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1.3 Sequence spaces

1.3.3 Sequence systems

In the following we will need similar properties of two slightly different types of nuclear operators defined by a triplet of sequence spaces. For this, it is convenient to introduce the following general definition.

Definition 1.41. By a sequence system α we mean a rule that for every Banach space X fixes a linear subspace α(X) of XN such that for every x = (xn)∈α(X), for every Banach space Y and for every T ∈ L(X, Y) one has T ◦x= (T xn)∈α(Y).

Definition 1.42. By a w-sequence system α we mean a rule that for every dual Banach space X fixes a linear subspace α(X) of (X)N such that for every x = (xn) ∈ α(X), for every Banach space Y and for every T ∈ L(Y, X)one has T ◦x = (Txn)∈α(Y).

Note that every sequence system is, in particular, also a w-sequence system.

Example 1.43. If λ is equipped with a linear topology, then also ˆλw is a sequence system and λˆw is a w-sequence system. We explain why the first claim holds. Indeed, from x ∈ λ(X) and T ∈ L(X, Y) follows that (T xn) ∈ λ(Y). Thus for every y ∈ Y we have (y(T xn))n ∈ λ. Therefore jw[(T xn)]∈ L(Y, λ), meaning (T xn)∈λˆw(Y).

Example 1.44. Given a sequence space λ, both λw : X 7→ λw(X) and λs : X 7→λs(X)(assuming thatλ is solid) are sequence systems andλw :X 7→

λw(X) is a w-sequence system. We explain why the claim for λs holds.

Indeed, from x∈λ(X)we have (kxnk)n∈λ. Sinceλ is solid, it follows from kT xnk ≤ kTkkxnk that (kT xnk)∈λ. Thus, (T xn)∈λs(Y).

LetX be a Banach space and let q be a quasi-norm on a vector sequence space α(X).

Definition 1.45. We say that a sequence system (w-sequence system) α is quasi-normed, if for all Banach spaces X the vector sequence spaceα(X) (α(X)) is equipped with a quasi-norm q such that for every Banach space Y, every operator T ∈ L(X, Y) (R ∈ L(Y, X)) and every x ∈ α(X) (x ∈ α(X)), one has q(T ◦x)≤ kTkq(x) (q(R◦x)≤ kRkq(x)).

Given any property P introduced for (quasi-normed) vector sequence spaces, we will say that a (quasi-normed) (w-)sequence system α enjoys property P whenever every component of α enjoys P.

We say that a sequence system α is non-zero, when every component of α is non-zero.

Example 1.46. If λ is monotone and q is monotone, then both λˆw and λˆw are monotone with monotone quasi-norms. We explain why the claim for ˆλw holds. Indeed, let λ be monotone, let X be a Banach space, let x ∈λˆw(X), N ⊂ N and x ∈ X. Then x ◦ SN(x) = SN[(x(xn))] ∈ λ. Since q is monotone, it follows that the the norm of operator jwSN(x) is bounded.

Therefore λˆw is monotone. Let q be a monotone quasi-norm on λ. Let x, y ∈X be such that k · k ◦y ≤ k · k ◦x. Since

kxkw =kjwxk= sup

kxk≤1

q((jwx)x) = sup

kxk≤1

q((x(xn))n)

and q is monotone, we have that kykw ≤ kxkw and therefore k · kw is also monotone.

Example 1.47. Let λ be a sequence space equipped with a quasi-norm q. If λ is symmetric and q is K-symmetric, then both λˆw and λˆw are symmetric with K-symmetric quasi-norms.

2 (λ, µ, ν )-nuclear operators

In this section we introduce the notion of (λ, α, β)-nuclear operators. In the following, we assume that sequence spaces and sequence systems are non-zero.

Definition 2.1. Letλbe a sequence space, letαbew-sequence system and letβ be a sequence system. Let X and Y be Banach spaces. We say that an operator T ∈ L(X, Y) is(λ, α, β)-nuclear if

T =

X

n=1

σnxn⊗yn,

where (σn) ∈λ, (xn) ∈ α(X) and (yn) ∈β(Y) (the series converges in the usual operator norm). Here, givenx ∈X andy∈Y, the one-rank operator x ⊗y is defined by (x⊗y)(x) = x(x)·y for all x ∈ X. We denote the collection of of all(λ, α, β)-nuclear operators byN(λ,α,β). In the following, we will also use notation T =P

σx⊗y =P

n=1σnxn⊗yn for a given nuclear representation of operator T.

Given a triplet of sequence spaces λ, µ, ν, we denote N(λ,µ,ν) :=

N(λ,µw

w). The operators belonging to the latter collection will be called (λ, µ, ν)-nuclear. Often, we will also consider a related class N(λ,µww) with-out giving it a special notation.

Example 2.2. Let 1 ≤ r, p, q ≤ ∞ and 1 + 1/r ≥ 1/p+ 1/q. The (r, p, q)-nuclear operators (see [[Pie80, Chapter 18]]) by definition are exactly the (`r, `wq, `wp)-nuclear operators, which in this special case coincide with the (`r, `q, `p)-nuclear operators, due to Lemma 1.39.

Example 2.3. The λ-nuclear operators (see [Ram70]) are exactly the (λ, `, λ×)-nuclear operators. Note that Ramanujan assumed thatkxnk ≤1 and kynk ≤ 1 for all n ∈ N. These conditions can be attained by normal-izing the nuclear-representation of the operator, considering σnxn ⊗ yn = k(xn)kk(yn)kσnk(xn)k−1k(yn)k−1xn⊗yn.

We continue with showing that under some modest assumptions,N(λ,α,β) is an operator ideal.

Theorem 2.4. Let λ be a sequence space, let α be w-sequence system and let β be a sequence system. Let λ, α and β be symmetric and monotone.

Then N(λ,α,β) is an operator ideal.

Proof. Denote N :=N(λ,α,β) for brevity.

1. Since e1 ∈ λ,(IK,0,0, . . .) ∈α(K), e1 ∈ β(K) and IK = 1·IK⊗1, we have IK ∈ N.

2. Given Banach spaces X and Y, let us show that N(X, Y) is closed under addition. Let S1, S2 ∈ N(X, Y) and we pick representations

S1 =X

σ1x1⊗y1, S2 =X

σ2x2⊗y2. S1+S2 =X

(j1σ1+j2σ2)(j1x1+j2x2)⊗(j1y1+j2y2).

Since λ,α and β are symmetric and monotone, it follows from Lemma 1.28 that

j1σ1+j2σ2 ∈λ, j1x1+j2x2 ∈α, and j1y1+j2y2 ∈β.

In conclusion, S1+S2 ∈ N.

3. Let X, Y, V and W be Banach spaces. Consider operators S ∈ N(X, Y), R ∈ L(Y, V) and T ∈ L(W, X). We need to show that RST ∈ N(W, V). Pick a representation S = P

σx ⊗y with σ ∈ λ, x ∈α(X), y∈β(Y). Then

RST =

X

n=1

σnTxn⊗Ryn.

Since (Txn)∈α(W) and (Ryn)∈β(V), we have RST ∈ N.

Corollary 2.5. Let λ, µandν be symmetric and monotone sequence spaces.

Then both N(λ,µ,ν) and N(λ,µww) are operator ideals.

2.1 Nuclear quasi-norm

Let X be a Banach space and let q be a quasi-norm on a vector sequence space α(X).

Corollary 2.6. Let λ, µandν be symmetric and monotone sequence spaces.

Let µandν be equipped with K-symmetric and monotone quasi-norms. Then both N(λ,ˆµw

νw) and N(λ,ˆµwνw) are operator ideals.

Definition 2.7. Let (λ, qλ) be a quasi-normed sequence space, let (α, qα) be a quasi-normed w-sequence system and let (β, qβ) be a quasi-normed sequence system. Let X and Y be Banach spaces. Given an operator T ∈ N(λ,α,β)(X, Y), we define thenuclear quasi-norm as

N(λ,α,β)(T) := infqλ(σ)qα(x)qβ(y),

where the infimum ranges over all nuclear representations of T = Σσx ⊗y with σ ∈λ, x ∈α(X) and y∈β(Y).

Theorem 2.8. Let (λ, qλ) be a quasi-normed sequence space, let (α, qα) be a quasi-normed w-sequence system and let (β, qβ) be a quasi-normed sequence system. Let λ, α and β be symmetric and monotone, all equipped with nor-malized K-symmetric quasi-norms. Assume also that (λ, qλ) ·(α(K), qα)· (β(K), qβ) ≤ (`1,k·k1). Then (N(λ,α,β), N(λ,α,β)) is a quasi-normed operator ideal.

Proof. Denote N :=N(λ,α,β) and N :=N(λ,α,β) for brevity.

1. Let us show that N(IK) = 1. Clearly,

N(IK)≤qλ(e1)qα((IK,0,0, . . .))qβ(e1) = 1, because the quasi-norms are normalized.

On the other hand, ifIK =P

σx⊗yfor some σ∈λ,x ∈α(K) and y∈β(K), then

1 =IK(1) =

X

i=1

σixi(1)yi ≤ kσ·(jK(1)◦x)·yk1

≤infqλ(σ)qα(x)qβ(y) = N(IK), In conclusion, N(IK) = 1.

2. Let X and Y be Banach spaces and let κλ, κα, κβ be the quasi-norm constants ofqλ,qα onα(X)and qβ onβ(Y), respectively. Let S1, S2 ∈ N(X, Y). We shall show that N(S1+S2)≤4κλκακβ(N(S1) +N(S2)).

As in the proof of Theorem 2.4 pick representationsS1 =P

σ1x1⊗y1 and S2 =P

σ2x2⊗y2 and note that S :=S1+S2 =X

(j1σ1+j2σ2)(j1x1 +j2x2)⊗(j1y1+j2y2), where j1 and j2 are isometries due to K-symmetricity of the quasi-norms. We can assume that qα(xk) = qβ(yk) = 1 for k = 1,2. (If this does not hold for initial nuclear representations, we can normalize them as in Example 2.3.) Then

N(S)≤qλ(j1σ1+j2σ2)·qα(j1x1+j2x2)·qβ(j1y1+j2y2)≤

≤4κλκακβ(qλ1) +qλ2)).

This implies the claim.

3. Let X, Y, V and W be Banach spaces. Consider operators S ∈ N(X, Y), R ∈ L(Y, V) and T ∈ L(W, X). We need to show that N(RST) ≤ kRkN(S)kTk. This is immediate from the definition of a quasi-normed (w-)sequence system and the representation RST = Pσ(T◦x)⊗(R◦y)(see the proof of Theorem 2.4) forS =P

σx⊗y with σ ∈λ, x ∈α(X),y ∈β(Y).

Corollary 2.9. Let λ, µ, ν be symmetric and monotone sequence spaces all equipped with K-symmetric normalized quasi-norms. Let µ and ν be FK-spaces or have monotone quasi-norms. Then both (N(λ,ˆµw

νw, N(λ,ˆµw

)) and (N(λ,ˆµwνw, N(λ,ˆµwνw)) are quasi-normed operator ideals.