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The main theorem: over fields of characteristic p

show that this construction commutes with arbitrary base change.

Remark 5.4.2.

1) Note that if M is an ´etale π-divisible O-module scheme over a scheme S, then for every positive natural number n, we have �r

(Mn)∼= (�r

M)n. 2) For details on the ´etale fundamental group of a scheme and the equivalence

of categories mentioned in the above proof, we refer to [SGA1] and [Mil80].

5.5 The main theorem: over fields of character-istic p

In this section, we want to construct the exterior powers of π-divisible modules over fields of characteristicp. In this section, unless otherwise specified, k is field of characteristicp.

LetM be a π-divisible O-module scheme over k and let us denote as usual Mi for the kernel ofπi :M→M. For everyi >0, we have a natural monomorphism ι : Mi �→ Mi+1 and a natural epimorphism Π : Mi+1 � Mi (multiplication by π) such that the both compositions Mi

�→ι Mi+1

Π Mi and respectively Mi+1

Π Mi

�→ι Mi+1, are just the multiplication by π on Mi and respectively onMi+1 and give rise to the following exact sequences:

0→Miι Mi+1πi Mi+1 and (5.1)

Mi+1 πi

→Mi+1

Π Mi →0. (5.2)

Therefore, if k is a perfect field, whether we use the covariant or contravariant Dieudonn´e theory (and if we denote by D the Dieudonn´e functor), we have an injection η : D(Mi) �→D(Mi+1) and a surjection ζ : D(Mi+1) � D(Mi) such that the compositions

D(Mi)�→η D(Mi+1)�ζ D(Mi) and

D(Mi+1)�ζ D(Mi)�→η D(Mi+1)

are multiplication by π and we have the following exact sequences:

D(Mi+1)→πi D(Mi+1)→ζ D(Mi)→0 and 0→D(Mi)→η D(Mi+1)→πi D(Mi+1)

(in the covariant case, we use the sequence (5.2) in order to obtain the first sequence and we use (5.1) to obtain the second one, and in the contravariant case we use the sequence (5.1) for the first sequence and (5.2) for the second one).

Definition 5.5.3. Assume thatk is perfect and letMbe aπ-divisibleO-module scheme over k.

(i) We define the Dieudonn´e module of a π-divisible O-module scheme M to be the inverse limit lim

←−i

(D(Mi),ζ). It is called the covariant Dieudonn´e module, if it is the inverse limit of covariant Dieudonn´e modules and is called the contravariant Dieudonn´e module in the other case.

(ii) The morphism induced on the Dieudonn´e module of M by the Frobenius morphisms (respectively Verschiebungen) of D(Mi) is calledthe Frobenius (respectively Verschiebung) and is denoted by F (respectively V).

Construction 5.5.4. Let M0,M1, . . . ,Mr be π-divisible O-module schemes over a perfect field k of characteristic p and for every i= 0, . . . , r, denote by Di

the Dieudonn´e module of Mi. Let f :D1×· · ·×Dr →D0 be an O-multilinear morphism (of W(k)⊗Zp O-modules) satisfying the V-condition, i.e.,

V f(x1, . . . , xr) = f(V x1, . . . , V xr)

for everyxi ∈Di. For everyn ≥1, this morphisms induces a morphismD1×· · ·×

Dr → D0nD0, and using the multilinearity of f, we obtain an O-multilinear morphism

D1nD1×· · ·×DrnDr →D0nD0

that we denote by fn. It follows from its construction, that fn satisfies the V -condition. We claim that it satisfies also the F-conditions, i.e., that for every i= 1, . . . , r, and every (x1, . . . , xr)∈D1×· · ·×Dr we have

F fn(V x1, . . . , V xi1, xi, V xi+1, . . . , V xr) = fn(x1, . . . , xi1, F xi, xi+1, . . . , xr).

In fact, we claim thatf itself satisfies theF-condition, and therefore, fn inherits this property. Let (x1, . . . , xr) be an arbitrary element of the product D1×· · ·× Dr. We have

V F f(V x1, . . . , V xi1, xi, V xi+1, . . . , V xr) = pf(V x1, . . . , V xi1, xi, V xi+1, . . . , V xr) =

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 77 f(V x1, . . . , V xi1, pxi, V xi+1, . . . , V xr) =

f(V x1, . . . , V xi1, V F xi, V xi+1, . . . , V xr) = V f(x1, . . . , xi−1, F xi, xi+1, . . . , xr)

and since by Lemma 5.2.5 V is injective, we cancel V from both side of the equality and conclude that

F f(V x1, . . . , V xi1, xi, V xi+1, . . . , V xr) =f(x1, . . . , xi1, F xi, xi+1, . . . , xr) as claimed. Let us denote by MultO(D1 ×· · ·× Dr, D0) the O-module of all O-multilinear morphisms from D1×· · ·×Dr toD0 that satisfy the V-condition.

Thus, the construction of fn fromf defines an O-linear morphism αn : MultO(D1×· · ·×Dr, D0)→LO(D1,n×· · ·×Dr,n, D0,n),

where we denote byDi,n the Dieudonn´e module of Mi,n = Ker(πn :Mi →Mi), which is canonically isomorphic to DinDi. These morphisms are compatible with the canonical morphisms

LO(D1,n+1×· · ·×Dr,n+1)→LO(D1,n×· · ·×Dr,n, D0,n)

given by the projectionsDi,n+1 →Di,nand therefore define anO-linear morphism α: MultO(D1 ×· · ·×Dr, D0)→lim

←−n

LO(D1,n×· · ·×Dr,n).

Similarly, we define theO-modules SymO(Dr1, D0) and AltO(Dr1, D0) and the O -linear morphisms

SymO(Dr1, D0)→lim

←−n

LOsym(D1,nr , D0,n) and

AltO(D1r, D0)→lim

←−n

LOalt(D1,nr , D0,n) which are the restrictions ofα.

Lemma 5.5.5. Let M0,M1, . . . ,Mr be π-divisible O-module schemes over a perfect field k of characteristic p. The O-linear morphisms

α: MultO(D1×· · ·×Dr, D0)→lim

←−n

LO(D1,n×· · ·×Dr,n, D0,n), SymO(Dr1, D0)→lim

←−n

LOsym(D1,nr , D0,n) and

AltO(D1r, D0)→lim

←−n

LOalt(D1,nr , D0,n) constructed above are isomorphisms.

Proof. Let us at first show that α is an isomorphism. Define a map ω: lim

←−n

LO(D1,n×· · ·×Dr,n, D0,n)→MultO(D1×· · ·×Dr, D0)

as follows. Take an element g = (gn)n in the inverse limit. By assumption, the following diagram commutes:

D1,n+1×· · ·×Dr,n+1

����

gn+1

��D0,n+1

����

D1,n×· · ·×Dr,n gn ��D0,n

,

where the vertical morphisms are the canonical projections. Let ω(g) :D1 ×· · ·×Dr →D0

be the following morphism

�(x1,j)j,(u2,j)j, . . . ,(ur,j)j

��→�

gj(u1,j, . . . , ur,j)�

j, where (ui,j)j is an element ofDi = lim

←−j

Di,j. The commutativity of the above dia-gram implies that�

gj(u1,j, . . . , ur,j)�

j is an element of the inverse limit lim

←−j

D0,j = D0, and by construction,ω(g) satisfies theV-condition. It is now straightforward to check that the compositions α◦ω and ω◦α are identities, showing that α is an isomorphism.

If M1 = M2 = · · · = Mr and for all n ≥ 1, gn is symmetric (respectively alternating), then ω(g) is symmetric (respectively alternating), which implies that the restriction ofαto SymO(D1r, D0) (respectively AltO(D1r, D0)) induces an isomorphism

SymO(D1r, D0)→lim

←−n

LOsym(Dr1,n, D0,n) (respectively

AltO(Dr1, D0)→lim

←−n

LOalt(Dr1,n, D0,n)).

Corollary 5.5.6. Let M0,M1, . . . ,Mr be π-divisible O-module schemes over a perfect field k of characteristic p. For every i = 0, . . . , r, denote by Di the (covariant) Dieudonn´e module of Mi. There exist natural isomorphisms

MultO(D1×· · ·×Dr, D0)∼= MultOk(M1×· · ·×Mr,M0),

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 79 SymO(Dr1, D0)∼= SymOk(Mr1,M0)

and

AltO(Dr1, D0)∼= AltOk(Mr1,M0) functorial in all arguments.

Proof. We prove only the first isomorphism; the proofs of the other two are similar. Let us use the notations of the Construction 5.5.4. It follows from Corollary 3.0.21 that for everyn ≥1, there exists a natural isomorphism

LO(D1,n×· · ·×Dr,n, D0,n)∼= MultOk(M1,n×· · ·×Mr,n,M0,n).

As these isomorphisms are functorial in all arguments, we obtain an isomorphism lim←−

n

LO(D1,n×· · ·×Dr,n, D0,n)∼= lim

←−n

MultOk(M1,n×· · ·×Mr,n,M0,n).

Now, applying the previous Lemma and using Definition 5.3.1, we obtain the required isomorphism

MultO(D1×· · ·×Dr, D0)∼= MultOk(M1×· · ·×Mr,M0), functorial in all arguments.

Let us fix some notations for the rest of this section.

Notations:

• We fix a natural number j.

• Unless otherwise specified, k is a perfect field of characteristic p >2.

• M is a π-divisible O-module scheme of dimension 1 and height h over k, and for every natural number i, Mi is the kernel of πi.:M→M.

• W is the ring of Witt vectors over k and Lis the fraction field of W.

• D :=D(M) is the covariant Dieudonn´e module ofMand�j

D:= �j WZpO

D.

• For every natural number i, Di := D(Mi) is the covariant Dieudonn´e module of Mi and �j

Di := �j WZpπOi

Di.

• Denote by ζ the surjection ζ :D �Di and by �j

ζ the surjection �j

D�

j

Di. Note that ζ doesn’t have any index (to avoid complexity) and we use the same letter for different indices.

• Denote by Υ (respectively υ) the morphism �j

V : �j

D → �j

D (re-spectively �j

V : �j

Di → �j

Di) sending an element d1 ∧· · · ∧dj with d1,· · · , dj ∈D(respectively in Di) to V d1∧· · ·∧V dj.

Remark 5.5.7. Note that we have �j

ζ◦Υ=υ◦�j

ζ.

Lemma 5.5.8. Let k be algebraically closed.

a) There exist a ring A, a ring homomorphism Zp →A and a decomposition W ⊗ZpO = �

Z/fZ

W ⊗AO,

where W⊗AO is a discrete valuation ring with residue field k and maximal ideal generated by 1⊗π.

b) The decomposition in a) gives the following decomposition of the completed tensor product W⊗�ZpO as a product of complete discrete valuation rings with maximal ideal generated by 1⊗�π and residue field equal to k:

W⊗�ZpO = �

Z/fZ

W⊗�AO.

c) Let N be aW⊗�ZpO-module endowed with a σ-linear morphismϕ :N →N, i.e., for every x∈W⊗�ZpO andn ∈N, we haveϕ(x·n) = (σ⊗�Id)(x)·ϕ(n).

Then there is a decomposition of N as a product �

i∈Z/fZNi into W⊗�AO -modules, according to the decomposition of W⊗�ZpO given above, such that the morphism ϕ restricts to morphisms ϕ:Ni →Ni1 for all i∈Z/fZ. Proof.

a) We prove this lemma in equal and mixed characteristic cases separately.

– Equal characteristic: Set A := Fq and let Zp → Fq be the canonical ring homomorphism. In this case,O is isomorphic to Fq�π� and there-fore, the tensor productW ⊗Zp O is isomorphic to k⊗Fp Fq�π� which decomposes as

Z/fZ

k⊗Fq Fq�π�= �

Z/fZ

k�π�

as we have seen in the proof of Theorem 5.2.6. It is then clear that the ringk�π�is a discrete valuation ring with residue fieldk and maximal ideal generated by π.

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 81 – Mixed characteristic: Let E be the maximal unramified subextension of K (recall thatK is the fraction field of O) and denote by Aits ring of integers. We then have a canonical ring extension Zp �→ A. Since k is algebraically closed, there is a copy of A inside W. As E is the maximal unramified subextension of K, the degree of the extension E/Qp is equal tof and therefore we have anA-algebra isomorphism

W ⊗ZpA∼= � Frobenius of A, induced by the Frobenius of W. It follows that

W ⊗ZpO ∼=W ⊗ZpA⊗AO ∼= �

Z/fZ

W ⊗AO

and the Frobenius, i.e., the morphism σ⊗Id interchanges the factors.

This shows the first statement. Now, asKis totally ramified overE,O is generated overAby an Eisenstein element and sinceLis unramified overE, the same element is again Eisenstein over W. Hence,L⊗EK is a field andW⊗AO is the valuation ring in it. Again, since E/Qp is the maximal unramified extension inside K, the residue degree of the extension K/E is one and therefore O and A have the same residue fields Fq. Therefore, we have

W ⊗AO

(1⊗π)W ⊗AO =W ⊗AO/π∼=W ⊗Fq Fq =k

where the first equality follows from flatness ofW overZp. This proves the other statement.

where the last equality follows from flatness of W overZp. Now using part a), we have

As we have seen ina),W⊗AO is a discrete valuation ring with uniformizer 1⊗π, and this implies that lim

←− W ⊗A πOr is the 1⊗π-adic completion of it, which is a complete discrete valuation ring with uniformizer 1⊗�π and residue field equal to k.

c) Let ei be the primitive idempotent for theithfactor of the decomposition of W⊗�ZpO. This decomposition gives a decomposition of N, say N = �

Ni, whereNi =eiN. Now, for any n∈N, we have ϕ(ein) = (σ⊗�Id)(ei)ϕ(n)⊂ ei1N =Ni1. Hence, ϕ(Ni)⊂Ni1.

Remark 5.5.9.

1) The proof of parta) of the lemma in the mixed characteristic case is inspired by the proof of the lemma in [Wat74].

2) Part b) of the lemma implies that W⊗�ZpO

(1⊗�πi)W⊗�ZpO =� W⊗�AO

(1⊗�πi)W⊗�AO =�

W ⊗A O

πi =W ⊗Zp

O πi. Lemma 5.5.10. Assume that k is algebraically closed. The Dieudonn´e module of M, is a free W⊗�ZpO-module of rank h. If M is connected, then there exists an element ε ∈ D such that the set {ε, Vfε,· · · , V(h1)fε} is a basis of D over W⊗�ZpO.

Proof. From Lemma 5.5.8 c), we know that there is a decomposition of the Dieudonn´e module D = �

i∈Z/fZMi, where each Mi is a module over W⊗�AO and that the Verschiebung permutes them cyclically (since it is σ−1-linear). We want to show that each Mi is a free W⊗�AO-module of rank h. The Dieudonn´e module D1 is aW-module of finite length, which implies that it is a finite length module over W⊗AO, whereA is the ring defined in Lemma 5.5.8, but πD1 = 0 and therefore D1 is a module of finite length over W ⊗AO/π =k and we know that its length is logp|M1|=f h. Takef helements inDsuch that their images in D1 generateD1 overk, then by Nakayama lemma, they generateDoverW⊗�AO. Note that the action of π onD is free, this follows from the fact that the kernel of π on eachDi is the same moduleD1, and the transition morphisms from Di+1

to Di is multiplication by π, and therefore the kernel of π on D is the inverse limit ofD1 with trivial transition morphisms, and hence it is trivial. ThereforeD is a finitely generated torsion-free W⊗�AO-module and since by Lemma 5.5.8 b) W⊗�AO is a discrete valuation ring (and in particular a principal ideal domain), D is free over W⊗�AO. The rank of D over W⊗�AO is equal to the length of D1

overW ⊗AO/π=k, which isf h. It follows thatMi are freeW⊗�AO-modules of finite rank. As V :D→Dis injective by Lemma 5.2.5, and its restriction to Mi

is a morphism Mi →Mi+1 (for all i∈Z/fZ), theMi will all have the same rank h over W⊗�AO. This shows that D is free of rank h.

Now, assume that M is connected. If we find elements εi ∈ Mi (i ∈ Z/fZ) such that the set {εi, Vfεi,· · · , V(h1)fεi} is a basis of Mi over W⊗�AO (note

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 83 that Vjf(Mi) ⊂ Mi for every j ≥ 0) , then the element ε := ε12· · ·+εf

will be the desired element and we are done. Since W⊗�AO is a local ring with maximal ideal generated by 1�⊗π and since Mi is a free module of rank hover it, in order to find εi, it suffices (by Nakayama lemma) to find an element εi ∈ Coker(π : Mi → Mi) := Mi such that the set {εi, Vfεi,· · · , V(h−1)fεi} is a basis of Mi over W⊗�AO/π ∼=k (Mi being free of rank h over W⊗�AO, we have that Mi has dimension h overk) and then define εi to be a lift ofεi inMi. From the definition ofMi we have that D1 =�

iMi and that Verschiebung is a morphism V :Mi →Mi+1. Since the dimension of Mis 1, the Hopf algebra of M1 is isomorphic to k[x]

(xqh) (cf. [Wat79] p.112,§14.4, Theorem), and soFMr 1 = 0 if and only ifr≥f h. It follows thatVr :D1 →D1 is the zero morphism if and only if r ≥f h. Set ϕ :=Vf. As stated above, we have ϕ(Mi)⊂ Mi, and so we have aσ−f-linear morphism ϕ: Mi →Mi. We claim that ϕh−1 :Mi → Mi is not the zero morphism. Indeed, if we haveV(h1)f|Mih1|Mi = 0 for somei, then for everyj and every elementx∈Mj, we haveVij(x)∈Mi, wherei−j ≥0 is the class ofi−j modulo f and so V(h1)f+(ij)(x) = 0. But (h−1)f+ (i−j)< hf. This implies that Vhf−1 is the zero morphism on D1, which is in contradiction with what we said above. Now, let εi ∈ Mi be an element with ϕh−1i) �= 0.

Then the set {εi,ϕ(εi),· · · ,ϕh1i)} is linearly independent over k, for if we have a non-trivial relation�h−1

j=j0ajϕji) = 0 with aj ∈k and aj0 �= 0, then 0 = ϕ(h1j0)(

h1

j=j0

ajϕji)) =

h1

j=j0

aqjh1j0ϕh1j0+ji) =aqj0h1j0ϕh1i), because ϕr = 0 for r ≥ h. But ϕh−1i) is not zero, and so aj0 = 0, which is in contradiction with the choice of j0. As the dimension of Mi over k is h and the set {εi,ϕ(εi),· · · ,ϕh−1i)} is linearly independent and has h elements, we deduce that this set is in fact a basis ofMi overk and the proof is achieved.

Remark 5.5.11.

1) Note that the first part of the Lemma, i.e., that the Dieudonn´e module is free of rank h, is true without assuming that Mhas dimension 1.

2) Since Di is the cokernel of πi on D and the projection from D toDi com-mutes with V, it follows from Lemma 5.5.10 that Di is a free W ⊗Zp O

πi -module of rank h and that the set {ε, V¯ fε,¯ · · · , V(h1)fε¯}, where ¯ε is the image of ε in Di, is a basis of Di over W ⊗Zp O

πi.

3) In the above proof, leti be such that restriction ofVhf−1 toMi is not zero and choose εi ∈ Mi with Vhf−1i) �= 0. Then for every 0 ≤ j ≤ f −1, we have V(h1)f(Vjεi)�= 0. Since for these j, we have Vjεi ∈Mi+j, we see

that we could take εi+j to be Vjεi. This shows that we have a sequence of

σ−1-linear isomorphisms Mi −−→V

= Mi+1 −−→V

= Mi+2 −−→V

= . . .−−→V

= Mi−1.

Now, by Nakayama lemma, and the fact that V is injective on D, we con-clude that V induces σ1-linear isomorphisms

V :Mj →Mj+1

for every j �=i−1. It follows that

V D∼=V Mf1 ×V M0×V M1×· · ·×V Mf2 ∼= M0×M1×· · ·×Mi1×V Mi1×Mi+1×· · ·×Mf1. Thus, the Lie algebra of Mis isomorphic to

D/V D∼=Mi/V Mi−1 ∼=Mi/VfMi.

Lemma 5.5.12. Assume that M is connected. Then the morphism Υ:�j

D→

j

D is injective.

Proof. Since the extension k �→ ¯k is faithfully flat, we may assume that k is algebraically closed. We know that a semi-linear endomorphism of a free module of finite rank over a (commutative) ring (with 1) is injective if and only if its determinant is a non-zero divisor. AsDis a freeW⊗�ZpO-module of rankh,�j

D is a freeW⊗�ZpO-module of rank�h

j

�. Now, the determinant ofΥ=�j

V is equal to det(V)(hj11) and from what we said at the beginning of the proof, it follows that V is injective if and only if Υ is injective, and since by Lemma 5.2.5 V is injective, Υis injective too.

Remark 5.5.13. Assume thatMis connected. Then, by previous lemma, there exists at most oneσ−1⊗Id-linear morphismΦ:�j

D →�j

Dsuch thatΥ◦Φ=p.

Definition 5.5.14. Assume that Mis connected and k is algebraically closed.

(i) Denote by Φthe morphism �j

D→�j

Dwhich is defined on the basis {V1ε∧· · ·∧Vfαjε|0≤α12 <· · ·<αj ≤h−1} by

Vfα1ε∧· · ·∧Vjε�→F Vfα1ε∧Vfα2−1ε∧· · ·∧Vj−1ε and is defined on the whole space, �j

D, by σ1 ⊗Id-linearity.

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 85 (ii) Denote by ϕ the morphism �j

Di →�j

Di which is defined on the basis {Vfα1ε¯∧· · ·∧Vjε¯|0≤α12 <· · ·<αj ≤h−1}

by

V1ε¯∧· · ·∧Vfαjε¯�→F V1ε¯∧V21ε¯∧· · ·∧Vfαj1ε¯ and is defined on the whole space, �j

Di, by σ1 ⊗Id-linearity.

Remark 5.5.15. Note that we have �j

ζ◦Φ=ϕ◦�j

ζ.

Lemma 5.5.16. Assume that M is connected and k is algebraically closed.

a) We have Φ◦Υ = p = Υ◦Φ and the F-diagram associated to Φ and the V-diagram associated toΥ are commutative.

b) We have ϕ◦ υ = p = υ ◦ϕ and the F-diagram associated to ϕ and the V-diagram associated toυ are commutative.

Proof. Although the statementsa) andb) are very similar, the proofs are differ-ent and in factb) follows froma) anda) can be regarded as an auxiliary statement for the proof of b).

a) First of all we check the equality Υ◦Φ = p. It is sufficient to calculate Υ◦Φ on the basis elementsVfα1ε∧· · ·∧Vjε:

Υ◦Φ(V1ε∧· · ·∧Vfαjε) =Υ(F V1ε∧Vfα2−1ε∧· · ·∧Vfαj−1ε) = V F V1ε∧· · ·∧Vjε=pV1ε∧· · ·∧Vfαjε

where the first and second equality follow respectively from the definition of Φ(cf. Definition 5.5.14 (i) ) and Υ(cf. Notations), and the last equality follows from the equality V F =p. Hence the equality Υ◦Φ=p.

Now, we calculate Υ◦Φ◦(Id∧V ∧· · ·∧V):

Υ◦Φ◦(Id∧V ∧· · ·∧V) =p◦(Id∧V ∧· · ·∧V) =p∧V ∧· · ·∧V = V F ∧V ∧· · ·∧V =Υ◦(F ∧Id∧· · ·∧Id)

where the first equality follows from the equality Υ◦Φ=p and the other equalities follow from the definition of Υand the equality V F =p. But we know from Lemma 5.5.12 that Υ is injective and therefore, we have

Φ◦(Id∧V ∧· · ·∧V) = F ∧Id∧· · ·∧Id.

Denoting by λ the universal alternating morphism D×· · ·×D → �j

with the right triangle commutative. It follows that the whole diagram is commutative and thus theF-diagram associated toΦis commutative. The commutativity of the V-diagram associated to Υfollows from its definition (in fact it is equivalent to the definition of Υ!). It remains to show that Φ◦Υ=p. We have:

Φ◦Υ(x1∧· · ·∧xj) =Φ(V x1∧· · ·∧V xj) = F V x1∧x2∧· · ·∧xj =px1∧· · ·∧xj

where the second equality follows from theV-diagram associated toΥ, the third one from the F-diagram associated to Φ and the last once, again, from the equality F V =p. This completes the proof of a).

b) The compatibility of Υ and υ, and of Φ and ϕ with respect to the epi-morphism ζ :D � Di (cf. Remarks 5.5.7 and 5.5.15) and statement a) of the lemma imply the following properties:

1. υ◦ϕ◦�j ϕ◦υ and from 3 that the F-diagram associated to ϕ is commutative. The commutativity of the V-diagram associated to υ follows once more from the definition of υ. The part b) is now proved.

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 87 Proposition 5.5.17. Assume that k is algebraically closed. Then the Dieudonn´e module of �

O

jMi is isomorphic to �j

Di and in particular the order of �

O

jMi is equal to qi(hj). More precisely we have:

a) ifM is ´etale, then the module scheme�

O

jMi is isomorphic to the constant module scheme �

O

j(πOi)h, which has order qi(hj) and

b) if M is connected, then the covariant Dieudonn´e module of �

O

jMi is iso-morphic to �j

Di with the actions of F respectively V defined by ϕ respec-tively υ.

Proof. Before proving a) and b), let us explain how these two parts will im-ply the first two statements of the proposition: For the first part (about the Dieudonn´e module of the exterior power), note that if M is ´etale, each Mi is

´etale and, since k is algebraically closed, Mi are constant O-module schemes.

In a) we show that in fact Mi is isomorphic to the constant O-module scheme (πOi)h and �

O

jMi is isomorphic to the constant O-module scheme �

O πi

j(πOi)h. The Dieudonn´e module ofMi is therefore isomorphic to

W ⊗Zp(O and the Dieudonn´e module of�

O

IfMis connected,b) is exactly what we need to show. Now, in the general case, writeMi as the direct sum,M´eti ⊕M0i, of its ´etale and connected parts (which is possible, sincekis algebraically closed). Using the universal properties of exterior power, tensor product and direct sum, we obtain a canonical isomorphism:

j

Applying the covariant Dieudonn´e functor on the both sides of this isomorphism, and using the fact that the Dieudonn´e functor preserves direct sums, we get the following isomorphism (in the following isomorphisms, we omit the subscript

W ⊗Zp O from the exterior powers and tensor product in order to avoid heavy can interchange the Dieudonn´e functor with the tensor product and we obtain:

D(�j

Finally, using partsa) andb) of the proposition, we get the following isomorphism D(�j But the right hand side of the isomorphism is isomorphic to�j

(D´iet⊕D0i) which is itself isomorphic to �j

Di, again since the Dieudonn´e functor commutes with direct sums. Hence, the canonical isomorphism

D(�j

Mi)∼=�j Di.

For the statement about the order, using the fact that the Dieudonn´e module of

Di and recalling from Remark 5.5.11, that Di is a free W ⊗Zp O Using Lemma 5.5.8 a), we have that

W(W ⊗Zp

O

πi) =f ·�W(W ⊗A O πi).

Now recall from the proof of Lemma 5.5.8 that in the equal characteristic case the ring A is Fq and in the mixed characteristic case it is the ring of integers of the maximal unramified subextension ofK/Qp. Therefore, in the equal characteristic case we have

5.5. THE MAIN THEOREM: OVER FIELDS OF CHARACTERISTICP 89 and in the mixed characteristic case we have

W ⊗A O

a) Since k is algebraically closed, the finite group schemes Mi are constant and by abuse of notation, we will denote by Mi the abstract group of k-rational points of Mi. Again, sincek is algebraically closed, we have exact sequences

(∗) 0→Mn→Mn+mπn Mm →0

for all natural numbers m and n (here we mean the exact sequence of O -modules and not O-module schemes). For i = 1, we have that Mi is an Fq-vector space of dimension hand so it is isomorphic to (Fq)h ∼= (Oπ)h. For i = 2, we know that M2 is an πO2-module of order equal to the order of (πO2)h and that it is an extension of (Oπ)h by (Oπ)h, more precisely, we know that we have the following exact sequence:

0→(O

π)h →M2

π (O

π)h →0

It is now an straightforward calculation to see that the only possibility for such an extension is the following one (we use the structure of finitely generated modules over principal ideal domains):

0→(O more!). Proceeding in the same fashion and using the exact sequences (∗), we conclude that for every i≥1, we have Mi ∼= (πOi)h which is also an iso-morphism of O-module schemes and thus �

O

jMi ∼=�

O

j(πOi)h (the underline here is to emphasize that we are dealing with a constant group scheme). By Proposition 4.1.8 c), we know that �

O

j(πOi)h ∼=�

O πi

j(πOi)h. Now the universal property of exterior powers (and some straightforward calculations) imply that �

b) We know from Lemma 5.5.16 b) that ϕ and υ are commuting morphisms making the F-diagram associated to ϕ and the V-diagram associated to υ commute. We can therefore apply Lemma 4.4.10 and conclude that the co-variant Dieudonn´e module of�

O πi

jMi is isomorphic to�j

Di with the actions of F and respectively V through the actions of ϕ and respectively υ.

Remark 5.5.18.

1) In the proof of a) we have shown that if M is ´etale, then Mi ∼= (πOi)h and the injections ι : Mi �→ Mi+1 correspond to the canonical injections (πOi)h �→(πOi+1)h given by multiplication by π. It follows that as a constant

1) In the proof of a) we have shown that if M is ´etale, then Mi ∼= (πOi)h and the injections ι : Mi �→ Mi+1 correspond to the canonical injections (πOi)h �→(πOi+1)h given by multiplication by π. It follows that as a constant