IACETH Institute for Atmospheric and Climate Science
Parameterizations of physical processes
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 1 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Motivation
Figure:Courtesy Adrian Tompkins, ECMWF, 2005
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 2 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Parameterizations - general aspects
I Any physical process, such as radiation or cumulus convection, that occurs on scales smaller than the GCM resolution, must be parameterized.
I The only model variables available for the parameterizations are the large-scale fields predicted by the model.
I Relating the subgrid processes to large-scale variables depends on knowledge of the fundamental physics involved in the process.
IACETH Institute for Atmospheric and Climate Science
Parameterized processes
I Radiation - usually 2 stream approach for shortwave (SW, solar) and longwave (LW, terrestrial) radiation
I Convection - usually mass flux approach
I Stratiform clouds:
I Usually prediction of cloud condensate (1 or 2 moment scheme) for water and ice
I Either relate cloud cover to relative humidity (RH), predict cloud cover (C) or use a statistical scheme
I Boundary layer and surface processes - usually predict turbulent kinetic energy
I Mechanical dissipation of kinetic energy (gravity wave drag)
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 4 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Outline of the 3 parameterization lectures
I Today: Parameterization of large-scale clouds
I 3.5.: Parameterization of the cloud-topped boundary layer
I 24.5.: Parameterization of convection/radiation
I More details on parameterization of atmospheric radiation (see lecture “Radiation and climate change” by Wild and Blatter)
I More details on convection (see lecture “Cloud dynamics” by Lohmann and Spichtinger)
I Land-surface processes are subject of the lecture
“Land-atmosphere-climate interactions” by Seneviratne and Sch¨ar
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 5 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Governing equations in climate models
∂~v
∂t = −~v· ∇~v−ω∂~v
∂p +f~k×~v=−∇Φ +D~M (1)
∂T
∂t = −∇ ·(~v T) +ω
κT
p −∂T
∂p
+Qrad
cp
+Qcon
cp
+DH (2)
∂ω
∂p = −∇ ·~v (3)
∂q
∂t = −∇ ·(~v q) +ω∂q
∂p+E−C+Dq (4)
∂qx
∂t = −∇ ·(~v qx) +ω∂qx
∂p +sources−sinks+Dqx (5) whereD~M = (Dλ,Dφ) = dissipation terms for momentum
DH, Dq= diffusion terms for heat and moisture E, C = rates of evaporation and condensation
q,qx = specific humidity and cloud condensate, x=cloud water, ice Φ = geopotential.
IACETH Institute for Atmospheric and Climate Science
Boundary conditions
Boundary data Needed for the Dimensions
parameterization of
Sea surface (sfc) Radiation and lat, lon, time
temperature boundary layer
Surface type Sfc. temp. lat, lon
Surface roughness length Sfc. processes lat, lon
Land hydrology Sfc. processes lat, lon
Snow-free surface albedo Radiation lat, lon
Ozone mixing ratio Radiation lat, lon
Orography Dynamics lat, lon
Subgrid variance of orography Gravity wave drag lat, lon Aerosol emissions Aerosols, clouds, lat, lon, time
radiation
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 7 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Parameterization of large-scale cloud cover
I Predicting cloud amount is very important for climate modelling.
I Clouds play a fundamental role in controlling the amount of shortwave and longwave radiation available to the climate system.
I Clouds range in size from hundreds of meters to hundreds of km in radius, which means that most clouds are smaller in area than the typical grid resolution of climate models.
I Unlike other climate variables (e.g., momentum, T, or q), there is no fundamental prognostic equation for cloud fraction (and cloud cover is not well defined).
I The cloud amount for a grid region must be related to the other predicted climate variables. However, the cloud fraction must be prescribed in association with the occurrence of condensation.
I Thus, when stable or convective condensation occurs a cloud amount is assigned to the same grid box.
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 8 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Assumptions/definitions
I qs= saturation mixing ratio:
qs∼ es p−es
(6) where=Rd/Rv = ratio of the gas constant of dry air (Rd= 287 J kg−1) to that of water vapor (Rv = 461.5 J kg−1K−1),es= saturation vapor pressure is obtained from the Clausius-Clapeyron equation:
es(T) =es0exp
L
Rv
1
To
− 1 T
(7) whereL= latent heat of vaporization, To= 273.2 K, es0= 611 Pa.
I Local criterion for formation of cloud: qt>qs, whereqt=qv+qc= total water (vapour+cloud) mixing ratio.
I Assumptions: 1) Condensation process is fast (compared to a GCM timestep), so thatqv=qsandqc=qt−qs. 2) No supersaturation is allowed to exist. Both assumptions are suspect in ice clouds
IACETH Institute for Atmospheric and Climate Science
Partial cloud cover
I Partial coverage of a grid-box with clouds is only possible if there is an inhomogeneous distribution ofT and/orq
I Here concentrate on humidity fluctuations which are more important for water cloud formation
I Then, we can relate cloud amount to large-scale RH.
I The simplest approach is:
C=
( 1 RH≥RHcrit 0 RH<RHcrit
(8) whereRHcritis a critical relative humidity above which clouds can fill the grid box. It is a tunable constant (∼0.8).
I This parameterization would totally fill the grid box with clouds whenever RH exceedsRHcrit
I The value of 1 forRH≥RHcrit could also be viewed as a tunable constant, i.e., it can be set to<1.
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 10 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Partial cloud cover
I More “complex” cloud fraction parameterization may assume the cloud fraction to a quadratic function of RH (Slingo, 1987):
C=
RH−a b
2
(9) whereaandbare viewed as “tunable” values.
I Or as square root functions of RH (Sundqvist et al., 1989):
C= 1− s
1−RH
1−RHcrit (10)
I Convective cloud cover is typically either assigned a small value (∼5%) or can be related to the convective upward mass flux Mu:
Cconv = 0.035ln(1.0 +Mu) (11)
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 11 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Cloud blinking
I Some of these cloud cover schemes result in cloud “blinking”.
When condensation occurs a cloud is formed at that time step of the model.
I In the next time step RH may be less thanRHcritand the cloud fraction will be 0. Thus, a time series of cloud amount from this approach indicates high-frequency “on-off” cloud activity.
I Cloud blinking can be avoided by using:
I Statistical cloud schemes
I Prognostic cloud cover
IACETH Institute for Atmospheric and Climate Science
Statistical cloud schemes
[Tompkins, ECMWF lecture, 2006]Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 13 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Statistical cloud schemes
I Define a single cloud variables as the difference between the total waterqt within the grid volume and that which would exist if the air were just saturated (e.g. Smith, 1990):
s=al(qt−qsl) (12)
I qsl is the saturation vapor mixing ratio with respect to the condensed water temperatureTl =T−Lcv
Pql−Lcs
pqi withcp being the specific heat of dry air at constant pressure.
I The local deviation from the mean is:
s0=al(qt0−αlTl0) (13) where the coefficientsal andαl are given by:
αl = ∂qsl
∂T (14)
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 14 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Statistical cloud schemes
I
al =
1 + L cpαl
−1
(15) The factoral accounts for latent heating.
I The fluctuations represented here are not necessarily due entirely to turbulence, but rather to all unresolved processes.
The grid-box mean ofs0is zero sinceq0tandTl0 are zero.
I The standard deviation ofs0 is:
σs=al
q
qt02+α2lTl02−2αlq0tTl0 (16)
I The cloud water content is calculated on the assumption that sufficient cloud condensation nuclei are present to remove any supersaturation.
IACETH Institute for Atmospheric and Climate Science
Statistical cloud schemes
I Partial cloudinessCand ensemble mean cloud water content qc, given a distribution functionG for the normalized variable t=s0/σs, can be expressed as:
C = Z ∞
−Q1
G(t)dt (17)
qc = 2σs Z∞
−Q1
(Q1+t)G(t)dt (18)
whereQ1(=al[qtσ−qs
s ]) is the normalized mean saturation deficit (condensation occurs ift>−Q1).
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 16 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Choice of probability distribution function (PDF)
Figure:Tompkins, ECMWF lecture, 2006
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 17 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Choice of PDF
Figure:Tompkins, ECMWF lecture, 2006
IACETH Institute for Atmospheric and Climate Science
Statistical cloud schemes
As an example, use a polynominal distribution function:
G(t) = 4/π
4 +t4 (19)
ThenC andqcare given by:
C = 1 2+ 1
4π
2[arctan(Q1+ 1) +arctan(Q1−1)] +ln
(Q1+ 1)2+ 1 (Q1−1)2+ 1
qc = 2σs b Q1+1
2−arctan(12Q12) π
!
(20)
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 19 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Statistical vs. RH based cloud cover
Figure: Lohmann et al., JC, 1999
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 20 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Prognostic cloud scheme
I Introduced by Tiedtke (1993):
∂qc
∂t = A(qc) +SCV+SBL+C−E−Gp−1 ρ
∂
∂z(ρw0q0c)entr
∂C
∂t = A(C) +S(C)CV+S(C)BL+S(C)C−D(C) (21)
I where A = transport, S - source by convection (CV), boundary layer turbulence (BL) and stratiform condensation (C), D - decrease of cloud area due to evaporation (E), Gp - generation of precipitation and the last term for condensation is the flux divergence due to cloud top entrainment of stratocumulus.
IACETH Institute for Atmospheric and Climate Science
Prognostic statistical scheme
I Introduced by Tompkins (2002):
I Prognostic equations for the variance and skewness of theqt
Figure:Tompkins, ECMWF lecture, 2006
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 22 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Tompkins scheme
Figure:Tompkins, ECMWF lecture, 2006
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 23 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Processes affecting the total water PDF
Figure:Tompkins, JAS, 2002
I (a) Prior to cloud formation
I (b) Convective detrainment widens PDF
I (c) Precipitation generation narrows PDF
I (d) Mixing further reduces skewness
IACETH Institute for Atmospheric and Climate Science
Example: Turbulence
I If a process is fast compared to a GCM timestep, an equilibrium can be assumed:
I
dq0t2
dt =−2w0qt0dqt dz
| {z }
Source
− qt02 τ
|{z}
Dissipation
(22)
I In equilibrium, the left hand side is zero, so that:
qt02=−2w0qt0dqt
dzτ (23)
I Disadvantage: Can give good estimate in boundary layer, but above, other processes will determine variability, that evolve on slower timescales
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 25 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 26 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Cloud water/ice mixing ratios
Current efforts in cloud parameterization focus on predicting the mass mixing rations of cloud waterql and iceqi [e.g., Lohmann and Roeckner, Clim. Dyn., 1996]
dql
dt = Diff(ql) +Adv(ql) +Detr(ql) +Qcnd (24) +Qmlt−Qaut−Qacr−Qfrz−Qevp
dqi
dt = Diff(qi) +Adv(qi) +Detr(qi) +Qdep (25)
−Qmlt−Qagg−Qacr+Qfrz−Qsub
where Diff=diffusion, Adv=advection, Detr=detrainment from convective outflow, cnd=condensation, mlt=melting,
aut=autoconversion, acr=accretion frz=freezing, evp=evaporation, dep=deposition, agg=aggregation, sub=sublimation
IACETH Institute for Atmospheric and Climate Science
Autoconversion rates (rain formation in warm clouds) Derived from cloud-resolving models:
AUT = αql4.7Nl−3.3 Beheng(1994)
AUT = βql2.5Nl−1.8 Khairoutdinov&Kogan(2000)
Figure:Cloud droplet number concentration (Nl) = 40, 200, 1000 cm−3
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 28 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Ways to obtainNl andNi: 1. Empirical relationships
Figure: a) marine clouds; b) stratiform continental clouds; c) convective continental clouds; d) all clouds [Boucher and Lohmann, 1995]
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 29 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Ways to obtain N
land Ni : 2. Prognostic equations
[Lohmann, JAS, 2002]dNl
dt = Diff(Nl) +Adv(Nl) +Detr(Nl) +Qnucl (26) +QmltN −QautN −Qself −QacrN −QfrzN −QevpN dNi
dt = Diff(Ni) +Adv(Ni) +Detr(Ni) +Qnuci (27)
−QmltN −QaggN −Qacr+QfrzN −QsubN where nucl=nucleation, self=self collection andN refers to processes related to number, for example:
QfrzN =QfrzNl
ql (28)
IACETH Institute for Atmospheric and Climate Science
Cloud droplet nucleation
Derived from K¨ohler theory and observations:
Nlt= 0.1
Na·w w+ 0.0023Na
1.27
;Qnucl=max Nlt−Nlt−1
∆t ,0
!
Figure: Green line:Nl= 375(1−exp[−0.00035Na])
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 31 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Model tuning
I Basic criterion: Net radiation balance at the top of the atmosphere has to vanish (±1W m−2) in the long-term global mean
I Targets: SW≈LW≈235W m−2(best guess currently)
I Criteria for the choice of tuning parameters:
I Uncertainty
I Sensitivity
I Variation within “justifiable” limits
I Minimize the number of parameters
I For example tuneα’s in the autoconversion and aggregation rate in the prognostic equations forNl andNi above
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 32 / 35
IACETH stitute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Model tuning
[Erich Roeckner, pers. comm.,]IACETH Institute for Atmospheric and Climate Science
Evaluation of cloud parameterizations
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 34 / 35
IACETH Institute for Atmospheric and Climate Science
Climate modeling Cloud cover Statistical schemes Prognostic schemes Microphysics Validation
Evaluation of cloud parameterizations
Ulrike Lohmann (IACETH) Parameterizations of physical processes April 26, 2007 35 / 35