• Keine Ergebnisse gefunden

0-7,7438479,,;0174270,3/

N/A
N/A
Protected

Academic year: 2022

Aktie "0-7,7438479,,;0174270,3/"

Copied!
5
0
0

Wird geladen.... (Jetzt Volltext ansehen)

Volltext

(1)

$1HZ/LEUDU\&RQVRUWLDDYLHZIURP,UHODQG

$QQ&OHDU\DQG&KDUORWWH5RZH

3.,QVWLWXWHRI7HFKQRORJ\

DQQFOHDU\#LWWDOODJKWLH FKDUORWWHURZH#LWWDOODJKWLH 7DOODJKW'XEOLQ,UHODQG

,QWURGXFWLRQ

7KH0,60DQDJHPHQW,QIRUPDWLRQ6\VWHPV3URMHFWLVDQDWLRQDO LQLWLDWLYHLQVWDOOLQJDFRPPRQ/LEUDU\DQG$FDGHPLF0DQDJHPHQW V\VWHPLQILIWHHQ,QVWLWXWHVRI7HFKQRORJ\LQ,UHODQG,WVUROHLVWR PDQDJHWKHVHOHFWLRQLPSOHPHQWDWLRQDQGGHYHORSPHQWRIVRIWZDUH LQVWDOODWLRQVLQNH\EXVLQHVVDUHDV7KHVHDUHDVLQFOXGHVWXGHQW UHJLVWUDWLRQSHUVRQQHOILQDQFLDODGPLQLVWUDWLRQDQGOLEUDU\

PDQDJHPHQW7KH,QVWLWXWHVLQYROYHGLQWKH0,63URMHFWWKURXJKDQ 0,63URMHFW&RQVRUWLXP%RDUGDQGDSUHYLRXVERG\FDOOHGWKH 3URMHFW6WHHULQJ&RPPLWWHHFRQWURODQGJRYHUQWKH0,63URMHFW

$OO,QVWLWXWHVLQYROYHGLQWKH0,63URMHFWDUHUHSUHVHQWHGRQWKH0,6 3URMHFW&RQVRUWLXP%RDUG$VZLWKDOOSURMHFWVWKH0,63URMHFWLVD RQHWLPHXQLTXHRSSRUWXQLW\WRGRVRPHWKLQJWKDWKDVQRWEHHQ GRQHEHIRUHZLWKLQVSHFLILHGUHVRXUFHVFRQVWUDLQWVDQGREMHFWLYHV 5HFRJQLWLRQRIWKHQHHGWREXLOGRQWKHDGYDQWDJHVRI

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ªV'HSDUWPHQWRI(GXFDWLRQDQG6FLHQFH7KHPHPEHU ,QVWLWXWHVFRPHIURPGLYHUVHEDFNJURXQGVDUHRIWHQLQFRPSHWLWLRQ ZLWKHDFKRWKHUDQGGRQRWQHFHVVDULO\VKDUHFRPPRQDPELWLRQV$OO DUHJRYHUQHGE\VLPLODUOHJLVODWLRQDQGJRYHUQPHQWSROLF\ZKLFK IRFXVHVWKHLUZRUNRQWKHGHOLYHU\RIWHFKQLFDOO\RULHQWHGWUDLQLQJ ,QVWLWXWHVZHUHRULJLQDOO\FDOOHG5HJLRQDO7HFKQLFDO&ROOHJHV7KH HDUO\&ROOHJHVZHUHIRXQGHGLQWKHODWHVDQGZHUHPDQDJHGE\

ORFDOHGXFDWLRQDOERDUGV/HJLVODWLRQLQWKHVFRQIHUUHG DXWRQRP\RQWKH&ROOHJHVLQUHODWLRQWRWKHPDQDJHPHQWRIWKHLU RZQDIIDLUV%HFDXVHRIWKHQDWXUHRIWKHLUWUDLQLQJ,QVWLWXWHVKDYH EHHQFUHGLWHGZLWKSURYLGLQJWKHZRUNIRUFHFRPSHWHQFLHVWKDWKDYH IXHOOHG,UHODQGªVRIWFDOOHG©&HOWLF7LJHUªHFRQRP\

7KHFRPPRQOHJLVODWLYHIUDPHZRUNLQDXJXUDWHGLQWKHHDUO\V KDVSURYLGHGDSRWHQWLDOIUDPHZRUNIRUWKHGHYHORSPHQWRI FRPPRQDSSURDFKHVDQGSROLFLHV,QWKLVUHJDUGWKH0,63URMHFWLVD SLRQHHULQJH[DPSOHRIFRRSHUDWLRQDQGFROODERUDWLYHGHFLVLRQ PDNLQJ7KHXVHRIDFRPPRQVRIWZDUHSODWIRUPRIIHUVPDQ\

RSSRUWXQLWLHVWRHQKDQFHFRRSHUDWLRQDQGFROODERUDWLRQ8QOLNH RWKHUFRRSHUDWLYHYHQWXUHVWKH0,63URMHFWUHTXLUHVDOHYHORI SUDFWLFDODQGRQJRLQJGHFLVLRQPDNLQJZKLFKDIIHFWSROLFLHVDQGZRUN SUDFWLFHVDWLQGLYLGXDOLQVWLWXWHOHYHO7KHLPSDFWRIVRIWZDUH LQVWDOODWLRQDQGGHYHORSPHQWXVLQJDFRPPRQDSSURDFKWKHUHIRUH UHTXLUHVWKHLPSOHPHQWDWLRQRIDJUHHGSROLFLHVDQGFKDQJHVLQZRUN 7KH,QVWLWXWHVRI7HFKQRORJ\DUH$WKORQH&DUORZ&RUN'XEOLQ'XQGDON*DOZD\

0D\R/HWWHUNHQQ\/LPHULFN6OLJR7DOODJKW7UDOHH:DWHUIRUG

7KH5HJLRQDO7HFKQLFDO&ROOHJHV$FWDQG'XEOLQ,QVWLWXWHRI7HFKQRORJ\$FW 'XEOLQ

)LUVW5HSRUWRIWKH([SHUW6NLOOV*URXSRQ)XWXUH6NLOOV1HHGV'XEOLQ

SUDFWLFHV7KH0,63URMHFWFRQVHTXHQWO\LVPRUHWKDQDVRIWZDUH LQVWDOODWLRQSURMHFWDQGFRXOGEHVHHQDVDFRPPXQLW\GHYHORSPHQW DQGFKDQJHPDQDJHPHQWLQLWLDWLYH

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

%ULWLVK/LEUDU\LQWKH8.0RVWRIWKH,QVWLWXWH/LEUDULHVDUHVPDOO ZLWKVWRFNOHYHOVUDQJLQJIURPWRLWHPV6WDII QXPEHUVUDQJHIURPWR%HFDXVHWKH0,63URMHFWKDGDORQJ JHVWDWLRQSHULRGWKH/LEUDULHVKDYHDOVRKDGOLWWOHRSSRUWXQLW\WR DVVXPH©RZQHUVKLSªRIWKHSURMHFWXQWLOUHFHQWO\

7KH,QVWLWXWH/LEUDULHVDUHQRWXQXVXDOLQDQ,ULVKFRQWH[WZKHUH GHVSLWHRXUVPDOOVL]H/LEUDULHVKDYHJHQHUDOO\ORZOHYHOVRIFR RSHUDWLRQDQGLQWHUFRQQHFWHGQHVV/LEUDU\GLFRXUVHKDVLQUHFHQW GHFDGHVDGRSWHGDXVHUVHUYLFHRULHQWDWLRQZKLFKFKDOOHQJHV WUDGLWLRQDOLVRODWLRQLVWSUDFWLFHV8.EDVHGUHVHDUFKLQGLFDWHGWKDW©ž

WKHSUHVHQWULJLGYHUWLFDOVWUXFWXUHVEHWZHHQSXEOLFOLEUDULHV 8QLYHUVLW\OLEUDULHVFROOHJHOLEUDULHVWKHOLEUDULHVRISURIHVVLRQDO ERG\ªVHWFGRQRWUHIOHFWWKHZD\LQZKLFKXVHUVDFWXDOO\PDQDJH WKHLULQIRUPDWLRQ:HKDYHFUHDWHGDZRUOGZKLFKDVVXPHVWKDW XVHUVEHORQJWRDVLQJOHVHFWRUGHVSLWHWKHHPHUJLQJHYLGHQFHWR WKHFRQWUDU\IURPVXFKUHVHDUFKDVWKH%/5,&IXQGHG3HRSOH)ORZV 3URMHFW)XUWKHUPRUHWKHHFRQRPLFFDSDFLW\RI/LEUDULHVWRJRLW DORQHLVVHULRXVO\GRXEWHG6SLHVQRWHVWKDW©:HYHPRYHGIURPD ZRUOGZKHUHHYHU\RQHZDQWVWRJRLWDORQHWRDZRUOGZKHUH\RX FDQWVXUYLYHXQOHVV\RXKDYHORWVRIDOOLHV*LYHQWKHHQRUPRXVFRVWV LQYROYHGWKHXQFHUWDLQW\RIRXWFRPHVDQGVKRUWHQHGSURGXFWOLIH F\FOHVOLEUDULHVPXVWSRROUHVRXUFHVž&RRSHUDWLRQDQGLQWHU GHSHQGHQFHDUHSUHUHTXLVLWHVIRUVXUYLYDOª,Q,UHODQGWKHVHYLHZV DUHHFKRHGLQDUHFHQWO\SXEOLVKHGQDWLRQDOSROLF\RQ,ULVK/LEUDULHV -RLQLQJ)RUFHVGHOLYHULQJ/LEUDULHVDQG,QIRUPDWLRQ6HUYLFHVLQWKH ,QIRUPDWLRQ$JHVWDWHVWKDWLWLVQRWIHDVLEOHRUYLDEOHLQWKLV ,QIRUPDWLRQ$JHIRUDQ\RQHOLEUDU\RULQIRUPDWLRQVHUYLFHWRVDWLVI\

DOOLWVXVHUVIURPLWVRZQUHVRXUFHVDQGWKDW,UHODQGQHHGVWRWDNHD JOREDOYLHZLQRUGHUWRVDWLVI\ORFDOQHHGV,WVYLVLRQVWDWHPHQWVD\V ª7KHYLVLRQIRUWKHVW&HQWXU\LVRIOLEUDULHVDQGLQIRUPDWLRQ VHUYLFHVLQ,UHODQGFRRSHUDWLQJWRSURYLGHXQLYHUVDODFFHVVWR LQIRUPDWLRQDQGUHVRXUFHVWKDWHQULFKWKHFXOWXUDOHGXFDWLRQDOVRFLDO DQGUHFUHDWLRQDOOLYHVRI,ULVKSHRSOH7KHQDWLRQDOSROLF\

GRFXPHQWZDVODXQFKHGLQ6SULQJDQGKDG\HWWRSURGXFHDQ\

SUDFWLFDOLQLWLDWLYHV

'HUHN/DZ.H\QRWHDGGUHVV:RUNLQJ7RJHWKHU&RYHULQJWKH1DWLRQªV5HVRXUFHV VHPLQDURUJDQLVHGXQGHUWKHDXVSLFHVRIWKH%ULWLVK/LEUDU\V&RRSHUDWLRQDQG 3DUWQHUVKLS3URJUDPPH/$6(5DQG/,1&^RQOLQHGRFXPHQW`DYDLODEOHDW KWWSZZZEOXNFRQFRUGSXEOLFKWPO

3K\OOLV%6SLHV(PSRZHULQJ/LEUDU\6WDIILQWKH(PHUJLQJ*OREDO,QIRUPDWLRQ6RFLHW\LQ ,QWHUOHQGLQJDQG'RFXPHQW6XSSO\3URFHHGLQJVRIWKHWK,QWHUOHQGLQJ 'RFXPHQW 6XSSO\,QWHUQDWLRQDO&RQIHUHQFHKHOG3UHWRULD2FWREHU3UHWRULD /LEUDU\&RXQFLO-RLQLQJ)RUFHVGHOLYHULQJ/LEUDULHVDQG,QIRUPDWLRQ6HUYLFHVLQWKH ,QIRUPDWLRQ$JH'XEOLQ

(2)

%DFNJURXQGWRWKH0,63URMHFW

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

7KH,QVWLWXWHVRI7HFKQRORJ\DUHUHFRJQLVHGDVKDYLQJPDGHD VLJQLILFDQWFRQWULEXWLRQWR,UHODQGªVHFRQRPLFGHYHORSPHQW7KH PRGHORIIXOOWLPHFRXUVHSURYLVLRQWRVFKRROOHDYHUVKRZHYHULV OLNHO\WREHUHSODFHGE\DQHZRQHFKDUDFWHULVHGE\GLYHUVHOHDUQHUV

\HDUORQJDFWLYLW\VRFLDOLQFOXVLRQVWURQJHUOLQNVZLWKLQGXVWU\DQGD PXOWLPRGHRIGHOLYHU\,QVWLWXWHVDUHDOVRUHVSRQGLQJWRWKHVNLOOV VKRUWDJHH[SHULHQFHGE\RXUJURZLQJHFRQRP\7KH0,63URMHFWLV DNH\VWUXFWXUDOUHTXLUHPHQWRI,QVWLWXWHVLIWKH\DUHWRUHVSRQGWR WKHVHFKDQJLQJFLUFXPVWDQFHV

:LWKLQ/LEUDULHVWHFKQRORJ\KDVKDGHQRUPRXVLPSDFWRQWKH GHOLYHU\DQGDFFHVVLELOLW\RILQIRUPDWLRQ/LEUDULHVWKHLUSUDFWLFHVDQG VHUYLFHVDUHLQWKHSURFHVVRIEHLQJWUDQVIRUPHGE\WKHVH

GHYHORSPHQWV7KHOHYHOVRIFRPSOH[LW\DVVRFLDWHGZLWKFXUUHQW LQIRUPDWLRQSURYLVLRQDUHVXFKWKDW/LEUDULHVUHTXLUHVRSKLVWLFDWHG LQIRUPDWLRQUHWULHYDODQGPDQDJHPHQWVRIWZDUHZKLFKIDFLOLWDWHV HQGXVHUVEXWDOVRSURPSWV/LEUDULHVWRUHYLHZWKHLUSUDFWLFHVLQWKH OLJKWRIFKDQJLQJXVHUUHTXLUHPHQWV

7KHQHZ/LEUDU\V\VWHPVHOHFWHGXQGHUWKH0,63URMHFWZLOO

• )DFLOLWDWHPRGXODUOHDUQLQJDQGQHZWUDLQLQJDQGHGXFDWLRQ GHOLYHU\PRGHOV

• 6XSSRUWWKHGHYHORSPHQWRIUHVRXUFHVKDULQJLQIUDVWUXFWXUHV

• (PSRZHU/LEUDULHVRI,QVWLWXWHVWRRIIHUEHWWHUVHUYLFHVWRWKHLU XVHUV

• 6XSSRUWVWDIIRI,QVWLWXWH/LEUDULHVLQWKHLUGHOLYHU\RIVHUYLFHV

• 6XSSRUWWKHGHYHORSPHQWRIFRPPRQVWDQGDUGV

• (QDEOHWKHGHYHORSPHQWRISK\VLFDOLQGLFDWRUVWRPHDVXUHWKH HIIHFWLYHQHVVRIVHUYLFHVDQGSUDFWLFHV

• .HHSSDFHZLWKDQGUHVSRQGWRFKDQJLQJWHFKQRORJLFDODQGVHUYLFH SURYLVLRQV

• 3URYLGH,QVWLWXWHVZLWKPD[LPXPFDSDFLW\WRXVHQHZLQIRUPDWLRQ GHOLYHU\SODWIRUPV

,QVWLWXWHVDUHDOVRDZDUHRIWKHDGYDQWDJHVRIIHUHGE\LQWHJUDWHG V\VWHPVLQGHFLVLRQPDNLQJDQGHIIHFWLYHQHVV7KHSRWHQWLDORID FRPPRQV\VWHPZKLFKFRXOGDGGUHVVWKHQHHGVRIDOOEXVLQHVVDUHDV ZDVLQLWLDOO\JLYHQVHULRXVFRQVLGHUDWLRQLQWKHVHOHFWLRQSURFHVV

6\VWHP6HOHFWLRQDQG3URMHFW)UDPHZRUN

$-RLQW6WXG\*URXSFRPSULVLQJWKH5HJLRQDO7HFKQLFDO&ROOHJHVWKH 'XEOLQ,QVWLWXWHRI7HFKQRORJ\DQGWKH'HSDUWPHQWRI(GXFDWLRQ ZDVHVWDEOLVKHGLQ,Q0D\LWLVVXHGD5HTXHVW)RU 3URSRVDO5)3IRUWKHVXSSO\XQGHUDIL[HGSULFHFRQWUDFWRI FRQVXOWDQF\VHUYLFHVWRFDUU\RXWWKHGHYHORSPHQWRIVSHFLILFDWLRQV RIXVHUUHTXLUHPHQWVDQG,QYLWDWLRQ7R7HQGHU,77DVWKHILUVW VWDJHLQWKH3URMHFW2QHILUPZDVDZDUGHGWKHFRQWUDFWWR &ROOHJHVKDYHEHHQHVWDEOLVKHGLQ%ODQFKDUGVWRZQLQ1RUWK'XEOLQFLW\7LSSHUDU\DQG DW'XQ/DRJKDLUHLQ6RXWK'XEOLQ

7KH'XEOLQ,QVWLWXWHRI7HFKQRORJ\LVWKHODUJHVW,QVWLWXWHZLWKFDPSXVHVVSUHDGDFURVV 'XEOLQFLW\

XQGHUWDNHWKHZRUNVSHFLILHG

7KLV VWDJH RI WKH 3URMHFW ZDV XQGHUWDNHQ LQ IRXU SKDVHV

• $QDO\VLVRI&XUUHQW6LWXDWLRQ

• 6SHFLILFDWLRQRI5HTXLUHPHQWV

• &RPSOHWLRQRI6WUDWHJ\DQG3ODQV

• 3UHSDUDWLRQDQG,VVXHRI,QYLWDWLRQ7R7HQGHU

7KHIRXUSKDVHVZHUHVXFFHVVIXOO\FRPSOHWHGE\-XQHDQG LQYROYHGDYHU\KLJKSDUWLFLSDWLRQUDWHIURPDOOSDUWQHUVWRWKH 3URMHFW7KH-RLQW6WXG\*URXSZDVGLVVROYHG$3URMHFW6WHHULQJ

*URXSZDVWKHQHVWDEOLVKHGWRRYHUVHHWKHQH[WVWDJHRIWKH3URMHFW DQGWKH\DSSRLQWHGDIXOOWLPH3URMHFW'LUHFWRU7KLVQHZVWDJHRI WKH3URMHFWLQYROYHGSODFLQJWKH,77LQWKH(XURSHDQ-RXUQDOZLWK WHQGHUVEHLQJUHFHLYHGLQODWH7KH,77VRXJKWWHQGHUVIRU VRIWZDUHWRVWDQGDUGLVHWKH0DQDJHPHQW,QIRUPDWLRQ6\VWHPVLQWKH IROORZLQJEXVLQHVVDUHDV

• 6WXGHQW

• &RXUVH

• 3HUVRQQHO

• )LQDQFH

• ([HFXWLYH,QIRUPDWLRQ6\VWHP(,66WUDWHJLF0DQDJHPHQW

• 5HVHDUFKDQG&RQVXOWDQF\

• 3K\VLFDO5HVRXUFHVDQG

• /LEUDU\

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

7KLVWHDPUHFRPPHQGHGWKHSXUFKDVHRI0LOOHQQLXP/LEUDU\

V\VWHPIURP,QQRYDWLYH,QWHUIDFHV,QF,,,7KLVVRIWZDUHRIIHUVDQ LQWHJUDWHGVROXWLRQIRUWKH/LEUDU\IXQFWLRQDODUHDVDQGZDVWKH SURGXFWZKLFKEHVWPHWWKH,QVWLWXWHVªFULWHULD,,,DUHPDUNHWOHDGHUV LQ/LEUDU\V\VWHPVDQGKDYHDVWURQJFXVWRPHUEDVHZRUOGZLGH 6&7ªV%DQQHUV\VWHPZDVVHOHFWHGWRDGGUHVVWKHVWXGHQW

DGPLQLVWUDWLRQDQGILQDQFLDODUHDVRIRSHUDWLRQ7KH3URMHFW6WHHULQJ

*URXSHQGRUVHGWKHVHUHFRPPHQGDWLRQV

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

XVHGWRGHILQHWKHSURFHVVWKDWRFFXUVZKHQ\RXEHJLQSODQQLQJWKH LQVWDOODWLRQRIQHZVRIWZDUH+RZHYHULPSOHPHQWDWLRQLVMXVWRQH SDUWRIWKHHQWLUH3URMHFWSURFHVV$VHFRQGPDMRUIDFHWWRWKH

(3)

SURFHVVLVWKHGHYHORSPHQWRIWKHFRPPRQLPSOHPHQWDWLRQVRI 0LOOHQQLXPZKHQWKH,QVWLWXWH/LEUDULHVZLOOEHDEOHWRPD[LPLVHWKH RSSRUWXQLWLHVDQGJDLQVRIIHUHGE\WKHXVHRIFRPPRQVRIWZDUH DFURVVWKHVHFWRU

,Q'LUHFWRUVRI,QVWLWXWHVRI7HFKQRORJ\DJUHHGWRD

&RQVRUWLXP$JUHHPHQWZKLFKFKDQJHVWKHGHFLVLRQPDNLQJVWUXFWXUH RIWKH3URMHFW7KH&RQVRUWLXP$JUHHPHQWLVDVWDWHPHQWRI FRPPLWPHQWDQGDJUHHPHQWWRSURFHHGLQDFRRSHUDWLYHHWKRVWR HQVXUHWKDWPD[LPXPEHQHILWVDUHREWDLQLQWHUPVRIIXQFWLRQDOLW\

DQGHIIHFWLYHQHVVIURPWKHLPSOHPHQWDWLRQVRIFRPPRQVRIWZDUH V\VWHPVDFURVVWKH,QVWLWXWHV

0,6/LEUDULHV3URMHFW'HILQLWLRQ

7KH0,6/LEUDULHV3URMHFWGHILQLWLRQLVPDGHXSRIWKHYLVLRQPLVVLRQ REMHFWLYHVEHQHILWVGHFLVLRQPDNLQJVWUXFWXUHVSODQQLQJSURFHVVHV LPSOHPHQWDWLRQSURFHGXUHVDQGLWVGHYHORSPHQWSODQ

,WLVLQWHQGHGWRLPSOHPHQW0LOOHQQLXPDWHDFK,QVWLWXWHLQVXFKD ZD\DVWRPD[LPLVHEHQHILWVIRUWKHVLWHLQXVLQJDV\VWHPFRPPRQ WRWKH,QVWLWXWHVHFWRU7KHVXFFHVVRIWKH3URMHFWRYHUDOOUHTXLUHVD FRPPLWPHQWWRDQGYLVLRQRILQWHJUDWLRQV\VWHPVWRSURGXFHG EHQHILWVWRXVHUVDQGVWDNHKROGHUV

9LVLRQDQG6WUDWHJ\

7KHGHYHORSPHQWRIVSHFLILFDWLRQVIRUV\VWHPVLQLQYROYHGD GHJUHHRIYLVLRQLQJEXWJLYHQWKHWLPHODJLQYROYHGDQGRWKHULVVXHVLW ZDVUHFRJQLVHGWKDWDQDJUHHGYLVLRQDQGVWUDWHJ\VWDWHPHQWZDV QHHGHGWRSURJUHVVWKH0,6/LEUDULHV3URMHFW$UWLFXODWLRQRIWKH YLVLRQRIWKH0,6/LEUDULHV3URMHFWKDVQRZEHHQDUWLFXODWHGLQD 3URMHFW&KDUWHU$UHSUHVHQWDWLYHJURXSLQJRI/LEUDU\DQG0,6 /LEUDULHV3URMHFWVWDIIGHYLVHGWKH&KDUWHUDQGWKH\DUWLFXODWHGWKH YLVLRQDVIROORZV

7KHYLVLRQRIWKH0,6/LEUDULHV3URMHFWLVWRHQDEOHDQGHPSRZHU WKH,QVWLWXWH/LEUDULHVWRGHOLYHUKLJKTXDOLW\VHUYLFHVWRRXUUHVHDUFK DQGOHDUQLQJFRPPXQLWLHV

7KH3URMHFWZLOOHVWDEOLVK,QVWLWXWHVDVPRGHOVRIH[FHOOHQFHIRUWKH ,ULVK/LEUDU\SURIHVVLRQ

2XUFRPPXQLWLHVZLOOUHFHLYHH[FHSWLRQDOVHUYLFHVDVDUHVXOWRI LQFUHDVHGFRRSHUDWLRQUHVRXUFHVKDULQJDQGXQLYHUVDODFFHVVWRD ZHDOWKRINQRZOHGJH

7KHSURILOHDQGYDOXHRI/LEUDU\VWDIIZLOOGHYHORSDVRSSRUWXQLWLHV IRUJDLQLQJH[SHULHQFHOHDUQLQJWUDLQLQJDQGSDUWLFLSDWLRQLQQDWLRQDO DQGLQWHUQDWLRQDOQHWZRUNV

7KH&KDUWHUDOVRVWDWHVWKDWWKH0LVVLRQRIWKH0,6/LEUDULHV 3URMHFWLVWRHQULFKWKHVHUYLFHVFROOHFWLRQVDQGUHVRXUFHVDYDLODEOH WR,QVWLWXWHFRPPXQLWLHVDQGWRRIIHUQHZRSSRUWXQLWLHVWRWKH /LEUDULHVRIWKH,QVWLWXWHVWRGHYHORS

2EMHFWLYHV

7KHREMHFWLYHVRIWKH0,6/LEUDULHV3URMHFWKDYHEHHQGHILQHGDV IROORZV

• 7RSURPRWHQRWLFHDEOHEHQHILWVWRWKHOHDUQLQJFRPPXQLWLHVRI WKH,QVWLWXWHV

• 7RSURPRWHFROODERUDWLRQE\HQFRXUDJLQJWKHVKDULQJRIUHVRXUFHV DQGH[SHUWLVHEHWZHHQ,QVWLWXWHV

• 7RHVWDEOLVKDXQLRQFDWDORJXH

• 7RVXSSRUWWKHPLVVLRQVRI,QVWLWXWHVLQWKHLUREMHFWLYHVRI GHOLYHULQJHGXFDWLRQDQGWUDLQLQJLQWKH,QIRUPDWLRQ6RFLHW\

• 7RVXSSRUW/LEUDULHVRIWKH,QVWLWXWHVLQWKHLUUROHRQSROLF\

IRUPDWLRQDW,QVWLWXWHDQGQDWLRQDOOHYHO

• 7RIRUPXODWHDSSURSULDWHSROLFLHV

• 7RFRPSO\ZLWKDOOH[LVWLQJDQGIXWXUHVWDWHSROLFLHVRQ/LEUDULHV

• 7RFRQWULEXWHWRWKH,ULVK,QIRUPDWLRQ6RFLHW\E\HQKDQFLQJDFFHVV WRLQIRUPDWLRQ

• 7RSURPRWHWKHSRVLWLRQRI,QVWLWXWH/LEUDULHVLQWKH,QIRUPDWLRQ 6RFLHW\

• 7RSURYLGHGDWDZKLFKDVVLVWVLQWKHHYDOXDWLRQDQGUHYLHZRI VHUYLFHVDQGZKLFKLQWXUQHQKDQFHVWKHTXDOLW\RIVHUYLFHV DYDLODEOHWRVWDNHKROGHUV

• 7RIRUPDOLVHWKHVKDULQJRIUHVRXUFHVDQGFROODERUDWLRQDWUHJLRQDO DQGQDWLRQDOOHYHO

,PSOHPHQWDWLRQ3ODQ

,PSOHPHQWDWLRQLVEDVHGRQDSURJUHVVLRQSODQZKLFKVHHVVLWHV PRYHIURPUHVSRQGLQJWRD3UH,PSOHPHQWDWLRQ7DVN/LVWLVVXHGE\

WKH0,6/LEUDULHV3URMHFWWRVLJQRIIRQFRUHPRGXOHLPSOHPHQWDWLRQ 7\SLFDOO\LPSOHPHQWDWLRQRIFRUHPRGXOHVWDNHVRQH\HDU&RUH PRGXOHVKDYHEHHQLGHQWLILHGDV

• &DWDORJXLQJ

• &LUFXODWLRQ

• 6HULDOV

• $FTXLVLWLRQV

• ,QWHU/LEUDU\/RDQV

• :HE23$&

3URJUHVVLRQWRLPSOHPHQWDWLRQUHTXLUHVDVLWHWRSXWLQSODFHD /LEUDU\,PSOHPHQWDWLRQ7HDP,WLVUHFRPPHQGHGWKDWWKLVWHDP FRQWDLQV/LEUDU\&RPSXWHU6HUYLFHVDQGRWKHU,QVWLWXWHVWDII(DFK VLWHLVDOVRUHTXLUHGWRKDYHD3URMHFW6SRQVRUZKRLVDVHQLRU PDQDJHUDWDQ,QVWLWXWHDQGZKRVHWDVNLVWRFRRUGLQDWHWKH%DQQHU DQG0LOOHQQLXPLPSOHPHQWDWLRQVDWDVLWH:LWKLQWKH/LEUDU\D 7HDP/HDGHULVDSSRLQWHGZKRDFWVDVWKHOLDLVRQDQGPDQJHUIRUWKH /LEUDU\ªVLPSOHPHQWDWLRQRI0LOOHQQLXP

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ªVVSRQVRUIRUWKH 3URMHFWDQGDPHPEHURIWKH&RQVRUWLXP%RDUG,QWKHFRXUVHRIDQ LPSOHPHQWDWLRQ/LEUDULHVDQGRWKHUVWDNHKROGHUVUHJXODUO\PHHWDQG KDYHWKHSRZHUWRGUDZWKHDWWHQWLRQRIWKH&RQVRUWLXP%RDUGWR LVVXHVDQGSUREOHPVZKLFKUHTXLUHUHVROXWLRQV

$SDUWIURPWKHLQLWLDOLQVWDOODWLRQSKDVHWKH3URMHFWDOVRLQYROYHVD GHYHORSPHQWDOSKDVH,WVFRQFHUQVDUH

• 7RPD[LPLVHWRWKHIXOOSRWHQWLDOLPSOHPHQWDWLRQRIHDFKPRGXOH RI0LOOHQQLXPDWDVLWHVRWKDWWKH/LEUDU\DYDLOVRIEHVWSUDFWLFH FXUUHQWWKHRU\DQGSROLF\GHOLYHUVEHWWHUVHUYLFHVWRXVHUVDQG DWWDLQVLWVREMHFWLYHV

(4)

• 7RPD[LPLVHWKHRSSRUWXQLWLHVRIIHUHGE\XVHRIDFRPPRQ /LEUDU\V\VWHPWRLGHQWLI\DQGVKDUHFRPPRQWDVNV

H[SHULHQFHDQGNQRZOHGJHWRSURYLGHDFFHVVWRUHVRXUFHVDQG VKDUHWKHP

• 7RPD[LPLVHWKHRSSRUWXQLWLHVRIIHUHGE\LPSOHPHQWDWLRQRI FRPPRQVRIWZDUHLQNH\EXVLQHVVDUHDVRI,QVWLWXWHVWKXV VXSSRUWLQJDVHFWRUDODSSURDFKWRDFFHVVDQGWRWKHGHOLYHU\RI HGXFDWLRQDQGWUDLQLQJ

• 7RFUHDWHVWUXFWXUHVSUDFWLFHVDQGSURFHVVHVZKLFKDOORZIRUDQG HQFRXUDJHVXSSRUWIRUFROODERUDWLYHZRUNDQGFRPPRQ VWUDWHJ\

'HYHORSPHQWZLOOEHDQRQJRLQJSURFHVVDQGZLOOFRQWLQXHEH\RQG WKHOLIHRIWKHLPSOHPHQWDWLRQ$VWUXFWXUHZKLFKDFWVDVDFDWDO\VW IRUFKDQJHDQGZKLFKH[SHGLWHVFKDQJHLVDNH\UHTXLUHPHQWIRU GHYHORSPHQW$NH\DSSURDFKZLOOEHDUHDOLVDWLRQRIWKHEHQHILWVRI FRPPRQDOLW\DZLOOLQJQHVVWRFXOWLYDWHDQGVKDUHUHVRXUFHVDQG H[SHUWLVHUHJLRQDOO\DQGQDWLRQDOO\DQGDFRPPLWPHQWWRILQGLQJQHZ VROXWLRQVDQGPHWKRGVRISUREOHPVROYLQJ

6SHFLILFVROXWLRQVDQGDSSURDFKHVWRWKHLQWHJUDWLRQRIWKH%DQQHU DQG0LOOHQQLXPVRIWZDUHDUHDOVRUHTXLUHG7KLVPHDQVWKDW/LEUDU\

VWDIIQHHGWREHLQYROYHGLQNH\SROLF\DQGSUDFWLFDOGHFLVLRQV$WWKLV VWDJHRIWKH3URMHFWDQXPEHURIDUHDVRILQWHJUDWLRQKDYHEHHQ LGHQWLILHG7KHVHDUHWKHORDGLQJRI/LEUDU\3DWURQLQIRUPDWLRQ H[FKDQJHRIVWDWLVWLFDOGDWDH[FKDQJHRIILQDQFLDOLQIRUPDWLRQKROGLQJ RIWH[WLHH[DPLQDWLRQSDSHUVRUFRXUVHQRWHV$GHILQLWLRQRI ZKHUHGDWDVKRXOGRULJLQDWHLQUHODWLRQWRWKHVHSURFHVVHVLVDOVR UHTXLUHG

3URJUHVVWRGDWH

,PSOHPHQWDWLRQVRIWKH0LOOHQQLXPV\VWHPEHJDQLQ6SULQJ$V RI)HEUXDU\IRXUVLWHVKDYHLPSOHPHQWHGDOOFRUHPRGXOHVRQH VLWHZLOOKDYHUHDFKHGWKLVVWDJHE\0D\$IXUWKHUVL[VLWHVDUHDW YDULRXVVWDJHVRILPSOHPHQWDWLRQ2QFHFRUHPRGXOHVDUH LPSOHPHQWHGVLWHVKDYHWRDGGUHVVWKHLQWHJUDWLRQRIWKH0LOOHQQLXP V\VWHPZLWKH[LVWLQJ,QVWLWXWHV\VWHPVSDUWLFXODUO\IRUVWXGHQWDQG ILQDQFLDOGDWD2QHVLWHLVH[SHULHQFLQJDVLPXOWDQHRXV

LPSOHPHQWDWLRQRIWKH0LOOHQQLXPDQG%DQQHUV\VWHPV $SDUWIURPFRUHPRGXOHVWKH0,6/LEUDULHV3URMHFWKDVDOVR SXUFKDVHGDGGLWLRQDOYDOXHDGGHGVRIWZDUHVXFKDVDQ(5HVHUYHV PRGXOHDQGSHUVRQDOLVHGSRUWDOIRU:HE23$&DQGLQIRUPDWLRQ PDQDJHPHQW$V\HWQRQHRIWKHVHPRGXOHVKDYHEHHQ LPSOHPHQWHG$VWUDWHJ\IRUGRLQJVRLVXUJHQWO\UHTXLUHG )XUWKHUPRUHWKHLQVWDOODWLRQSURFHVVKDVFRQWUDU\WRWKH H[SHFWDWLRQVRIVLWHVLQLWLDWHGDQRQJRLQJSURFHVVRIFKDQJHDQG VRIWZDUHLPSURYHPHQWDVUHSUHVHQWHGLQQHZUHOHDVHV

6LWHVDUHUHVSRQVLEOHIRUWKHRQJRLQJLQVWDOODWLRQRIQHZUHOHDVHV 7KH0,63URMHFWKRZHYHUSXWVLQSODFHDGGLWLRQDOWUDLQLQJDQG ZRUNVKRSVZKLFKDLPWRHQFRXUDJHDQGIDFLOLWDWHVLWHVWRREWDLQDQ RQJRLQJOHDUQLQJDQGWUDLQLQJSURFHVVZKLFKHQKDQFHVWKHRYHUDOO HIIHFWLYHXVHRIWKHPRGXOHVLPSOHPHQWHG

,PSOHPHQWDWLRQ6WUDWHJ\

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

WKHLUVWDWHRIUHDGLQHVVDQG,QVWLWXWHVH[SUHVVHGDSUHIHUUHGVWDUW GDWH6WDWHRI5HDGLQHVVLVGHWHUPLQHGE\DUHVSRQVHWRD3UH ,PSOHPHQWDWLRQ7DVNOLVWLVVXHGE\WKH3URMHFW7KLVLV©VLJQHGRIIªE\

WKH,QVWLWXWH/LEUDULDQDQGWKH'LUHFWRURIDQ,QVWLWXWH2QFHWKH 0,63URMHFWLVVDWLVILHGWKDWWKHVLWHLVSUHSDUHGIRULPSOHPHQWDWLRQ DQGKDVUHVROYHGDQ\RXWVWDQGLQJLVVXHVQHJRWLDWLRQVEHJLQZLWK,,,WR ERRNWKHUHTXLUHGUHVRXUFHVIURPWKHP,,,DVVLJQDWUDLQHUDQ ,PSOHPHQWDWLRQ&RQVXOWDQWD7HFKQLFDO,PSOHPHQWDWLRQ&RQVXOWDQW DQGD3URMHFW0DQDJHUWRHDFKVLWH7KH0,6/LEUDULHV3URMHFWOLDLVHV ZLWKDOORIWKHVHSHUVRQQHORQDQRQJRLQJEDVLV

$VWKH%DQQHULPSOHPHQWDWLRQVDUHQRZEHLQJUROOHGRXW IROORZLQJDSUHFRQILJXUDWLRQSURFHVVIXWXUHLPSOHPHQWDWLRQVZLOO KDYHWRWDNHLWLQWRDFFRXQW,WLVDVVXPHGWKDWDOOILIWHHQ/LEUDULHV ZLOOKDYHLPSOHPHQWHG0LOOHQQLXPE\

&KDQJH0DQDJHPHQW

7KH0,63URMHFWPD\EHYLHZHGDVDVRIWZDUHLPSOHPHQWDWLRQ SURFHVV6XFKDYLHZLJQRUHVWKHHYLGHQFHDQGH[SHULHQFHWRGDWH WKDWDQLPSOHPHQWDWLRQSURFHVVLVDOVRDFKDQJHPDQDJHPHQWRQHDW PLFURDQGPDFUROHYHOV

,QUHODWLRQWRWKH0,6/LEUDULHV3URMHFWFKDQJHLVLQLWLDWHGE\FDOOLQJ QHZUROHVLQWREHLQJZLWKLQWKH/LEUDU\ZKHUHHDFKLPSOHPHQWDWLRQ LVOHGDFFRUGLQJWR0,6/LEUDULHV3URMHFWVSHFLILFDWLRQVE\DQ ,PSOHPHQWDWLRQ7HDP/HDGHU7KH,PSOHPHQWDWLRQ7HDPOHDGHULV QRWQHFHVVDULO\WKH/LEUDULDQDQGWDNHVRQWKHUROHIRUWKHGXUDWLRQ RIDVLWHªVLPSOHPHQWDWLRQ7KH3URMHFWDOVRSODFHVWKH/LEUDU\FHQWUH VWDJHDQGDIIRUGVLWDQRSSRUWXQLW\DQGDFKDOOHQJHWRPDQDJHDODUJH SURMHFW7KHVHLPSHUDWLYHVWKHUHIRUHRIWHQSURGXFHFKDQJHVLQWKH ZD\WKH/LEUDU\LVYLHZHGDQGLQFUHDVHVWKHFRQILGHQFHVRIWKRVH LQYROYHGSURGXFLQJORQJWHUPEHQHILWVIRUWKH/LEUDU\DQGWKH ,QVWLWXWH

&KDQJHLVDOVRSURGXFHGE\RYHUWXUQLQJH[LVWLQJSRZHUUHODWLRQV ZLWKLQ/LEUDULHVDQG,QVWLWXWHV$QHZLPSOHPHQWDWLRQUHPRYHVDOO H[LVWLQJRUGHUVEDVHGRQ©NQRZOHGJHªRIDV\VWHPDQGEULQJV HYHU\RQHWRDFRPPRQVWDUWLQJSRLQW7KLVFDQEHDYHU\GLVWXUELQJ SURFHVVIRUDOOLQYROYHGDQGFDOOVIRULQWHOOLJHQWPDQDJHPHQW:LWKLQ ,QVWLWXWHVDQLPSOHPHQWDWLRQFDQWDNHSODFHZLWKPLQLPDOEXWFOHDUO\

SUHGHILQHGLQSXWVIURPRWKHU,QVWLWXWHSHUVRQQHOVXFKDV&RPSXWHU 6HUYLFHV7KLVPHDQVWKDWWKHUHLVDOHYHORIFODULW\DURXQGUROHVDQG UHVSRQVLELOLWLHVZKLFKLVEHQHILFLDOWRWKH/LEUDU\)XUWKHUPRUHWKH 0,6/LEUDULHV3URMHFW&KDUWHUFDOOVLQWREHLQJDQ,VVXHDQG3UREOHP 5HVROXWLRQ3URFHGXUHZKLFKFDQEHXVHGWRKLJKOLJKWLVVXHVDQG LQLWLDWHDFFRXQWDELOLW\

%HFDXVHWKH0LOOHQQLXPVRIWZDUHRIIHUVQHZIXQFWLRQDOLW\DQG GLVUXSWVH[LVWLQJZRUNIORZLWLQLWLDWHVPLFUROHYHOFKDQJHVLQSUDFWLFHV )XUWKHUPRUHPRYHPHQWWRZDUGVREWDLQLQJWKHEHQHILWRIFRPPRQ LPSOHPHQWDWLRQVUHTXLUHV/LEUDULHVDQGWKHLU,QVWLWXWHVWRDVVHVVDQG SHUKDSVFKDQJHWKHLUVWUDWHJLFGLUHFWLRQV0RYLQJIURPDVLWHVSHFLILF IRFXVWRRQHZKLFKORRNVDWWKHVHFWRULQWRWDOLW\WKXVFDQFDOOLQWR EHLQJDFXOWXUDOVKLIWLQDWWLWXGHDQGSUDFWLFH

,WLVQRWVXUSULVLQJWKHUHIRUHWKDWWKH0,6/LEUDULHV3URMHFW HQFRXQWHUVOHYHOVRIUHVLVWDQFH7KLVFDQWDNHWKHIRUPRI

©SURWHFWLQJªH[LVWLQJSUDFWLFHVDYRLGDQFHUHIXVDOWREHFRPHLQYROYHG VFDUHPRQJHULQJDQGSRVWSRQLQJGHFLVLRQV

&ROODERUDWLRQDQG&R2SHUDWLRQ

$OOLQYROYHGLQWKH0,6/LEUDULHV3URMHFWUHFRJQLVHVWKDWLWRIIHUVD RQFHRIIRSSRUWXQLW\WRVKDUHUHVRXUFHVDQGGHOLYHUHQKDQFHG VHUYLFHVWRXVHUVEDVHGRQFROOHFWLYHVWUHQJWKV7KHDYDLODELOLW\RI FRPPRQVRIWZDUHDQGLPSOHPHQWDWLRQVWUDWHJLHVHQDEOHVWKLVEXW SROLFLHVDQGSUDFWLFHVDOVRQHHGWRFKDQJHLIWKHJRDOLVWREH DWWDLQHG

(DFK/LEUDU\GHWHUPLQHVLWVRZQFROOHFWLRQSROLFLHVORDQSUDFWLFHV LQWHUOLEUDU\ORDQIDFLOLWLHVDQGELEOLRJUDSKLFFRQWUROFDWDORJXLQJ SURFHGXUHV(DFKRIWKHVHDUHDVDUHDSSURDFKHGULJKWO\IURPWKH

(5)

SRLQWRIYLHZRIORFDOQHHGV:LWKWKH0,6/LEUDULHV3URMHFWVLWHVDUH DVNHGWRULVNWKHVHSUDFWLFHVLQIDYRXURIWKHSRWHQWLDORIIHUHGE\

FROODERUDWLYHDFWLRQV

,QLWLDOO\WKHUHZDVYHU\OLWWOHGLVFXVVLRQRQWKHVHLVVXHVEXWLQUHFHQW PRQWKVWKHG\QDPLFRIWKH3URMHFWKDVFKDQJHG7KHUHLVQRZDUHDO DQGRSHQGHEDWHRQWKHYDOXHRIFRRSHUDWLYHDFWLRQVZKLFKUHYHDOV FRQFHUQVFRPPRQWRPDQ\FRQVRUWLD7KHVHFRQFHUQVLQFOXGHWKH

©P\WKªWKDWODUJHU/LEUDULHVZLOOFDUU\WKHEXUGHQRIDQ\UHVRXUFH VKDULQJWKDWWKHLUFROOHFWLRQVZLOOEH©UDLGHGªDQGWKHLUVWDIIEXUGHQHG 7KLVDUHDKDVEHHQVXEMHFWHGWRFRQVLGHUDEOHUHVHDUFK

LQWHUQDWLRQDOO\6LWHVDUHDOVRJUDSSOLQJZLWKWKHSRVVLELOLWLHVRI VWDIIH[FKDQJHVDQGSODFHPHQWV$QRWKHUVLJQLILFDQWDUHDZKLFK UHTXLUHVDGHFLVLRQUHODWHVWRWKHFUHDWLRQRID8QLRQ&DWDORJXH 7KH0,6/LEUDULHV3URMHFW&KDUWHUFDOOVIRUWKHFUHDWLRQRIWKLVEXWDV

\HWQRGHFLVLRQKDVEHHQPDGHRQZKHWKHUDSK\VLFDORUGLVWULEXWHG XQLRQFDWDORJXHLVDFFHSWDEOH5HFHQWO\WKH3URMHFWKDVLQLWLDWHGD QXPEHURI:RUNLQJ*URXSVZKLFKDUHORRNLQJDW&DWDORJXLQJ SUDFWLFHVDQGWKHLVVXHRID8QLRQ&DWDORJXH7KH\DUHH[SHFWHG WRLVVXHUHFRPPHQGDWLRQVLQ$SULO

,QJHQHUDOWUXHFRRSHUDWLRQZLOOUHTXLUHOHDGHUVKLSDQGDFKDQJH LQHPSKDVLVHZKLFKORRNVEH\RQGWKHQHHGVRIORFDOVLWHVWRWKH VWUDWHJLFEHQHILWVRIFRRSHUDWLYHDFWLRQV$3URMHFWVXFKDVRXUVLV KRZHYHUDRQFHRIIRSSRUWXQLW\IDLOXUHWRWDNHNH\GHFLVLRQVZLOO UHVXOWLQDORVVWRWKH,QVWLWXWHVZKLFKFDQQRWUHFRYHUHGHDVLO\

'HFLVLRQVFDQIUHTXHQWO\QRWEHSRVWSRQHGDQGPD\KDYHWRDULVH IURPFRQIOLFWUDWKHUWKDQFRQVHQVXV

6RZKDWªVJRLQJWRKDSSHQ"

'LYLQLQJWKHIXWXUHRXWFRPHRIWKLV3URMHFWLVGLIILFXOW0LGZD\

WKRXJKLWVOLIHVSDQLWLVSRVVLEOHWRPDNHVRPHREVHUYDWLRQV ,WLVEHFRPLQJDSSDUHQWWKDWGHVSLWHLWVGHVLJQDWLRQDQGVWUXFWXUH WKH0,63URMHFWLVD3URJUDPPH2IILFHFRQWDLQLQJVHYHUDORQJRLQJ SURMHFWVUDWKHUWKDQDVLQJOHRQH:HQHHGWRVSHFLI\DVSHFWVRI WKHVHSURMHFWVDQGIRFXVRQWKHLULPSOHPHQWDWLRQZKLOHDWWKHVDPH WLPHSXWWLQJLQSODFHDSURFHVVZKLFKUHVXOWVLQWKHWDNLQJRIGHFLVLRQV QHFHVVDU\IRUGHYHORSPHQWDQGVWUDWHJLFDGYDQFHPHQWWKHLU LPSOHPHQWDWLRQDQGSURJUHVVLRQVRWKDWWKHRYHUDLPVRIWKH SURJUDPPHFDQEHDWWDLQHG

%HUQLH6ORDQ©7HVWLQJFRPPRQDVVXPSWLRQVDERXWUHVRXUFHVKDULQJªLQ,QIRUPDWLRQ 7HFKQRORJ\DQG/LEUDULHVSS

$3URMHFWLVDRQFHRIIRSSRUWXQLW\QHLWKHU,QVWLWXWHVQRUWKRVH LQYROYHGLQLWVLPSOHPHQWDWLRQQHFHVVDULO\KDYHH[SHULHQFHWRLQIRUP WKHSURFHVVZHDUHHQJDJHGLQ7KLVPHDQVWKDWVLWHVDQGWKH 3URMHFWFDQEHLOOLQIRUPHGDQGEDGO\SUHSDUHGIRUWKH LPSOHPHQWDWLRQSURFHVV

7KHVXFFHVVIXOLPSOHPHQWDWLRQRIWKH0,6/LEUDULHV3URMHFW UHTXLUHVOHDGHUVKLSYLVLRQDQGFRRUGLQDWLRQ7KHVHVNLOOVDUHQRW QHFHVVDULO\DYDLODEOHDQGZKLOHWKH\PD\EHFXOWLYDWHGRYHUWLPH WKHLUGHOD\HGDYDLODELOLW\PD\DGYHUVHO\DIIHFWWKH3URMHFW $SURMHFWVXFKDVWKLVUHTXLUHVFRXUDJHDQGDZLOOLQJQHVVWRWDNH ULVNV7KHPDQWUDIRUWKLVW\SHRI3URMHFWLVQRWQHFHVVDULO\DYDLODEOH RUNQRZQWRVWDNHKROGHUV,GHDOO\DOOSDUWLFLSDQWVDUHRSHQWRWKH SRVVLELOLWLHVDQGULVNVLQYROYHGDQGDVVHVVWKHPLQDWLPHO\DQG HIIHFWLYHPDQQHU

3RZHULVRSHUDWLYHDWDOOOHYHOVRIWKH3URMHFW7UDGLWLRQDOO\SRZHU ZDVH[HUFLVHGE\ZLWKKROGLQJLQIRUPDWLRQ7KLVUHVXOWVLQ/LEUDULHV QRWEHLQJLQYROYHGLQNH\GHFLVLRQVRUDZDUHRI3URMHFWUHODWHG LQLWLDWLYHV7KLVLQWXUQUHVXOWVLQODFNRI©RZQHUVKLSªDQGUHVLVWDQFHWR WKH3URMHFW

&RQFOXVLRQV

0DFKLDYHOOLZURWH©7KHUHLVQRWKLQJPRUHGLIILFXOWWRWDNHLQKDQG PRUHSHULORXVWRFRQGXFWRUPRUHXQFHUWDLQLQLWVVXFFHVVWKDQWR WDNHWKHOHDGLQWKHLQWURGXFWLRQRIDQHZRUGHURIWKLQJVª

Referenzen

ÄHNLICHE DOKUMENTE

Sollte der Vorstand ein Präsidium einsetzen, so setzt sich dieses zusammen aus dem Vorsitzenden / der Vorsitzenden, den beiden Stellvertretern und der Geschäftsführung. Das

Das Nutzungskonzept mit der Idee, das Areal als Medienstandort mit hohen Standards fŸr Hochleistungsnetzwerke fŸr Inter- und Intranet auszubauen, stammte aus der Zeit der

Thus, we began our work in 2015 with the hypothesis of an Early Iron Age gap in occupation—the abandonment of the site as a settlement in LM IIIC, but with continued use of the

[r]

[r]

[r]

[r]

Ergänze sie so, damit die Zahlen zusammengezählt die rechts stehende