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Condensed matter theory aims to derive physical observables from a microscopic description of the physical system. Since in condensed matter many electrons and phonons interact among each others, the underlying microscopic model is manifested in the many-body Schrödinger equation,

i~

∂tΨ(x1,x2,. . .,xN,t) =HΨ(x1,x2,. . .,xN,t) , (2.1) with the many-body wave function Ψ(x1,x2,. . .,xN,t) and the many-body Hamil-tonian H describing electrons, ions and interactions in a solid. If we are able to calculate the wave function, we have all the information of the system. However, due to the huge number of degrees of freedom, a wave function treatment is not feasible.

Many-particle Green’s functions are a powerful method to calculate observables of many-body Hamiltonians. In particular, the many-body Green’s functions allow a perturbative approach to the problem using Feynman diagrams [1]. Usually a small parameter allows a controlled perturbation expansion to a finite order. However, some problems require a non-perturbative treatment.

To solve a many-body problem using many-body Green’s functions, we express the observables in terms of Green’s functions and then determine the Green’s functions corresponding to the observables. In general, the observables depend on different kinds of Green’s functions. Many-body systems at equilibrium and finite temperature are characterized by the Matsubara Green’s function [2]. At finite temperature and out of equilibrium, the Keldysh Green’s function technique is utilized to calculate the properties of the many-body system [3,4]. In this thesis, we are concerned with the Keldysh Green’s function technique.

2.1.1 Contour-ordered Green’s function

This section focuses on the derivation of the contour-ordered Green’s function which is particularly useful for perturbation expansion.

We consider a system at finite temperature described by the Hamiltonian H = H +H0(t) with a time-dependent perturbation H0(t) switched on at time t = t0. Prior to the time t0, the system is characterized by the Hamiltonian H =H0+Hi with a term

H0 =Z dxψ(x,t)

"

1 2m

−i~

∂x 2

µ

#

ψ(x,t) , (2.2) the chemical potentialµ and the field operatorψ(x,t) represented in the Heisenberg

picture. Interactions not quadratic in the field operators are included into Hi, i.e.

the electron-electron or electron-phonon interaction.

We first assume that we want to calculate an expectation value of an observable O which is determined by hOi = Trρ(t)O with the density matrix ρ(t). After the perturbation is switched on at t=t0, we aim at calculating the time dependence of the density matrix. Since the system is in equilibrium att < t0, we can shift the time dependence of the density matrix to the operator O by an unitary transformation ρ(t) =U(t,t0)ρ(H)U(t,t0) with the evolution operators

and the time-ordering operatorT which orders the operators on the real time axis in a sequence with later times to the left. Similarly, the anti-time ordering operator ˜T orders the operators with later times to the right. At tt0, the system is in equilib-rium and the density matrix is calculated byρ(H) =e−βH/Tre−βH withβ= 1/kBT and the trace calculated over the multi-particle state space of the corresponding sys-tem. The expectation value of an observable then is hOi = Trρ(H)OH(t) with the OH(t) =U(t,t0)O(t0)U(t,t0) in the Heisenberg picture.

Similar to the observables, we define the greater Green’s function as

G>(x,t,x0,t0) =−ihψ(x,t)ψ(x0,t0)i, (2.5) with the statistical average containing the density matrixρ(H) and the field operators in the Heisenberg picture with the evolution operators in Eqs. (2.3) and (2.4). Keldysh was able to show that the time-ordering and anti-time ordering operators in the density matrix ρ(H), as well as an imaginary time due to the Boltzmann factor, can be written in terms of one contour ordering operator [5, 6]. To accomplish the transformation of the greater Green’s function from the real time to the contour time, we first write the field operators to the interaction picture and second rewrite the Boltzmann factor in the density matrix.

The transformation of the field operators in Eq. (2.5) to the interaction picture with the perturbation Hi0(t) =Hi+H0(t) is given by oper-ators to the interaction picture, we can use the evolution operator in the Schrödinger picture and write

ψ(x,t) =U(t,t0)UH0(t,t0)ψH0(x,t)UH

0(t,t0)U(t,t0) , (2.8)

2.1 Many-particle Green’s functions

with the evolution operator U(t,t0) andU(t,t0) of Eqs. (2.3) and (2.4). Comparing Eq. (2.6) and (2.8), we obtain the relation

V(t,t0) =UH

0(t,t0)U(t,t0) . (2.9) This relation can now be used to rewrite the Boltzmann factor of the greater Green’s function. The density matrix is calculate at times prior to t0 when the Hamilto-nian H is time-independent. The relation Eq. (2.9) then reduces to VHi(t,t0) = The Boltzmann factor in the statistical average can be expressed in terms of the evolution operators as e−βH = UH(t0iβ,t0) = e−βH0VHi(t0iβ,t0) . Then, using the relation Eq. (2.6) for the field operators, the greater Green’s function in Eq. (2.5) can be written as

G>(x1,t1,x2,t2) =−i1

Zh(e−βH0VHi(t0,t0)V(t2,t0)

ψH0(x2,t2)V(t2,t1H0(x1,t1)V(t1,t0)i. (2.11) Here, we used the property V(t2,t1) = V(t2,t0)V(t1,t0) of the evolution operator.

From Eq. (2.11) we can see that all the time- and anti-time ordering operators of the evolution operators can be brought under one contour ordering operator. The contour is shown in Fig. 2.1 and stretches from t0 to t1, goes further from t1 to t2, rewinds back from t2 to t0 and stretches on the imaginary axis from t0 to t0. The two field operators are ordered along the contour to the position given by the time arguments in Eq. (2.11). More general, we define the contour-ordered Green’s function [3] Assumingτ1 on the lower branch andτ2 on the upper branch, we obtain the greater Green’s function in Eq. (2.11).

The contour-ordered Green’s function is suitable in way that perturbation expan-sion can be applied and the Green’s function can be calculate to arbitrary order in the perturbationHi0 =Hi+H0 by expanding the exponential function. The essential point in Eq. (2.12) is that the statistical average is calculated with respect to the un-perturbed Hamiltonian. The expansion of the exponential function in Eq. (2.12) will generate higher-order correlation functions which are in general difficult to calculate.

These higher-order correlation functions can be decomposed into Green’s functions with two operators by Wick’s theorem [7] which only can be applied if the statisti-cal average is statisti-calculated with respect to the quadratic Hamiltonian. The result of Wick’s theorem is that an-particle Green’s functions can be decomposed into Green’s

t0

time

t1 t2

t

−iβ

Figure 2.1:The contour-ordering operatorTcorders the field operators in Eq. (2.12) according to their time arguments on the contour.

functions with two operators as [4]

G(n)(1,. . . n; 10,. . .,n0) = (−1)nX

p

(−1)phTψ(1)ψ(10)i0. . .hTψ(n)ψ(n0)i0, (2.13) with 1 = (x1,t1), the summation over all permutations of 1, ...,n;n0, ..., 10 and the field operators represented in the interaction picture.

After applying Wick’s theorem, the goal is to find a closed equation for Eq. (2.12) and to capture the effect of the interaction in a self-energy Σ(1, 10) such that the contour-ordered Green’s function is

G(1, 10) =G0(1, 10) +Z dx3 I

τ3 Z

dx2 I

2G0(1, 2)Σ(2, 3)G(3, 10) , (2.14) with the unperturbed Green’s function G0(1, 10). Equation (2.14) is known as the Dyson equation. The self-energy is the sum of all irreducible diagrams to all order in the perturbation. In Fourier space, the Dyson equation is an algebraic equation and can be solved by matrix inversion.

2.1.2 Keldysh Green’s function

The contour-ordered Green’s function in Eq. (2.12) is useful for diagrammatic expan-sion which can be applied in the same way as for the time-ordered Green’s function [4]. However, after the expansion, the contour-ordered Green’s function must be transformed from the contour time to the real timest and t0.

This transformation is accomplished in the following way. We label to upper and lower branch of the contour in Fig.2.1with the index 1 and 2, and replace the contour integration by HR−∞ dt1R−∞ dt2 with the time t1 and t2 on the upper and lower contour. The explicit form of the contour-ordered Green’s function can be written as a 2×2-matrix in Keldysh space and has the structure

Gˇ(1, 10) = G11(1, 10) G12(1, 10) G21(1, 10) G22(1, 10)

!

= G(1, 10) G<(1, 10) G>(1, 10) G˜(1, 10)

!

, (2.15)

with the time-ordered, the anti-time ordered and the lesser Green’s function defined