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The irreducible quotients of the Verma modules

2. Representation theory: generalities

2.7. The irreducible quotients of the Verma modules

Combining Observations 2’ and 3’ and the fact that the polynomial function h →C, λ 7→det

(·,·)λ,n is not identically zero, we conclude that the polynomial function

h →C, λ 7→det

(·,·)λ,n is the leading term of the polynomial function

h →C, λ 7→det

(·,·)λ,n . This proves Proposition 2.6.17.

Now that Proposition 2.6.17 is proven, the proof of Theorem 2.6.6 is also complete (because we have already proven Theorem 2.6.6 using Proposition 2.6.17).

2.7. The irreducible quotients of the Verma modules

We will now use the form (·,·)λ to develop the representation theory of g. In the following, we assume thatg is nondegenerate.

Definition 2.7.1. Let (·,·) denote the form (·,·)λ. Let Jλ± be the kernel of (·,·) on Mλ±. This is a graded g-submodule of Mλ± (since the form (·,·) is g-invariant).

Let L±λ be the quotient module Mλ±Jλ±. Then, (·,·) descends to a nondegenerate pairing L+λ ×L−λ →C.

Remark 2.7.2. For Weil-genericλ(away from a countable union of hypersurfaces), we have Jλ± = 0 (by Theorem 2.6.6) and thus L±λ =Mλ±.

Theorem 2.7.3. (i) The g-moduleL±λ is irreducible.

(ii) The g-module Jλ± is the maximal proper graded submodule of Mλ±. (This means that Jλ± contains all proper graded submodules in Mλ±.)

(iii)Assume that there exists some L∈g0 such that every n ∈Z satisfies (adL)|gn=n·id|gn .

(In this case it is said thatthe grading on g is internal, i. e., comes from bracketing with some L∈g0.) Then Jλ± is the maximal proper submodule of Mλ±.

Remark 2.7.4. Here are two examples of cases when the grading on g is internal:

(a)Ifgis a simple finite-dimensional Lie algebra, then we know (from Proposition 2.5.6) that choosing a Cartan subalgebra h and corresponding Chevalley generators e1, e2, ..., em, f1, f2, ..., fm, h1, h2, ..., hm of g endows g with a grading. This grading is internal. In fact, in this case, we can take L=ρ, whereρ is defined as the element of h satisfying αi) = 1 for all i (where αi are the simple roots ofg).

Since the actions of the αi onh are a basis of h, this ρ is well-defined and unique.

(But it depends on the choice of h and the Chevalley generators, of course.)

(b)Ifg= Vir, then the grading ong is internal. In fact, in this case, we can take L=−L0.

On the other hand, if g is the affine Kac-Moody algebra bgω of Definition 1.7.6, then the grading on g is not internal.

Proof of Theorem 2.7.3. (i)Let us show thatLλ is irreducible (the proof for L+λ will be similar).

In fact, assume the contrary. Then, there exists a nonzero w∈Lλ such thatU(g)· w 6= Lλ. Since Lλ is graded by nonnegative integers, we can choose w to have the smallest possible degree m (without necessarily being homogeneous). Clearly, m >0.

Thus we can write w = w0+w1 +...+wm, where each wi is homogeneous of degree degwi =i and wm 6= 0.

Let a ∈ gj for some j < 0. Then aw = 0 (since deg (aw) < degw, but still U(g)·aw6=Lλ (since U(g)·aw⊆U(g)·wand U(g)·w6=Lλ), and we have chosen w to have the smallest possible degree). By homogeneity, this yields awm = 0 (since awm is the (m+j)-th homogeneous component of aw).

For every u ∈L+−λ[−m−j], the term (au, wm) is well-defined (since au ∈L+−λ and wm ∈Lλ). Since the form (·,·) isg-invariant, it satisfies (au, wm) = −

u, awm

|{z}=0

= 0.

But sincem >0, we haveL+−λ[−m] = P

j<0

gj·L+−λ[−m−j] (because Proposition 2.5.15 (a) yields M−λ+ =U(n)vλ+, so that L+−λ =U(n)vλ+, thus

L+−λ[−m] = U(n) [−m]

| {z }

=P

j<0

(n)[j]·U(n)[−m−j]

vλ+ =X

j<0

(n) [j]

| {z }

=g[j]=gj

·U(n) [−m−j]vλ+

| {z }

=L+−λ[−m−j]

(sinceU(n)v+λ=L+−λ)

=X

j<0

gj·L+−λ[−m−j]

). Hence, any element of L+−λ[−m] is a linear combination of elements of the form au with a∈gj (for j <0) andu∈L+−λ[−m−j]. Thus, since we know that (au, wm) = 0

for every a ∈ gj and u ∈ L+−λ[−m−j], we conclude that L+−λ[−m], wm is nondegenerate, this yields wm = 0. This is a contradiction to wm 6= 0. This contradiction shows that our assumption was wrong. Thus,Lλ is irreducible. Similarly, L+λ is irreducible.

(ii)First let us prove that theg-moduleJλ+ is the maximal proper graded submodule of Mλ+.

LetK ⊆Mλ+be a proper graded submodule, and letK be its image inL+λ. Then, K lives in strictly negative degrees (because it is graded, so if it would have a component in degrees ≥ 0, it would contain vλ+ and thus contain everything, and thus not be proper). Hence, K also lives in strictly negative degrees, and thus is proper. Hence, by (i), we have K = 0, thus K ⊆ Jλ+. This shows that Jλ+ is the maximal proper graded submodule of Mλ+. The proof of the corresponding statement for Jλ and Mλ is similar.

(iii) Assume that there exists someL∈g0 such that every n ∈Z satisfies (adL)|gn=n·id|gn .

Consider this L. It is easy to prove (by induction) that [L, a] = na for every a ∈ U(g) [n].

We are now going to show that all g-submodules of Mλ+ are automatically graded.

In fact, it is easy to see thatMλ+[n]⊆Ker L|M+

λ −(λ(L) +n) id

for everyn∈Z.

68 In other words, for everyn ∈Z, then-th homogeneous componentMλ+[n] of Mλ+ is contained in the eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n. Now,

eigenspace of the operatorL|

M+

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n

Since all eigenspaces of L|M+

λ are clearly contained inMλ+, this rewrites as Mλ+ =X

n∈Z

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n .

Since eigenspaces of an operator corresponding to distinct eigenvalues are linearly disjoint, the sum P

n∈Z

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n must be a direct sum, so this becomes

Mλ+ =M

n∈Z

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n

. (70) As a consequence of this, the map L |M+

λ is diagonalizable, and all of its eigenvalues belong to the set {λ(L) +n | n∈Z}.

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n , but the direct sum of these inclusions over alln ∈Z is an equality (since

M

n∈Z

Mλ+[n] =Mλ+ =M

n∈Z

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n by (70)). Hence, each of these inclusions must be an equality. In other words,

Mλ+[n] =

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n

for every n∈Z. (71)

Now, let K be a g-submodule of Mλ+. Then, L |K is a restriction of L |M+

λ to K. Hence, map L |K is diagonalizable, and all of its eigenvalues belong to the set {λ(L) +n | n ∈Z} (because we know that the map L|M+

λ is diagonalizable, and all of its eigenvalues belong to the set{λ(L) +n | n∈Z}). In other words,

K =M

n∈Z

(eigenspace of the operator L|K for the eigenvalue λ(L) +n)

| {z }

=K∩

eigenspace of the operatorL|

M+

eigenspace of the operator L|M+

λ for the eigenvalue λ(L) +n

Hence, K is graded. We thus have shown that every g-submodule of Mλ+ is graded.

Similarly, every g-submodule ofMλ is graded. Thus, Theorem 2.7.3(iii)follows from Theorem 2.7.3 (ii).

Remark 2.7.5. Theorem 2.7.3 (ii) does not hold if the word “graded” is removed.

In fact, here is a counterexample: Let g be the 3-dimensional Heisenberg algebra.

(This is the Lie algebra with vector-space basis (x, K, y) and with Lie bracket given by [y, x] =K, [x, K] = 0 and [y, K] = 0. It can be considered as a Lie subalgebra of the oscillator algebra Adefined in Definition 1.1.4.) It is easy to see that gbecomes a nondegenerate Z-graded Lie algebra by setting g−1 = hxi, g0 = hKi, g1 = hyi and gi = 0 for everyi ∈Z{−1,0,1}. Then, on the Verma highest-weight module M0+ =C[x]v+0, bothK and yact as 0 (andx acts as multiplication withx), so that Iv0+ is ag-submodule of M0+ for every idealI ⊆C[x], but not all of these ideals are graded, and not all of them are contained in J0+ (as can be easily checked).

Corollary 2.7.6. For Weil-generic λ (this means a λ outside of countably many hypersurfaces in h), theg-modules Mλ+ and Mλ are irreducible.

Definition 2.7.7. Let Y be a g-module. A vector w∈Y is called a singular vector of weight µ∈h (here, recall thath =g0) if it satisfies

hw=µ(h)w for every h∈h and

aw= 0 for every a∈gi for every i >0.

We denote by Singµ(Y) the space of singular vectors of Y of weight µ.

When people talk about “singular vectors”, they usually mean nonzero singular vectors in negative degrees. We are not going to adhere to this convention, though.

Lemma 2.7.8. Let Y be ag-module. Then there is a canonical isomorphism Homg Mλ+, Y

→SingλY, φ7→φ vλ+

.

Proof of Lemma 2.7.8. We have Mλ+=U(g)⊗U(h⊕n+)Cλ = Indgh⊕n+Cλ, so that Homg Mλ+, Y

= Homg Indgh⊕n

+Cλ, Y

∼= Homh⊕n+(Cλ, Y) (by Frobenius reciprocity). But Homh⊕n+(Cλ, Y)∼= SingλY (because every C-linear map Cλ →Y is uniquely

de-termined by the image ofvλ+, and this map is a (h⊕n+)-module map if and only if this image is a singular vector ofY of weightλ). Thus, Homg Mλ+, Y∼= Homh⊕n+(Cλ, Y)∼= SingλY. If we make this isomorphism explicit, we notice that it sends everyφtoφ v+λ

, so that Lemma 2.7.8 is proven.

Corollary 2.7.9. The representation Mλ+ is irreducible if and only if it does not have nonzero singular vectors in negative degrees. Here, a vector inMλ+is said to be

“in negative degrees” if its projection on the 0-th homogeneous component Mλ+[0]

is zero.

Proof of Corollary 2.7.9. ⇐=: Assume that Mλ+ does not have nonzero singular vectors in negative degrees.

We must then show that Mλ+ is irreducible.

In fact, assume the contrary. Then, Mλ+ is not irreducible. Hence, there exists a nonzerohomogeneous v ∈ Mλ+ such that U(g)·v 6=Mλ+. 69 Consider this v. Then, U(g)·v is a proper graded submodule of Mλ+, and thus is contained in Jλ+. Hence, Jλ+ 6= 0.

There exist some d∈Z such thatJλ+[d]6= 0 (since Jλ+6= 0 and since Jλ+ is graded).

All such d are nonpositive (since Jλ+ is nonpositively graded). Thus, there exists a highest integer d such that Jλ+[d] 6= 0. Consider this d. Clearly, d < 0 (since the bilinear form (·,·) :Mλ+×M−λ is obviously nondegenerate on Mλ+[0]×M−λ [0], so that Jλ+[0] = 0).

Every i >0 satisfies gi· Jλ+[d]

⊆Jλ+[i+d] since Jλ+ is a graded g-module

= 0 since i+d > d, but d was the highest integer such that Jλ+[d]6= 0 . By Conditions(1)and(2)of Definition 2.5.4, the Lie algebrag0 is abelian and

finite-dimensional. Hence, every nonzero g0-module has a one-dimensional submodule70.

69Proof. Notice thatMλ+ is a gradedU(g)-module (sinceMλ+ is a gradedg-module).

Since Mλ+ is not irreducible, there exists a nonzero wMλ+ such thatU(g)·w6=Mλ+. Since Mλ+ is graded bynonpositive integers, we can write win the form w=

m

70Proof. This is because of the following fact:

Thus, the nonzero g0-module Jλ+[d] has a one-dimensional submodule. Let w be the generator of this submodule. Then, this submodule ishwi.

For everyh∈h, the vectorhwis a scalar multiple ofw(sinceh∈h=g0, so thathw lies in the g0-submodule of Jλ+[d] generated by w, but this submodule is hwi). Thus, we can writehw=λhwfor someλh ∈C. Thisλh is uniquely determined (sincew6= 0), so we can define a mapµ:h→C such thatµ(h) = λh for everyh∈h. This mapµis easily seen to be C-linear, so that we have found a µ∈h such that

hw=µ(h)w for every h∈h.

Also,

aw= 0 for every a∈gi for every i >0 (since a

|{z}∈gi

w

|{z}

∈Jλ+[d]

∈ gi · Jλ+[d]

⊆ 0). Thus, w is a nonzero singular vector. Since w ∈ Jλ+[d] and d < 0, this vector w is in negative degrees. This contradicts to the assumption thatMλ+ does not have nonzero singular vectors in negative degrees. This contradiction shows that our assumption was wrong, so that Mλ+ is irreducible. This proves the⇐= direction of Corollary 2.7.9.

=⇒: Assume that Mλ+ is irreducible.

We must then show that Mλ+ does not have nonzero singular vectors in negative degrees.

Let v be a singular vector of Mλ+ in negative degrees. Let it be a singular vector of weightµ for some µ∈h.

By Lemma 2.7.8 (applied toµandMλ+instead ofλandY), we have an isomorphism Homg Mµ+, Mλ+

→Singµ Mλ+ , φ7→φ vµ+

.

Letφ be the preimage of v under this isomorphism. Then, v =φ v+µ . Since v is in negative degrees, we have v ∈ P

n<0

Mλ+[n]. Now, Mµ+ = U(n)v+µ = P

m≤0

U(n) [m]vµ+ (sinceMµ+ is nonpositively graded), so that

φ Mµ+

=φ X

m≤0

U(n) [m]vµ+

!

= X

m≤0

U(n) [m] φ vµ+

| {z }

=v∈P

n<0

Mλ+[n]

since φ ∈Homg Mµ+, Mλ+

∈ X

m≤0

U(n) [m]X

n<0

Mλ+[n] =X

m≤0

X

n<0

U(n) [m]·Mλ+[n]

| {z }

⊆Mλ+[m+n]

(sinceMλ+ is a gradedg-module)

⊆ X

m≤0

X

n<0

Mλ+[m+n]⊆X

r<0

Mλ+[r].

Every nonzero finite-dimensional module over an abelian finite-dimensional Lie algebra has a one-dimensional submodule. (This is just a restatement of the fact that a finite set of pairwise commuting matrices on a finite-dimensional nonzeroC-vector space has a common nonzero eigen-vector.)

Thus, the projection of φ Mµ+

onto the 0-th degree of Mλ+ is 0. Hence, φ Mµ+ is a proper g-submodule of Mλ+. Therefore, φ Mµ+

= 0 (since Mλ+ is irreducible). Thus, v =φ v+µ

∈φ Mµ+

= 0, so that v = 0.

We have thus proven: Whenever v is a singular vector of Mλ+ in negative degrees, we havev = 0. In other words, Mλ+ does not have nonzero singular vectors in negative degrees. This proves the =⇒ direction of Corollary 2.7.9.

Here is a variation on Corollary 2.7.9:

Corollary 2.7.10. The representation Mλ+ is irreducible if and only if it does not have nonzero homogeneous singular vectors in negative degrees.

Proof of Corollary 2.7.10. =⇒: This follows from the =⇒ direction of Corollary 2.7.9.

⇐=: Repeat the proof of the ⇐= direction of Corollary 2.7.9, noticing that w is homogeneous (since w∈Jλ+[d]).

Corollary 2.7.10 is thus proven.