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Self-regulation of consumer decision making and behavior:

The role of implementation intentions

Peter M. Gollwitzer

a,b,*,

Paschal Sheeran

C

"New York University. New York. New York. USA

b Universität Konstanz. Konstanz. Germany

c University ofSheffield. Shejjield. UK

Abstract

People may use the self-regulatory strategy of forming implementation intentions (i.e., if-then plans) to make better consumer decisions and facilitate the translation of those decisions into action. First, research on the mechanisms and effects of implementation intentions is reviewed.

Second, we discuss how implementation intentions can be used to improve consumer decision making by promoting attention control and information elaboration, and overcoming disruptive influences. Third, we consider the various problems that militate against the enactment of one's decisions, and evidence is presented to show that implementation intentions are still effective even when goal attainment does not seem to be amenable to self-regulation. Finally, potential moderators of implementation intention effects are discussed.

Research on consumer decision making and behavior focuses on what determines a person's decisions and whether such decisions are translated into action. Accumulated evidence suggests that consumers' decisions are strongly affected by the infonnation presented and how willing and able perceivers are to process that infonnation. For instance, it matters whether infonnation about a given prodllct uses images or words, general versus detailed statements, or emotional versus factual content (e.g., Kramer & Yoon, 2007; Wyer, Hung, Jiang, 2008;

Yoon, eole, & Lee, 2007). Whether one or the other type of information has greater impact on people's decisions is inflllenced by features of the recipients such as their cognitive capacity, motivation, mood, age, inter alia. The enactment of consumer decisions, on the other hand, has been found to depend on features of the situational context in which action is initiated (e.g., the presence ofbarriers, distractions, bad habits, and social support), the strength ofthe person's commitment to purchasing the item (e.g., persistence in obtaining the product), and available resources (e.g., credit rating or negotiation skills).

Corresponding author. Psychology Deparlmcnt, Ncw York Univcrsily, 6 Washinglol1 Place, 7th Floor, Ncw York, NY 10003, USA.

E-mail address: petcr.gollwitzcr@nyu.cdu (P.M. Gollwitzer).

This paper proposes that people can control the influence of such detenninants on ConSllmer decision making and decision realization by adopting a self-regulatory strategy called implementation intentions (i.e., if-then plans). Using this strategy, people plan out in advance exactly how they will respond in situ. In the case of decision making, such plans may pertain to how deeply presented information is processed (e.g., in a systematic rather than a heuristic fashion) or how much weight should be attached to different types of information (e.g., affective versus cognitive). In the ca se of decision realization, such plans may specify how to get started with enacting the consumer decision (e.g., planning the time and place of purchase) or how to shield decision enactment from disruptive influences (e.g., dealing with a domineering salesperson). In other words, we will suggest that if-then plans that specify do's and don 'ts of effective decision making and decision implementation can facilitate good consumer decisions and behavioral enactment. By using if-then plans in this way, people can avoid being passive victims of interna I short- comings or external obstacles to effective decision making and decision enactment. Rather, by anticipating these shortcomings and obstacles, and planning out in advance how to overcome them, consumers can take an active role in both phases of the decision process.

Konstanzer Online-Publikations-System (KOPS) URL: http://nbn-resolving.de/urn:nbn:de:bsz:352-opus-114193

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What are implementation intentions and how do they work?

Nature and ejJects

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implementatiol1 intentions

Implementation intentions are if-then plans forrned for the purpose of meeting one's goals (Gollwitzer, 1993, 1999; Gollwitzer & Sheeran, 2006). To form an implementation intention, one needs to identify a future goal-relevant situational cue (e.g., a good opportunity to act or an obstaele to goal pursuit) and a related goal-directed response to that cue (e.g., how to respond to the opportunity or how to overcome the obstaele). Whereas goal intentions merely specify desired end states ("I want to achieve goal X!"), implementation intentions have the fonnat "If situation Y arises, then I will initiate behavior Z!" The if-component of the plan specifies when and where one will pursue a goal, whereas the then-component of the plan specifies how this will be done. Implementation intentions thus delegate control over the initiation of the intended goal-directed behavior to a specified opportunity by creating a strong link between a situational cue and a goal- directed response. For example, a person who has the goal to save for retirement can form the implementation intention "If it is the end of the month and some money is left in my checking account, then 1'11 move it to the savings account!"

Implementation intentions have been found to help people elose the gap between setting goals and actually realizing these goals. For instance, epilepsy patients who formed the plan "If it is _ _ (self-chosen time) and I am at _ _ (self-chosen location) and I do _ _ (self-chosen activity), then I will take my pill dose of the day!" were much more Iikely to take their medication on time than were control participants who had equivalent strong goal intentions to take their medication. An objective measure of drug adherence over 1 month indicated that whereas only 55% of the control participants took their medication on schedule, 79% of implementation intention participants did so (Brown, Sheeran, & Reuber, in press).

Evidence that fonning if-then plans enhances rates of goal attainment and behavioral performance has now been obtained in several studies. Arecent meta-analysis involving over 8000 participants in 94 independent studies revealed a medium-to- large effect size (d= .65; Cohen, 1992) of implementation intentions on goal achievement in a variety of domains (e.g., interpersonal, environmental, and health) on top ofthe effects of mere goal intentions (Gollwitzer & Sheeran, 2006). The size of the implementation intention effect is noteworthy, given that goal intentions by themselves already have a facilitating effect on behavior enactment (Webb & Sheeran, 2006).

People benefit from forrning implementation intentions when they are confronted with crucial problems of goal implementa- tion: failing to get started, getting derailed, overextending oneself, and failing to call a halt to fruitless goal striving.

Numerous studies suggest that problems of getting started on one's goals can be solved effectively by forming implementation intentions, as they help to initiate goal-directed action even at inconvenient limes (e.g., during holidays; Gollwitzer &

Brandstätter, 1997; Study 2), when there is an initial reluctance

to get started (e.g., to eat a low-fat diet, Arrnitage, 2004), and when it is easy to forget to act (e.g., regular intake of vitamin pills; Sheeran & Orbell, 1999). But many goals cannot be accomplished by simple discrete one-shot actions but require that people keep striving for the goal over an extended period of time. Such staying on track may become very difficult when certain external stimuli (e.g., temptations or distractions) or internal stimuli (e.g., being anxious, tired, or overburdened) interfere with and potentially derail ongoing goal pursuit.

Implementation intentions of different formats have been found to effectively shield ongoing goal striving from such interfer- ence. For instance, implementation intentions can be geared at shielding goal striving from unwanted influences by speci:tying a simple ignore-response (e.g., Achtziger, Gollwitzer, & Sheeran, 2008; Study 1) or more elaborate coping responses (e.g., substitution or re-engagement; Achtziger et al., 2008; Study 2).

An alternative way ofusing implementation intentions to protect ongoing goal striving from derailment from inner or outer distractive stimuli is to form implementation intentions geared toward stabilizing the ongoing goal striving; that is, the precise manner in wh ich the focal goal is to be pursued is spelled out in advance via if-then plans (Bayer, Gollwitzer, & Achtziger, 2009). The self-regulatory problem 01' overcoming self-defen- siveness when having to call a halt to a futile goal striving (e.g., disengaging from a means that turns out to be faulty, even though the means was chosen mindfully; Bobocel & Meyer, 1994) has also been found to benefit from forming implemen- tation intentions (Henderson, Gollwitzer, & Oettingen, 2007).

And finally, self-regulatory resources (Muraven & Baumeister, 2000) are found to stay preserved when goal striving is regulated by implementation intentions, and thus for individuals using implementation intentions, not overextending oneself becomes easier (Webb & Sheeran, 2003; Martijn, Alberts, Sheeran, Peters, Mikolajczak, & de Vries, 2008).

Mechanisms

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implementation intention ejJects

Research on the underlying mechanisms of implementation intention effects has discovered that implementation intentions facilitate goal attainment on the basis of psychological processes that relate to the anticipated situation (specified in the if-part of the plan), the intended behavior (specified in the then-part ofthe plan), and the mental link forged between the if- part and the then-part of the plan. Because fomling an implementation intention implies the selection of a critical future situation, the mental representation of this situation becomes highly activated and hence more accessible (Gollwit- zer, 1999). This heightened accessibility of the if-part of the plan has been observed in several studies (e.g., Aarts, Dijksterhuis, & Midden, 1999; Parks-Stamm, Gollwitzer, &

Oettingen, 2007; Webb & Sheeran, 2007, 2008). The heightened activation of the critical situation helps people to easily detect their moment for acting (e.g., Webb & Sheeran, 2004; Wieber & Sassen berg, 2006) even when attention is otherwise absorbed (Achtziger, Bayer, & Gollwitzer, 2009).

Recent studies indicate that the strong associations forged by implementation intentions between the specified opportunity

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and the specified response (Webb & Sheeran, 2007, 2008) are quite stable over time (Papies, Aarts, & de Vries, in press).

Findings also showed that subliminal presentation of the specified critical situational cues (if-component) primed mental representations of the specified response (the plan's then- component). Moreover, mediation analyses revealed that cue accessibility and the strength ofthe cue-response link together explained the impact of implementation intention formation on goal attainment (Webb & Sheeran, 2007, 2008).

The ups hot of these strong links is that, on ce the critical cue is encountered, the initiation of the goal-directed response specified in then-component of the implementation intention exhibits features of automaticity including immediacy, effi- ciency, and redundancy of conscious intent. When people have formed an implementation intention, they can act in situ without having to deliberate on when and how they should act. Evidence that if-then planners act quickly (Gollwitzer & Brandstätter, 1997, Experiment 3), deal effectively with cognitive demands (i.e., speed-up effects are still evidence under high cognitive load; Brandstätter, Lengfelder, & Gollwitzer, 200 I; Lengfelder

& Gollwitzer, 200 I), and do not need to consciously intend to act in the critical moment is consistent with this idea (i.e., implementation intention effects are observed even when the critical cue is presented subliminally; Bayer, Achtziger, Gollwitzer, & Moskowitz, 2009; or when the respective goal is activated outside ofawareness; Sheeran, Webb, & Gollwitzer, 2005; Study 2). These component processes of implementation intentions (enhanced cue accessibility, strong cue-response links, and automation of responding) mean that if-then planning enables people to see and seize good opportunities to move towards their goals. Fashioning an if-then plan thus strategically automates goal striving; people intentionally make if-then plans that delegate control of goal-directed behavior to pre-selected situational cues with the explicit purpose of reaching their goals.

This delegation hypothesis has recently been supported by studies that collected brain data (EEG, fMRI). Schweiger Gallo, Keil, McCulloch, Rockstroh, and Gollwitzer (2009; Study 3) used dense-array electroencephalography. Behavioral data indicated that implementation intentions that specified an ignore-response in the then-component helped control fear in response to pictures of spiders among participants with spider phobia; importantly, the obtained electrocortical correlates revealed that those participants who bolstered their goal intention to stay calm with an ignore-implementation intention showed significantly reduced early activity in the visual cortex in response to spider pictures, as reflected in a smaller PI (assessed at 120 ms after a spider picture was presented). This suggests that implementation intentions indeed lead to strategic automation of the specified goal-directed response (in the present case an ignore-response) when the critical cue (in the present case a spider picture) is encountered, as conscious effortflil action initiation is known to take longer than 120 ms (i.e., at least 300 ms; see Bargh & Chartrand, 2000).

Moreover, further support for the delegation hypothesis was obtained by Gilbert, Gollwitzer, Cohen, Oettingen, and Burgess (2009). In an fMRl study that involved a prospective memory

task, they observed that acting on the basis of mere goal intentions was associated with brain activity in the lateral rostral prefrontal cortex, whereas acting on the basis of implementation intentions was associated with brain activity in the medial rostral prefrontal cortex. Brain activity in the latter area is known to be associated with bottom-up (stimulus) contro! of action, whereas brain activity in the former area is known to be related to top-down (goal) control of action.

Finally, the delegation hypothesis concerning the operation ofimplementation intentions has also been supported by studies using critical sampies, that is, individuals with poor self- regulatory abilities such as people with schizophrenia, people with substance abuse disorders, and children with ADHD (Brandstätter et al., 200 I, Studies I & 2; Gawrilow &

Gollwitzer, 2008; Paul et al., 2007). For instance, Brandstätter et al. (200 I) asked hospitalized opiate addicts under withdrawal to write a short CV before the end of the day; half of the participants fonned relevant implementation intentions (they specified when and where they would start to write what), and the other half (control group) fonned irrelevant implementation intentions (when and where they would eat what for lunch).

Eighty percent of the relevant implementation intention participants had written a short CV at the end of the day, whereas none of the participants with the irrelevant implemen- tation intention succeeded in doing so.

Summary

Implementation intentions help people to cope more effectively with the major problems of goal striving: getting started, staying on track, calling a halt, and not overextending oneself. In a conscious act of will ("If situation x arises, then I will show behavior y!"), people link an anticipated critical internal or external cue to a goal-directed response. The latter then becomes automatically triggered in the presence of the critical cue. Thus implementation intentions can be used to facilitate the attainment of all kinds of difficult goals, and for people who are known to have difficulties with action control.

One may be tempted to argue that behavior change by planning has been studied extensively in the context of cognitive behavior therapy for quite some time- so why not capitalize on these insights? A closer look at the cognitive- behavioral approach to behavior modification reveals, however, that it focuses on readying people for change (e.g., Beck, 1995;

Miltenberger, Fuqua, & Woods, 1998; Prochaska, DiClimente,

& Norcross, 1992). People are asked to monitor the occurrence (critical situations, frequency) and positive/negative conse- quences of an unwanted behavior and reflect on wh at kind of wanted behaviors could potentially replace it. The potential replacement behaviors are then scrutinized in terms of their feasibility and desirability (positive/negative consequences), and first attempts to implement them are monitored carefully and rewarded to improve performance (e.g., Baker &

Kirschenbaum, 1998). From the perspective of research on implementation intentions, all of this is geared towards motivating people to set themselves the goal of replacing an unwanted dysfunctional behavior with a wanted functional

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behavior. Not surprisingly then it is the person's belief's (feasibility, desirability) that are targeted, whereby irrational beliefs are replaced by more rational ones (Beck, 1995).

Implementation intention research on the other hand is geared towards understanding how people can improve their striving for goals they have already set for themselves. It is no longer the setting of goals that is at issue, but rather their effective implementation. As a consequence, changing people's beliefs about the feasibility and desirability of the set goal becomes secondary; the focus is now on how people can effectively deal with the typical problems of goal striving so that the rate of goal attainment increases. It is suggested that people employ the self-regulation tool offorming if(critical situation)- then (goal-directed response) links, making goal striving directly controlled by the presence of critical cues.

How can implementation intentions be used to enhance consumer decision making?

When people make consumer decisions, it is in their hands how they deal with incoming information propagating partic- ular products. For instance, messages may contain strong versus weak arguments, delivered by sources that differ in Iikeability and credibility (e.g., Chaiken, 1979; Cooper & Neuhaus, 2000;

Petty, Caccioppo, & Goldman, 1981). Accordingly, implemen- tation intentions can guide a person's attention to those features of a persuasive message that facilitate good decisions (e.g., strong over weak arguments or credible over likeable sources).

Moreover, people can process the incoming information in a deep or shallow manner thus taking a systematic or central route versus a heuristic or peripheral route (e.g., Chen & Chaiken, 1999; Petty & Wegen er, 1999). Here, implementation intentions can be used to favor taking one route over the other (e.g., elaborating good arguments and ignoring peripheral cues).

People's attitudes can be changed not only by persuasive communications but also by inducing experience with the consumer producl. In this instance, implementation intentions can be used to promote engagement in behaviors that provide such valuable experience (i.e., persuasion by our own actions;

e.g., Higgins & Rholes, 1979; Janis, 1968). Finally, even if people are ready to attend to the important aspects of incoming information and willing to process this information deeply, there may be a variety of unwanted influences that can militate against optimal attention to, and elaboration of, the message.

Important among these factors are mood, ego-depletion, implicit stereotypes and attitudes, cravings, and emotional reactivity. In this case, implementation intentions would need to be geared either at suppressing these influences or at controlling attention and elaborative responses so that they are no longer vulnerable to such influences (Gollwitzer, Bayer, & McCulloch, 2005; Gollwitzer & Sheeran, 2006).

Although implementation intention research has not so far been specifically targeted at studying these issues in the domain of consumer decision making, several studies have addressed attention control, information elaboration, controlling unwanted influences, and gaining direct experience, by the use of if-then plans.

Altention control

Recent studies have examined whether implementation intention fonnation can be used to control attention responses among socially anxious people (Webb, Onanaiye, Sheeran, Reidy, & Lavda, in press). Such individuals are known to attend automatically to threatening information (e.g., words such as 'blush' or 'evaluate'; e.g., Musa, Lepine, Clark, ManseIl, &

Ehlers, 2003), and thus fail to attend to task-relevant information when threatening information is interspersed.

Webb et al. (in press; Study I) used a visual dot probe task to measure attention. In this task, two words are presented simultaneously on a computer screen and one is replaced either by the letter E or the letter F. Some words represent social threat (e.g., stupid or pathetic) whereas others are neutral words matched for length and frequency. Participants' task is to indicate which letter was presented. A measure of attentional bias is derived by comparing reaction times to probes (E or F) that replaced social threat versus neutral words, based on the rationale that detection latencies are shorter in the attended area (Navon & Margalit, 1983).

Findings showed that socially anxious participants who formed an if-then plan to pay attention to neutral information ("If I see a neutral word, then I will focus all of my attention on it!") no longer exhibited the characteristic attentional bias to threatening information. In fact, their attention to neutral information was equivalent to that of a non-socially anxious control group. A second study confirmed that participants who formed goal intentions to attend to neutral words exhibited less successful attention control than did implementation intention participants who received identical instructions that were framed in the format of an if-then plan (i.e., if-then plan effects were not due to greater information about how to undertake the task). Finally, because there is some doubt about whether performance on the visual dot probe task reflects increased orientation towards threat or an inability to disengage from threatening information, a third study used a paradigm that unambiguously measured attention disengagement (Fox, Russo, Bowles, & Dutton, 200 I). Again, findings showed that participants who fonned implementation intentions exhibited greater attention control in tenns of withdrawing attention compared to participants who fonned mere goal intentions.

Other studies have shown that forming implementation intentions can prevent alluring stimuli from taking attention away from an ongoing task that demands much concentration.

Participants had to solve taxing arithmetic problems while being repeatedly exposed to attractive, award-winning commercials.

Gollwitzer and Schaal (1998) tested the efficacy oftwo types of implementation intentions in promoting task performance. In the goal intention condition, participants only fonned the intention to not let themselves get distracted. The two implementation intention conditions furnished this goal inten- tion with if-then plans that specified how they would respond when a distraction was experienced. The first implementation intention group planned to work harder in the presence of distractions ("As soon as I see moving pictures or hear sounds, then I will increase my efforts on the arithmetic tasks!"; task-

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facilitating plan) whereas the second implementation intention group planned to simply ignore the distractions ("As soon as I see moving pictures or hear sounds, then I will ignore them!";

temptation-inhibiting plan). Findings showed that both types of implementation intentions engendered better task performance compared to the goal intention condition. Interestingly, the temptation-inhibiting plan promoted performance even more than task-facilitating implementation intentions, a finding that is in line with earlier work by Mischel and Patterson (1978). A further test of the power of specifying an ignore-response in the then-part of an implementation intention was conducted by Palayiwa, Sheeran, and Thompson (in press): Forming implementation intentions to ignore stigmatizing comments about personal appearance meant that participants performed just as weil on a standard measure of attention (d2, Brickenkamp & Zillner, 1998) as did control participants who did not have to listen to stigmatizing material while performing the attention task; mere goal intentions to ignore the stigmatizing comments turned out to be ineffective.

Information elaboration

Even ifthe information on a consumer product is attended to, a good decision may still not be possible because the person fails to elaborate on the information presented (i.e., does not carefully consider the implications ofthe message). Such deep processing should also benefit from implementation intentions when the then-component of the plan specifies a response that facilitates elaboration. Two lines of research speak to this possibility.

Wieber, OdenthaI, and Gollwitzer (in press) analyzed whether implementation intentions can be used to enhance elaborated processing of available information in the context of taking an intelligence test. Participants worked on difficult Advanced Progressive Matrices (APM, Set 11; Raven, 1976);

matrices were selected following the criterion that they were vulnerable to oversight (i.e., picking the first answer that comes to mind) and thus should benefit from a double-checking strategy (i.e., more elaborated processing). All participants formed the goal intention "I want to solve as many items as possible!" In addition, half of the participants were asked to include a double-checking strategy in an implementation intention "And if I have found an initial solution, then I will double check it!" Findings showed that this implementation intention to double check an initial solution paid off.

Implementation intention participants out-perfonned mere goal intention participants. Mediation analyses revealed that the performance advantage of implementation intentions was entirely mediated by taking more time before indicating one's answer. Thus it appears that implementation intentions can be used to specify strategies that allow for more elaborate processing of available information, and that this elaborated processing in turn affects the quality of the decisions made.

Henderson, Gollwitzer, and Oettingen (2007) analyzed whether people can use implementation intentions to arrive at disengagement decisions that respect complex performance feedback. Participants chose one of various possible test-taking strategies to perform weil on a general knowledge test. Next,

participants justified why they chose their particular strategy;

this procedure has been shown to reliably produce escalation of commitment effects (i.e., failure to disengage fonn a failing course of action; Bobocel & Meyer, 1994). There were two control conditions: no-instruction control participants started the test with no additional instructions. Goal intention control parlicipants were asked to fonn the goal intention to always use the best strategy during the test. There were also two implementation intention conditions: an action implementation intention ("And if I receive disappointing feedback, then 1'11 switch my strategy!") and a reflection implementation intention ("And if I receive disappointing feedback, then 1'11 think about how things have been going with my strategy!"). After initial success feedback participants received failure feedback regard- ing their performance on the test, and were then asked whether they wanted to switch to a different strategy. Two failure feedback conditions were established: Failure feedback either goI worse and worse over time or it got worse and then belter.

Findings showed that the action implementation intention fostered high rates of disengagement regardless of whether feedback indicated that performance would ultimately get worse or better. In contrast, the reflection implementation intention promoted sensitivily to the direction of failure feedback; a reflection implementation intention facilitated disengagement when the outlook was poor but maintained engagement when the outlook was good. Finally, control and mere goal intention participants were unable to make use of the failure feedback;

they were unable to disengage (i.e., showed the classic escalation of commitment effect). This pattern of findings suggests that implementation intentions ean be used to elaborate on the information presented, so that participants can under- stand and use complex feedback to make high quality behavioral decisions. A follow-up study (Henderson et al., 2007; Study 2) showed that this elaboration by implementation intentions even holds when time press ure is put on participants' decision making.

Overcoming unwanled injluences on Ihe decision making process

A variety of factors can undermine the quality of decision making by affecting the depth of information proeessing and the weight that is attached to different kinds of information in arriving at adecision (e.g., down-regulating the impact of affective appeals). Important among these factors are internal states such as mood and ego-depletion, and spontaneous cognitive and affective responses to critical cues (e.g., implicit stereotypes and attitudes, cravings, and emotional reactivity).

Mood

Positive mood is known to promote heuristic information processing (Bless, 200 I; Bless & Fiedler, 1995). For example, people are more likely to use stereotypes injudging others when they are in a good mood compared to a neutral mood. Bayer, Gollwitzer, & Achtziger, (2009; Study I) tested whether implementation intentions can be used to undermine the characteristic impact of positive mood on stereotyping and

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instead promote analytic processing. Participants were put in a positive or neutral mood by watching a humorous movie or a documentary film, and then viewed illustrations of women performing one of two actions: One woman was sitting in front of a mirror, and the other was shouting at a child attempting to walk a tightrope. Both scenarios were accompanied by four descriptions ofthe event, and participants had to choose the one they thought matched best. These descriptions varied in terms of their stereotypicality versus focus on detail (e.g., "this woman is vain" versus "this woman combs her hair," and "this woman is caring" versus "this woman hollers at a child"; Semin & Fiedler, 1991). When participants' chosen descriptions were analyzed, findings showed that positive mood indeed facilitated stereo- typical descriptions. However, forming implementation inten- tions geared at evaluating women in a non-stereotypical mann er ("If I start to evaluate a depicted character, then I will ignore the character's gender!") completely eliminated this mood effect.

Importantly, mere goal intentions to form non-stereotypical impressions did not suffice to overcome the impact of positive mood.

Evidence that implementation intentions can also overcome the negative impact of the arousal component of mood on decision making comes from a study by Webb, Sheeran, Totterdell, ManseIl, and Baker (2009; Study 2). High versus low arousal was induced by having participants listen to a lively versus soothing piece of music for 5 min. Next, participants undertook a computerized decision making task. Participants were given 100 points and made bets in order to win further points. Performing weil on the task requires that participants wait for extensive feedback before placing bets, and bet more of their points when feedback indicates that there is a higher probability of winning (Rogers et al., 1999). Findings showed that arousal had an important impact on the number of points won: More aroused participants performed worse compared to less aroused participants. However, when participants formed implementation intentions aimed at promoting deeper pro ces- sing of the presented feedback ("If I am asked to make a bet, then I pay elose attention to the odds of winning!"), the impact of arousal on decisions was abolished. In sum, implementation intentions can be used to ensure that information processing remains detailed and analytic even when mood favors heuristic processing, and that decisions are not unduly swayed by the experience of arousal.

Ego-depletion

Recent research on ego-depletion (i.e., reduced capacity for subsequent self-control following an initial exertion of self- contro!) shows that engaging in decision making can cause ego- depletion, and that being ego-depleted may hinder good-quality decision making (Vohs et a!., 2008). However, implementation intention research has found that both the emergence of ego- depletion can be avoided by forming implementation intentions and the negative impact of being ego-depleted on performance can be overcome (Bayer, Gollwitzer, & Achtziger, 2009; Study 2; Webb & Sheeran, 2003). With respect to the emergence of ego-depletion, Webb and Sheeran (2003; Study I) asked participants either to form mere goal intentions ("Name the

color in which the word is written!") or additional implemen- tation intentions ("As soon as I see a word, I will ignore its meaning!") and then perform a elassic Stroop task. Subse- quently, all participants undertook an unsolvable puzzles task, and their persistence was measured. Findings indicated that participants who formed implementation intentions persisted for a longer time compared to goal intention participants. Study 2 examined whether implementation intentions could offset the consequences of ego-depletion. Participants were ego-depleted by standing on their weaker leg and counting back from 1000 in sevens, or stood normally and counted to 1000 in fives (control condition). Next, all participants undertook the Stroop task used in Study I under goal intention or implementation intention conditions. Manipulation checks indicated that the ego- depletion manipulation was successfu!. Nonetheless, imple- mentation intention participants showed improved performance compared to goal intention participants; in fact, they performed at the level exhibited by non-depleted controls. These findings suggest that people can use implementation intentions to protect themselves from ego-depletion effects associated with decision making. This pertains to both the emergence of ego-depletion caused by making difficult decisions and to the consequences of ego-depletion for making good decisions.

/mplicit stereotypes and implicit attitudes

Effective consumer decision making may be undermined by the direct activation of stereotypes and attitudes. That is, overlearned associations between group membership and particular traits and preferences (e.g., between older age and preference for less complex products) could exert an unintend- ed, automatic impact on decisions (e.g., a salesperson immediately recommends a less complex electronic device to an elderly consumer). Is it possible for people to ensure that implicit stereotypes and attitudes no longer exert such negative impacts by using implementation intentions? Studies have tested two routes by which such control can be achieved.

First, Gollwitzer and Schaal (1998; see also Stewart &

Payne, 2008) investigated whether forming if-then plans could prevent activation of implicit stereotypes. Participants took the role of a personnel manager in a simulated hiring session and were assigned the goal to judge women applicants in a fair and non-stereotypical manner. The pool of applicants ineluded two men and two women (calIed Ina and Bea). In the implemen- tation intention condition, participants were asked to tell themselves "And whenever I see Ina, I will ignore her gender!"

Participants expected to meet the applicants but prior to this supposed meeting, participants were asked to complete a computerized task. The computer task was a primed Stroop task wherein the target words (gender-stereotypical and gender- neutral attributes) were presented in fOUf different colors that participants had to name as quickly as possible. The target words were presented less than 300 ms after the onset of the prime words (i.e., INA, BEA, and a control prime of the letter string CCC) thus preeluding effortful contro!.

Results showed that with goal intention participants, the primes INA and BEA significantly reduced the latency of color naming responses to gender-stereotypical words, indicating that

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INA and BEA implicitly activated gen der stereotypes despite participants having been assigned the goal to be fair.

Implementation intention participants, on the other hand, only showed such reduction in response latencies when BEA was used as the prime. When INA (the target person specified in the implementation intention) was the prime, participants were successful in suppressing automatie stereotype activation.

The second route by which implementation intentions could control implicit stereotypes and attitudes is by preventing their expression. This route was tested by Webb, Sheeran, and Pepper (2009; see also Mendoza, Gollwitzer, & Amodio, 2009).

A first experiment examined associations between Muslim (vs.

Scottish) names and terrorism (vs. peace) words using the Goi No-Go Association Test (GNAT; Nosek & Banaji, 200 I).

Control participants completed the task under standard instruc- tions; as expected, these participants showed a much stronger association between Muslim names and terrorism words (e.g., bomb or attack) than between Muslim names and peace words (e.g., friendship or love). However, participants who formed implementation intentions to control their expression of Muslim-peace associations on the GNAT ("If Muslim names and peace are at the top of the screen, then Irespond especially fast to Muslim words and pe ace words!") no longer exhibited this difference. In fact, Muslim-peace associations were just as strong as Scottish-peace associations when participants had fonned implementation intentions.

Subsequent experiments used the implicit association task (lA T; Greenwald, McGhee, & Schwartz, 1998) to measure the expression of participants' implicit attitudes. Experiment 2 examined associations between gender and science versus liberal arts disciplines (e.g., chemistry versus philosophy) under four conditions. Control participants received standard IAT instructions only. Goal intention participants were also told: "Most people associate females with liberal arts and males with science subjects. Your goal in the following experiment is NOT to stereotype women." Implementation intention partici- pants received the standard and goal intention instructions, and also either formed an if-then plan on how to undertake the IA T task ("If female and science are paired at the top of the screen, then I will respond especially fast to both science and female words!"; task-facilitating plan) or formed an if-then plan to strengthen the counter-stereotypical association ("If I see a female word, then I will think science and if I see a science word, then I will think female!"; counter-stereotypical plan).

Findings showed that control participants exhibited the characteristic strong association between women and liberal arts and men and science. Merely forming the goal intention not to stereotype was ineffective in preventing manifestation of this association, as control participants and goal intention participants showed equivalent IA T scores. Participants who formed implementation intentions, on the other hand, showed significantly less stereotypical IA T scores compared to the other two groups. Apparently, forming if-then plans of both types meant that participants could self-regulate the expression of their implicit associations, even though it is supposed to be very difficult to prevent such expression on tasks such as the GNA T and IA T. In sum, forming relevant implementation

intentions should effectively emancipate consumer decisions from implicit stereotype and attitude effects by suppressing the implicit activation, or offsetting the negative effects, of these mental representations.

Cravings

The intrusion theory of desire (EITD; Kavanagh et aI., 2005) proposes that the intrusive effects of cravings result from the fact that a strong affective reaction is experienced with respect to a given target (e.g., drugs and food) that provokes the experience of deprivation. As a result the craving-related thoughts will become intensified which in turn triggers attempts to down-regulate them in an effortful way. Ironically, this makes it more likely that additional internallexternal cues are accessed and further intrusive thoughts are generated. The processing priority that is accorded to elaborating thoughts about the target explains why decisions geared at making progress towards superordinate goals (e.g., the dieting goal) are often undennined during craving episodes.

Can the elaboration of des ire-relevant thoughts be prevented using implementation intentions? Achtziger, Gollwitzer, and Sheeran (2008; Study 1) tested this idea. First, all participants indicated the strength of their goal intention to reduce consumption of high fat snack foods. Then half of the participants were asked to form an implementation intention to ignore thoughts about that foodstuff(i.e., not elaborate them):

"Please tell yourself: And if I think about a high fat snack food, then I will ignore that thought!" It was found that participants who had formed the if-then plan to ignore food-cravings showed a greater reduction in snack food consumption compared to control participants who did not form such an if- then plan. Moreover, this implementation intention effect was more pronounced, the stronger was participants' goal intention to reduce snack food consumption. This finding suggests that people can use implementation intentions to effectively suppress craving thoughts when they deliberate on decisions pertaining to products that elicit urges to consume them.

Emotional reactivity

Consumer products often elicit spontaneous emotions (e.g., disgust) that make an analytical elaboration of the available information on these products difficult. Could implementation intentions help to keep a "cool" mind (Metcalfe & Mischei, 1999) that allows for a distanced analysis ofthis information, or is a "hot" immersed analysis inevitable when powerful emotion- eliciting cues are encountered? In arecent study by Schweiger Gallo et aI. (2009), participants were told that they would be requested to view a number of slides and rate their emotional responses to each ofthese slides; participants were first exposed to four example slides (one ofthem presented an awful-Iooking bloody face), and then were asked ifthey wanted to participate.

Next, participants were told that they would be asked to estimate their arousal after the presentation of each picture using the arousal Manikins of the SAM-scales that varied from excited (Jen side) to relaxed (right side). Different instructions were then given to participants in the goal intention and implementation intention conditions; control participants received no further

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instructions. Participants in the goal intention condition were asked to form the goal intention "I will not get disgusted!"

Implementation intention participants were first asked to form this goal intention and then add the following if-then plan: "And if I see blood, then I will stay calm and relaxed!" Altogether, participants had to view 45 pictures in a fixed randomized order (15 of the pictures showed disgusting material such as bloody scenes of bum victims and mutilations, 15 presented pleasant material such as happy infants and appetizing food, and 15 showed neutral material such as household objects).

Findings showed that disgust can be controlled effectively by forming implementation intentions that support a respective goal intention. Specifically, when a goal intention ("I will not get disgusted!") was furnished with an implementation intention ("And if I see blood, then I will remain calm and relaxed!") arousal ratings of disgusting pictures were reduced compared to forming only a goal intention or no goal intention at all (control condition). The goal intention did not achieve the desired reduction ofarousal; arousal in the control condition and the goal intention condition were high and e10se to identical.

Interestingly, the achieved down-regulation of arousal by implementation intentions with respect to disgusting pictures did not involve any costs in tenns of experiencing excitement with respect to pleasant pictures. Pleasant pictures led to the same arousallevels as observed in the goal intention and control conditions. Also, the arousal level reported for neutral pictures stayed unaffected. It is also important to note that implemen- tation intentions managed to reduce the arousal induced by disgust pictures to a level that was e10se to that observed for pleasant pictures. In other words, down-regulation of disgust via implementation intentions is not only very effective (as compared to control and goal intention individuals); it also does not spill over so that one can no longer get excited about pleasant stimuli (i.e., implementation intention effects are specific in the sense of only applying to the stimuli spelled out in the if-part of the plan).

Further evidence that implementation intentions enable people to gain control over even strong emotions comes from research concerning the impact of feelings of shame and embarrassment on attendance for mental health appointments.

Sheeran, Aubrey, and Kellett (2007) surveyed individuals who were waiting for a psychotherapy appointment regarding their beliefs about the affective costs and perceived benefits of attending for psychotherapy. üne-half of the sampie formed implementation intentions geared at ensuring that participants would not use negative feelings about attendance as information in guiding their decision to keep their appointment ("As soon as I feel concemed ab out attending my appointment, I will ignore that feeling and tell myself this is perfectly understandable!").

Findings showed that participants who formed implementation intentions were more Iikely to attend their appointment than were controls (75% versus 63%). Regression analyses indicated that anticipated feelings of shame and embarrassment were a powerful predictor of attendance among the control group.

However, when participants believed that attendance would be beneficial and had formed respective implementation inten- tions, then such affective costs of attendance no longer

predicted attendance. Implementation intentions apparently abolished the impact of these powerful negative feelings on participants' attendance behavior.

Gaining direct experience

Evidence indicates that direct experience produces attitudes that are both favorable and strong (i.e., stable and highly predictive of behavior; see Fazio & Zanna, 198 I). Arecent experiment by Kardes, Cronley, and Posavac (2005) examined whether implementation intentions could be used to increase consumers' direct experience with a new product, and thereby increase liking for the product and promote stronger purchase intentions. During an initial session, participants all received a demonstration of a new household e1eaning product and an explanation of the product's benefits, before being assigned to implementation intention versus control conditions. Implemen- tation intention participants received a calendar wherein they specified exactly when, where, and for wh at purposes they would use the producl. Control participants indicated whether or not they would try the producl. At the end of the session, all participants received a free sampie of the new product to try at home.

Two weeks later, participants received a questionnaire by mail and reported how much they had used the product since the first session, and their current attitudes and intentions regarding the producl. Findings indicated that, compared to controls, implementation intention participants used the product twice as often and used more than three times the amount ofthe producl.

Consistent with the idea that direct experience promotes more favorable attitudes and intentions, participants who formed implementation intentions also showed greater liking for the product and reported that they were more Iikely to buy the product in the future. Kardes et al. 's (2005) study is an innovative deployment of implementation intentions as it appears to be the first study to use this self-regulation strategy to promote attitude and intention change.

How can implementation intentions be used to facilitate consumer decision enactment?

As pointed out above in the section on what implementation intentions are and how they work, implementation intentions can help people to get started with their goals, to shield goal striving from getting derailed, to disengage from chosen but futile means, and to preserve self-regulation resources. All of this should make it easier for people to enact their consumer decisions (e.g., saving for a house, shopping for organic food, and buying an environmentally-friendly car). Still, one wonders how action control by implementation intentions fares under conditions when action is primarily determined by factors that do not appear to be amenable to self-regulation. This question and arecent line ofresearch have been stimulated by Aristotle's concept ofakrasia (lack ofwill power), as any willful strategy of goal striving (such a if-then planning) has to prove itself under conditions where people commonly fai! to demonstrate willpower. Such conditions are manifold and this research has

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focused on the following three: (a) situations in which a person's knowledge and skills constrain performance such as taking academic tests, (b) situations in which an opponent's behavior limits one's performance such as negotiation settings, and (c) situations in which the wanted behavior (e.g., no littering) runs into conflict with habits favoring an antagonistic response.

Academic test performance

Performance on academic tests (math tests, general intelli- gence tests) is by design determined primarily by a person 's knowledge, analytic capability, and cognitive skills. To increase test scores by willpower, a person thus may want to focus on motivational issues such as staying concentrated on the various test items throughout the test or by reducing worry cognitions (e.g., Did 1 find the right answer on the last item?) and self- doubts (e.g., 00 1 have the skills to find the right solution for the item at hand?). Bayer and Gollwitzer (2007; Study 1) asked female high school students to take a math test (composed by high school math teachers) under one of two different instructions. Half of the participants were asked to fonn the mere achievement goal intention: "I will correctly solve as many tasks as possible!" The other half ofthe participants had to furnish this goal intention with a self-efficacy-strengthening implementation intention "And if 1 start a new task, then 1 will tell myself: 1 can solve this task!" Participants in the implementation intention group showed better performance in the math test (in tenns ofnumber oftasks solved correctly) than participants in the mere goal intention condition, indicating that self-efficacy-strengthening implementation intentions facilitate successful goal striving in achallenging achievement situation.

Implementation intentions are usually constructed by specifying a situational cue in the if-part and linking it to goal-directed cognitive or behavioral responses in the then-part.

In the present study, a critical situational cue (i.e., starting a new test item) in the if-part was Iinked to a motivational response (i.e., a self-efficacy-strengthening statement) in the then-part.

Interestingly, this pre-programmed, inner self-motivating speech sufficed to produce better test performance. This suggests that implementation intentions can be used to ameliorate also motivational problems of goal implementation (such as self-doubts) and thus increase a person's willpower (i.e., the potential to exert self-control).

The present manipulation to increase willpower was particularly parsimonious, as we only had participants asked to form a plan in respect to when they will have to execute an inner self-efficacy-strengthening statement. Still, these findings leave open a pressing question: Does this inner speech need to take the fonnat of an implementation intention? Maybe it suffices that participants simply form a goal intention geared towards holding up self-efficacy, such as "And 1 will tell myself: 1 can solve these problems!" To explore this possibility, a follow-up study was conducted that included this further control condition (i.e., a self-efficacy strengthening goal intention condition). Using the Raven Intelligence Test, Bayer and Gollwitzer (2007; Study 2) found that performance on the test improved only when participants were instructed to fonn

self-efficacy strengthening implementation intentions; self- efficacy enhancing goal intentions did not work. This finding is important for several reasons. First, many of the field and laboratory studies investigating the benefits of implementation intentions (e.g., on health behaviors, job safety, and environ- ment protection; see meta-analysis by Gollwitzer & Sheeran, 2006) do not use an additional condition that speils out the then- part of the implementation intention in terms of a goal intention (for an exception see Oettingen, Hönig, & Gollwitzer, 2000).

Therefore, in these studies the benefits of implementation intentions as compared to mere goal intentions could potentially be based on having access to additional information on how to act. With the present study, however, we can confidently rule out this alternative account as specifying the strategy of strengthening one's self-efficacy in tenns of fonning a goal intention did not lead to higher test scores. Only when this strategy was suggested to participants in the fonnat of an if-then plan, positive effects on test perfonnance emerged.

Dealing with opponents

Often our perfonnances are constrained by others who are competing with us for positive outcomes. Typical examples are negotiations in which a common good has to be shared between two opposing parties. In such situations exerting willpower involves effectively protecting one's goal striving from unwanted influences generated by the competitive situation.

Negotiations are cognitively very demanding tasks in wh ich a large amount of infonnation has to be processed on-line and the course of events is hard to predict as one is not performing a task alone but conjointly with an opponent. Thus, negotiations can be understood as the prototype of a complex situation in which striving for desired goals can easily become derailed. Therefore, analyzing wh ether the beneficial effects of implementation intentions found in previous research also hold true in negotiations is of great interest to assess whether needed willpower accrues from fonning if-then planning (see also Martin, Sheeran, Slade, Wright, & Dibble, in press).

In their negotiation research, Trötschel and Gollwitzer (2007) explored whether the self-regulation strategy of forming implementation intentions enables negotiators to find agree- ments even ifthey have to operate under the adverse conditions of a loss frame (i.e., participants see how many points they lose rather than win during each round and thus they are reluctant to make concessions; e.g., Bottom & Studt, 1993; OIekalns, 1997).

In one of their experiments, pairs of negotiators were assigned the role ofrepresentatives oftwo neighboring countries (i.e., the blue and the orange nations) and asked to negotiate the distribution of a disputed island (i.e., its regions, villages, and towns). One group ofpairs ofnegotiators was asked to form the mere prosocial goal of "I want to cooperate with my counterpart!," and a second group to furnish this goal with a respective implementation intention: "And ifl receive a proposal on how to share the island, then I will make a cooperative counterproposal!" Both groups were then subjected to a frame manipulation, whereby both members ofthe pair received a loss- frame manipulation (i.e., each region's value was expressed in

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points that are lost when the region is given away). In addition, two control conditions were established: A first control condition contained pairs of negotiators who were not assigned prosocial goals and asked to negotiate under a loss frame; the second control condition also consisted of pairs of negotiators who were not assigned prosocial goals, but these pairs of negotiators were asked to negotiate under a gain frame (i.e., each region's value was expressed in points that are won when the region is kept). These two control conditions were used to establish the negative influence of loss vs. gain frames on joint profits. In addition, the loss-frame control condition served as a comparison group for the two critical experimental groups (i.e., the prosocial goal group and the prosocial goal plus implemen- tation intention group).

When looking at the agreements achieved (i.e., level of joint outcomes), it was observed that pairs of loss-frame negotiators with a prosocial goal intention managed to somewhat reduce the resistance to concession making arising from the loss-frame negotiation context, but that only negotiators who furnished their prosocial goal intentions with respective implementation intentions were successful in completely abolishing the negative impact of the loss-frame negotiation context (i.e., showed a negotiation performance that was not different from that of gain-frame negotiators). In addition, action control via imple- mentation intentions was found to be very efficient (i.e., implementation intentions abolished the negative effects of loss framing by leaving the negotiators' cognitive capacity intact);

negotiators who had formed implementation intentions were more likely to use the cognitively demanding integrative negotiation strategy of logrolling (i.e., making greater conces- sions on low rather than high priority issues).

Overcoming habitual behavioral responses

The self-regulation of one's goal striving becomes difficult when habitual responses conflict with initiating and executing the needed goal-directed responses instrumental to goal attainment (e.g., Wood & Neal, 2007, 2009; Ji & Wood, 2007). In such cases, having willpower means asserting one's will to attain the chosen goal against unwanted habitual responses. But can the self-regulation strategy of forming if- then plans help people to let their goals win out over their habitual responses? By assuming that action control by implementation intentions is immediate and efficient, and adopting a simple race horse model of action control (Gurney, Prescott, & Redgrave, 200 I a,b), people might be in a position to break habitualized responses by forming implementation intentions (e.g., if-then plans that speil out a response that is contrary to the habitualized response to the critical situation;

Holland, Aarts, and Langendam, 2006).

Cohen, Bayer, Gollwitzer, and Jaudas (2008; Study 2; see also Miles & Proctor, 2008) explored the suppression of habitual responses by implementation intentions in a laboratory experi- ment using the Simon task. In this paradigm, participants are asked to respond to a non-spatial aspect of a stimulus (i.e., whether apresented tone is high or low) by pressing a left or right key, and to ignore the location ofthe stimulus (i.e., whether it is

presented on one's left or right side). The difficulty ofthis task is in ignoring the spatiallocation (Ieft or right) of the tone in one's classification response (i.e., pressing a left or right response key;

Simon, 1990). The cost in reaction times is seen when the location ofthe tone (e.g., right) and required key press (e.g., left) are incongruent, as people habitually respond to stimuli presented at the right or left side with the corresponding hand. Cohen et al.

(2008; Study 2) found that implementation intentions eliminated the Simon effect for the stimulus that was specified in the if- component of the implementation intention. Reaction times for this stimulus did not differ between the congruent and incongruent trials (i.e., they were fast throughout).

Still, one wonders whether action control by implementation intentions will always block habitual responses. Using a race horse metaphor, the answer has to be no. Whether the habitual response or the if-then guided response will win the face depends on the relative strength ofthe two behavioral orientations. Ifthe habitual response is based on strong habits (Webb, Sheeran, &

Luszczynska, 2009; Wood & Neal, 2007, 2009) and the if-then guided response is based on weak implementation intentions, then the habitual response should win over the if-then planned response, and the reverse should be true when weak habits are sent into a race with strong implementation intentions.

This implies that controlling behavior that is based on strong habits requires the formation ofstrong implementation intentions.

Such enhancement of if-then plans can be achieved by various measures. One pertains to creating particularly strong links between situational cues (if-component) and goal-directed responses (then-component). A promising strategy has been suggested by Knäuper, Roseman, Johnson, and Krantz (2009; see also Papies, Aarts, & de Vries, in press). They asked participants to use mental imagery when linking situation al cues to goal- directed responses in their if-then plans, and found that the rate of initiation ofthe planned response increased by almost 50%.

An alternative strategy to enhance implementation intention effects is linking plan formation with mental contrasting of a desired future and features ofthe present reality that stand in the way of realizing that future (Oettingen, Pak, & Schnetter, 200 I).

Mental contrasting has been found to facilitate the detection of obstacles that could interfere with the realization of one's goals and it creates a readiness to form if-then plans to overcome such obstacles. Recent intervention studies taught participants to first use mental contrasting to identify obstacles to goal striving and then form if-then plans that used this obstacles in the if-part and an instrumental behavior to overcome them in the then-part.

Findings indicated that rate of goal attainment was enhanced even for such habitualized behaviors as physical activity (Stadler, Oettingen, & Gollwitzer, 2009) and snack food consumption (Adriaanse, Oettingen, Gollwitzer, Hennes, de Ridder, & de W it, 2009). In the latter study, the strength of the habitual response was measured via the self-report habit index (Verplanken & Orbell, 2003); the effect ofthe intervention was obtained for both weak and strong snacking habits. In addition, combining mental contrasting with implementation intentions produced a greater reduction in snacking compared to a mere mental contrasting intervention and a mere implementation intentions intervention.

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