn−2X. Then M0 is topologically rigid.

IfMis aspherical, thenM0 is in general not aspherical.

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