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Gravity in lower dimensions

Daniel Grumiller

Institute for Theoretical Physics Vienna University of Technology

IPM, Teheran,January 2012

(2)

Outline

Why lower-dimensional gravity?

Which 2D theory?

Holographic renormalization

Which 3D theory?

D. Grumiller — Gravity in lower dimensions 2/33

(3)

Outline

Why lower-dimensional gravity?

Which 2D theory?

Holographic renormalization

Which 3D theory?

(4)

Motivation for studying gravity in 2 and 3 dimensions

I Quantum gravity

I Address conceptual issues of quantum gravity

I Black hole evaporation, information loss, black hole microstate counting, virtual black hole production, ...

I Technically much simpler than 4D or higher D gravity

I Integrable models: powerful tools in physics (Coulomb problem, Hydrogen atom, harmonic oscillator, ...)

I Models should be as simple as possible, but not simpler

I Gauge/gravity duality + indirect physics applications

I Deeper understanding of black hole holography

I AdS3/CFT2 correspondence best understood

I Quantum gravity via AdS/CFT? (Witten ’07, Li, Song, Strominger ’08)

I Applications to 2D condensed matter systems?

I Gauge gravity duality beyond standard AdS/CFT: warped AdS, asymptotic Lifshitz, non-relativistic CFTs,logarithmic CFTs, ...

I Direct physics applications

D. Grumiller — Gravity in lower dimensions Why lower-dimensional gravity? 4/33

(5)

Motivation for studying gravity in 2 and 3 dimensions

I Quantum gravity

I Address conceptual issues of quantum gravity

I Black hole evaporation, information loss, black hole microstate counting, virtual black hole production, ...

I Technically much simpler than 4D or higher D gravity

I Integrable models: powerful tools in physics (Coulomb problem, Hydrogen atom, harmonic oscillator, ...)

I Models should be as simple as possible, but not simpler

I Gauge/gravity duality + indirect physics applications

I Deeper understanding of black hole holography

I AdS3/CFT2 correspondence best understood

I Quantum gravity via AdS/CFT? (Witten ’07, Li, Song, Strominger ’08)

I Applications to 2D condensed matter systems?

I Gauge gravity duality beyond standard AdS/CFT: warped AdS, asymptotic Lifshitz, non-relativistic CFTs,logarithmic CFTs, ...

I Direct physics applications

(6)

Motivation for studying gravity in 2 and 3 dimensions

I Quantum gravity

I Address conceptual issues of quantum gravity

I Black hole evaporation, information loss, black hole microstate counting, virtual black hole production, ...

I Technically much simpler than 4D or higher D gravity

I Integrable models: powerful tools in physics (Coulomb problem, Hydrogen atom, harmonic oscillator, ...)

I Models should be as simple as possible, but not simpler

I Gauge/gravity duality + indirect physics applications

I Deeper understanding of black hole holography

I AdS3/CFT2 correspondence best understood

I Quantum gravity via AdS/CFT? (Witten ’07, Li, Song, Strominger ’08)

I Applications to 2D condensed matter systems?

I Gauge gravity duality beyond standard AdS/CFT: warped AdS, asymptotic Lifshitz, non-relativistic CFTs,logarithmic CFTs, ...

I Direct physics applications

I Cosmic strings (Deser, Jackiw, ’t Hooft ’84, ’92)

I Black hole analog systems in condensed matter physics (graphene, BEC, fluids, ...)

D. Grumiller — Gravity in lower dimensions Why lower-dimensional gravity? 4/33

(7)

Gravity in lower dimensions

Riemann-tensor D2(D122−1) components inD dimensions:

I 11D: 1210 (1144 Weyl and 66 Ricci)

I 10D: 825 (770 Weyl and 55 Ricci)

I 5D: 50 (35 Weyl and 15 Ricci)

I 4D: 20 (10 Weyl and 10 Ricci)

I 3D: 6 (Ricci)

I 2D: 1 (Ricci scalar)

I 2D: lowest dimension exhibiting black holes (BHs)

I Simplest gravitational theories with BHs in 2D

I 3D: lowest dimension exhibiting BHs and gravitons

I Simplest gravitational theories with BHs and gravitons in 3D

(8)

Gravity in lower dimensions

Riemann-tensor D2(D122−1) components inD dimensions:

I 11D: 1210 (1144 Weyl and 66 Ricci)

I 10D: 825 (770 Weyl and 55 Ricci)

I 5D: 50 (35 Weyl and 15 Ricci)

I 4D: 20 (10 Weyl and 10 Ricci)

I 3D: 6 (Ricci)

I 2D: 1 (Ricci scalar)

I 2D: lowest dimension exhibiting black holes (BHs)

I Simplest gravitational theories with BHs in 2D

I 3D: lowest dimension exhibiting BHs and gravitons

I Simplest gravitational theories with BHs and gravitons in 3D

D. Grumiller — Gravity in lower dimensions Why lower-dimensional gravity? 5/33

(9)

Gravity in lower dimensions

Riemann-tensor D2(D122−1) components inD dimensions:

I 11D: 1210 (1144 Weyl and 66 Ricci)

I 10D: 825 (770 Weyl and 55 Ricci)

I 5D: 50 (35 Weyl and 15 Ricci)

I 4D: 20 (10 Weyl and 10 Ricci)

I 3D: 6 (Ricci)

I 2D: 1 (Ricci scalar)

I 2D: lowest dimension exhibiting black holes (BHs)

I Simplest gravitational theories with BHs in 2D

I 3D: lowest dimension exhibiting BHs and gravitons

I Simplest gravitational theories with BHs and gravitons in 3D

(10)

Gravity in lower dimensions

Riemann-tensor D2(D122−1) components inD dimensions:

I 11D: 1210 (1144 Weyl and 66 Ricci)

I 10D: 825 (770 Weyl and 55 Ricci)

I 5D: 50 (35 Weyl and 15 Ricci)

I 4D: 20 (10 Weyl and 10 Ricci)

I 3D: 6 (Ricci)

I 2D: 1 (Ricci scalar)

I 2D: lowest dimension exhibiting black holes (BHs)

I Simplest gravitational theories with BHs in 2D

I 3D: lowest dimension exhibiting BHs and gravitons

I Simplest gravitational theories with BHs and gravitons in 3D

D. Grumiller — Gravity in lower dimensions Why lower-dimensional gravity? 5/33

(11)

Outline

Why lower-dimensional gravity?

Which 2D theory?

Holographic renormalization

Which 3D theory?

(12)

Attempt 1: Einstein–Hilbert in and near two dimensions

Let us start with the simplest attempt. Einstein-Hilbert action in 2 dimensions:

IEH= 1 16π G

Z

d2xp

|g|R= 1

2G(1−γ)

I Action is topological

I No equations of motion

I Formal counting of number of gravitons: -1

A specific 2D dilaton gravity model Result of attempt 1:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 7/33

(13)

Attempt 1: Einstein–Hilbert in and near two dimensions

Let us continue with the next simplest attempt. Einstein-Hilbert action in 2+dimensions:

IEH = 1 16π G

Z

d2+xp

|g|R

I Weinberg: theory is asymptotically safe

I Mann: limit →0 should be possible and lead to 2D dilaton gravity

I DG, Jackiw: limit →0 yields Liouville gravity

→0limIEH= 1 16π G2

Z

d2xp

|g|

XR−(∇X)2+λe−2X

A specific 2D dilaton gravity model Result of attempt 1:

(14)

Attempt 1: Einstein–Hilbert in and near two dimensions

Let us continue with the next simplest attempt. Einstein-Hilbert action in 2+dimensions:

IEH = 1 16π G

Z

d2+xp

|g|R

I Weinberg: theory is asymptotically safe

I Mann: limit →0 should be possible and lead to 2D dilaton gravity

I DG, Jackiw: limit →0 yields Liouville gravity

→0limIEH= 1 16π G2

Z

d2xp

|g|

XR−(∇X)2+λe−2X

A specific 2D dilaton gravity model Result of attempt 1:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 7/33

(15)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2 Z

d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

(16)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2 Z

d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 8/33

(17)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2 Z

d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

(18)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2 Z

d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 8/33

(19)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2 Z

d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

(20)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2

Z d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 8/33

(21)

Attempt 2: Gravity as a gauge theory and the Jackiw-Teitelboim model Jackiw, Teitelboim (Bunster): (A)dS2 gauge theory

[Pa, Pb] = ΛabJ [Pa, J] =abPb describes constant curvature gravity in 2D. Algorithm:

I Start withSO(1,2)connection A=eaPa+ωJ

I Take field strengthF = dA+12[A, A]and coadjoint scalarX

I Construct non-abelian BF theory I =

Z

XAFA= Z h

Xa(dea+abω∧eb) +Xdω+abea∧ebΛXi

I Eliminate Xa (Torsion constraint) and ω (Levi-Civita connection)

I Obtain the second order action I = 1

16π G2

Z d2x√

−g X[R−Λ]

A specific 2D dilaton gravity model Result of attempt 2:

(22)

Attempt 3: Dimensional reduction

For example: spherical reduction fromDdimensions

Line element adapted to spherical symmetry:

ds2 = g(D)µν

|{z}

full metric

dxµdxν =gαβ(xγ)

| {z }

2Dmetric

dxαdxβ− φ2(xα)

| {z }

surface area

dΩ2SD−2,

Insert into D-dimensional EH actionIEH =κR

dDxp

−g(D)R(D): IEH =κ2π(D−1)/2

Γ(D−12 ) Z

d2x√

−g φD−2h

R+(D−2)(D−3)

φ2 (∇φ)2−1i

Cosmetic redefinition X∝(λφ)D−2: IEH = 1

16π G2

Z d2x√

−gh

XR+ D−3

(D−2)X(∇X)2−λ2X(D−4)/(D−2)i

A specific class of 2D dilaton gravity models Result of attempt 3:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 9/33

(23)

Attempt 3: Dimensional reduction

For example: spherical reduction fromDdimensions

Line element adapted to spherical symmetry:

ds2 = g(D)µν

|{z}

full metric

dxµdxν =gαβ(xγ)

| {z }

2Dmetric

dxαdxβ− φ2(xα)

| {z }

surface area

dΩ2SD−2,

Insert into D-dimensional EH actionIEH =κR

dDxp

−g(D)R(D): IEH =κ2π(D−1)/2

Γ(D−12 ) Z

d2x√

−g φD−2h

R+(D−2)(D−3)

φ2 (∇φ)2−1i

Cosmetic redefinition X∝(λφ)D−2: IEH = 1

16π G2

Z d2x√

−gh

XR+ D−3

(D−2)X(∇X)2−λ2X(D−4)/(D−2)i

A specific class of 2D dilaton gravity models Result of attempt 3:

(24)

Attempt 3: Dimensional reduction

For example: spherical reduction fromDdimensions

Line element adapted to spherical symmetry:

ds2 = g(D)µν

|{z}

full metric

dxµdxν =gαβ(xγ)

| {z }

2Dmetric

dxαdxβ− φ2(xα)

| {z }

surface area

dΩ2SD−2,

Insert into D-dimensional EH actionIEH =κR

dDxp

−g(D)R(D): IEH =κ2π(D−1)/2

Γ(D−12 ) Z

d2x√

−g φD−2h

R+(D−2)(D−3)

φ2 (∇φ)2−1i

Cosmetic redefinition X∝(λφ)D−2: IEH = 1

16π G2

Z d2x√

−gh

XR+ D−3

(D−2)X(∇X)2−λ2X(D−4)/(D−2)i

A specific class of 2D dilaton gravity models Result of attempt 3:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 9/33

(25)

Attempt 4: Poincare gauge theory and higher power curvature theories Basic idea: since EH is trivial considerf(R) theories or/and theories with torsion or/and theories with non-metricity

I Example: Katanaev-Volovichmodel (Poincare gauge theory) IKV

Z d2x√

−g

αT2+βR2

I Kummer, Schwarz: bring into first order form: IKV

Z h

Xa(dea+abω∧eb) +Xdω+abea∧eb(αXaXa+βX2) i

I Use same algorithm as before to convert into second order action: IKV = 1

16π G2 Z

d2x√

−gh

XR+α(∇X)2+βX2 i

A specific 2D dilaton gravity model Result of attempt 4:

(26)

Attempt 4: Poincare gauge theory and higher power curvature theories Basic idea: since EH is trivial considerf(R) theories or/and theories with torsion or/and theories with non-metricity

I Example: Katanaev-Volovichmodel (Poincare gauge theory) IKV

Z d2x√

−g

αT2+βR2

I Kummer, Schwarz: bring into first order form:

IKV ∼ Z h

Xa(dea+abω∧eb) +Xdω+abea∧eb(αXaXa+βX2) i

I Use same algorithm as before to convert into second order action:

IKV = 1 16π G2

Z d2x√

−gh

XR+α(∇X)2+βX2 i

A specific 2D dilaton gravity model Result of attempt 4:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 10/33

(27)

Attempt 4: Poincare gauge theory and higher power curvature theories Basic idea: since EH is trivial considerf(R) theories or/and theories with torsion or/and theories with non-metricity

I Example: Katanaev-Volovichmodel (Poincare gauge theory) IKV

Z d2x√

−g

αT2+βR2

I Kummer, Schwarz: bring into first order form:

IKV ∼ Z h

Xa(dea+abω∧eb) +Xdω+abea∧eb(αXaXa+βX2) i

I Use same algorithm as before to convert into second order action:

IKV = 1 16π G2

Z d2x√

−gh

XR+α(∇X)2+βX2 i

A specific 2D dilaton gravity model Result of attempt 4:

(28)

Attempt 5: Strings in two dimensions

Conformal invariance of the σ model Iσ

Z d2ξp

|h|

gµνhijixµjxν0φR+. . .

requires vanishing of β-functions

βφ∝ −4b2−4(∇φ)2+ 4φ+R+. . . βµνg ∝Rµν+ 2∇µνφ+. . .

Conditions βφµνg = 0 follow from target space action Itarget= 1

16π G2 Z

d2x√

−gh

XR+ 1

X(∇X)2−4b2i where X=e−2φ

A specific 2D dilaton gravity model Result of attempt 5:

D. Grumiller — Gravity in lower dimensions Which 2D theory? 11/33

(29)

Attempt 5: Strings in two dimensions

Conformal invariance of the σ model Iσ

Z d2ξp

|h|

gµνhijixµjxν0φR+. . .

requires vanishing of β-functions

βφ∝ −4b2−4(∇φ)2+ 4φ+R+. . . βµνg ∝Rµν+ 2∇µνφ+. . .

Conditions βφµνg = 0 follow from target space action Itarget= 1

16π G2 Z

d2x√

−gh

XR+ 1

X(∇X)2−4b2i where X=e−2φ

A specific 2D dilaton gravity model Result of attempt 5:

(30)

Selected List of Models

Black holes in(A)dS,asymptotically flatorarbitrary spaces(Wheeler property)

Model U(X) V(X)

1. Schwarzschild (1916) 2X1 −λ2

2. Jackiw-Teitelboim (1984) 0 ΛX

3. Witten Black Hole (1991) X1 −2b2X

4. CGHS (1992) 0 −2b2

5.(A)dS2 ground state (1994) Xa BX

6. Rindler ground state (1996) Xa BXa

7. Black Hole attractor (2003) 0 BX−1

8. Spherically reduced gravity (N >3) (N−2)XN−3 −λ2X(N−4)/(N−2)

9. All above: ab-family (1997) Xa BXa+b

10. Liouville gravity a beαX

11. Reissner-Nordstr¨om (1916) 2X1 −λ2+QX2

12. Schwarzschild-(A)dS 2X1 −λ2`X

13. Katanaev-Volovich (1986) α βX2Λ

14. BTZ/Achucarro-Ortiz (1993) 0 QX2 4XJ3ΛX

15. KK reduced CS (2003) 0 12X(cX2)

16. KK red. conf. flat (2006) 12tanh (X/2) AsinhX 17. 2D type 0A string Black Hole X1 −2b2X+b2q2 18. exact string Black Hole (2005) lengthy lengthy

D. Grumiller — Gravity in lower dimensions Which 2D theory? 12/33

(31)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

(32)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

D. Grumiller — Gravity in lower dimensions Which 2D theory? 13/33

(33)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

(34)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

D. Grumiller — Gravity in lower dimensions Which 2D theory? 13/33

(35)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary termguarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

(36)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi countertermcontains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

D. Grumiller — Gravity in lower dimensions Which 2D theory? 13/33

(37)

Synthesis of all attempts: Dilaton gravity in two dimensions Second order action:

I = 1 16π G2

Z

M

d2xp

|g|

XR−U(X)(∇X)2−V(X)

− 1 8π G2

Z

∂M

dxp

|γ| [XK−S(X)] +I(m)

I Dilaton X defined by its coupling to curvature R

I Kinetic term (∇X)2 contains coupling functionU(X)

I Self-interaction potential V(X) leads to non-trivial geometries

I Gibbons–Hawking–York boundary term guarantees Dirichlet boundary problem for metric

I Hamilton–Jacobi counterterm contains superpotentialS(X) S(X)2 =eRXU(y) dy

Z X

V(y)eRyU(z) dzdy and guarantees well-defined variational principleδI = 0

I Interesting option: couple 2D dilaton gravity to matter

(38)

Acknowledgments

List of collaborators on 2D classical and quantum gravity:

I Wolfgang Kummer (VUT, 1935–2007)

I Dima Vassilevich (ABC Sao Paulo)

I Luzi Bergamin

I Herbert Balasin (VUT)

I Rene Meyer (Crete U.)

I Alfredo Iorio (Charles U. Prague)

I Carlos Nu˜nez (Swansea U.)

I Roman Jackiw (MIT)

I Robert McNees (Loyola U. Chicago)

I Muzaffer Adak (Pamukkale U.)

I Alejandra Castro (McGill U.)

I Finn Larsen (Michigan U.)

I Peter van Nieuwenhuizen (YITP, Stony Brook)

I Steve Carlip (UC Davis)

I . . .

D. Grumiller — Gravity in lower dimensions Which 2D theory? 14/33

(39)

Outline

Why lower-dimensional gravity?

Which 2D theory?

Holographic renormalization

Which 3D theory?

(40)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

D. Grumiller — Gravity in lower dimensions Holographic renormalization 16/33

(41)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

(42)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

D. Grumiller — Gravity in lower dimensions Holographic renormalization 16/33

(43)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

(44)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

D. Grumiller — Gravity in lower dimensions Holographic renormalization 16/33

(45)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

(46)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

D. Grumiller — Gravity in lower dimensions Holographic renormalization 16/33

(47)

Why do we needholographic renormalization?

Holographic renormalizationis the subtraction of appropriate boundary terms from the action.

What is holographic renormalization?

Without holographic renormalization:

I Wrong black hole thermodynamics

I Wrong (typically divergent) boundary stress tensor

I Inconsistent theory (no classical limit)

I Unphysical divergences and finite parts of observables can be wrong

I Susskind, Witten ’98: in field theory: field theory UV divergences (which need to be renormalized) correspond to IR divergences on the gravity side if gauge/gravity duality exists

I DG, van Nieuwenhuizen ’09: SUSY at boundary requires unique holographic counterterm, at least in 2 and 3 dimensions

I Variational principle ill-defined

(48)

AdS2

... the simplest gravity model where the need forholographic renormalizationarises!

Bulk action:

IB =−1 2

Z

M

d2x√ gh

X R+ 2

`2 i

Variation with respect to scalar fieldX yields R=−2

`2

This means curvature is constant and negative, i.e., AdS2. Variation with respect to metricg yields

µνX−gµνX+gµνX

`2 = 0 Equations of motion above solved by

X =r , gµνdxµdxν = r2

`2 −M

dt2+ dr2

r2

`2 −M There is an important catch, however: Boundary terms tricky!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 17/33

(49)

AdS2

... the simplest gravity model where the need forholographic renormalizationarises!

Bulk action:

IB =−1 2

Z

M

d2x√ gh

X R+ 2

`2 i

Variation with respect to scalar fieldX yields R=−2

`2

This means curvature is constant and negative, i.e., AdS2.

Variation with respect to metricg yields

µνX−gµνX+gµνX

`2 = 0 Equations of motion above solved by

X =r , gµνdxµdxν = r2

`2 −M

dt2+ dr2

r2

`2 −M There is an important catch, however: Boundary terms tricky!

(50)

AdS2

... the simplest gravity model where the need forholographic renormalizationarises!

Bulk action:

IB =−1 2

Z

M

d2x√ gh

X R+ 2

`2 i

Variation with respect to scalar fieldX yields R=−2

`2

This means curvature is constant and negative, i.e., AdS2. Variation with respect to metricg yields

µνX−gµνX+gµνX

`2 = 0

Equations of motion above solved by X =r , gµνdxµdxν = r2

`2 −M

dt2+ dr2

r2

`2 −M There is an important catch, however: Boundary terms tricky!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 17/33

(51)

AdS2

... the simplest gravity model where the need forholographic renormalizationarises!

Bulk action:

IB =−1 2

Z

M

d2x√ gh

X R+ 2

`2 i

Variation with respect to scalar fieldX yields R=−2

`2

This means curvature is constant and negative, i.e., AdS2. Variation with respect to metricg yields

µνX−gµνX+gµνX

`2 = 0 Equations of motion above solved by

X =r , gµνdxµdxν = r2

`2 −M

dt2+ dr2

r2

`2 −M

There is an important catch, however: Boundary terms tricky!

(52)

AdS2

... the simplest gravity model where the need forholographic renormalizationarises!

Bulk action:

IB =−1 2

Z

M

d2x√ gh

X R+ 2

`2 i

Variation with respect to scalar fieldX yields R=−2

`2

This means curvature is constant and negative, i.e., AdS2. Variation with respect to metricg yields

µνX−gµνX+gµνX

`2 = 0 Equations of motion above solved by

X =r , gµνdxµdxν = r2

`2 −M

dt2+ dr2

r2

`2 −M There is an important catch, however: Boundary terms tricky!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 17/33

(53)

Boundary terms, Part I

Gibbons–Hawking–York boundary terms: quantum mechanical toy model

Let us start with an bulk Hamiltonian action

IB=

tf

Z

ti

dt[−pq˙ −H(q, p)]

Want to set up a Dirichlet boundary value problemq= fixed atti, tf

Problem:

δIB = 0 requiresq δp= 0 at boundary Solution: add“Gibbons–Hawking–York” boundary term IE =IB+IGHY , IGHY = pq|ttf

i

As expectedIE =

tf

R

ti

[pq˙−H(q, p)] is standard Hamiltonian action

(54)

Boundary terms, Part I

Gibbons–Hawking–York boundary terms: quantum mechanical toy model

Let us start with an bulk Hamiltonian action

IB=

tf

Z

ti

dt[−pq˙ −H(q, p)]

Want to set up a Dirichlet boundary value problemq= fixed atti, tf

Problem:

δIB = 0 requiresq δp= 0 at boundary Solution: add“Gibbons–Hawking–York” boundary term IE =IB+IGHY , IGHY = pq|ttf

i

As expectedIE =

tf

R

ti

[pq˙−H(q, p)] is standard Hamiltonian action

D. Grumiller — Gravity in lower dimensions Holographic renormalization 18/33

(55)

Boundary terms, Part I

Gibbons–Hawking–York boundary terms: quantum mechanical toy model

Let us start with an bulk Hamiltonian action

IB=

tf

Z

ti

dt[−pq˙ −H(q, p)]

Want to set up a Dirichlet boundary value problemq= fixed atti, tf

Problem:

δIB = 0 requiresq δp= 0 at boundary

Solution: add“Gibbons–Hawking–York” boundary term IE =IB+IGHY , IGHY = pq|ttf

i

As expectedIE =

tf

R

ti

[pq˙−H(q, p)] is standard Hamiltonian action

(56)

Boundary terms, Part I

Gibbons–Hawking–York boundary terms: quantum mechanical toy model

Let us start with an bulk Hamiltonian action

IB=

tf

Z

ti

dt[−pq˙ −H(q, p)]

Want to set up a Dirichlet boundary value problemq= fixed atti, tf

Problem:

δIB = 0 requiresq δp= 0 at boundary Solution: add“Gibbons–Hawking–York” boundary term IE =IB+IGHY , IGHY = pq|ttf

i

As expectedIE =

tf

R

ti

[pq˙−H(q, p)] is standard Hamiltonian action

D. Grumiller — Gravity in lower dimensions Holographic renormalization 18/33

(57)

Boundary terms, Part I

Gibbons–Hawking–York boundary terms: quantum mechanical toy model

Let us start with an bulk Hamiltonian action

IB=

tf

Z

ti

dt[−pq˙ −H(q, p)]

Want to set up a Dirichlet boundary value problemq= fixed atti, tf

Problem:

δIB = 0 requiresq δp= 0 at boundary Solution: add“Gibbons–Hawking–York” boundary term IE =IB+IGHY , IGHY = pq|ttf

i

As expectedIE =

tf

R

ti

[pq˙−H(q, p)] is standard Hamiltonian action

(58)

Boundary terms, Part II

Gibbons–Hawking–York boundary terms in gravity — something still missing!

That was easy! In gravity the result is IGHY =−

Z

∂M

dx√ γ X K

where γ (K) is determinant (trace) of first (second) fundamental form.

Euclidean action with correct boundary value problem is IE =IB+IGHY

The boundary lies at r =r0, with r0→ ∞. Are we done?

No! Serious Problem! Variation of IE yields

δIE ∼EOM+δX(boundary−term)− lim

r0→∞

Z

∂M

dt δγ

Asymptotic metric: γ =r2/`2+O(1). Thus,δγ may befinite! δIE 6= 0 for some variations that preserve boundary conditions!!!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 19/33

(59)

Boundary terms, Part II

Gibbons–Hawking–York boundary terms in gravity — something still missing!

That was easy! In gravity the result is IGHY =−

Z

∂M

dx√ γ X K

where γ (K) is determinant (trace) of first (second) fundamental form.

Euclidean action with correct boundary value problem is IE =IB+IGHY

The boundary lies at r =r0, with r0→ ∞. Are we done?

No! Serious Problem! Variation of IE yields

δIE ∼EOM+δX(boundary−term)− lim

r0→∞

Z

∂M

dt δγ

Asymptotic metric: γ =r2/`2+O(1). Thus,δγ may befinite! δIE 6= 0 for some variations that preserve boundary conditions!!!

(60)

Boundary terms, Part II

Gibbons–Hawking–York boundary terms in gravity — something still missing!

That was easy! In gravity the result is IGHY =−

Z

∂M

dx√ γ X K

where γ (K) is determinant (trace) of first (second) fundamental form.

Euclidean action with correct boundary value problem is IE =IB+IGHY

The boundary lies at r =r0, with r0→ ∞. Are we done?

No! Serious Problem! Variation of IE yields

δIE ∼EOM+δX(boundary−term)− lim

r0→∞

Z

∂M

dtδγ Asymptotic metric: γ =r2/`2+O(1). Thus, δγ may befinite!

δIE 6= 0 for some variations that preserve boundary conditions!!!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 19/33

(61)

Boundary terms, Part II

Gibbons–Hawking–York boundary terms in gravity — something still missing!

That was easy! In gravity the result is IGHY =−

Z

∂M

dx√ γ X K

where γ (K) is determinant (trace) of first (second) fundamental form.

Euclidean action with correct boundary value problem is IE =IB+IGHY

The boundary lies at r =r0, with r0→ ∞. Are we done?

No! Serious Problem! Variation of IE yields

δIE ∼EOM+δX(boundary−term)− lim

r0→∞

Z

∂M

dt δγ Asymptotic metric: γ =r2/`2+O(1). Thus, δγ may befinite!

δIE 6= 0 for some variations that preserve boundary conditions!!!

(62)

Boundary terms, Part III

Holographic renormalization: quantum mechanical toy model

Key observation: Dirichlet boundary problem not changed under IE →Γ =IE−ICT =IEH+IGHY −ICT

with

ICT = S(q, t)|tf

Improved action:

Γ =

tf

Z

ti

dt[−pq˙ −H(q, p)]+pq|ttf

i −S(q, t)|tf

First variation (assuming p=∂H/∂p): δΓ =

p−∂S(q, t)

∂q

δq

tf

= 0? Works if S(q, t) is Hamilton’s principal function!

D. Grumiller — Gravity in lower dimensions Holographic renormalization 20/33

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