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3 — Etale Technology

3.7 Normal spaces

In the next section we will see that in the ´etale topology we can describe the local structure of representation varieties in the neighborhood of a closed orbit in terms of the normal space to this orbit. In this section we will give a representation theoretic description of this normal space.

We recall some standard facts about tangent spaces first. Let Xbe a not necessarily reduced affine variety with coordinate ring C[X] = C[x1, . . . , xn]/I. If the origin o = (0, . . . ,0) ∈ V(I), elements ofI have no constant terms and we can write anyp∈Ias

p=

X

i=1

p(i) withp(i) homogeneous of degreei.

Theorder ord(p) is the least integerr≥1 such thatp(r) 6= 0. Define the following two ideals in C[x1, . . . , xn]

Il={p(1)|p∈I} andIm={p(r)|p∈I andord(p) =r}.

3.7. Normal spaces 147

• '''' '''' '''' '''' ''

Figure 3.9: The Artin-Mumford bundle

The subscriptsl(respectivelym) stand forlinear terms(respectively, terms ofminimal degree).

The tangent space to X in o, To(X) is by definition the subscheme of Cn determined by Il. Observe that

Il= (a11x1+. . .+a1nxn, . . . , al1x1+. . .+alnxn)

for somel×nmatrixA= (aij)i,j of rankl. That is, we can express allxkas linear combinations of some{xi1, . . . , xin−l}, but then clearly

C[To(X)] =C[x1, . . . , xn]/Il=C[xi1, . . . , xin−l]

In particular,To(X) is reduced and is a linear subspace of dimensionn−linCnthrough the point o.

Next, consider an arbitrary geometric pointxofXwith coordinates (a1, . . . , an). We can trans-latexto the originoand the translate ofXis then the scheme defined by the ideal

(f1(x1+a1, . . . , xn+an), . . . , fk(x1+a1, . . . , xn+an))

Now, the linear term of the translated polynomialfi(x1+a1, . . . , xn+an) is equal to

In particular, the dimension of this linear subspace can be computed from theJacobian matrixin xassociated with the polynomials (f1, . . . , fk)

Hence, we can also identify the tangent space toXinxwith the algebra morphismsC[X] φ- C[ε]

whose composition with the projection π :C[ε] -- C (sending ε to zero) is the evaluation in x= (a1, . . . , an). That is, letevx∈X(C) be the point corresponding to evaluation inx, then

Tx(X) ={φ∈X(C[ε])|X(π)(φ) =evx}.

The following two examples compute the tangent spaces to the (trace preserving) representation varieties.

Example 3.10 (Tangent space torepn) LetAbe an affineC-algebra generated by{a1, . . . am} and ρ : A - Mn(C) an algebra morphism, that is, ρ ∈ repn A. We call a linear map A D- Mn(C) aρ-derivationif and only if for alla, a0∈Awe have that

D(aa0) =D(a).ρ(a0) +ρ(a).D(a0).

3.7. Normal spaces 149

We denote the vectorspace of allρ-derivations ofAbyDerρ(A). Observe that anyρ-derivation is determined by its image on the generatorsai, henceDerρ(A)⊂Mnm. We claim that

Tρ(repnA) =Derρ(A).

Indeed, we know thatrepn A(C[ε]) is the set of algebra morphisms A φ- Mn(C[ε])

By the functorial characterization of tangentspaces we have thatTρ(repnA) is equal to {D:A - Mn(C) linear|ρ+Dε:A - Mn(C[ε]) is an algebra map}.

Becauseρis an algebra morphism, the algebra map condition

ρ(aa0) +D(aa0)ε= (ρ(a) +D(a)ε).(ρ(a0) +D(a0)ε) is equivalent toD being aρ-derivation.

Example 3.11 (Tangent space totrepn) LetAbe a Cayley-Hamilton algebra of degreenwith trace maptrA and trace generated by {a1, . . . , am}. Letρ∈trepnA, that is,ρ:A - Mn(C) is atrace preservingalgebra morphism. Because trepn A(C[ε]) is the set of all trace preserving algebra morphismsA - Mn(C[ε]) (with the usual trace maptronMn(C[ε])) and the previous example one verifies that

Tρ(trepnA) =Dertrρ(A)⊂Derρ(A) the subset oftrace preservingρ-derivationsD, that is, those satisfying

D◦trA=tr◦D

A D- Mn(C)

A

trA

? D

- Mn(C)

tr

?

Again, using this property and the fact thatAistracegenerated by{a1, . . . , am}a trace preserving ρ-derivation is determined by its image on theai so is a subspace ofMnm.

Thetangent cone to Xin o,T Co(X), is by definition the subscheme ofCn determined by Im, that is,

C[T Co(X)] =C[x1, . . . , xn]/Im.

It is called aconebecause ifcis a point of the underlying variety ofT Co(X), then the linel=−→ocis contained in this variety becauseImis a graded ideal. Further, observe that asIl⊂Im, the tangent

cone is a closed subscheme of the tangent space atX ino. Again, ifx is an arbitrary geometric point ofXwe define thetangent cone toXinx,T Cx(X) as the tangent coneT Co(X0) whereX0 is the translated scheme ofXunder the translation takingxtoo. Both the tangent space and tangent cone containlocal informationof the schemeXin a neighborhood ofx.

Letmxbe the maximal ideal ofC[X] corresponding tox(that is, the ideal of polynomial functions vanishing inx). Then, its complementSx=C[X]−mx is a multiplicatively closed subset and the local algebra Ox(X) is the corresponding localizationC[X]Sx. It has a unique maximal idealmxwith residue fieldOx(X)/mx =C. We equip the local algebraOx =Ox(X) with the mx-adic filtration that is the increasingZ-filtration

Fx: ...⊂mi⊂mi−1⊂. . .⊂m⊂ Ox=Ox=. . .=Ox=. . . withassociated graded algebra

gr(Ox) = . . .⊕ mix

mi+1x

⊕mi−1x

mix

⊕. . .⊕mx

m2x

⊕C⊕0⊕. . .⊕0⊕. . . Proposition 3.12 Ifxis a geometric point of the affine schemeX, then

1. C[Tx(X)]is isomorphic to the polynomial algebra C[mmx2 x].

2. C[T Cx(X)]is isomorphic to the associated graded algebragr(Ox(X)).

Proof. After translating we may assume thatx=olies inV(I) - Cn. That is, C[X] =C[x1, . . . , xn]/I and mx= (x1, . . . , xn)/I.

(1) : Under these identifications we have mx

m2x 'mx/m2x

'(x1, . . . , xn)/((x1, . . . , xn)2+I) '(x1, . . . , xn)/((x1, . . . , xn)2+Il)

and asIl is generated by linear terms it follows that the polynomial algebra on mmx2

x is isomorphic to the quotient algebraC[x1, . . . , xn]/Il which is by definition the coordinate ring of the tangent space.

(2) : Again using the above identifications we have gr(Ox)' ⊕i=0mix/mi+1x

' ⊕i=0mix/mi+1x

' ⊕i=0(x1, . . . , xn)i/((x1, . . . , xn)i+1+ (I∩(x1, . . . , xn)i)) ' ⊕i=0(x1, . . . , xn)i/((x1, . . . , xn)i+1+Im(i))

3.7. Normal spaces 151

whereIm(i) is the homogeneous part ofIm of degreei. On the other hand, thei-th homogeneous part ofC[x1, . . . , xn]/Imis equal to

(x1, . . . , xn)i (x1, . . . , xn)i+1+Im(i)

we obtain the required isomorphism.

This gives a third interpretation of the tangent space as Tx(X) =HomC(mx

m2x,C) =HomC(mx

m2x

,C).

Hence, we can also view the tangent space Tx(X) as the space of point derivations Derx(Ox) on Ox(X) (or of the point derivationsDerx(C[X]) onC[X]). That is,C-linear mapsD:Ox - C(or D:C[X] - C) such that for all functionsf, gwe have

D(f g) =D(f)g(x) +f(x)D(g).

If we define thelocal dimension of an affine schemeXin a geometric pointx dimx Xto be the maximal dimension of irreducible components of the reduced varietyX passing throughx, then

dimx X=dimoT Cx(X).

We say thatX is nonsingular atx (or equivalently, thatxis a nonsingular point of X) if the tangent cone toXinxcoincides with the tangent space toXinx. An immediate consequence is Proposition 3.13 IfXis nonsingular atx, then Ox(X)is a domain. That is, in a Zariski neigh-borhood ofx,Xis an irreducible variety.

Proof. IfXis nonsingular atx, then

gr(Ox)'C[T Cx(X)] =C[Tx(X)]

the latter one being a polynomial algebra whence a domain. Now, let 06=a, b ∈ Ox then there existk, lsuch thata∈mk−mk+1andb∈ml−ml+1, that isais a nonzero homogeneous element of gr(Ox) of degree−k and bone of degree −l. But then, a.b∈ mk+l−mk+l−1 hence certainly a.b6= 0 inOx.

Now, consider the natural mapφ:C[X] - Ox. Let{P1, . . . , Pl}be the minimal prime ideals ofC[X]. All but one of them, sayP1−1(0), extend to the whole ringOx. Taking the product off functionsfi∈Pinonvanishing inxfor 2≤i≤lgives the Zariski open setX(f) containingx and whose coordinate ring is a domain, whenceX(f) is an affine irreducible variety.

When restricting to nonsingular points we reduce to irreducible affine varieties. From the Jaco-bian condition it follows that nonsingularity is a Zariski open condition onXand by the implicit function theorem,Xis a complex manifold in a neighborhood of a nonsingular point.

Let X φ- Y be a morphism of affine varieties corresponding to the algebra morphism C[Y] φ

- C[X]. Let x be a geometric point ofX and y = φ(x). As φ(my) ⊂ mx, φ induces a linear mapmmy2

y - mmx2

x and taking the dual map gives thedifferential ofφinxwhich is a linear map

x:Tx(X) - Tφ(x)(Y).

AssumeXa closed subscheme ofCnand Ya closed subscheme ofCm and letφbe determined by thempolynomials{f1, . . . , fm}inC[x1, . . . , xn]. Then, the Jacobian matrix inx

defines a linear map from Cn to Cm and the differential dφx is the induced linear map from Tx(X)⊂Cn toTφ(x)(Y)⊂Cm. LetD∈Tx(X) =Derx(C[X]) and xD the corresponding element of X(C[ε]) defined byxD(f) =f(x) +D(f)ε, thenxD◦φ∈Y(C[ε]) is defined by

xD◦φ(g) =g(φ(x)) + (D◦φ)ε=g(φ(x)) +dφx(D)ε giving us theε-interpretation of the differential

φ(x+vε) =φ(x) +dφx(v)ε for allv∈Tx(X).

Proposition 3.14 Let X φ- Y be a dominant morphism between irreducible affine varieties.

There is a Zariski open dense subsetU - X such thatdφx is surjective for allx∈U. Proof. We may assume thatφfactorizes into

X -ρ- Y ×Cd

-withφa finite and surjective morphism. Because the tangent space of a product is the sum of the tangent spaces of the components we have thatd(prW)z is surjective for allz∈Y ×Cd, hence it

3.7. Normal spaces 153

suffices to verify the claim for afinitemorphismφ. That is, we may assume that S =C[Y] is a finite module overR=C[X] and letL/Kbe the corresponding extension of the function fields. By theprincipal element theoremwe know thatL=K[s] for an elements∈L which is integral over Rwith minimal polynomial

F=tn+gn−1tn−1+. . .+g1t+g0 withgi∈R

Consider the ringS0=R[t]/(F) then there is an elementr∈Rsuch that the localizationsSr0 and Sr are isomorphic. By restricting we may assume thatX=V(F) - Y ×Cand that

X=V(F)- Y ×C

Y

prY

?

φ

-Letx= (y, c)∈X then we have (again using the identification of the tangent space of a product with the sum of the tangent spaces of the components) that

Tx(X) ={(v, a)∈Ty(Y)⊕C|c∂F

∂t(x) +vgn−1cn−1+. . .+vg1c+vg0= 0}.

But then,dφxi surjective whenever∂F∂t(x)6= 0. This condition determines anon-emptyopen subset ofX as otherwise ∂F∂t would belong to the defining ideal ofX inC[Y ×C] (which is the principal ideal generated byF) which is impossible by a degree argument Example 3.12 (Differential of orbit map) LetXbe a closedGLn-stable subscheme of aGLn -representationV andxa geometric point ofX. Consider the orbitclosureO(x) ofxinV. Because the orbit map

µ: GLn -- GLn.x - O(x)

is dominant we have thatC[O(x)] - C[GLn] and therefore a domain, soO(x) is an irreducible affine variety. We define thestabilizer subgroupStab(x) to be the fiberµ−1(x), then Stab(x) is a closed subgroup of GLn. We claim that the differential of the orbit map in the identity matrix e=rr

n

e:gln - Tx(X) satisfies the following properties

Ker dµe=stab(x) and Im dµe=Tx(O(x)).

By the proposition we know that there is a dense open subsetU ofGLnsuch thatdµgis surjective for all g ∈ U. By GLn-equivariance ofµ it follows that dµg is surjective for all g ∈ GLn, in

particulardµe :gln - Tx(O(x)) is surjective. Further, all fibers ofµ overO(x) have the same dimension. But then it follows from thedimension formulaof proposition that

dim GLn=dim Stab(x) +dimO(x)

(which, incidentally gives us an algorithm to compute the dimensions of orbitclosures). Combining this with the above surjectivity, a dimension count proves thatKer dµe=stab(x), the Lie algebra ofStab(x).

Let Abe a C-algebra and letM and N be twoA-representations of dimensions saymand n.

AnA-representationP of dimensionm+nis said to be anextension ofN byM if there exists a short exact sequence of leftA-modules

e: 0 - M - P - N - 0

We define an equivalence relation on extensions (P, e) of N byM : (P, e)∼= (P0, e0) if and only if there is an isomorphismP φ- P0 of leftA-modules such that the diagram below is commutative

e: 0 - M - P - N - 0

e0: 0 - M

idM

?

- P0

φ

?

- N

idN

?

- 0 The set of equivalence classes of extensions ofN byM will be denoted byExt1A(N, M).

An alternative description ofExt1A(N, M) is as follows. Letρ:A - Mmandσ:A - Mn

be the representations definingM andN. For an extension (P, e) we can identify theC-vectorspace withM⊕N and theA-module structure onP gives a algebra mapµ:A - Mm+nand we can represent the action ofaonP by left multiplication of the block-matrix

µ(a) =

»ρ(a) λ(a) 0 σ(a) –

, whereλ(a) is anm×nmatrix and hence defines a linear map

λ:A - HomC(N, M).

The condition thatµis an algebra morphism is equivalent to the condition λ(aa0) =ρ(a)λ(a0) +λ(a)σ(a0)

and we denote the set of all liner mapsλ:A - HomC(N, M) byZ(N, M) and call it the space of cycle . The extensions of N byM corresponding to two cycles λ and λ0 from Z(N, M) are equivalent if and only if we have anA-module isomorphism in block form

»idM β 0 idN

withβ∈HomC(N, M)

3.7. Normal spaces 155

between them. A-linearity of this map translates into the matrix relation

»idM β 0 idN

– .

»ρ(a) λ(a) 0 σ(a) –

=

»ρ(a) λ0(a) 0 σ(a) –

.

»idM β 0 idN

for alla∈A

or equivalently, thatλ(a)−λ0(a) =ρ(a)β−βσ(a) for alla∈A. We will now define the subspace ofZ(N, M) ofboundariesB(N, M)

{δ∈HomC(N, M)| ∃β∈HomC(N, M) :∀a∈A:δ(a) =ρ(a)β−βσ(a)}.

We then have the descriptionExt1A(N, M) =Z(N,M)B(N,M).

Example 3.13 (Normal space torepn) LetAbe an affineC-algebra generated by{a1, . . . , am} andρ:A - Mn(C) an algebra morphism, that is,ρ∈repnA determines ann-dimensional A-representationM. We claim to have the following description of thenormal spaceto the orbitclosure Cρ=O(ρ) ofρ

Nρ(repn A)def= Tρ(repn A)

Tρ(Cρ) =Ext1A(M, M).

We have already seen that the space of cycles Z(M, M) is the space of ρ-derivations of A in Mn(C), Derρ(A), which we know to be the tangent spaceTρ(repn A). Moreover, we know that the differentialdµe of the orbit mapGLn

µ

- Cρ - Mnm

e: gln=Mn - Tρ(Cρ)

is surjective. Now, ρ = (ρ(a1), . . . , ρ(am)) ∈ Mnm and the action of action of GLn is given by simultaneous conjugation. But then we have for anyA∈gln=Mnthat

(In+Aε).ρ(ai).(In−Aε) =ρ(ai) + (Aρ(ai)−ρ(ai)A)ε.

Therefore, by definition of the differential we have that

e(A)(a) =Aρ(a)−ρ(a)A for alla∈A.

that is,dµe(A) ∈B(M, M) and as the differential map is surjective we haveTρ(Cρ) =B(M, M) from which the claim follows.

Example 3.14 (Normal space totrepn) LetAbe a Cayley-Hamilton algebra with trace map trA and trace generated by {a1, . . . , am}. Letρ∈trepn A, that is,ρ:A - Mn(C) is a trace preserving algebra morphism. Any cycleλ:A - Mn(C) inZ(M, M) =Derρ(A) determines an algebra morphism

ρ+λε:A - Mn(C[ε])

We know that the tangent space Tρ(trepn A) is the subspace Dertrρ(A) of trace preserving ρ-derivations, that is, those satisfying

λ(trA(a)) =tr(λ(a)) for alla∈A

Observe that for all boundaries δ ∈ B(M, M), that is, such that there is anm ∈ Mn(C) with δ(a) =ρ(a).m−m.ρ(a) are trace preserving as

δ(trA(a)) = ρ(trA(a)).m−m.ρ(trA(a)) =tr(ρ(a)).m−m.tr(ρ(a))

= 0 =tr(m.ρ(a)−ρ(a).m) =tr(δ(a)) Hence, we can define the space oftrace preserving self-extensions

ExttrA(M, M) = Dertrρ(A) B(M, M)

and obtain as before that thenormal spaceto the orbit closureCρ=O(ρ) is equal to Nρ(trepnA)def= Tρ(trepnA)

Tρ(Cρ) =ExttrA(M, M)