October 03 Klaus Kempf 1
The „hybrid library“ challenge:
The approach of the Bavarian library system
Klaus Kempf, Bayerische Staatsbibliothek
October 03 Klaus Kempf 2
7. Estnisch-Deutsche Akademische Woche
(Academica)
an der Universität Tartu
(20. – 25. September 2003)
October 03 Klaus Kempf 3
The „Hybrid Library“ challenge:
The approaches of the Bavarian Library
System
October 03 Klaus Kempf 4
Items of the presentation
• Introductory remarks
• Characteristics of the German and Bavarian Library System
• Particularities and key figures of the Bayerische Staatsbibliothek
• Challenges of the „hybrid library“ and the Bavarian approaches
• Conclusions
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I. Introduction: A world is changing…
October 03 Klaus Kempf 6
I. Introduction: A world is changing …
October 03 Klaus Kempf 7
The „Hybrid Library“
October 03 Klaus Kempf 8
The term „Hybrid Library“
• Traditional Library
• Automated Library
• Hybrid Library
• Digital Library
October 03 Klaus Kempf 9
Concept of the Hybrid Library
Murray, The millenium challenge:
„Hybrid Library is a managed environment providing integrated and contextualised
access to an extensible range of information services independent of location, format,
media and curatorial domain within an
business framework“
October 03 Klaus Kempf 10
Challenges of the „Hybrid Library“
• Development of an innovative „media
processing“ and service concept, integrating digital components
• Quality improvements of the „classical“ – print - based – service components
• Tackling and overcoming of the extreme
resource crisis
October 03 Klaus Kempf 11
II. German Library System - Bavarian Library
System – Bayerische Staatsbibliothek
October 03 Klaus Kempf 12
Four Cornerstones of the German
Library System
October 03 Klaus Kempf 13
●
München
First
Cornerstone:
Libraries are primarily
publicly funded
October 03 Klaus Kempf 14
Second Cornerstone: „ Virtual National Library“
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North German Library Network (GBV)
North Rhine- Westphalia
Hesse Rhineland- Palatinate/
Saarland
Baden-Württemberg
Berlin-
Brandenburg
Saxony
Bavaria
Third Cornerstone: Strong Regionalism -
German Library Networks
October 03 Klaus Kempf 16
Fourth Cornerstone: National Network of
Special subject Collections
October 03 Klaus Kempf 17
System der überregionalen Literaturversorgung
• Network of „Sondersammelgebiete“ (special subject collections)
• Basic idea:
¾ at least one copy of every relevant scientific publication
should be available in Germany
October 03 Klaus Kempf 18
System der überregionalen Literaturversorgung
• 23 Sondersammelgebietsbibliotheken (SSG libraries)
• 47 Special libraries
• 3 Central special libraries
October 03 Klaus Kempf 19
System der überregionalen Literaturversorgung
Distribution plan
( http://webis.sub.uni-hamburg.de/ssg/text/ssgliste2.html )
– 121 special subjects
– 73 libraries
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Characteristics of the
Bavarian Library System
October 03 Klaus Kempf 21
Free State of Bavaria
Bayern
Population: 12.3 million 7 districts
(Regierungsbezirke)
Area: 70,550 km²
8 cities > 100,000 Capital city Munich (1.5
million)
220,000 students
October 03 Klaus Kempf 22
Structure of the Bavarian Academic Library System
BVB BAB Bayernkonsortium Bayer. Bibliotheksschule
October 03 Klaus Kempf 23
Key figures (end of year 2002) of the
Bavarian Academic Libraries
October 03 Klaus Kempf 24
7.689
27.799
1.950
1.336
0 5.000 10.000 15.000 20.000 25.000 30.000
BSB UBs SBs FHBs
Bestand 2001 in Tsd. Bänden Holdings (in volumes)
October 03 Klaus Kempf 25 Acquisitions (incl. Exchange and Donations) 2001
29.494;
4%
483.397;
62%
187.196;
24%
78.350;
10%
BSB UBs SBs FHBs
778.437
Acquisitions (incl. Exchange and Donations in volumes)
October 03 Klaus Kempf 26 Acquisitions in 2001
29.494;
4%
78.350;
12% 144.763;
22%
415.818;
62%
BSB UBs SBs FHBs
668.425
Acquisitions – only purchase - volumes
Acquisitions – only purchase - volumes
October 03 Klaus Kempf 27 Lending Activities 2001
1.499.829;
20%
4.756.015;
62%
176.080;
2%
1.216.197;
16%
BSB UBs SBs FHBs
7.648.1212
Anmerk.: Bei BSB einschl. Document-Delivery
October 03 Klaus Kempf 28
Bavarian Library Network (BVB)
October 03 Klaus Kempf 29 - 98
BVB – Key figures (2002)
- 98 active members - Union catalogue with - 10,765,00 records
-Computer service center as a department of the BSB
228,500 serials
-IT service center as a
department of the BSB
October 03 Klaus Kempf 30
Bavarian Library Network
Bayerische
Staatsbibliothek, Munich 10 university libraries
17 libraries of univ. of applied sciences 10 regional libraries 54 libraries of ministries
and authorities
as well as special libraries
October 03 Klaus Kempf 31
Bavarian Library Network - Homepage
October 03 Klaus Kempf 32
BVB – System configuration
Recherche Online-Fernleihe
Katalogisierung
Verbunddatenbank
Adabas/Sybase
Zentralsystem
BVB-KAT/Aleph 500
OPAC
Erwerbung Ausleihe
Online-Schnittstelle
Lokale Datenbank
Sybase
Lokalsystem
SISIS-SunRise
WIN
October 03 Klaus Kempf 33
BVB - Functionalities of the system
Verbundsystem Ö Lokalsystem
Übernahme Neuaufnahme Bestellkatalogisat jeweils mit Signatursatz Korrekturen
Lokalsystem
mit Erwerbungs-, Katalog-, Ausleihdaten
Verbundkatalog
Katalog- und Lokaldaten aller Verbund - Teilnehmerbibliotheken
inkl. Fremddaten
sofortige Versorgung über SIKOM
Erwerbung
SIERA
Katalogisierung
KatClient
Ausleihe
SIAS
Benützerkatalog
OPAC
October 03 Klaus Kempf 34
Bayerische Staatsbibliothek – Bavarian State Library
Building – Particularities – Key figures
October 03 Klaus Kempf 35
Bayerische Staatsbibliothek
October 03 Klaus Kempf 36
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Staircase bombed March 1943
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Bayerische Staatsbibliothek (BSB) – Key figures
• Approx. 7.8 million volumes, 40,000 current print serials and 5,000 e-journals
• Acquisition profile: humanities, social sciences, life sciences (esp. for serials)
• Legal deposit for Bavaria
• Special collections: esp. history, musicology, Eastern Europe
• Manuscripts (87,000), incunabula (18,700) and rare books
collection
October 03 Klaus Kempf 41
Acquisition and Collection
Development – Key Figures
October 03 Klaus Kempf 42
8.280.102 910.595
37.835
8.681.077 870.201 1.112.705
8.578.187 1.018.611 739.070
9.039.003 1.006.400 320.152
9.906.524 1.025.892
156.174
10.122.687 989.345 848.049
€ 9.228.533
(1997)
€ 10.663.983
(1998)
€ 10.335.878
(1999)
€ 10.365.556
(2000)
€ 11.088.590
(2001)
€ 11.960.081
(2002)
Acquisition Funding (1997-2002)
sponsor funds DFG-budget regular budget
October 03 Klaus Kempf 43 Spend according to media types
(Euro) 2002
Sound Recording 14.691,00 €
0%
Elecrotnic Media 297.057,00 €
3%
Cartographic Materials 70.783,00 €
1%
Microforms 382.284,00 €
4%
Manuscripts; Rare Books 1.885.175,00 €
17%
Antiquaria 574.483,00 €
5%
Printed Serials 5.341.434,00 €
48%
Continuations 286.979,00 €
3%
Monogr. Serials 411.829,00 €
4%
Monographs 1.596.312,00 €
15%
10.861.027 €
October 03 Klaus Kempf 44 Collection Development (units)
2002
Printed Serials 20.030
9%
Continuations 5.401
2%
Monogr. Serials 8.623
4%
Monographs 48.678
22%
Electronic Media 2.730
1%
Sound Recording 1.238
1%
Cartographic Materials 414
0%
Microforms 12.631
6%
Antiquaria 2.468
1%
Manuscripts; Rare Books, Photographs
123.058 54%
225.271
October 03 Klaus Kempf 45 Types of Acquisition 2002
Purchase 102.505
58%
Official Publications 9.297
5%
Donations 11.836
7%
Exchange 2.878
2%
Legal Deposit 49.685
28%
176.317
October 03 Klaus Kempf 46 M e d ia A c q u is itio n (o n ly p u rc h a s e ) 1 9 9 7 -2 0 0 2
1 5 2 .6 1 8
1 4 4 .2 5 3 1 4 4 .8 4 8
1 2 2 .3 3 8
1 0 2 .9 5 9 1 0 2 .5 0 5
0 2 0 .0 0 0 4 0 .0 0 0 6 0 .0 0 0 8 0 .0 0 0 1 0 0 .0 0 0 1 2 0 .0 0 0 1 4 0 .0 0 0 1 6 0 .0 0 0 1 8 0 .0 0 0
A 1 9 9 7 A 1 9 9 8 A 1 9 9 9 A 2 0 0 0 A 2 0 0 1 A 2 0 0 2
October 03 Klaus Kempf 47 Media Acquisition (all types of acquisition) 1997-2002
176.317 186.756
201.815 230.256
228.896 226.802
0 50.000 100.000 150.000 200.000 250.000
A 1997 A 1998 A 1999 A 2000 A 2001 A 2002
October 03 Klaus Kempf 48
Cataloguing – Key figures
October 03 Klaus Kempf 49
Cataloguing - key figures (year 2002)
0 2 0 .0 0 0 4 0 .0 0 0 6 0 .0 0 0 8 0 .0 0 0 1 0 0 .0 0 0 1 2 0 .0 0 0 1 4 0 .0 0 0
1 2 3 4 5 6
1 titles
2 vols. of journals 3 corrections of titles
of the BSB
4 corrections of titles in the union
catalogue
5 titles with subject headings
6 titles with
classification codes
October 03 Klaus Kempf 50
New entries to the BVB union catalogue authority files in 2002
PND, names of persons: 7.817 GKD, names of corporate bodies:
1.862
SWD, subject headings: 10.322
P e r s o n a l n a m e s
Personal names:
,
,
October 03 Klaus Kempf 51
Usage - Key figures (2002)
• Opening days 334
• Users 42.300
• Reading room seats 736
• Usage (main reading room) 489.000
October 03 Klaus Kempf 52 Lending and Document Delivery Activities
BSB 2001
111.679;
10%
486.110;
45%
319.100;
29%
178.230;
16%
Reading Room Local Lending Inter Library-Loan Document Delivery
October 03 Klaus Kempf 53
III. Bavarian Approaches to face the challenges of the
„Hybrid Library“
October 03 Klaus Kempf 54
Crucial Points of the Bavarian Approaches
• „One-stop-shopping“- service concept
• Cooperation and networking
• Burden and/or cost sharing
October 03 Klaus Kempf 55
Acquisition and Collection
Development
October 03 Klaus Kempf 56
Saxony
Berlin-Brandenburg
Bavaria Baden-Württemberg
North German Library Network (GBV)
Rhineland-Palatinate/
Saarland
North Rhine- Westphalia
Bavaria
German Consortia Landscape
Hesse
October 03 Klaus Kempf 57
Arbeitsgemeinschaft Deutscher, Österreichischer und Schweizer Konsortien
October 03 Klaus Kempf 58
October 03 Klaus Kempf 59
Bavarian Consortium - Key figures (2002/3)
• Number of e-journals ca. 2,600 titles
• Number of databases ca. 35
• Turnover (in Euro) 2,750,000.--
• Central funding(in Euro) 1,250,.000,--
October 03 Klaus Kempf 60
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October 03 Klaus Kempf 61
Cataloguing -
Retroconversion
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Catalogue Situation of the
Bayerische Staatsbibliothek
October 03 Klaus Kempf 63
Section of the catalogue 1500-
The conversion of the „Bandkatalog“ (about 250.000 titles) has been done.
1840
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Quartkatalog 1841 - 1952
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IFK 1953 -1981
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OPAC-Search mask
October 03 Klaus Kempf 67
Catalogue Situation of the BSB at a glance
506.000
1.300.000
1.600.000 2.600.000
52.058
18.667
manuscripts incunables 1500-1840 1841-1952 1953-1981 1982-
Total
6,076,725
Work in progress
October 03 Klaus Kempf 68
The retroconversion
situation in the most important Bavarian libraries
1.900.000
2.600.000 3.145.000
170.000 950.000
1.030.000 Bayer. Staatsbibl.
UB München UB Erlangen TU München UB Würzburg other Bavarian libraries
Total
9,795,000
October 03 Klaus Kempf 69
Conversion of the „Quartkatalog“
- characteristics -
• Catalogue started in 1841 and ran till 1952
• Not included: manuscripts, incunabula,
notes, and books in Chinese, Japanese or Korean
• Card catalogue: size approximately DIN A4
• Most of the cards are handwritten;
different individual Roman and German
(Gothic) scripts
October 03 Klaus Kempf 70
Conversion of the „Quartkatalog“
- Quantities -
• 2.3 mill. cards
• 1.3 mill. main entries
• Excluded: already converted records,
serials, added entries, references, losses during World War II (# 500.000)
• Languages: 60% German, 10% English
and French each, 20% other languages
October 03 Klaus Kempf 71
Conversion of the „Quartkatalog“
- Steps -
1. Scanning: (done)
– Installation of image catalogue (Sept. 2003) – Preservation the catalogue as historical item – Basis for recording
2. Copy cataloguing: (till 2005)
– Approx.. 60% utilization of entries in the Bavarian union catalogue
3. Original cataloguing: (till 2005)
– Well-structured recording of entries into Bavarian
union catalog
October 03 Klaus Kempf 72
Excursus: Special Cataloguing and Bibliography Projects in the
BSB
October 03 Klaus Kempf 73
October 03 Klaus Kempf 74
Bayerische Bibliographie – Key figures
• Participants: Bayerische Staatsbibliothek and 11 Bavarian Academic Libraries (at least one for
each of the 7 districts of Bavaria)
• Online available since 1988
• Database (2003): approx. 200,000 records
• Entries/year: approx.25,000 records
October 03 Klaus Kempf 75
Website of the „German Virtual Regional
Bibliographies“
October 03 Klaus Kempf 76
Homepage of the „Bavarian Online Library“ (BLO)
October 03 Klaus Kempf 77
VD16
October 03 Klaus Kempf 78
VD 16: Catalogue of Books Printed in the Sixteenth Century in the German-Speaking
Countries
• 22 printed volumes plus 3 register volumes with 90,000 imprints
• Supplement with 25,000 records in an electronic database
• Still ongoing bibliography (especially
contributions of libraries in East Germany and
East Europe)
October 03 Klaus Kempf 79
Screenshot VD 16 database
October 03 Klaus Kempf 80
VD17
October 03 Klaus Kempf 81
VD 17: Catalogue of Books Printed in the Seventeenth Century in the German-Speaking
Countries
• Database with 190,000 records (Sept.
2003)
• With scans of title sheets and illustrations
• Cooperation of 9 German libraries with
Bayerische Staatsbibliothek as leading
partner
October 03 Klaus Kempf 82
VD 17
October 03 Klaus Kempf 83
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October 03 Klaus Kempf 85
October 03 Klaus Kempf 86
User services
October 03 Klaus Kempf 87
Regional (National) Online-
Interlibrary Loan System
October 03 Klaus Kempf 88
• Interlibrary loan in Germany:
- Legal aspects:
- the interlibrary loan code in Germany - copyright issues
- technical and organisational aspects:
- the network of central interlibrary loan server
- the “library-service” within subito
October 03 Klaus Kempf 89
The old interlibrary loan request form
October 03 Klaus Kempf 90
• Interlibrary loan:
- the network of central ILL-servers in the various interlibrary lending regions
- development within the last three years (exception GBV) - cooperation of the regional library networks (especially HBZ, GBV, BVB)
- for returnables (= books) only
- Tailor-made for the ILL-Code:in accordance with the principle of regionality through communication of the regional servers
- two different basic systems (ZFL 2.0, PICA)
- communication via standard protocol: Z39.50; extended
subito mailformat
October 03 Klaus Kempf 91
Interlibrary Loan
• The interlibrary lending regions and the network of servers
October 03 Klaus Kempf 92 info
rmat ion
loan / re
turn o
f th e book
Regional library network
retrieval at the cooperating library network
retrieval
Order
If no hit or not available
Lending library coop.
library network ILL-Server
cooperating library network order (ILL-Mail or
SLNP)
routing
Borrowing library’s own library network
Order -m
essage
ILL-Server
order (SLNP)
Statusmessage
Statusmessage Adm
inist rat
ion of the
order s
Home region of the patron
holdings
-check
forward to o
ther library patron
October 03 Klaus Kempf 93
Central JLL server Bavaria
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• … and the book transport ?
October 03 Klaus Kempf 101
Bavarian Book Transport System (BAB)
October 03 Klaus Kempf 102
Regional Stack Site - Cargo
Terminal Inside
October 03 Klaus Kempf 103
Regional Stack Site - BAB in
Action
October 03 Klaus Kempf 104
German Book Transport System
October 03 Klaus Kempf 105
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German Book Transport System
October 03 Klaus Kempf 106
German National Document Delivery
Service: subito
October 03 Klaus Kempf 107
„One stop shopping“ - subito
October 03 Klaus Kempf 108
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Subito – of order 1998 - 2003
1999
October 03 Klaus Kempf 110
Document delivery orders: BSB 1997 -
2002
October 03 Klaus Kempf 111
A kze p tie rte su b ito -B e ste llu n g e n n a ch B ib lio th e ke n - Ju li 2 0 0 3
1173 1132 1015 956 919 858 844 767 687 513 312 178
1375
1448
1574
1599
1641
1676
1802
2162
2193
2323
2529
3317
3484
7808
9045
19211
21383
0 5000 10000 15000 20000 25000
ZBMed Köln BSB München TIB Hannover ETH-Bib Zürich UB Konstanz MH Hannover SUB Göttingen OeZB Medizin Wien SULB Saarbrücken UB Regensburg STUB / SeB Frankfurt UB Karlsruhe SuUB Bremen UB Braunschweig MedAbtSULB Homburg ZBW Kiel UniBw Hamburg UB Tübingen SBB-PK Berlin OeZB Physik Wien ZBMed Bonn UB Augsburg WLB Stuttgart UB Mannheim ULB Halle UB Kaiserslautern SUB Hamburg HWWA Hamburg HU Berlin
Accepted subito orders according to libraries – July 2003
October 03 Klaus Kempf 112
Elektronische
Zeitschriftenbibliothek (EZB)
October 03 Klaus Kempf 113
Digital collections and library cooperation
Electronic Journals Library - EZB
¾ Cooperational structure:
cooperation of several libraries
common collection and maintenance of meta-data
¾ Technical and organisational infrastructure
developed and provided by the University Library of
Regensburg
October 03 Klaus Kempf 114
Electronic Journals Library
Elektronische Zeitschriftenbibliothek - EZB
Database-driven user service for scientific e-journals
Developed and managed by the
University Library of Regensburg, Germany
Online since 1997
Cooperative collection of the titles and maintenance of bibliographic data
235 participating libraries in Germany
and 7 other countries
October 03 Klaus Kempf 115
EZB: Title collection
EZB offers access to (Status: July 2003):
≈ 16,100 e-journals
- ≈ 1,800 online only
- ≈ 14,200 electronic editions of print journals
- ≈ 5,400 freely accessible full-text journals
≈ 11,000 full text journals via aggregator databases
October 03 Klaus Kempf 116
EZB: user functions
EZB offers the titles
by search functions
by browsing facilites
- alphabetical list
- subject lists
October 03 Klaus Kempf 117
EZB: Browsing Functions
44 subjects
October 03 Klaus Kempf 118
Elektronische Zeitschriftenbibliothek (EZB)
EZB: Access information
Green light: free e-journal
the full texts are freely available
Yellow light: licensed for the library
full texts can be accessed by the institutional users
Red light: without a subscription full text access is not possible
The Access information is showing
by the traffic light symbol
October 03 Klaus Kempf 119
Elektronische Zeitschriftenbibliothek (EZB)
EZB: Access information
Local access information for each EZB member
e.g.
University Library of Regensburg
e.g.
Library of the
Technical University
of Munich
October 03 Klaus Kempf 120
Electronic Journals Library
Elektronische Zeitschriftenbibliothek - EZB
Large and well maintained collection of e-journals
with local licence and access information
¾ Great user acceptance of the EZB:
6.4 million title requests in 2002
¾ Future: Participation of the LoC
October 03 Klaus Kempf 121
Project
„Bayern-Gateway“
October 03 Klaus Kempf 122
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October 03 Klaus Kempf 124
„The genuine digital world“ – Bavarian Approaches
Construction of „Virtual special subject libraries“ – Information Portals
• Digitization projects (full text, images and more)
• Licencing and integration of digital
materials in the portals
October 03 Klaus Kempf 125
Virtual Special Subject Libraries
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Digitization Projects
October 03 Klaus Kempf 135
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Electronic Archiving - Cooperation
with Publishers
October 03 Klaus Kempf 138
IV. Conclusion: It‘s time to change, but…
October 03 Klaus Kempf 139
“Personally I think they went a step too far in making the library electronic“
October 03 Klaus Kempf 140