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Schemes and Deligne-Mumford Stacks

1.4.3 Solution Sheaves

We now introduce some terminology which will be useful for the proof of Proposition 1.4.2.4.

Notation 1.4.3.1. Let pX,OXqbe a spectrally ringed 8-topos. For each E8-ringR, the construction pU PXq ÞÑ MapCAlgpR,OXpUqq determines aS-valued sheaf on X. We let SolRpOXqdenote an object of X which represents this functor.

Example 1.4.3.2. Let R “ Sym˚pSnq denote the free E8-ring on a single generator in degreen. IfOX is a sheaf ofE8-rings on an8-toposX, then there is a canonical equivalence SolRpOXq »Ω8`nOX in the8-toposX.

Remark 1.4.3.3 (Functoriality in R). Let X be an 8-topos and let OX be a sheaf of E8-rings on X. Then the construction RÞÑ SolRpOXq is contravariantly functorial inR.

Moreover, it carries colimits (in the 8-category CAlg of E8-rings) to limits (in the8-topos X).

Remark 1.4.3.4 (Functoriality in OX). Let X be an 8-topos and let R be anE8-ring.

Then the construction OX ÞÑSolRpOXqdetermines a functor ShvCAlgpXq ÑShvpXqwhich preserves small limits.

Remark 1.4.3.5(Functoriality inX). Letf˚:X ÑYbe a geometric morphism of8-topoi and letR be anE8-ring. Then the diagram

ShvCAlgpXq SolR //

f˚

X

f˚

ShvCAlgpYq SolR //Y

commutes (up to canonical equivalence).

Remark 1.4.3.6. In the situation of Notation 1.4.3.1, suppose thatR is connective. Then for any object OX P ShvCAlgpXq, the canonical map SolRě0OXq Ñ SolRpOXq is an equivalence inX.

It follows from Remark 1.4.3.5 that for any geometric morphism of 8-topoi f˚:X ÑY and anyE8-ringR, there is a canonical natural transformation of functorsf˚SolRÑSolRf˚ from ShvCAlgpYq toShvCAlgpXq.

Lemma 1.4.3.7. LetR be a compact object ofCAlg. Then, for any geometric morphism of 8-topoif˚ :X ÑY and any sheafOY of E8-rings onY, the canonical map f˚SolRpOYq Ñ SolRpf˚OYq is an equivalence in X.

Proof. Let CĎCAlgR be the full subcategory spanned by those objectsR for which the natural mapf˚SolRÑSolRf˚ is an equivalence of functors fromShvCAlgpYqtoX. ThenC is closed under retracts, and it follows from Remark 1.4.3.3 (together with the left exactness off˚) that C is closed under finite colimits in CAlgR. To prove that C contains all compact objects of CAlgR, it will suffice to show that it contains all free algebras of the form Sym˚pSnq, which follows from Example 1.4.3.2.

Lemma 1.4.3.8. Let f :AÑB be an ´etale morphism between connectiveE8-rings, and let OX be a connective sheaf ofE8-rings on an 8-topos X. Then the diagram

SolBpOXq //

SolB0OXq

SolApOXq //SolA0OXq

is a pullback square inX.

Proof. Using Proposition B.1.1.3, we can choose a pushout diagram A0 //

f0

A

f

B0 //B

in CAlg, wheref0 is ´etale and theE8-rings A0 and B0 are compact and connective. Using Remark 1.4.3.3, we can replacef by f0 and thereby reduce to the case whereA and B are compact. BecauseX is an 8-topos, we can choose a small 8-category C and a geometric morphism φ˚ :X ÑPpCq which exhibits X as a left exact localization of PpCq. We then have equivalences

OX »φ˚ě0φ˚OXq π0OX »φ˚0φ˚OXq.

Using Lemma 1.4.3.7, we can replace OX by τě0˚OXq and thereby reduce to the case where X “PpCq is an8-category of presheaves. In this case, we are reduced to proving that for every object CPC, the diagram of mapping spaces

MapCAlgpB,OXpCqq //

MapCAlgpB, π0OXpCqq

MapCAlgpA,OXpCqq //MapCAlgpA, π0OXpCqq is a pullback square, which follows from Theorem HA.7.5.4.2 .

1.4. SPECTRAL DELIGNE-MUMFORD STACKS 139 Lemma 1.4.3.9. paq Let pX,OXq be a spectrally ringed 8-topos. Then OX is strictly Henselian if and only if, for every E8-ring A and every faithfully flat ´etale morphism AÑś

1ďiďnAi, the induced map ž

1ďiďn

SolAipOXq ÑSolApOXq

is an effective epimorphism inX.

pbq Letf :pX,OXq Ñ pY,OYqbe a morphism of spectrally ringed 8-topoi, where OX and OY are strictly Henselian. Then f is a morphism in 8TopsHenCAlg if and only if, for every ´etale morphism ofE8-rings AÑB, the associated diagram

f˚SolBpOYq //

SolBpOXq

f˚SolApOYq //SolApOXq.

Proof. We first prove the “only if” direction ofpaq. Assume thatOX is strictly Henselian and that we are given a collection of ´etale morphismstAÑAiu1ďiďn for which the induced mapAÑś

1ďiďnAi is faithfully flat. We wish to prove that the induced map ž

1ďiďn

SolAipOXq ÑSolApOXq

is an effective epimorphism. Note that each of the maps AÑAi is flat, and therefore fits into a pushout square of E8-rings

τě0A //

τě0Ai

A //Ai.

Using Remark 1.4.3.3, we obtain a pullback diagram š

1ďiďnSolAipOXq //

SolApOXq

š

1ďiďnSolτě0AipOXq //Solτě0ApOXq.

Consequently, to prove the the upper horizontal map in this diagram is an effective epimor-phism, it will suffice to show that the lower horizontal map is an effective epimorphism. We may therefore replace A byτě0A (and each Ai withτě0Ai) and thereby reduce to the case

where A is connective. In this case, there is no loss of generality in assuming that OX is connective (Remark 1.4.3.6). Lemma 1.4.3.8 now supplies a pullback diagram

š

where the bottom horizontal map is an effective epimorphism (between discrete objects of X) by virtue of our assumption thatπ0OX is strictly Henselian.

We now prove the “if” direction of paq. Assume thatOX has the property described bypaq; we wish to show that for every commutative ring R and every finite collection of

´

etale morphisms tRÑRiu1ďiďn for which the induced mapR Ñś

Ri is faithfully flat, the induced map >SolRi0OXq ÑSolR0OXqis an effective epimorphism (between discrete objects ofX). Writing R as a direct limit of its finitely generated subrings, we may assume without loss of generality that R is finitely generated: that is, there exists a surjection of commutative rings P Ñ R, where P is a polynomial ring over Z. Using the structure theory of ´etale morphisms of commutative rings (see Proposition B.1.1.3), we can lift each Ri to an ´etale P-algebra Pi. Let U Ď SpecP be the union of the images of the maps SpecPi ÑSpecP. Since ´etale morphisms have open images, the setU is open with respect to the Zariski topology. It is clearly quasi-compact, so we can choose a collection of elements t1, . . . , tk PP for which U is covered by the open subsets SpecPrt´1j s ĎSpecP. Because the map RÑś

Ri is faithfully flat, the map SpecR ÑSpecP factors throughU. We may therefore choose coefficients cj PR for which the sum c1t1` ¨ ¨ ¨ `cktk “1 inR; here we abuse notation by identifying each tj with its image inR. Using the surjectivity of the map P ÑR, we can lift each cj to an elementcj PP. Let uc1t1` ¨ ¨ ¨ `cktk. Then the map Pru´1s Ñś

Piru´1sis faithfully flat and the map P ÑR factors through Pru´1s. We may therefore replaceR by Pru´1sand thereby reduce to the case where the commutative ring R has the formZrx1, . . . , xmsru´1sfor someuPZrx1, . . . , xms. epimorphisms. The mapρ is an effective epimorphism by virtue of our assumption thatOX

satisfies the condition described in paq. The mapρ1 is an effective epimorphism because it is a pullback of themth power of the effective epimorphism Ω8OX Ñπ0OX. This completes the proof of paq.

1.4. SPECTRAL DELIGNE-MUMFORD STACKS 141

is a pullback square in X. As in the first part of the proof, it will suffice to prove this in the special case where Aand B are connective. Remark 1.4.3.6 then allows us to replace OX

andOY by their connective covers, and thereby reduce to the case where they are connective as well. In this case, we have a commutative diagram

f˚SolBpOYq //

where the right square is a pullback by Lemma 1.4.3.8. It will therefore suffice to show that the outer rectangle is a pullback. This rectangle also appears in the commutative diagram

f˚SolBpOYq //

where the left square is a pullback (Lemma 1.4.3.8). We are then reduced to showing that the right square is a pullback diagram (of discrete objects of X), which follows from Proposition 1.2.2.12.

For the converse, suppose that f satisfies the condition described inpbq; we claim that induced map f˚OY Ñ OX is local. Fix an object X PX and a map e: X Ñ π0f˚OY, and let e denote the composite map X Ñe π0f˚OY Ñ π0OX. We must show that ife is invertible when regarded as an element of the commutative ringπ0MapXpX, π0OXq, thene is invertible when regarded as an element of the commutative ringπ0MapXpX, π0f˚OYq.

This assertion is local X: we may therefore assume without loss of generality thatefactors through a mapX Ñf˚OY. In this case, the desired result follows by inspecting the diagram

f˚SolBpOYq //

in the special caseAStxuandBStxurx´1s; here the left square is a pullback by virtue of our hypothesis onf and the right square is a pullback by virtue of Lemma 1.4.3.8.

Proof of Proposition 1.4.2.4. Let R be an E8-ring and let O : CAlg´etR Ñ CAlg be the forgetful functor. It follows from Theorem D.6.3.5 thatO is a CAlg-valued sheaf (with respect to the ´etale topology on CAlg´etR). Note thatπ0O can be identified with the sheafification of the presheaf of commutative rings given by the composite map CAlg´etR Ñπ0 CAlg, which is the structure sheaf of the Deligne-Mumford stack Sp´etR. It follows from Proposition 1.2.3.2 thatπ0O is strictly Henselian, so that the sheaf O is strictly Henselian.

Let X be an arbitrary 8-topos and let OX be a strictly Henselian CAlg-valued sheaf on X. The constructionA ÞÑ SolApOXq determines a functor SolpOXq : CAlg´etR Ñ Xop. Applying Proposition HTT.6.1.5.2 , we can identify the mapping space Map8ToppX,Shv´etRq with the full subcategory of FunpCAlg´etA,Xq»spanned by those functorsχ:pCAlg´etRqop ÑX which satisfy the following conditions:

piq The functorχ preserves finite limits.

piiq For every faithfully flat ´etale morphism AÑś

1ďiďnAi in CAlg´etR, the induced map

>χpAiq ÑχpAqis an effective epimorphism in the8-toposX.

Ifχ is a functor satisfying these conditions and f˚:X ÑShv´etR is the associated geometric morphism, then we can identify the direct image f˚OX with the CAlg-valued sheaf on CAlg´etR given by CAlg´etR ÝÑχ Xop ÝÝÑOX CAlg. We may therefore identify the mapping space over the pairpχ, φqcan be identified with the mapping space MapFunppCAlg´et

Rqop,Xqpχ,Sol0pOXqq. It follows from Lemma 1.4.3.9 that this identification carries the homotopy fiber of the restriction

Map8TopsHen

CAlgppX,OXq,Sp´etRq ÑFunppCAlg´etRqop,Xq»ˆMapCAlgpR,ΓpX,OXqq to the subspace of MapFunppCAlg´et

Aqop,Xqpχ,Sol0pOXqqspanned by the equivalences. It follows that the fiber product

Map8TopsHen

CAlgppX,OXq,Sp´etRq ˆMap

CAlgpR,ΓpX,OXqqtφu

is either empty or contractible. We will complete the proof by explicitly constructing a point of this fiber product, given by a morphism of ringed8-topoipX,OXq ÑSp´etR. Let

1.4. SPECTRAL DELIGNE-MUMFORD STACKS 143 χ:pCAlg´etRqop ÑX be the functorAÞÑSol0ApOXq. The constructionAÞÑSolApOXqcarries colimits in CAlg to limits inX. It follows that the functorSolpOXqpreserves pullbacks, so that Sol0pOXq also preserves pullbacks. By construction, the functorSol0pOXq carriesR to a final object of X, so thatSol0pOXq preserves finite limits. SinceOX is strictly Henselian, Lemma 1.4.3.9 implies that the functor χ“Sol0pOXq satisfies condition piiq above, and therefore determines a geometric morphism of 8-topoi f˚ : X Ñ Shv´etR. The preceding analysis shows that the projection mapSol0pOXq ÑSolpOXq determines a morphism of CAlg-valued sheavesα :O Ñf˚OX, so that we can regardf “ pf˚, αq as a morphism of spectrally ringed topoi from pX,OXq into Sp´etA. We will complete the proof by showing thatf is a morphism in the 8-category 8TopsHenCAlg. To this end, fix an object U PX and an elementxPπ0MapXpU, f˚0Oqqwhose image in π0MapXpU, π0OXq is invertible; we wish to show that x is invertible. For each object A PCAlg´etR, let hA PShv´etR denote the sheaf corepresented by B. Since the objects hA generate Shv´etR under small colimits, we can therefore choose an effective epimorphism >hAα Ñ π0O, which induces an effective epimorphism š

f˚hAα Ñ f˚π0O. Working locally on U, we may assume that the map x:U Ñf˚π0O factors as a compositionU ÝÑψ f˚hA f

˚y

ÝÝÑf˚π0O, where ψ:U Ñf˚hA» Sol0ApOXqclassifies an R-algebra morphism φ:AÑOXpUq, andy:hAÑπ0O is a map of discrete objects of Shv´etR which we can identify with an element of the commutative ring π0OpAq “ π0A. Applying φ to y, we obtain an element φpyq P π0pOXpUqqwhose image in MapXpU, π0OXq is an equivalence. It follows that multiplication by φpyq induces an equivalence from OX |U to itself, so that φpyq is invertible in OX |U. Consequently, the mapψ admits an (essentially unique) lift to a map ψ:U ÑSol0Ary´1spOXq »f˚hAry´1s, so that xfactors as a compositionU ÝÑψ f˚hAry´1s ÝÝÑf˚y f˚π0O, and is therefore invertible, as desired.

1.4.4 Spectral Deligne-Mumford Stacks