In gure 4.9 we an see that the low D/H trend of low mass ALPs is drastially
hanged when the mass gets above
2m π +
and the eet on4
He gets strongly
boosted when rossing this boundary. The eets of pions are hampered if the
ALPs deay very early, for
τ . 10 −2
s. In this ase the eletroweak reationsp + + e − ↔ n +ν e
anstillre-establishthen n /n p
equilibrium. Alsoverylatedeay,τ > ∼ 10 2
s,does notaet BBN through pionsinjetion, beauseπ
sfail tointeratbeforedeaying. In thislasttinyregionour resultsannotbetaken quantitatively
ontrust,sinewehavenottakenintoaountthepossiblyineetiveslowingdown
of pions after
e + e −
annihilation.Theregionoftheparameterspaewhereasadesareprotagonistsaredepited
inpinkingure4.10. Again, thepurpleregionisexludedby
4
Heoverprodution.
Togetherwiththe neutrino dilutionlimitthisis thebestboundforthe
m φ > 2m π
region of ALP parameter spae. The parametri dependene of the bound is
the same of the
N eff
limit. Like in the axion ase, short-lived ALPs that deay before BBN an not be onstrained. In this large mass region, it orresponds toτ . 10 −1.5
s.D
Γ 4 He
Γ D
N eff
4 He 4 He
Hadr
-4 -2 0 2 4
-4 -2 0 2 4 6 8 10
Log 10 m Φ @MeVD Log 10 Τ @ s D
Figure4.10: BoundsonearlyALPdeaysfromdeuteriumunderprodution (D,
red),helium overprodution (He, purple), heliumphotodissoiation (
γ
He, pink),hadroniasades (Hadr, pink) andneutrino dilution (
N eff
,yellow).deay
φ → f f ¯ ′
at a rateΓ φ→ f f ¯ ′ =
C f f ′
f φ
2
(m f + m f ′ ) 2 m φ
16π
s 1 −
m f + m f ′
m φ
2 "
1 −
m f − m f ′
m φ
2 # 3/2
.
(4.41)
whihissuppressedwithrespettothetwo-photondeayforsmallfermionmasses.
Writing
g φ ≡ C γ α/(2πf φ )
theφ → f f ¯ ′
an dominate only inan interval near thekinemati threshold
1 > (m f + m ′ f )/m φ & αC γ /4πC f f ′
. For ALP masses abovefew GeV, the oupling to gluons allows the ALP deay into two gluons at a rate
Γ φ→gg = 8(C gg /C γ ) 2 Γ φ→γγ
.IftheALPsareosmologiallystable,theboundsfromdiretdetetionofALP
deayphotons and the DMoverprodutionwhiharedesribedinthe previous
haptersstillhold. TheselimitsdependsmainlyontheALPlifetimeand
abun-butthe areaonstrainedbytheselimitsliesallinthe
T fo > E EW
region,whereg ∗S
isonstant aording toour assumption onthe primordialpartileontent. Fora
givenphotonoupling,thelifetimeisshortenedifmoredeayhannelsopen. Thus
the limitsonthe long lifetimerange are onlymildlyaeted by the abundane in
the
m φ
τ
parameter spae,while inthem φ
g φ
planethey have tobe additionally adjustedaording tothe dierent relationbetween lifetimeandphoton oupling.The short lifetimeregion orresponds tothe onstrains desribed inthis
hap-ter. Atlowmasses,thedeuteriumandheliumboundsomefromALPsinthermal
equilibriumwith the bath. Clearly, adding more ouplings between the ALP and
SM partileswe annot avoid these bounds. In the intermediate mass region300
keV
. m φ .
2m µ
, wherem µ = 105.7
MeV is the muon mass, the D/H andN eff
boundsfollowfromthe dilutionof baryons andneutrinos withrespettophotons.
These bounds apply to ALPs deaying into photons or eletrons, and indeed we
have not madea dierenebetween the twoinour equations. Again, inthe
m φ
τ
planetheseboundssueronlyamildhangeduetothedierentabundane. When
wetranslatethe boundsinthe
m φ
g φ
plane they willshowworst if the deay intotwoeletronsdominatesthanifweonlyonsider thetwophotonoupling, beause
what is important for the bound is the total deay rate. The lower bound on
g φ
redues by afator
∼ (2πC ee m e ) / (αC γ m φ )
.Sine the diret deay into neutrinos is suppressed by
∼ (m ν /m φ ) 2
, anama-zingly tiny number, the bounds are perfetly valid provided one interprets
τ
asthe total lifetime, not onlydue to the two photon deay hannel. Of ourse, this
is valid unless one onsiders sterile neutrinos with
m ν ∼ m φ
. Then in this aseneutrinos have a strong tendeny to onstitute too muh DM. A way to avoid
this is to make them deay into a SM neutrino plus a photon, but this produes
entropy andweexpet asimilar,slightlysmaller,boundfromD/H inthis ase. In
these models the low
N eff
tendeny is reversed sine the sterile neutrinos produeneutrinos inits deay.
If
2m π + > m φ > 2m µ
we have a somewhat dierent senario where the ALPtends to favour the
φ → µ + µ −
deay. The upper limit onτ
in this region omesfromhaving too low
N eff
already beforeBBN. But if the deay into muonsdomi-nateswewillratherhaveahigh
N eff
. Inthisasetheamountsofenergyreleasedineletronsand inneutrinosby muondeay
µ → e¯ νν
aresimilar. Sinedatafavoursvalues largerthanthe standard
N eff = 3
,theN eff
boundwillrelaxsomehow.Any-way, we do not expet them to disappear, beause ALPs an still produe too
many neutrinos. Also in this ase the bound on deuterium should ome from a
toohigh D/H, whihis lessonservativeaonstraint. In any asethe bound from
He willstay sine itmainlyomesfrom ahigh
η BBN
and the ALP ontributionto the expansion atthe freeze out ofp ↔ n
weak reations.Finally,for
m φ > 2m π +
the moststringentbound omesfrom4
Heoverprodu-tion due to the presene of harged pions before BBN, enhaning the neutron to
protonratio. As weommented, this bound doesdepend very littleon thedetails
andbranhingratiosoftheALPsineonlyaminimalnumberofpionsaresuient
for a drasti hange. Therefore we expet it not to hange very muh. However,
when quoting this onstraint in the
m φ
g φ
plane this bound would display in alower position thanin the ase where onlythe two-photon ouplingisonsidered.
Only inthis region the ouplingto two gluons an aet the ALP deay and will
ertainlyinreasethepionmultipliityofthedeaymakingtheboundon
τ
slightlybetter. The deay intomuons an dominate if
m φ
isnot too farfrom2m µ
and allsaid in the aboveparagraph holds. It appears that the helium bound will stillbe
the most relevant inthis ase.
Summary and onlusion
The axion is a side produt of the elegant solution of the strong CP-problem
proposed by Roberto Peei and Helen Quinn in 1977. The dierent realisations
of the Peei-Quinn idea produed a variety of axion models, whih are tested
in partile physis laboratories, and hallenged in astrophysial and osmologial
observations. Moreover, itseems that partileswith similar harateristis to the
axion ould arise in several extensions of the standard model of partile physis.
In partiular, string theory seems a fertile environment that an provide plenty
of these axion-like partiles. One day, the so raved experimental test of string
theory ould nallyome fromALP-related observations.
In this dissertation we have depited the onstraints that osmology puts on
the existeneof suhpartiles. Inhapter1,we startedwitha presentationof the
axiontheory,together with abriefmotivationforALPs. Then,weintroduedthe
general limits on the parameter spae of axions and ALPs. We listed the diret
experimental tests and the astrophysial observations that exlude the existene
of these pseudosalar for determined hoies of mass and ouplings. But to give
new hope, we also reviewed some astrophysialproblems that ould be solved by
pseudosalar partilesin two dierent ranges of the parameter spae.
Motivated by the possible solution of partile and astropartile problems, we
ontinuedouranalysisinhapter2,wherewetreatedthe possibilityforaprimeval
populationofpseudosalarstoariseintheearlyuniverse. Thisenquirysetsthe
ba-sisfor the subsequent disussion about osmologiallimits,and most importantly
matterofthe universe. Sothe existeneofthese partilesan providethesolution
of afurther problemof modern physis. In this hapter we illustrated avery rih
phenomenology. Axions and ALPs an be reated by thermal interations with
the partiles of the primordial plasma. But the non-thermal reation via the
soalled realignmentmehanism is even moreinteresting, sine it involvesthe
physis of spontaneous symmetry breaking and phase transitions applied to the
primevaluniverse, and may remarkably provide the explanation to the dark
mat-ter. Arstlimitontheparameterspaean beputatthis stage,iftoomuhdark
matteris produed.
Alsotheosmologialstabilityofpseudosalarsisdisussed inhapter2. Their
peuliar two-photon oupling provides them with a deay hannel. Therefore, a
pseudosalarpopulationan deayin photons orbe reabsorbed by the primordial
thermalbath, if this eletromagneti interation is ative. We briey treatedalso
the role primordial magneti elds ould have in this proess, to further develop
the disussion in the appendix A.
The deay of a populationof partiles during the early epohs of the universe
an have dramati onsequenes and leave an indelible imprint on osmologial
observables. This is the topi of the seond part of this study. We have divided
the limits into two sets, aording to the epoh of the deay. Both of them are
dealingwith the inuene of photons produed by the pseudosalar deay onthe
suessive evolution of the osmos.
In hapter 3 we olleted the limits related to late deay and to photon
de-tetion. These ould either be the CMB photons, whih ould have imprinted in
theirspetrumthedistortionsausedby thedeayproduts,orthedeayphotons
themselves, whihouldhavefreelytravelledtowardsourtelesopes. Observations
ofphotonspetra leaveverylittleroomtopseudosalardeay espeiallyinthe
CMB ase and the deay of a whole populationan be safely exluded, unless
ithappenedwhen eletron-photon interations were ative and ableto thermalise
rapidlythe injeted photons. In this hapter weonstrained ratherlong lifetimes,
sine the distortion of the CMB requires the deay to happen just beforethe
re-ombinationera,whihourredwhenthe universewasroughly400,000yearsold.
Thediret observationof the deay produtsexludesosmologiallystable ALPs
and axions up to
τ ∼ 10 24
10 28
s. A setion in this hapter is dediated to theultraviolet radiationthat an be eventually emitted in late deays. The universe
is very opaque to ultraviolet light. This kind of photons an not appear indiret
observations, but they an nevertheless be onstrained beause of their eet on
the ionisationhistory of the universe.
Earlydeays that do not aet the CMB spetrum an beonstrained by the
arguments of hapter 4. The entropy transfer and inrease due to the deay of a
relipopulationhavethe leadingrole inthe disussion. Werstdisussed thease
ofapopulationthatdeaysinloalthermalequilibrium. Entropyisonserved and
just transferred to the speies in thermal ontat with the disappearing
popula-tion. The eets of anout-of-equilibrium deay an bemore dramati, espeially
if the pseudosalar population is dominating the energy density of the universe
before the deay. A large amount of entropy is reated and transferred to the
photonbath. Inbothases, thesubsequentevolutiontowardsthermalequilibrium
makes the temperatureof the speies in thermalontat with photons to inrease
relativelytothedeoupledones. Inthissensewedenedthiseventasadilutionof
the deoupledspeies, the best example being neutrinos. Solving numerially the
set of Boltzmann equations that desribes the evolution of pseudosalar, photon,
eletron and neutrinopopulations,wealulated theeet of thedeay on
neutri-nos. Wethen omparedour neutrino dilutionsenariowith osmologialneutrino
observations. Through CMB multipole analysis and LSS survey it is possible to
measurethenumberofeetiveneutrinospeies
N eff
. PresentdatapreferN eff > 3
,whihworksagainsttheosmologialdilutionofneutrinos. Afterthisobservation,
we were able toput some limitsonpseudosalar parameter spae.
The outome of primordial nuleosynthesis is also inuened by the
pseu-dosalardeay. Both diretly,if pseudosalars are massiveenough toinjet deay
produts energeti enoughtobreak nulear bonds, and indiretly, through the
in-uene on the number densities of baryons and neutrinos relative to the photon
one. Thistopiisalsopartof hapter4. Theprimordialyieldof deuteriumisvery
sensitivetothe baryon-to-photonratio, whihisheavily perturbed inour senario
of early pseudosalar deay. It indeed provides the most restritive osmologial
lowerboundontheaxionmass,
m a > 0.3
MeV.AlsoALPsareseverelyonstrainedby BBN, sine they aet the baryon-to-photon ratio,
N eff
and an generatede-SN
DM
D
EBL
EBL
X -Rays
Optical
CMB CMB Μ
y x ion
HB
4 He
EM Showers
Hadr Showers
N eff KSVZ
axion
T fo <EW T fo >EW
T fo >m Pl Τ=
10 17
s
0 2 4 6 8 10
- 18 - 16 - 14 - 12 - 10 -8 -6 -4
Log 10 m Φ @eVD Log 10 g Φ @ GeV - 1 D
Figure 5.1: Cosmologial ALP bounds in the
m φ
-g
parameter spae. Thela-bellingisdesribedinthetext.
in the deay of
m φ > 2m π
ALPs has a peuliar eet on the primordial4
He
out-ome,whihweonstrainedtoo. Chapter 4onludeswithsomeonsiderationson
thehanges inthe osmologialboundsthatfurther ALPouplingsouldprovide.
The onlusion here is that osmologial limits, although slightly modied, are
very solid.
In our summary plots 5.1and 5.2we olleted all the bounds arising from
o-smology,onsidering athermal originfor the primordialpseudosalarpopulation.
While gure 5.1 is meant to be the referene for the partile physiist, sine the
ALP parameter spae is plotted in funtion of the ALP mass
m φ
and ouplingSN DM
D
D
EBL
EBL X-Rays Γ-Rays
Optical
CMB Μ CMB y x ion
x ion
HB
4 He
EM Showers Hadr Sh
N eff KSVZ
axion
T fo < EW T fo > EW T fo > m
Pl
Τ=10 17 s
0 2 4 6 8 10
- 10 - 5 0 5 10 15 20 25 30
Log 10 m Φ @eVD Log 10 Τ @ s D
Figure 5.2: Same asgure5.1, butin the
m φ
-τ
parameter spae.g φ
, gure 5.2, where the parameters arem φ
and the lifetimeτ
, provides a betterphysial understanding. In this piture we an better follow the relation of the
limits with the sequene of events in the history of the universe. The
osmolo-gial bounds ritiallydepend on the ALP lifetime while they have only amilder
dependene onotherparameters. In gure5.1they haveindeedthe harateristi
slope
g φ ∝ m φ −3/2
. Asareferene, weplottedthe linealong whihALPs have the
lifetimeequal to
10 17
s,i.e.the age of the universe. Towarnthe readerabout ourassumptions, we also plotted the lines for freezing out temperature
T fo
equal tothe eletroweaksale
E EW
andthe Plank salem Pl
. Mostlikely,T fo > m Pl
makesno physial sense, and for
T fo > E EW
the atual abundane ould be lower thanthatused inour alulations, sinewe have not taken intoaount otherpartiles
besides the ALP and the SM ones.
Ordered by dereasing lifetimes,the exludedregions are:
•
DM if ALPs are osmologially stable and behave as dark matter they shouldnot exeed the DM fration measured by WMAP.•
Optial, X-Rays,γ
-Rays photons produed in pseudosalar deays inside galaxies would show up as a peak in galati spetra that must notexeed the known bakgrounds.
•
EBLphotonsproduedinpseudosalardeayswhentheuniverseis tran-sparent must not exeed the extragalati bakground light.• x ion
the ionization of primordial hydrogen aused by the deay photonsmust not ontribute signiantlyto the optial depthafter reombination.
•
CMB y,µ
if the deay happens when the universe is opaque, thede-ay photons must not ause spetral distortions in the CMB spetrum that
annotbe fully rethermalised.
•
EM, Hadr showers thedeay ofhigh massALPs produeseletromag-neti and hadroni showers that must not spoil the agreement of big-bang
nuleosynthesis with observationsof primordialnulei.
• 4
He,DtheALPandaxiondeaysproduephotonsthatdilutethebaryonandneutrinodensities,whosevaluesaettheoutomeofBBN,inpartiular
the deuterium and
4
He yields. Again, this dilution should not ompromise
BBN.
• N eff
the neutrino density must not disagreewith the value measured byWMAPand otherlarge-sale-struture probes. Currently,data pointstoan
eetivenumberofneutrinos
N eff
greaterthan3,whih isdisfavoured inthe osmologyof deayingpseudosalars.We have seen how osmologial observations an exlude a large part of the
sinethe amountandqualityofosmologialobservationsissteeplyrising. Thisis
very important,sine the onstrained regionlies ina part of the parameter spae
presently inaessible to diretexperimentaltests.
The investigation on the eets of axions and ALPs on astrophysial and
o-smologialobservablesmustproeedfurther,beausethedetetionofoneofseveral
strikingsignaturesouldleadtotheirdisovery. Thesmokinggunouldbehidden
inthewhite-dwarfevolutionorinthestrutureofgalaxies,maybeinuenedbythe
dark matter in a Bose-Einstein ondensate, or in some dierent phenomena that
we still have to analyse. But after the eventual and desired disovery, the diret
detetion and laboratory experiments will have the task of measuring preisely
the new partile harateristis. In the near future, diret detetion experiments
likethe halosopesand theheliosopeswillnallyreahthe sensitivity totest the
axionhypothesis and toexplore two phenomenologially importantregions of the
parameter spae, and maybesome long standingquestions willnd an answer.
Understandingthe ultimatetheory behindthe laws of Nature is the nal
pur-pose of physis. The large hadron ollider is pushing the knowledge on partile
physistowardsunexploredenergysales. ThereentdisoveryoftheHiggsboson
gives a bit more ondene about the axion theory, whih requires the existene
of salar eldsand the spontaneous breakingof symmetriesat highenergy sales.
But inreasing the energy tested by olliders is not the only way to probe the
physis beyond the SM. If axions and ALPs will be nally disovered, we will
have the tempting possibility of exploringthe physisrelated tovery high energy
sales through its low energy regime. Still largely unexplored, the low energy
frontier ould hide important novelties and bring to fundamentaladvanes in the
understanding of Nature.
Axion-photon mixing
In the following we follow the treatment of [168℄ and [169℄, where the hidden
photon resonane ase was studied. The Lagrangian of the pseudosalar-photon
system in presene of a strong magneti eld
B ~ ext
, whose modulusisB ext
, isL = − 1
4 F µν F µν + A µ j µ + 1
2 ∂ µ φ∂ µ φ − 1
2 m φ 2 φ 2 − g φ φ ~ B ext · ∂ 0 A , ~
(A.1)wherewe expressed
F F /4 ˜
asthesalar produtofthe externalmagneti eldandof the eletri eld omponent
− ∂ 0 A ~
of the eld strength. From the Lagrangianweobtaintheequationsofmotionsforthepseudosalareld
φ
andtheomponentof the vetor potentialparallel tothe magneti eld
A
✷A − σ∂ 0 A + g φ B ext ∂ 0 φ = 0 ,
(A.2a)✷φ + m 2 φ φ + g φ B ext ∂ 0 A = 0 ,
(A.2b)while the perpendiular omponent
A ⊥
is not aeted by the interation withφ
.In equation(A.2a)wehaveused Ohm'slawforthe urrentdensity,
j µ = − σ∂ 0 A µ
,assumingalinearresponseofthemediumwhoseondutivityis
σ
[125℄. InFourierspae the equations (A.2) beome
− ω 2 + k 2 − iωσ
A + ig φ B ext ωφ = 0 ,
(A.3a)− ω 2 + k 2 + m φ 2
φ + ig φ B ext ωA = 0 .
(A.3b)Assuming the quantity