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2. Knowledge and adoption of complex agricultural technologies – Evidence from an

2.1 Introduction

The slow adoption of new agricultural technologies is an important factor in explaining persis-tent productivity deficits and poverty among the rural population in developing countries, es-pecially in Sub-Saharan Africa (SSA). Lack of technological innovation and underinvestment in soils – an essential productive asset of smallholder farmers in SSA – is viewed as a major cause for self-reinforcing poverty traps in rural areas (Barrett & Bevis, 2015). Recent evidence shows that farmers delay in particular the uptake of integrated system technologies, i.e. pack-ages of agricultural practices that should be jointly applied in order to deploy their full produc-tivity-enhancing potential (Noltze et al., 2012; Sheahan & Barrett, 2017; Ward et al., 2018).

Integrated system technologies are typically knowledge-intensive, as they require the under-standing of at least basic underlying biological functions and processes and the adaptation of practices to local agri-environmental conditions (Jayne et al., 2019; Vanlauwe et al., 2015).

While information and knowledge constraints are frequently cited barriers to the adoption of agricultural innovations in general (Aker, 2011; Foster & Rosenzweig, 1995; Magruder, 2018), they are likely to play a key role in explaining incomplete or non-adoption of complex system technologies (Takahashi, Muraoka, et al., 2019).

Agricultural extension services aim at transferring knowledge to farmers in order to bridge knowledge and capacity gaps. Previous literature has pointed out that extension systems in de-veloping countries are frequently subject to a series of shortcomings, such as high bureaucratic burden, excessive costs of direct trainings, limited geographic coverage, and exclusion of mar-ginalized, resource-poor households (Aker, 2011; Anderson & Feder, 2007). In recent decades, this has given rise to the introduction of decentralized approaches, especially in SSA, where extension agents train a small number of selected farmers (usually referred to as ‘contact’, ‘lead’

or ‘model farmers’) in the application of new techniques on their farms. These model farmers are then expected to pass their knowledge on to other farmers in the village, who are usually organized in groups to facilitate participatory and experiential learning processes. This goes along with a shift in perspective from a “top-down” to a more inclusive “bottom-up” strategy by involving farmers as active stakeholders in the technology transfer process and is often re-ferred to as ‘farmer-to-farmer extension’ (Takahashi, Muraoka, et al., 2019). Eventually, expo-sure to on-farm demonstrations, trained model farmers and group members is supposed to spur broader adoption of technological innovations in the community (Gautam, 2000; Swanson, 2008), which is supported by a general recognition that farmers learn from each other (Foster

& Rosenzweig, 1995; Krishnan & Patnam, 2014), and in particular from more progressive farm-ers (Maertens, 2017).

A growing body of literature has analyzed the effectiveness of decentralized extension mod-els in facilitating innovation and knowledge diffusion. There is now substantial evidence that directly training selected farmers spurs knowledge and adoption among them (Davis et al., 2012; De Brauw et al., 2018; Feder et al., 2004; Fisher et al., 2018; Godtland et al., 2004;

Kondylis et al., 2017; Nakano et al., 2018; Ogutu et al., 2018; Takahashi, Mano, et al., 2019), and some evidence that subsequent diffusion to other farmers takes place (Fisher et al., 2018;

Nakano et al., 2018; Takahashi, Mano, et al., 2019). On the other hand, several studies conclude that knowledge gains among trained individuals hardly trickle down to neighboring farmers (Feder et al., 2004; Rola et al., 2002; Tripp et al., 2005), and that increased technology adoption among trained farmers does little to change the behavior of non-trained peers (Kondylis et al., 2017; Van den Berg & Jiggins, 2007). A relatively new strand of research focuses more explic-itly on the determinants of diffusion processes in farmer-to-farmer extension set-ups. These studies find that successful diffusion is shaped by model farmers’ motivation and familiarity with the technology (Fisher et al., 2018), incentives attached to information dissemination (BenYishay & Mobarak, 2019; Shikuku et al., 2019), the social distance between communica-tors and target farmers (BenYishay & Mobarak, 2019; Shikuku, 2019) as well as other context-specific forms of social capital prevalent in the communities (Pamuk et al., 2014). In addition, some studies suggest that farmers need to learn from multiple sources before they adopt (Beaman et al., 2018; Fisher et al., 2018).

Most of the above studies, however, focus on the adoption of (several) individual practices, while recent extension efforts in SSA increasingly concentrate on integrated system gies (Takahashi, Muraoka, et al., 2019). In the case of knowledge-intensive system technolo-gies, adoption and diffusion processes are likely to become even more complex, since knowledge on each individual practice as well as on the importance of applying them jointly needs to be transmitted. For the case of a complex technology, Niu and Ragasa (2018) document substantial information losses along the transmission chain from extension agents to farmers.

They show that even though knowledge is transmitted, important dimensions get lost along the chain due to selective attention: given the mental costs associated with processing new infor-mation, individuals tend to neglect information that they consider less important. On the other hand, literature suggests that reminders of commonly neglected knowledge dimensions can help to offset teaching and learning failures (Hanna et al., 2014; Niu & Ragasa, 2018).

In the current study, we analyze the effects of farmer-to-farmer extension on knowledge and adoption of an integrated system technology using a randomized controlled trial. We ex-pand the emerging body of experimental literature investigating information and technology

diffusion in rural settings in developing countries in several ways. First, we focus on the inte-grated adoption of a complex system technology, rather than on the uptake of individual prac-tices, an issue of increasing importance in rural SSA and largely understudied to date (Jayne et al., 2019; Sheahan & Barrett, 2017; Takahashi, Muraoka, et al., 2019). Secondly, we analyze the effectiveness of information spillovers as a key principle of farmer-to-farmer extension models. We do so by estimating differential effects for those who actively participate in the extension activities and those who at most benefit indirectly. Thirdly, we evaluate whether an additional intervention in form of a video can offset incomplete information diffusion likely to occur in farmer-to-farmer extension set-ups and thus, foster the wider adoption of an integrated system technology. The video intervention is intended to remind farmers of commonly ne-glected knowledge dimensions, in particular emphasizing the importance of the holistic concept of the system technology (joint application of practices), and additionally explains the underly-ing principles of the components. Finally, we explicitly focus on the role of different types of knowledge, including knowledge on the underlying principles, as potential drivers of adoption using a causal mediation analysis.

Our study is implemented in the context of a large-scale farmer-to-farmer extension pro-gram promoting ‘Integrated Soil Fertility Management’ (ISFM) in three rural regions of Ethio-pia. ISFM is a knowledge-intensive system technology widely promoted in SSA as a strategy to sustainably intensify agricultural productivity (Jayne et al., 2019), enhance rural livelihoods and combat land degradation, caused by excessive deforestation and inappropriate agricultural land use practices, such as overgrazing, improper crop rotations, insufficient fallow periods or intensive tillage (Barrow, 1991). A fundamental feature of ISFM is the integrated use of im-proved seeds together with inorganic and organic soil amendments, in order to enhance both nutrient availability and the soil’s capacity to absorb nutrients. In addition, ISFM aims at a general improvement of agronomic techniques adapted to local conditions (Place et al., 2003;

Vanlauwe et al., 2010).

The remainder of this article is structured as follows: In the next section we provide an outline of the context and the conceptual model of our study. Subsequently, we describe the experimental design, empirical data and estimation strategy. In the results section, we first as-sess the impact of the interventions on ISFM adoption, before analyzing treatment effects on knowledge as potential impact pathway. The last chapter discusses implications of our findings and concludes.