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5. E VALUATION OF THE L OAD R EDUCTION P OTENTIAL

5.2. Underspeed Controlled Operation

5.2.1 Controller Concept

To limit the power of the rotor, the performance of the hydrofoils on the rotor needs to be reduced. This can be done either by reducing the angle of attack and lift coefficient with an increase in the rotational speed or a pitch change of the rotor blades, or by triggering stall on the rotor blades. Increasing the rotational speed is the state-of-the-art approach of the overspeed controller installed to the Voith HyTideยฎ turbine, causing the discussed issues of high excitation frequencies, Section 5.1. Installing a pitch, on the other hand, would jeopardize the intended reliability of the system. Thus, it is proposed here to limit the power production by reducing the rotational speed and trigger stall here with the underspeed controller.

By increasing the torque of the generator during operation, the rotor can be decelerated and the tip speed ratio is reduced. As this enlarges or onsets the stall on the rotor blades, this temporal increase in the generator torque and electrical power therefore reduces the hydrodynamic power. As the hydrodynamic power is the source for the electrical power, this indicates the dilemma of the underspeed controller: To reduce the electrical power output of the turbine, the electrical power of the generator needs to be temporarily increased. The underspeed controller therefore operates in an unstable point of operation, which needs to be stabilized by the controller. Subsequently it is not able to maintain a constant electrical power output, but is only able to hold the mean power output equal to the rated power, ๐‘ƒฬ…๐‘’๐‘™= ๐‘ƒ๐‘Ÿ๐‘Ž๐‘ก๐‘’๐‘‘. Despite this disadvantage of the underspeed controller compared to the overspeed controller, which operates at a stable point of operation with a constant power output, the underspeed controller offers a reduced thrust coefficient, besides the reduced excitation frequency and thus number of load cycles. This is shown in Fig. 5-3 (left) based on the steady performance curve of the rotor for an exemplary set-point. While both controllers require the same power

coefficient ๐‘๐‘ for rated power, the thrust coefficient ๐‘๐‘กโ„Ž for the respective tip speed ratio differs in favor of the underspeed concept.

Calculating the set-points for all current speeds, the generator torque ๐‘„๐‘’๐‘™ over rotational speed ฮฉ of the rotor can be deduced, Fig. 5-3 (right). It can be seen that the usual method of calculating the torque as a function of the rotational speed ฮฉ, ๐‘„๐‘’๐‘™ = ๐‘“(ฮฉ), is not applicable here as multiple torque values correlate to a single rotational speed. Instead, the optimal speed ฮฉ๐‘œ๐‘๐‘ก needs to be defined based on the electrical torque, ฮฉ๐‘œ๐‘๐‘ก = ๐‘“(๐‘„๐‘’๐‘™), to associate a unique output value to each input. The set-point curve consists of a hyperbolic section of constant power for above rated operation and a parabolic section of constant tip speed ratio, ๐œ†๐‘‡๐‘†๐‘… = ๐œ†๐‘‡๐‘†๐‘… ๐‘œ๐‘๐‘ก, for optimal power production in below rated conditions, (5-6), [21], with the rotor radius ๐‘…, fluid density ๐œŒ and peak power coefficient ๐‘๐‘ ๐‘œ๐‘๐‘ก = ๐‘๐‘(๐œ†๐‘‡๐‘†๐‘… ๐‘œ๐‘๐‘ก).

ฮฉ๐‘œ๐‘๐‘ก = ๐‘“(๐‘„๐‘’๐‘™) = ๐‘š๐‘–๐‘› ( ๐‘ƒ๐‘Ÿ๐‘Ž๐‘ก๐‘’๐‘‘

๐‘„๐‘’๐‘™ ,

โˆš

๐‘„๐‘’๐‘™ (๐œŒ๐œ‹๐‘…5โ‹… ๐‘๐‘ ๐‘œ๐‘๐‘ก

2 โ‹… ๐œ†3๐‘‡๐‘†๐‘… ๐‘œ๐‘๐‘ก ) )

(5-6)

Fig. 5-3: Steady operation for the overspeed and underspeed controller in the rotor performance curve with an exemplary set point (left) and the generator set point curve (right)

Based on this correlation of ฮฉ๐‘œ๐‘๐‘ก = ๐‘“(๐‘„๐‘’๐‘™), the controller can be split into two cascades, Fig.

5-4: An inner closed-loop with the input of a required rotational speed ฮฉ๐‘Ÿ๐‘’๐‘ž and the turbines rotational speed ฮฉ on the output, and an outer closed-loop to calculate the value of ฮฉ๐‘Ÿ๐‘’๐‘ž from

103 the electrical torque ๐‘„๐‘’๐‘™. The inner closed-loop consists of the turbine ๐บ๐‘ก๐‘ข๐‘Ÿ๐‘๐‘–๐‘›๐‘’ = ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ with the generator torque ๐‘„๐‘’๐‘™ as input calculated by a PI-controller ๐บ๐‘ƒ๐ผ = ๐บ๐œ€โ†’๐‘„๐‘’๐‘™ on the input disturbance ๐œ€ = ฮฉ โˆ’ ฮฉ๐‘Ÿ๐‘’๐‘ž. The inner closed-loop is further disturbed by the hydrodynamic torque ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ acting on the turbine with ๐บ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œโ†’ฮฉ. The internals of the outer-loops transfer function ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž will be discussed in the next section.

Fig. 5-4: Cascaded structure of underspeed controller 5.2.2 Discussion of Stability

To prove the feasibility of the proposed underspeed controller, the stability limits need to be calculated. This is done here by splitting the controller into its inner and outer closed-loop, and evaluating them separately by calculating their pole locations. These results are further used to find a suitable set of controller parameters in the last step of the stability analysis.

5.2.2.1 Inner Closed-Loop Stability

By analyzing the inner closed-loop separately, the response of the PI-controller and the turbine can be isolated. Thus, the stability limits for the PI-parameters ๐‘˜๐‘ƒ and ๐‘˜๐ผ can be calculated based on a linear set of differential equations of the type ๐‘ฅ ฬ‡ = ๐‘จ๐‘ฐโ‹… ๐‘ฅ + ๐‘๐ผ, representing the dynamics of the inner closed-loop.

Based on the input disturbance ๐œ€ = ฮฉ โˆ’ ฮฉ๐‘Ÿ๐‘’๐‘ž, the dynamics are described here as the combination of the PI-controller, (5-7), the rotational DoF of the rotor with the speed ฮฉ and the inertia ๐ฝ, (5-8), and the rotor hydrodynamic torque ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ, linearized on the analyzed set-point ฮฉ0, (5-9).

๐‘„๐‘’๐‘™= ๐‘˜๐‘โ‹… ๐œ€ + ๐‘˜๐ผโ‹… โˆซ ๐œ€ (5-7)

๐œ€ฬ‡ =1

๐ฝ โ‹… (๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œโˆ’ ๐‘„๐‘’๐‘™) (5-8)

Turbine ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ, ๐บ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œโ†’ฮฉ PI-Controller

๐บ๐œ€โ†’๐‘„๐‘’๐‘™

๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ Set point transfer function

๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž

ฮฉ ๐‘„๐‘’๐‘™

ฮฉ๐‘Ÿ๐‘’๐‘ž

๐œ€

โˆ’+

๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ = ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ|ฮฉ

0 + ๐œ€ โ‹…๐‘‘๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ ๐‘‘ฮฉ |

ฮฉ0

(5-9)

These dynamics neglect all but the rotational DoF of the system, which is an assumption made for simplicity here. In Section 5.2.3, the operational loads on the turbine will be analyzed including the further DoF of nacelle motion.

With the substitute ๐‘ฅ for the states, (5-10), the dynamics can be summarized to the linear set of differential equations, (5-11).

๐‘ฅ = [โˆซ ๐œ€ ๐‘‘๐‘ก

๐œ€ ] (5-10)

๐‘ฅ ฬ‡ = [

0 1

โˆ’๐‘˜๐ผ ๐ฝ

1

๐ฝ โ‹… (๐‘‘๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ ๐‘‘ฮฉ |

ฮฉ0โˆ’ ๐‘˜๐‘)]

โŸ

๐‘จ๐‘ฐ

โ‹… ๐‘ฅ + [ 0 ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ|ฮฉ

0

๐ฝ ]

โŸ

๐‘๐ผ

(5-11)

With this set of equations, the poles representing the harmonic solutions of the inner closed-loop can be derived by calculating the eigenvalues ๐œ†, (5-12).

det (๐ด๐ผ โˆ’ ๐œ† โ‹… ๐ผ) = 0 (5-12)

For stability the damping of all poles needs to be positive, and thus the real part of the eigenvalues needs to be negative, ๐‘…๐‘’(๐œ†) < 0. From this requirement, the limiting values for ๐‘˜๐‘ƒ and ๐‘˜๐ผ can be derived, (5-13).

๐‘˜๐‘ƒ!

โ‰ฅ๐‘‘๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ ๐‘‘ฮฉ |

ฮฉ0

โˆ€ฮฉ0 โˆˆ [0, ฮฉ๐‘š๐‘Ž๐‘ฅ] ๐‘˜๐ผ!

โ‰ฅ0 (5-13)

With any ๐‘˜๐‘ƒ and ๐‘˜๐ผ fulfilling these given conditions, the inner closed-loop is stable for any input value ฮฉ๐‘Ÿ๐‘’๐‘ž within operational range.

5.2.2.2 Outer Closed-Loop Stability

Extending the procedure from the inner closed-loop to the outer closed-loop, the stability is calculated for the full system in the next step, cf. Fig. 5-4. Initially, the set-point curve transfer function ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž needs to be determined. The above analysis of the inner closed-loop with a constant input value ฮฉ๐‘Ÿ๐‘’๐‘ž is equivalent to an infinite slow change in the output value of ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž, showing stability of the full system in this case. It can therefore be suggested that stability is also given with a finite slow change of ฮฉ๐‘Ÿ๐‘’๐‘ž, which will be confirmed in the next step. Therefore, the transfer function ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž is composed here of the

105 set-point curve introduced in Section 5.2.1 to calculate the momentary optimal rotational speed ฮฉ๐‘œ๐‘๐‘ก and a ๐‘ƒ๐‘‡1-lowpass filter, (5-14), Fig. 5-5, with the time constant ๐‘‡๐‘ƒ๐‘‡1.

ฮฉฬ‡๐‘Ÿ๐‘’๐‘ž= 1

๐‘‡๐‘ƒ๐‘‡1โ‹… (ฮฉ๐‘œ๐‘๐‘กโˆ’ ฮฉ๐‘Ÿ๐‘’๐‘ž) (5-14)

The state vector ๐‘ฅ , used in the inner-closed loop analysis, does not cover the full system and is therefore replaced with a four parameter state vector ๐‘ง , (5-15), based on the requested, ฮฉ๐‘Ÿ๐‘’๐‘ž, and current rotational speed, ฮฉ.

Fig. 5-5: Set point transfer function ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž resolved

๐‘ง = [โˆซ ฮฉ๐‘Ÿ๐‘’๐‘ž ๐‘‘๐‘ก ฮฉ๐‘Ÿ๐‘’๐‘ž โˆซ ฮฉ ๐‘‘๐‘ก ฮฉ]๐‘‡ (5-15) With this state vector and by linearizing the set-point curve, (5-6), the extended linear set of differential equations ๐‘ง ฬ‡ = ๐‘จ๐‘ถ โ‹… ๐‘ง + ๐‘โƒ— ๐‘‚ for the outer closed-loop can be found, (5-16) ~ (5-17), with the constants ๐‘˜ฮฉQ =๐‘‘ฮฉ๐‘‘๐‘„๐‘œ๐‘๐‘ก

๐‘’๐‘™ |

ฮฉ0 and ๐‘˜๐‘„ฮฉ =๐‘‘๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ๐‘‘ฮฉ |

ฮฉ0 for the set-point curve slope and the hydrodynamic torque curve slope respectively. The derivation of the equations is shown in Appendix B, p. 149.

๐‘จ๐‘ถ = [

0 1 0 0

โˆ’ ๐‘˜๐ผ

๐‘‡๐‘ƒ๐‘‡1โ‹… ๐‘˜ฮฉQ โˆ’๐‘˜๐‘ƒ โ‹… ๐‘˜ฮฉQ+ 1 ๐‘‡๐‘ƒ๐‘‡1

๐‘˜๐ผ

๐‘‡๐‘ƒ๐‘‡1 โ‹… ๐‘˜ฮฉQ ๐‘˜๐‘ƒ ๐‘‡๐‘ƒ๐‘‡1โ‹… ๐‘˜ฮฉQ

0 0 0 1

๐‘˜๐ผ ๐ฝ

๐‘˜๐‘ƒ

๐ฝ โˆ’๐‘˜๐ผ

๐ฝ

๐‘˜๐‘ƒ โ‹… ๐‘˜๐‘„ฮฉ

๐ฝ ]

(5-16)

๐‘โƒ— ๐‘‚ =

[

0 ฮฉ๐‘œ๐‘๐‘ก|ฮฉ

0+ ๐‘„๐‘’๐‘™|ฮฉ0 โ‹… ๐‘˜ฮฉQ ๐‘‡๐‘ƒ๐‘‡1

0 ๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ|ฮฉ

0โˆ’ ฮฉ0 โ‹… ๐‘˜๐‘„ฮฉ

๐ฝ ]

(5-17) Set-point curve

ฮฉ๐‘œ๐‘๐‘ก = ๐‘“ ๐‘„๐‘’๐‘™

๐‘ƒ๐‘‡1low pass filter ๐บฮฉ๐‘œ๐‘๐‘กโ†’ฮฉ๐‘Ÿ๐‘’๐‘ž

๐‘„๐‘’๐‘™ ฮฉ๐‘œ๐‘๐‘ก ฮฉ๐‘Ÿ๐‘’๐‘ž

Set-point transfer function ๐บ๐‘„๐‘’๐‘™โ†’ฮฉ๐‘Ÿ๐‘’๐‘ž

๐‘„๐‘’๐‘™ ๐‘„๐‘Ÿ๐‘’๐‘ž

The analytical solution for the poles of this set of equations results in extensive formulas, and is thus not feasible for further analysis. Therefore, it is suggested to solve numerically for the pole locations to find the stability limiting value of the ๐‘ƒ๐‘‡1 time constant ๐‘‡๐‘ƒ๐‘‡1 for each current velocity ๐‘ฃ1. Fig. 5-6 (left) shows an exemplary pole location plot for a representative value of ๐‘ฃ1. As expected, the pole locations converge towards the stable inner closed-loop poles for a rising ๐‘‡๐‘ƒ๐‘‡1. For most current speeds the stability limit for the Voith HyTideยฎ turbine is at about ๐‘‡๐‘ƒ๐‘‡1 โ‰ˆ 1๐‘ , Fig. 5-6 (right). However, due to the low value of ๐‘‘๐‘๐‘ƒ/๐‘‘๐œ†๐‘‡๐‘†๐‘… close to the rated point, this value is increased with ๐‘ฃ1 โ‰ˆ ๐‘ฃ1 ๐‘Ÿ๐‘Ž๐‘ก๐‘’๐‘‘. For current speeds below rated, the ๐‘ƒ๐‘‡1 filter could be even neglected.

The assumption of a lowpass filter within the set-point curve transfer function, being suitable to achieve stability, was therefore confirmed. With this analysis, the stability of the full system, and thus the feasibility of the underspeed controller are shown.

Fig. 5-6: Pole location of ๐‘จ๐‘ถ colored by ๐‘‡๐‘ƒ๐‘‡1 for an arbitrary above rated point of operation (left) and minimal required value of ๐‘‡๐‘ƒ๐‘‡1 for stable operation (right)

5.2.2.3 Parameter Tuning

The controller parameter ๐‘˜๐‘ƒ, ๐‘˜๐ผ and ๐‘‡๐‘ƒ๐‘‡1 can be optimized within the calculated ranges to achieve a suitable response behavior to external excitations on the current speed. E.g., a higher value of ๐‘˜๐ผ would increase the convergence speed, but would also lead to increased power fluctuations as the response of the electrical torque to a disturbance ๐œ€ 0 is amplified.

Similar, for the ๐‘‡๐‘ƒ๐‘‡1 parameter a value close to the stability limit would lead to a short but

107 intense power fluctuation, while a larger value would cause a higher settling time, Fig. 5-7.

This value is therefore a trade-off between the turbines reaction time to current velocity changes and spikes in the power, which result on both a voltage fluctuation in the grid, if not mitigated, and temperature fluctuations and thus fatigue in the power electronics.

In the present case of the Voith HyTideยฎ1000-13 turbine, ๐‘˜๐‘ƒ = 1.1๐‘’7, ๐‘˜๐ผ = 1๐‘’8 and ๐‘‡๐‘ƒ๐‘‡1 = 1.5๐‘  are suggested. For the inner closed-loop, these values correspond to a natural frequency of ๐œ”๐‘›๐ผ โ‰ˆ 14.1๐‘Ÿ๐‘Ž๐‘‘/๐‘  and a damping ratio of ๐œ๐ผ โ‰ˆ 0.77, (5-18), chosen based on the recommendations of [39]. For the outer closed-loop this ๐‘‡๐‘ƒ๐‘‡1 value is a suitable balance of the named issues.

๐œ”๐‘›๐ผ = โˆš๐‘˜๐ผ

๐ฝ ๐œ๐ผ =

๐‘˜๐‘ƒโˆ’๐‘‘๐‘„๐ป๐‘ฆ๐‘‘๐‘Ÿ๐‘œ ๐‘‘ฮฉ |ฮฉ

0

2 โ‹… โˆš๐‘˜๐ผโ‹… ๐ฝ

(5-18)

Fig. 5-7: Step response to an current speed increase 3.5 โ†’ 3.6 ๐‘š/๐‘  at ๐‘ก = 0๐‘  for ๐‘‡๐‘ƒ๐‘‡1 = 1.25๐‘  (solid), 1.5๐‘  (dashed) and 2s (dotted)