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ISSC-Conference

„SOCIAL SCIENCE AND SOCIAL POLICY IN THE 21st CENTURY

Vienna/VIC, December 9-11, 2002

Contribution to Special Session 9:

Development of Social Sciences in selected countries

„SOCIAL SCIENCES IN THE EUROPEAN UNION“

Josef Hochgerner

Centre for Social Innovation

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SCIENCE - RESEARCH - SOCIETY

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MAJOR CHALLENGES

Population growth Environmental issues

Unemployment

Polarised income distribution

Decreasing welfare indicated by ISEW

Working conditions and business organisation

Knowledge economy

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Facts Figures

Establishment of first EC research programmes 1957 Framework Programmes (FP) for

Research and Technology Development (RTD) 1983 Specific EU research activities on social sciences 1994 EC Communication “Towards a European Reseach Area/ERA” 2000

FP4 (1994-1998): TSER (“Targeted Socio-Economic Research”) 105 Mio Euro

FP5 (1998-2002): Key Action

(“Improving the socio-economic knowledge base”) 165 Mio Euro FP6: Priority 7 (“Citizens and Governance in a knowledge based society”) 225 Mio Euro Budget share of Priority 7 in FP6 (of a total of 17,5 Bill. Euro) 1,3 %

(P7 budget share of all Thematic Priorities = 2% of 11,285 Bill. Euro)

SOCIAL SCIENCES IN EU FUNDING FOR RTD

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Achievements of the Key Action

 Mobilising European researchers in over 200 projects with some 1500 teams involved

 Overcoming segmented approach by disciplines (as with TSER)

 Integrating research communities from candidate countries (10%)

 Stimulating additional funding from other sources (Catalyst function)

 Contributing to societal debate in Europe (most still to come)

[Source: A. Sors, DG Research/Unit SER]

FROM FP 5 („KEY ACTION“)

TO FP 6 („PRIORITY“)

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The broader picture

 EU FP biggest funding scheme for transnational research in social sciences

 Other actors play important roles

 European Science Foundation

 COST

 INTAS (NIS)

 UNESCO (Balkans)

 Regional cooperation schemes (Nordic Council)

 Bilateral agreements

 Need for coordination in the ERA

INTERNATIONAL RELEVANCE OF

EU FUNDED RESEARCH IN SOCIAL SCIENCES

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ECONOMY AND SOCIETY IN TRANSITION

Cultural bridges: New methods of work, organisation and learning

Industrial Society Industrial Society

Industrial production of goods and services transformed agrarian society

Value creation:

Goods and services

Productive factors:

Soil + Labour + Capital

 Success dependent on efficient use of labour [20th century]

Information Society Information Society

Information networks and the knowledge economy transforming industrial society

Value creation:

Knowledge and access

Productive factors:

Soil + Labour + Capital + Information

Success dependent on efficient use of resources [21st century]

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TOPICAL EU POLICY OBJECTIVES INVOLVING RTD

„eEurope“: Activities and policies concerning the development of the knowledge society in Europe

 Objectives of the Lisbon Summit, March 2000:

„To become the most competititve and dynamic knowledge- based

economy capable of sustainable ecomomic growth with more and better jobs and greater social cohesion“

 Developing the European Research Area (ERA)

 Most relevant instrument: 6th Framework Programme

 Establish reliable and comprehensive benchmarks for RTD

 Mapping and promotion of excellence in science and RTD

 EC Action Plan eEurope 2005, June 2002

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BENCHMARKING EUROPEAN RTD:

FIRST RESULTS

World standards

 The gap to USA and Japan is increasing

 Permanent flow of researchers to the US (EU brain drain)

 EU provides relatively higher numbers of PhD graduates

 EU lags behind concerning RTD output (S&Tproductivity)

Internal EU comparison

 RTD Investments too low to achieve targets set in Lisbon

 Exceptions with outstanding performance: Finland, Sweden

 Shortfall of RTD investment is due to the private sector

 Human resource development deserves attention in all MS

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Social Sciences and Humanities (SSH)

 “Universal” message - “national” funding

 Fragmentation by disciplines and different research traditions

 Urgent need for informed advice for “better” European policy making

 Particularly sensitive for all sorts of cooperation / coordination / integration / harmonisation / concentration

 Strategic role much greater than actual market share in FP6 funding

STRATEGIC CONSIDERATIONS

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6th FRAMEWORK PROGRAMME

Instruments

 Shared cost projects

20% of the budget (decreasing)

 Integrated projects 3-5 years, 15 mEuro+

 Networks of Excellence 5 years or more, very few

Thematic priorities

 Genomics & Biotechnology

 Information Society Technologies

 Nanosciences & materials

 Aeronautics & Space

 Food Quality & Safety

 Sustainability & Ecosystems

 The Knowledge-based Society

Expressions of Interest (EoI): June 7, 2002 First Calls for Proposals: December 17, 2002

First deadlines for submission of proposals: April 2003

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FP6 - SOCIO-ECONOMIC RESEARCH TOPICS

Priority 7:

Citizens and Governance in a Knowledge based society

 Knowledge-based society and social cohesion

 Knowledge and its impact on economic and social development

 Choices for the development of a knowledge-based society

 The variety paths towards a knowledge society

 Citizenship, democracy and new forms of governance

 Implications of European integration and enlargement

 Areas of responsibility and new forms of multi-level governance

 Resolution of conflicts and restoration of peace and justice

 New forms of citzenship and cultural identities

Priority 2: Information Society Technologies and (as a

general principle) horizontal issues in all other priorities

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The instruments to be used

Networks of Excellence (NoE)

Integrated Projects (IP)

Specific targeted research Projects (STRP)

Specific Support Actions (SSA)

Information on ERA and FP6 Work Programmes

http://www.cordis.lu/rtd2002/

Publication of EoI submissions

http://www.cordis.lu/fp6/eoi-instruments

KEY INFORMATION CONCERNING PRIORITY 7

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CAN SSH MEET THE NEW CHALLENGES?

Most common weaknesses of SSH research in Europe

 Lack of infrastructures in SSH

 Sub-critical size of most institutes

 Too little concertation between European and national programmes

 National boundaries of research methodologies, concepts and approaches (less developed internationalisation)

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MEASURES PROPOSED FOR DISCUSSION

Most important structural support programmes

(1) Infrastructures development based on national and FP6-programmes

 Earmarked funds distinguishing between public and private research organisations

 Improving ICT networks, data bank and communication facilities (2) Action plan to promote internationalisation of SSH research

 Career advancement particularly for young scientists

 Development and support of innovative forms of collaboration among private SMRs (“Small and Medium Research

organisations”), universities, industries and public authorities (3) Adjustment of national and European funding systems

 Compatible programmes concerning topics and operational aspects

 Suitable criteria of eligibility and real cost calculation

 National co-funding of European research projects

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New topics and ICT usage in science and research open up a „window of opportunity“ for SSH; however:

In Canada the „Foundation for Innovation“ provided 1 Bill. CDN-D for the development of research infrastructure; concerning the SSH the following observation was made: „...our disciplines were slower to respond, largely because we haven‘t spent much time thinking about ... our collective infrastructure needs“.

Thus a major objective is to extend capacities and flexibility in SSH:

„We must be able not only to move between traditional disciplinary and geographic boundaries. We must also build new capabilities and reflexes of co-ordination, collaboration and communication ... between researchers and people from other walks of life.“

[Source: OECD 2000, „Social Sciences for a Digital World“]

INTERNATIONAL REFERENCE

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ZENTRUM FÜR SOZIALE INNOVATION CENTRE FOR SOCIAL INNOVATION

Josef Hochgerner Koppstraße 116/11 A-1160 Wien Tel.: ++43.1.495 04 42 Fax.: ++43.1.495 04 42-40 e-Mail: hochgerner@zsi.at URL: http://www.zsi.at

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