• Keine Ergebnisse gefunden

Floor, Utrecht The study of the guilds in Iran has hardly begun

N/A
N/A
Protected

Academic year: 2022

Aktie "Floor, Utrecht The study of the guilds in Iran has hardly begun"

Copied!
19
0
0

Wird geladen.... (Jetzt Volltext ansehen)

Volltext

(1)

The Guilds in Iran — an Overview

from the Earliest Beginnings till 1972

By W. M. Floor, Utrecht

The study of the guilds in Iran has hardly begun. Only a few studies

have been published as yet on this subject, not aU of which are satis¬

factory. There is a great need for further study, for there are many

lacunae in oiu: knowledge and some accounts are inaccurate. A recent

example is Issawi's inclusion of part of a study by Kuznbtsova in his

Economic History of Iran. This study indiscriminately uses material

from the 17th and 19th century, as well as sources on Armenian, Georgian

and Muslim guilds in the Russian Caucasus, to present a picture of the

guUds in Iran. The result is an unbalanced view, which does not present

a picture of the guilds in the 19th century, as Issawi has it.^

Many authors who write about Iran tell us that traders and artisans

form guilds. They, however, always fail to define what they mean by this

term, and implicitely assume that the reader knows what they mean.

Another error which obscures the issue is the fact that one did not

distinguish between guilds (professional organisations) and futuvvat

orders (spiritual organisations). Even when authors feel the need for a

definition, they do not formulate one themselves, but use what is known,

for instance, about European guilds as a yardstick to establish the fact

whether one has to do with a guild or not.* Unnecessary to say that

defining our starting point is necessary.

Though looking for differences between guilds in Europe and similar

organisations in Islamic countries is a valid method (did not Pietee

Geyl say : it is the differences which matter), I think that looking which

functions of guilds featured in all cultures and periods, and whether

these are to be found in one's particular country or period of interest,

is more promising. Comparative sociology provides us with an important

lead for such an approach. Sjobeeg contends that pre-industrial societies

''everywhere display strikingly similar social and ecological structures;

• IN.A. Kuznbtsova : Materu^ij k kharakteristike remeslennogo v iranakom

gorode XVIII-nachata XIX veka. Transl. by Cu. Issawi: The Economic

History of Iran ISOO— 1914. Chicago 1972, pp. 285—292.

2 See e.g. the excellent article by S. M. Stern : The Constitution of the

Islamic City. In: The Islamic City. Ed. A. H. Hourani & S. M. Stern.

Oxford 1970, pp. 45,46.

(2)

not necessarily in specific cultural content, but certainly in basic form,"*

and the same holds for the guilds in those societies. He distinguishes the

following functions of guilds which he found are universal. Guilds in the

first place have the monopoly of their particular occupation. Secondly,

they have rules for the selection of membership. Thirdly, it is only by the

guilds that personel in their occupation is trained. Fourthly, they see to it

that members maintain a certain standard of workmanship. Fifthly,

guilds are an important channel to voice political demands of the arti¬

sans. Sixthly, guild members may assist each other in economic life by

pooling resources. Seventhly, amongst guild members the idea of mutual

welfare is strong. Eighthly, guilds have a religious and ceremonial func¬

tion.* Apart from these functions guilds display a few more aspects which

are peculiar to them. I mean the election of their officers by the members ;

belonging to one branch of the urban economy; being taxed by the

government as a corporate body. Taking this structmal view of the

guild phenomenon gives us a better possibihty to decide what guilds in

different culture areas had in common, where they differed, or whether

guilds were special for some historical periods only. To make this theory

operational I woidd like to define a guild as : a group of towns people

engaged in the same occupation, who elect their own chief and officers,

who pay guild taxes, this group having fiscal and administrative func¬

tions. These I contend are the minimum factors which define whether

we have to do with a guild or not. In addition this group may have

social, economical, political, and religious functions. The fiscal and

administrative functions are ascribed functions, the other functions are

acquired ones.

As I said above, guilds functioned in pre-industrial societies. Such a

society is ruled by a small urban elite, and has a big illiteral agricultural

mass and a small urban population. The government concerns itself

mainly with (i) the maintenance of social control and of law and order,

(ii) the provision of pubhc services, and (iii) collecting taxes to be able

to do (i) and (ü).* In the economic sphere this means that the govern¬

ment had to interfere in economic life for several reasons. To carry out

public services and buildings, the government provided the planning

and organisation, often also the money by way of taxation, while it

demanded the population to provide the manpower. This mostly resulted

in corvees, which were also a kind of taxation. Further to maintain

order and security and to strengthen the stability of its rule the

government had to head off social unrest by insuring such important

economic facihties as the sufiiciency of bread, fuel, meat, fodder, and the

3 G. Sjobebg : The pre-indmirial city. Glencoe, 111. 1965, p. 5.

* Ibid., pp. 190—194. « Ibid., pp. 244—252.

(3)

The Guilds in Iran — an Overview from the Earliest Beginnings 101

like. The government based its right to obedience and the legitimacy of

its rale on the fact that it reigned in accordance with the divine laws

and the fact that it maintained justice and order. Therefore, on the

moral side of its rule the government had to guard the rights of the poor

against the wiles of the rich. In Islamic Iran, the symbol of the govern¬

ment's role in this respect was the overseer of the markets and morals,

the muhtasib.'^ It cannot be too often stressed that according to Muslim

law and tradition it was the government's right and duty to guard and

guide the people's interests, also in economic life.

Because of lack of hterate and other trained persons among the elite,

the latter had to fall back on qualified persons among the non-ehte part

of the population. Handbooks on market supervision sometimes recom¬

mend the appointment of a "rehable, trustworthy man from their own

profession."' That such recommandations were only given for some

crafts does not mean that such practices were restricted. For these books

only refer to a theoretical situation, while the actual practice was quite

different. To streamline the administration and get an efficient execution

of thc rules, the government had to get the population or groups to

co-operate with its administration. The best way to do this was to single

out groups among the population, whieh could be clearly distinguished

from other groups, and which had problems characteristic for one group

only. The government treated these groups each as a corporate body,

i.e. the government did not treat with individuals of such a group in

fiscal and other matters, but with the leaders of this group only. While

setting certain limitations the government allowed these groups to

regulate their own internal affairs, without rehnquishing its legitimate

right to interfere in, or control these activities. This could well mean

that a guild was controlled by a government overseer, while at the same

time the internal matters were completely their own affair. For example,

even though pohce handbooks do not mention rigid rules on apprentice¬

ship and admission to the guilds, this doesnot mean that such rules did

not exist.* The fact that pohce handbooks are not concerned with these

matters is significant too. For it means that the government either left

these matters to the guilds purposely, or was not interested in these

matters, as is clear in later periods. As far as the government was con¬

cerned goods had to have a certain standard for which it laid down

rules ; it was up to the guilds to make their products according to these

« On the muhtasib see: W. M. Floor: The Market Police in Qäjär Persia.

In: WI 13 (1972), pp. 213—229, esp. p. 222.

' Stern, pp. 42—43, esp. note 27.

8 S. D. Goitein: Studies in Islamio History and Institutions. Leiden 1966,

p. 267 ff.

(4)

rules. The government in the person of the mulitasib and other overseers

controlled the enactment of these rules. Thus it is rather the govern¬

ment than the artisans and traders which brings the guilds into being.

The tendency of pre-industrial government to foster occupational

groups accorded with the special interests of these groups, and thus

their formation was generated.

Guilds, then, grew out of corporate bodies of craftsmen, created by the

government for fiscal and administrative purposes. These corporate

bodies of artisans graduaUy began to distinguish themselves from other

similar corporate groups. In fact they differed already from such groups

as tribes and viUages by the fact that they were a branch of the urban

economy. In addition to the fact that they choose their own chief and

officers, the artisinal corporate bodies were taxed in a different way

from aU other economic groups in the city. They were the only ones who

paid guild taxes, i. e. were taxed as a group. Other groups such as the

whole-sale merchants (tujjär) were not, neither were such groups as

'ulamä' and entertainers.* It is only when corporate bodies of urban

economic groups, elect their own officers, and pay taxes not as indivi¬

duals but as a group, that we can speak about such a group being a guild.

These are, as I mentioned above, the minimum factors which mark off

guilds from other corporate groups. Apart from these minimum factors

guUds could acquire a certain set of functions which made them into

fuU-fledged guilds. It is easy to imagine that the common interests, the

common deliberations about taxes, mostly in their own habitual coffee

houses (pätüq), and the concentration in the same part of the bazaar

created a kind of social bond. The strongest social spirit was to be found

among those parts of guilds which were composed of an (ethnic) group.

Here probably, the ideal of mutual assistence prevailed stronger than

among other guilds. It is also likely that when a strong social bond

amongst guild members existed, this could lead to common action for

higher prices and to restrictions towards newcomers.

Occupation with the height ofthe taxes and prices had to lead towards

some sort of political action. For were these not subject to, sometimes

lengthy, negociations with the local government? It was then the bar¬

gaining power of the guUds, in other words their pohtical power, which

decided the issues in their favour or not. The fact that we do not always

find aU these functions represented by Mushm guilds did not mean that

these were not guüds. For these functions one could acquire, and some

9 W. M. Floor: The Guilds in Qäjär Persia, chapter six, diss. Leiden 1971

(not published), partly published in Persica 7 (1976), chapter four; on the

entertainers see : W. M. Floor : The Lüpls, A Social Phenomenon in Qäjär

Persia. In: WI 13 (1971), pp. 103—120.

(5)

The Guilds in Iran — an Overview from the Earliest Beginnings 103

did not. The number of these functions varied per guild and per period,

likewise the importance and intensity of these functions. One could say

that the increase of the number of acquired functions is an indication for

the strength and vitality of a guild. I contend that terms like sinf or

hirfa may be translated by "guild," if the groups denoted by these terms

satisfy the criteria of the minimum factors mentioned above. The fact

that "the powers of the medieval guilds in Europe in controlling the

industry were much wider than those of Islamic corporations," as Gibb

has it" is not a very convincing reason not to do so. Nobody is going to

call the trade unions of the 19th century something else than trade union,

just because their powers of controUing industry were much less than

those of the 20th century trade unions! One can, however, contend that

when European guilds acquired a certain degree of autonomy vis k vis

the government, and even wielded the power of city government, these

groups ended to be guilds and became a category apart. But then the two.

Islamic guilds and European municipal institution, cannot be compared

any more.

Guilds then are the natural outcome of pre-industrial society's struc-

tru"e. It is, therefore, my opinion that such theories as "guilds in Islamic Iran are of Sassanian origin, or of Carmatian or 'aqila system origin" are

spurious and not based on facts. The evidence adduced to prove that

guilds existed in Sassanian Iran is only guess work. For nothing is said

about the functions of the chiefs of trades and crafts, who are mentioned

in the texts. These officers could rather well be government officials.

The theories of Massignon have been dealt with by several authors so

there's no need to repeat their criticism.As Lambton did not put

forward her idea of the 'aqila system being the origin of Islamic guilds

very seriously, we leave it that way.^*

As to Islamic Iran we have no evidence that guilds existed before the

14th century. Yakoubovsky mentions a chief of the bakers in the 11th

century, but he gives unfortunately no source, nor an indication of the

function of this chief. !* It is interesting to read though, that this cliief

was trampled to death by elephants, because the bakers in Ghazna

wanted to fix higher prices for bread. This means that we have here a

M H. A. R. Gibb & H. Bowbn: Islamic Society and the West. 2 vols.

Oxford 1956, vol. 1, p. 281, note 5.

11 Tärlkh-i Irän az dawrän-i bästän tä sadda-yi hijdahum. Transl. from the

Russian by Kabim Kishävabz. 2 vols. Tehrän 1346 (1967), vol. 1, pp. 141—

144.

12 Stebn, o.o. ; C. Cahbn : Y-a-t-il des corporations professionelles dans le

monde musulmane classique ?, in Houbani, o.e.

1' A. K. S. Lambton: Islamic Society in Persia. Oxford 1954, p. 20.

" Tärlkh-i Irän, vol. 1, p. 277.

(6)

good example of an articulated group interest, for which the representative

of that group was put to death as an example to and punishment of

the group as a whole.i* Although very tempting, the evidence is not

conclusive to say that we really have a guild here.

It appears that on the eve of the Mongol invasion certain crafts in

Samarqand, Isfidjäb, and Merv practised the idea of mutual assistance

(nusra, yatanäsarüna). However, beyond this fact nothing is known

about this institution.^*

It seems that during the middle ages artisan life flourished in Iran, for

a great body of literature, known as shahr-i äshüb, praises the traders

and craftsmen. The first of these poems date from the 13th century.^'

But although we get interesting information on the existence of a great

many crafts and trades, the existence of such a diversity of occupations

does not necessarily mean the presence of guilds.i*

In the 13th century Ghäzän Khän appointed overseers (amin) over

certain crafts, who were obliged to deliver a certain quotum of arms."

This information is not without interest. It shows that at least certain

crafts were not just amorphous bodies of craftsmen, but formed clearly

seperate, and from each other distinguishable groups. Moreover having

been singled out by the government means that these groups had at

least the ascribed functions of thc guilds already. In discussions about

guilds this fact is often dismissed as not to the point, but I think that

this either means that we have here the beginnings of a guild or that

these groups already formed guilds, having already some acquired

functions. As we wül see below the fact that certain crafts in the 17th

century had government overseers, did not mean that these groups were

not guilds. So in this and similar cases the same may have been the case.

StiU we have not other facts to substantiate this supposition, and it is on

facts rather than on conjecture that we have to base our views.

Ihn Battütta in the 14th century, leaves no doubt about the fact that

guilds existed in Iran, flourishing in Isfahan and Shiräz. The corporations

knew a spirited social life, for each guild or individual member tried to

outdo the other in prowess and pomp 'The sultan Abü Ishäq had at one

time conceived the ambition to build a vaulted palace hke the Aywän

" Ibid. " Cahbn, o.e., p. 59.

" Ahmad Gulchin Ma'äni: Shahr-i äshüb dar shi'r-i färsl. Tehrän 1347

(1968).

18 This body of literatme has been studied by dr. Rii?Ä Qäsimi for material

on artisans and craftsmen. I have been unable to consult his dissertation

Plsha va Plshavarän dar Irän. Tehrän 1968, literary faculty.

" Rashidu'd-Din: Tärlkh-i Mubärak-i Ohäzänl. Ed. K. Jahn. London

1940, pp. 336—339.

(7)

The Guilds in Iran — an Overview from the Earliest Begiimings 105

lüsrä and ordered the inhabitants of Shiräz to undertake the digging

of its foundations. They set to work on this, each corporation of artisans

rivalling every other, and carried their rivalry to such lengths that they

made baskets of leather to carry the earth and covered them with lengths

of embroidered silk. They did the same with panniers and sacks on the

donkeys, and some made mattock of silver and lit quantities of candles.

"When they were digging they would put on their best garments and

fasten silk aprons around their waists, while the sultan would watch

their work from a balcony he had (there).It is true that we still don't

know a great many things about these groups, but we know that they

were subject to corvdes, an importants feature of guilds. Moreover Ibn

Battütta mentions that in Isfahan: "the members of each craft appoint

one of their members as headman over them, whom they caU kilü.""'^

Here we have another feature of the guilds, the chief elected by the

guild members. Therefore, we can assume that here we have to do with

guilds, of which we only know that they had a strong social function,

served as fiscal units, and that they elected their own chief. However, we

are not informed about their internal organisation, and what the func¬

tion of the kilü exactly entailed.

Information on the guilds in the 16— 18th century is somewhat more

copious. Under the Safavids each trade formed a guild headed by a

chief elected by the guild members. The guild heads did not have a shop

themselves, but got a salary paid by the guild. Ideally one of the oldest

and trustworthiest masters of the guild would be chosen as guild head,

in practice, however, this function was often hereditary. The guild head

was confirmed in his function by the kaläntar, who drew up a taHiqa

(certificate) and gave him a robe of honour after the guild head had

presented himself with his oflScial election document, which was legalized

by the naqib, the assistant of the kaläntar.^^ Guild leaders had some

judicial powers in guild matters, especially if these concerned disputes

among guild members. Complaints by clients could also be taken up

with the guild leader. This field, however, was also controlled by the

muhtasib. The guild leaders in those guilds who were subject to corvees

were more powerful than others, for they decided who and to what

extent had to contribute to the corv6es. Opposition was punished by

contribution to imaginary corvees.** Everyone wishing to start a shop

20 The Travels of Ibn Baftütia. Transl. by H. A. R. Gibb. 4 vols. Gam-

bridge 1902, vol. 2, p. 310.

21 Ibid., vol. 2, p. 295.

Tadhkirat al Mulük. Ed. V. Minoesky. London 1943, pp. 81,83;

J. Chaedin Voyages du Chevalier Chardin en Perse etc.. Ed. L. LANOLiis,

10 vols. Paris 1811, vol. 6, p. 119.

28 Ibid., vol. 6, pp. 119—1204.

(8)

addressed himself to the guild leader, stating his name and address,

which were registered. If no ohjections existed against the candidate he

was allowed to start working in exchange for a small sum. The only

limitation which could be made was that in several trades a certain

distance had to be kept between the shops, outside the area exclusively

occupied by the guild. 2*

As to fiscal purposes the guilds were put under the orders of the

kaläntar and naqib and for the corvees under the näzir-i buyütät (chief of

the royal household). Each year the kaläntar appointed someone to

convene aU guild leaders in the house of the naqib. Here they discussed

the bunicha or quota to be paid by each guild. This procedure called

bunicha bandi took place every first quarter of the year. When the quota

were fixed the naqib wrote these on a roll, sealed it and entrusted it to the

kaläntar's charge, whose duty it was to collect the guild taxes. It was he

who decided the installments in which the bunicha had to be paid. The

bunicha having been fixed the guild members assembled to allot to each

master (ustäd) his share ofthe burden. As base for the contribution the

annual income was taken. However, ample opportunity existed for

favouritism and frauds, esp. in those guilds which had to do corv6es.

Those guilds as the shoemakers, leather makers, who were exempt from

corvees, had to pay a lump sum in stead, known as kharj-i pädshäh. It

appears that some guilds were exclusively subject to corv6es and did

not pay other taxes. All the same the tax burden weighed heavier on

these guilds, than for those who paid in money.**

If the Shah wanted some work done, it was the näzir-i buyütät who

ordered the leaders of the guilds concerned to do the job. Corvees were

an oppressive burden, esp. for the masons. The guild leaders together

with guild elders ( rish safid ) decided who was going to contribute to the

corv6es. Those guilds who did not want to do the corv6es could buy off

this obligation for a year with the payment of a lump sum.**

In addition to the guild tax and the corv6es guilds had to pay the

expenses incurred by visits of ambassadors of foreign nations. This extra

burden was known as havädith.^'' The revenue from the giulds in Isfahan

(guild tax and havädith ) yielded 3000 tomans yearly.**

Under the Safavids the ascribed functions of the guilds appear to

have received special attention. The strict supervision over taxation by

" Ibid., vol. 4, p. 93.

" Ibid., vol. 4, p. 95; vol. 5, p. 405; Tadhkirat, pp. 81—83.

" Ibid., pp. 48, 181; Chardin, vol. 6, p. 120.

" R. DU Mans: Estat de la Perse en 1660. Ed. Ch. Schefer. Paris 1890,

p. 30.

" Tadhkirat, p. 65.

(9)

The Guilds in Iran — an Overview from the Earliest Beginnings 107

the kaläntar, over corv6es by the näzir, were the result of a strong

government policy. Outside the guilds a group of privileged artisans

worked in the 32 royal workshops, which each had their own chief.

These chiefs (bäshi ) along with other court officials were put in charge

of a certain number of guilds. For example the zargar bäshi (chief of the

goldsmithery) controlled all jewellers and goldsmiths of Isfahan.*' Thus

it appears that a certain number, may be 32, of main guilds existed.*"

The acquired functions of the guilds in Safavid Persia were weakly

developed. In fact the guilds were loosely organised. It appears that they

only assembled a few times a year, once to fix the bunicha, the other times

to discuss problems pertaining to their other interests. Chardin, how¬

ever, asserts that the guilds never convened.*^ This indicates that guild

life was very inconspicuous, for else this shrewd observer certainly

woidd have noticed it. That the guilds were not powerful is indicated by

their inability to fix minimum prices for their products, by the fact that

they did not control the standard of workmanship of their members, nor

had a rigid apprenticeship system. The period of apprenticeship differed

per guild; in fact no system existed. Someone eager to learn a trade was

commissioned by his parents to a master, who paid him a salary which

rose as his experience increased. Both sides could make an end to their

relationship, for no contractual obligations existed between master and

apprentice.**

As far as prices were concerned the guild leaders, convened by the

muhtasib, would draw up a price list (tas'ir-i ajnäs) together with the

muhtasib and the §ahib-i nasaq at the beginning of each month. Pubhc

criers (järchi ) would make pubhc the new list ; the muhtasib supervised

the enactment of the list and punished defaulters.** Another session

convened by the näzir-i buyütät was attended by the guild leaders, the

vazir of the workshops, the muhtasib and the mustawfi of Isfahan to fix

prices of goods which were bought by the chiefs of the royal workshops.

This was done once a year ; the prices were fixed in conformity with the

interests of the divän.^*

Although the above description is based on material which is valid

only for the situation in Isfahan, we can assume that in other cities

similar conditions prevailed. For it seems that in the provinces, in cities

hke Käshän and Kermän, guilds existed too.**

2» Ibid., p. 129, see also pp. 88, 89, 90, 96, 100.

»" Floor: The Guilds, chapter three.

" Chardin, vol. 4, p. 93, see, however, Tadhkirat, p. 81.

" Chardin, vol. 4, pp. 94—95.

s» Ibid., vol. 4, pp. 79—80; Tadhkirat, pp. 66, 67, 83, 150.

s« Ibid, p. 48. Ibid., p. 66

(10)

The guilds in Qäjär Persia (19th—20th century) have been studied

in detail by me ; I only wUl resume the findings of that study.** As in

former centuries each craft or trade formed a guild. The function of the

guild leader, which was often hereditary, had weakened compared with

Safavid times. The election of the guild leaders had to be confirmed by

the kaläntar. Everyone wishing to execute a profession had to become a

member ofthe corresponding guild. Even Europeans had to join, though

a special regulation was agreed upon by the Persian and European

governments. Though no formal apprenticeship system existed, one had

to be agreeable to the master. The same holds for those willing to become

a master. They presented themselves to the guild leader and could be

allowed to join in exchange for a small sum. In some guilds, however, a

master's certificate was demanded. EspeciaUy when entrance into a

guild was difficult. Some guilds had only a fixed number of members ;

each member could sell his right to set up his shop (haqq-i bunicha ) to

someone else, if the other members consented in having the new member.

It was in these guilds that some sort of apprenticeship system existed,

at the end of which one got a master's certificate. Thc guild leader and

the guild elders settled disputes amongst members, and punished mis¬

deeds, though their power had been crutaUed. They were responsible for

the behaviour of the guild members and for the carrying out of govern¬

ment rules.

With few exceptions these guilds did not have a strong social bond,

though habitual coffee houses pecuhar to one guUd abounded. Nor did

the guilds provide mutual assistance in case of difficulties, with one

notable exception, viz. the baker's guild in Tehrän. The guUds parti¬

cipated also in religious ceremonies, where many guilds had traditionaUy

their own places. However, of these activities the religious aspect was

more important than the guild aspect. In general individual g\iUd

members seem to have found fulfiUment of their social needs in district

organisations of various nature, rather than in their guild.

The guilds were taxed as a corporate body. The quota (bunicha ) was

fixed each year after negociations between the kaläntar and the guUd

leaders. Afterwards the guild members in a plenary assembly aUotted to

each member his share. The bunicha was paid in a varying number of

installments, either to the guild officers, or in the case of the haqq-i

bunicha guUds directly to the kaläntar. Some guilds were temporarily

exempted from paying their normal guild taxes. Gross negligence was

shown in assessing the bunicha, for these remained unaltered for a long

time. This, of course, was very obnoxious for these guilds whose member-

»• See note 9.

(11)

The Guilds in Iran -— an Overview from the Earhest Beginnings 109

ship had diminished. Tax reforms were proposed at the beginning of the

20th century, but nothing came off it.

The guilds never fixed minimum prices, though some of them control¬

led these prices fairly well. The kaläntar convened with leaders of the

guild to fix the monthly price list of life necessities. This was not very

effective, however, for apart from the fact that prices were often higher

than quoted in the price hst, this monthly custom seems to have fallen

into disuse towards the end of the 19th century. The inability to fix

minimum prices is related to the fact that guilds did not control the

standard of the products made or sold by their members. This was still

the task of the därügha and the muhtasib.

In pohtical hfe the guilds played a very modest role. Not being able

to assert themselves as an independent economic body vis ä vis the

government, they at best by their association coidd resist too demanding

a government, depending on the importance of the guild and the techni¬

ques employed they could in some cases infiuence the decision making of

the government. One of the most effective weapons used by the guilds

was the closing down of the bazaar, thereby paralyzing the economic

life in a city. It was only during the years 1905—1909 that guilds played

a rather infiuential role in politics, and then mainly in Tehrän. After

the granting of the constitution guilds provided the rank and file and the

elan to carry the day against Muhammad *Ali Shäh. In the Majlis the

guilds were represented by 32 delegates (22% of the total membership)

who backed by a central guild council (anjuman-i markazi-yi asnäf)

in Tehrän, in which 70 guild anjumans were represented. In other cities

local guild councils existed. The influence of these councils varied per

city and per year. When in 1909 the constitutionalists had won, the

guilds completely lost their power, because they were barred from

representation in the Majlis. The lack of having their own pohtical

program made itself felt now, as weU as the lack of tradition of indepen¬

dent political common action. The guilds produced no pohtical leaders,

they acted cohesively in politics only as long as their pohtical patrons

had a common basis to co-operate. Never again did the guilds acquire

the same political influence. The fight for the constitution was a brief

interlude only. Thereafter as before they were oidy pawns in their

patron's political schemes, which they backed in the hope of bettering

their bargaining power.

In 1926 when the Majlis passed a bill abohshing taxes on 230 guilds

and abohshing 46 other taxes relating to artisans and traders, the guilds

thenonwards were no longer treated as corporate bodies as regards

taxation.*' It was only 4 years later in 1931 that a new tax law was

3' Ibid., appendix E; see also Issawi, p. 285, note 3.

(12)

passed by the Majlis?^ Merchants, and guild members were divided

into resp. 4 and 3 categories. Guild members belonging to the first cate¬

gory had to pay annually 100 tomans, to the second category 48 tomans,

and to the third category 18 tomans. One belonged to the first category

if one earned more than 40.000 tomans annually, to the second category

if one earned between 20.000 and 40.000 tomans, to the 3d category if one

earned 5.000 to 20.000 tomans. Those earning less than 5.000 tomans

were exempt from taxation. In what way taxation was levied between

1927 and 1931 is not known to me. Probably some sort of deal was made

with the guilds. After 1931 taxes were levied on individual guild members ;

this must have been a difficult task since no statement of profit and sale

had to be shown. In 1948 this practice was reversed, and guilds were

once more taxed as a corporate body.*'

During the reign of Ridä Shäh (1925—1941) guilds were strictly con-

troUed by the government. If a guild wanted to hold a meeting, per¬

mission had to be asked beforehand, and the pohce would attend the

meeting.*' Although some guild leaders were deputed to the Majlis,

they represented not the guilds but a pohtical party, the role played by

the guilds was a minimal one.*' An upsurge of the guilds was to be

noted under Musaddiq, who by carefully organising and nursing the

bäzäris, disposed of a formidable force to be used in street demon¬

strations.** It was, therefore, not surprising that the government in the

post-Mu^addiq period wanted to bring the guilds under control. In 1958

the guilds got legal status by law of Mehr 1336.** In each town a craft or

trade could constitute itself into a guild, which after having been duly

notarized was the only guild of its sort to be allowed. Each guild then

would appoint a representative, who together formed the high council

of guilds (shürä-yi 'äli-yi asnäf ), of which the governor of the town was

the honorary chairman. In towns where too small a number of traders and

artisans existed to form several guilds, one all embracing guild could be

formed. Government control was strict, for all rules approved by the

high council or individual guilds had to be confirmed by the governor.

Moreover all dehberations by the high council could be attended by the

governor or his representative. Guild elections were held under the super-

38 Qänün-i mäUyät bar sharkathä va tijärat va ghairu, \2 Farvardln, 1309.

39 Lambton, p. 24.

" Ibid., p. 30, note 1.

*i Zahbä Shäji'i: Namäyandagän-i majlis shürä-yi milll dar bist va yak

dawra-yi gänüngudhärl. Tehrän 1344 (196.5), pp. 185—189.

*2 L. Bindee: Iran. Political Development in a Changing Society. Berkeley 1962, p. 185.

*3 A'lnnäma-yi tashkll-i ittihädlya-yi sinfi va tanzlm-i umür-i asnäf va

plshavarän. Mehr, 1336.

(13)

The Guilds in Iran — an Overview from the Earliest Beginnings 111

vision of the government. New guilds could only be formed with consent

of the high council and that of the governor. The number of 'oflScial'

guild members was put at 30 per guild. Controlhng the elections, the

govermnent had the guilds in their power by having their own men

appointed. It is for this reason that it happened several times that conflicts

arose between the government and the guilds when either of the two

broke off elections.**

The actual number of guild members was, of course, much higher than

thirty. The coffee and tea sellers guild in Tehrän is reported to have a

membership of 3—4000 in I960.** The bakers guUd alone had 804 barbari

bakers as members in 1971.*" Several guilds have an office, clerks, legal

advisors, while the leadership does not exercise their trade or craft

anymore. The high councils or thc individual guilds could regulate

matters hke holidays, business hours, protection of trade secrets, etc.

Furthermore they were supposed to see to it that services and goods

delivered by their members were of a certain quality. Their most impor¬

tant activities, however were centered on (1) negociating the amount of

taxes to be paid, (2) seeking bans on importation of competitive foreign

goods and (3) starting modern factories.*'

Each year the governors convened with the guild leaders to fix the

amount to be paid by each guild. Negociations could drag on for some

time, sometimes even years.** The amount of taxes to be paid was de¬

fined by such factors as political rehability, economic and/or financial

diflficulties and the like.*® After the amount had been fixed it was up to

the guild members themselves to decide who was going to and how

much.*"

Differences which had arisen between the government and the high

council of Tehrän guilds in 1968, made it necessary to review the relation-

ship between the guilds and the government. This resulted in the new

Guild Act of June 10, 1971.*! Representatives of the guilds called the

enactment of the new act a solution to the 50-year-old problems of the

guilds.** The act distinguishes between a fard-i asnäf (a legal person who

invests his capital in the production, sale, purchase, distribution or

performance of services or goods, which go wholly or partly directly to

** BiNDEK, pp. 186, 187. *" Ibid., p. 187.

*' Kayhan International Weekly, august 7, 1971, p. 2.

«' Binder, pp. 186, 187.

««Ibid.; N.Jacobs: The Sociology of Development. New York 1966,

pp. 88—92.

« Ibid., pp. 88—96. Ibid., p. 89.

*i Qänün-i nizäm-i sinfi, 20 Khurdäd, 1350.

'2 Kayhan intern., July 24, 1971, p. 2.

(14)

the consumer) ; a vä^iid-i sinfi (an economic or service unit, managed in a

fixed or itinerant place by a fard-i sinfi with a work permit) ; an itti-

hädiya-yi sinfi (a legal person formed by members of one guild, who, to

protect the rights and integrity of their craft render each other mutual

assitance.)

New members (fard-i sinfi) must apply for membership to the itti-

hddiya-yi sinfi. After permission from the utäq-i asnäf (see below) the new

member can start to work. Guild members must have a pricehst in their

shop, must give a receipt to their clients and are responsible for the

standard of workmanship. They must have an official working permit

from the utäq-i asnäf, which can be revoked if they are wanting in com¬

petence.

In every town guilds are to be formed, which become official after

registration. To form an ittihddiya-yi sinfi at least 50 väJ/,id-i sinfi are

required, as weU as the permission ofthe Icumisiyün-i nizärat (see below).

The rights and duties of an ittihädiya-yi sinfi are the following. It has to

execute all decisions made by the utäq-i asnäf; it may levy a contri¬

bution of 15% of the brute annual income of its members for the com¬

mon treasury; its budget is subject to approval by the utäq-i asnäf, as

well as all decisions taken by it; it must see to it that members keep

the fixed business hours. Furthermore it can form committees to settle

disputes between members, to investigate complaints by clients and to

control the standard of workmanship of its members. The rights and

duties of these committees are defined by the utäq-i asnäf s and have to be

approved by the kumisiyün-i nizärat. Disputes between an ittihädiya-yi

finfi and an utäq-i asnäf are settled by the kumisiyün-i nizärat. Disputes

between an itti^ädiya-yi sinfi and a fard-i sinfi by an utäq-i asnäf. Each

ittihädiya-yi sinfi is represented in its utäq-i asnäf by one delegate. The

ittihädiya-yi sinfi issues membership cards to its members, who all

have one vote. The income of an ittihädiya-yi sinfi is derived from

membership fees, fees for services rendered, assitance from the utäq-i

asnäf and presents.

The utäq-i asnäf is a legal person and a master-organisation of aU

guilds in a city. In Tehrän the utäq-i asnäf has at least 25 members, in

cities with a population larger than 250.000 15 members, seven members

in a town with more than 100.000, and 5 members in a town with less

than 100.000 inhabitants. The utäq-i asnäf elects from its membership a

governing council, which has in Tehrän 11 members and in the other

cities resp. 9, 5, and 3 members. The rights and duties of the utäq-i

asnäf are the following. The utäq must promote unity among the itti-

Jmdiya-yi §infis and provide leadership; it must co-operate with the

ittihädiya-yi sinf is to supervise the carrying out of their members' duties ;

(15)

The Guilds in Iran — an Overview from the Earliest Beginnings 113

it defines the rights of eaeh guild, subject to approval ofthe kumisiyün-i nizärat. Further it can revoke work permits ; it controls the maintenance of craft, hygienic, safety and assurance regulations as well as the elections

for the leadership of the guilds. Moreover it can propose mergers between

ittihädiya-yi sinfis. It collects statistics, and it constitutes a guild fund

to assist members. The work permit issued by the uiäq-i asnäf is trans¬

ferable.

In each city the kumisiyün-i nizärat is composed of the governor

(farmändär), representatives of the Ministry of Labour, of Rural Affairs,

of the city council, of the provincial council, of the utäq-i asnäf, and the

mayor. Its duties are to define the rights and duties of the guilds, to

approve of the duties of the committees formed to settle disputes, to

permit ittiJjtädiya-yi sinfis to merge or split and to approve the regula¬

tions decided upon by the utäq-i asnäf concerning prices of goods and

services.

Finally there is the fiay'at-i 'äli-yi nizärat (high supervisory board)

which is composed of the prime minister, the ministers of Economics,

Labour, Agriculture, Rural Affairs, the governor of Tehrän, the chief of

the state police, the chief of the utäq-i asnäf of Tehrän, and 5 indepen¬

dent experts in socio-economic and legal affairs. The task of this board is

to examine the regulations regarding the sources of income, the amount

of aasitance given by, and the administration of the communal guild

funds. Further to examine the need for the formation of companies to be

directed by the guilds. The board also can declare guild elections to be

unvalid and can dismiss a guild chief impeached by the kumisiyün-i

nizärat. Finally it settles disputes between the kumisiyün and the

utäq-i asnäf.

In towns where no utäq-i asnäf exists, the rights and duties of tliis

body are exercised by the mayor. As in former times the amount of

taxation due remains open to negociation.

The new Act differs in so far from the Guilds and Shopkeepers Act of

1958 that under the new Act the stabihzation of prices wiU be one of the

prime duties of the guilds. Furthermore with regard to internal affairs

the guilds have acquired more freedom than before. It is therefore that

Prime Minister Hoveyda said in 1971 that the co-operation ofthe guilds

was essential to the enactment of the new rules. Both sides, the govern¬

ment and the guilds, have to get used to the new relationship. Already

one month after publication of the Act the government had to warn the

guilds to stabihze prices.** Two weeks later the Municipality of Tehran

intervened fixing daily the prices for fruits and vegetables. The Muni¬

s' Ibid.

8 ZDMG 125/1

(16)

cipality suspended its price fixing policy after interference by Prime Minister Hoveyda.**

The guilds of today display many of the social patterns of the guilds

in former centuries. Many guilds stiU occupy certain bazaars and/or

streets. For instance in Tehrän, the simsars or dealers in second hand

goods are concentrated in the lower Hafiz Avenue and at the beginning

of Churchill Avenue.** Other guilds such as the bakers, butchers, and

greengrocers are spread out all over the city. Within the guilds there are

several close knit (ethnic) groups to be noted. A good example are the

greengrocers from thc district of Daryän (Ädharbayjän). Among this

group of succesfuU grocers a strong group cohesion exists. Because most

Daryänis are related to one another they pool their resources, refrain

from cut-throat competition and resort to bulk purchasing of many

items to cut down prices. Many shop assistants are young Daryänis

who hope to get a shop of their own. Because the Daryänis are so nume¬

rous and their business vast, they do not ask for bank credit, but have

their own money lenders among the Daryänis.*'

The government as well as controlhng the guilds via trusted men,

also uses its power to influence the guilds by interfering in economic

life, and by playing guilds off against one another. If prices are too high

the government can institute a strict price control. By relaxing these

measures or the control on its maintenance it can win over the guilds to

co-operate.*' The government can favour retail dealers by controlhng

the prices of the middlemen and the market distributors (bunakdär).

The retail dealers have to support the government in exchange. The

role of the middlemen is a very powerful one, because it is rarely that

sales between manufacturer and retailer occiu-. The government has

tried to reduce the great number of middlemen in domestic trade ; to no

avail, however. They often block sale of goods, because they buy bulk

of goods in advance and when the retailers want to buy they sell only at

high prices.** In 1971, for example, the poultry farmers and egg pro¬

ducers guild was completely under the control of a few middlemen, who

controlled the supply and delivery of chicken feed and also the distri¬

bution of eggs and chickens.*' Another method used by the government

to influence guilds is to import cheap foreign goods to force prices to go

Ibid., August 7, 1971, p. 6.

" Ibid., May 1, 1971, p. 7.

" Ibid., May 8, 1971, p. 5.

" Ibid., August 7, 1971, p. 2; see on this subject in general Jacobs, pp. 82—96.

'8 Kayhan intern., June 5, 1971, p. 2.

" Echo of Iran, July 24, 1971; see also Kayhan intem., August 7, 1971, p. 6.

(17)

The Guilds in Iran — an Overview from the Earliest Beginnings 115

down, allowing other groups than guilds to import certain items.'* The

government can also take the initiative to open a modern factory, hereby

breaking the monopoly of a guild. Normally guilds are vehemently

opposed against such measures, but it seems that the bakers guild did

not protest against government plans to introduce machine-made bread,

in 1971. This was probably due to the fact that those bakers who would

be replaced by this factory would become the joint owners, while the

government would advance the capital needed. Part of the 4—5000

workers employed by the bakers of barbari bread would be used to staff

the bread factory and the bread distribution system.'^

Thus the government by pulling financial, economic and pohtical

strings has a fair control over the guilds. Although the latter have to see

to it that certain standards of workmanship are maintained, in practice

the government often does this. Guilds just don't have the kind of

organisation to do so. Bakers, for instance, stiU have no standardization

of units, and often sell short ; neither can they limit effectively the num¬

ber of bakery shops opened. For anyone who can get a work permit can

open a shop.

The hair dressers guild complained that this was an inadequate policy.

It is their opinion that the Ministry of Labour should have newcomers

pass an examination. Moreover they have demanded that a distance

of 250 to 500 meters should be kept between their shops.'*

Notwithstanding their legal status guilds are loosely organised. They

are run by some wealthy members. Since the strength of a guUd is cen¬

tered around some strong influential person, rather than being based on a

strong organisation backed by a responsible and effective membership,

guilds are greatly hampered in becoming effective channels for their

members' interests. Also the fact that many a guild leader is only rep¬

resenting his own (sometimes political) interest and Iiis followers'

interests, impairs the guilds' effectivity. Moreover the government does

not always treat the guilds as economic and legal units with defined

legal rights and privileges, but often as amorphous intermediaries

hagghng over taxes and price policies.**

To the question : were and are the guilds voluntary democratic asso¬

ciations?, I say no. The initiative in organizing professional organizations

lay vnth the government. The guild's acquired functions were stronger

or weaker according to circumstances. These differed per period and per

guild. That the acquired functions are stronger than evidence induces us

•» Ittilä'ät, June 12, 1970, p. 4.

•1 Kayhan intern., August 7, 1971, p. 2.

•2 Ibid.; Ittilä'ät, June 12, 1970, p. 4.

•3 Jacobs, pp. 87, 88; see also Binder, pp. 186, 187.

(18)

to believe, is indicated by the fact that guilds still exist, though the

government has other and more modern means to fix prices and taxes.

It is a common misconception that futuvvat orders and guilds had

close connections. However no evidence is found to warrant such a

belief. The futüwatnämas are concerned with mystical lore and ritual of

certain caUings only. It is, of course, tempting to assume that the two,

guilds and fuiuvvat orders, were associated. However, as far as Iran is

concerned one can prove only that individual craftsmen joined futuvvat

associations, where they were initiated in the mystical knowledge of a

craft. No evidence is found that guild membership was concomittant

with membership of a futuvvat order.'*

Another platitude is that the trade unions grew out of the 'ancient'

guilds. This is not the case in Iran, where trade unions were foreign

import. Guilds are and were organisations of masters, which protected

the interests of the employers, not of the employees. In Iran polari¬

zation between master and worker did not occur, at least information

about this is not available. This is probably due to four factors. Firstly, many a craft or trade was a family affair, which given the authoritarian

structure of the extended family, precluded the possibility of labour

disputes. Secondly, the apprentices and assistants were not part of an

apprenticeship system with a rigid structure and with rigid distinctions

between apprentices and assistants. Thus unhke the European confr6ries,

they lacked the structure to give vent to their feehngs, which they no

doubt had. Thirdly, it was relatively easy to become a master, many of

whom were not so much better off than their employees. Fourthly, the

division of Iranian towns in quarters and other parochial divisions, which

were often mutuaUy hostile, handicapped their common action. The

same goes for the guilds as a whole too. The existing frustration about

low pay, and about the socio-economic situation in general, which often

led to attacks on bakers', butchers', and grocers' shops, probably found

an outlet in such district associations as the lütis.'*

See note 9, chapter five.

Floob: The Lüfls.

(19)

Dehkhodä's Place in the Iranian

Constitutional Movement

By Gholam Hoseyn Yousofi, Mashhad

"It would be a pity for 'Ali's

Scimitar to rust in sheath and

Mr. Dehkhodä's tongue to rest

in mouth."

Mohammad Qazvini

It is an interesting co-incidence that two notable critics and wits in

Persian language and literature, that is 'Obeyd Zäkäni and 'Ali-Akbar

Dehkhodä should both hail from Qazvin. Both of them have assailed the

inequities of their times with profound accuracy and perception. They

are possessed of powerful and precise intellect and sharply satirical pen

which they wield with maximum effectiveness. They have both glowed

as social critics in their own time and have relegated their names to

perpetuity. This article, however, deals with Dehkhodä, the more recent

of the two writers.

In the annals of Iranian constitutional history (1905—1909) the

Süre Esräfil, the most significant of Iranian political journals, is inse¬

parably linked with the name of Dehkhodä and his political comic

satire which was pubhshed regularly in that paper. The connection is so

much more poignant as Mirzä Jahängir Khän Süre Esräfil, one of the

two editors of the journal, lost his hfe in the cause of freedom^ and was so

memorably elegized by Dehkhodä, himself then in exile, in the famous

ode, "Remember the Extinct Taper, Remember." (Yäd 'är ze sham'e

mordeh yäd 'är.)*

'Ah Akbar Dehkhodä, was not only endowed with brilhant native

intelligence, he was also highly learned and accomplished, having bene¬

fited from the teachings of many outstanding contemporary scholars,

and accumulated a wealth of experience in the course of life. The

conditions prevaihng at the time of the Constitutional Revolution

1 "On 22nd Jomädä I, 1326. H. (June 22, 1908), Mirzä Jahängir Khän

Shiräzi was arrested by Mohammad 'Ali Mirzä's Cossaeks. On the 24th he

was Strangled in Bäghe Shäh." — 'Ali Akbar Dehldiodä.

2 This poem was published in Yverdon edition of the Süre Esräfil by

Dehkhodä and others.

Referenzen

ÄHNLICHE DOKUMENTE

RELIEF MECHANISMS UNDER A FINAL DEAL If the P5+1 and Iran reach a successful final agree- ment, either by the JPOA deadline of July 20, 2014, or during a subsequent

called for increasing independence for the member states at the expense of the EU central institutions, specifically, the European Council (composed of heads of

The activities of Baluch militant groups in Iran from their hideouts in Pakistani Baluch areas and, in response, cross-border raids by Iranian security forces into Pakistani

Tehran’s policy towards Afghanistan is defined by three strategic aims: first, to maintain good relations based on mutual economic benefits with the landlocked country;

In the long term, the recent popular actions in Crimea are likely to damage Russia, and it is most likely that any further western sanctions will be represented by Putin as

It examines the coercive measures in place against Iran in particular, and addresses ways in which sanctions can be used to curb the Iranian nuclear programme.. ABOUT

The Netanyahu government clearly sees any Western deal with Iran – even one that places Iranian uranium enrich- ment under close international supervision – as a threat to

13 The MOIS helps export the revolu- tion by funneling lethal aid to Iranian proxies from Yemen to Lebanon; contributes to Iran’s global threat facilitation network with the use