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5. Marked Poset Polytopes

7.7. Continuous Degenerations

Whenp is not covering at least two elements, the tropical linear formαp has just one term and defines an empty tropical hyperplane since the maximum can never be achieved twice. Hence, letRdenote the set of allp ∈P˜ covering at least two elements and define a tropical hyperplane arrangementH (P,λ)inRP with tropical hyperplanesHp = Hαp for allp ∈R. By construction, the facets ofT (H (P,λ))are the linearity regions ofφt for t ∈ (0, 1]P˜.

The reason this subdivision will help study the combinatorics of marked poset polytopes is the following: by Proposition7.5.2the combinatorics ofOt(P,λ)can be determined by pulling points back toO(P,λ)and looking at the relation⊣x. But forr ∈Randp ∈P we havep ⊣x r if and only ifp ∈ tc(x)r, so the information encoded in⊣x is equivalent to knowing the minimal cell ofT (H (P,λ))containingx.

Using this tropical hyperplane arrangement, we can define a polyhedral subdivision of O(P,λ).

Definition 7.6.2. LetT (H (P,λ))be the polyhedral subdivision ofRP associated to the marked poset(P,λ). Thetropical subdivisionT (P,λ)ofO(P,λ)is given by the intersection of faces ofO(P,λ)with the faces ofT (H (P,λ)):

T (P,λ)= {F ∩G|F ∈ F (O(P,λ)),G ∈ T (H (P,λ)) }. Fort ∈ [0, 1]P˜ define the tropical subdivision ofOt(P,λ)as

Tt(P,λ)= {φt(Q) |Q ∈ T (P,λ)}.

Note thatTt(P,λ)is polyhedral subdivision ofOt(P,λ)sinceφt is linear on eachG ∈ T (P,λ)by construction. In particular,Tt(P,λ)is a coarsening of the subdivisionSt into products of simplices and simplicial cones.

7.7. Continuous Degenerations i) A continuous mapρ: Q0× [0, 1] → Rn, such that eachρt = ρ(−,t)is an embedding,

ρ0is the identical embedding ofQ0 and the image ofρ1 isQ1.

ii) Finitely many continuous functions f1,f2,. . .,fk: Rn× [0, 1] →Rsuch that for alliandt the maps fti = fi(−,t): Rn →Rare affine linear forms and satisfy

ρt(Q0)= {x ∈Rn

fti(x) ≥0 for alli}.

Hence, the imagesρt(Q0)are all polyhedra and we writeQt forρt(Q0)and say(Qt)t∈[0,1]

is a continuous deformation when the accompanying mapsρand fi are clear from the context.

Note that a continuous deformation of polyhedra as defined here consists of both a map moving the points aroundand a continuous description in terms of inequalities for allt ∈ [0, 1].

Definition 7.7.2. A continuous deformation(Qt)t∈[0,1]as in Definition7.7.1is called a continuous degenerationif for allx ∈Q0,t < 1 andi =1,. . .,k we have ftit(x))=0 if and only if f0i(x)= 0.

From this definition we immediately obtain the following.

Proposition 7.7.3. If (Qt)t∈[0,1] is a continuous degeneration, the polyhedraQt fort < 1 are all combinatorially equivalent and ρt preserves faces and their incidence structure.

Proof. Let the data of the continuous degeneration be given as in Definition7.7.1. For y ∈Qt denote byIt(y)the set of alli ∈ [k]such that fti(y)= 0. The set of allIt(y)for y ∈Qt ordered by reverse inclusion is isomorphic toF (Qt) \ {œ}since relative interiors of faces ofQt correspond to regions of constantIt.

Since for allx ∈Q0,t < 1 andi =1,. . .,kwe haveftit(x))=0 if and only iff0i(x)=0, the setsItt(x))are fixed fort < 1 and henceρt preserves the face structure.

We continue by illustrating the definition of continuous degenerations in an example before proceeding with the general theory.

Example 7.7.4. Fort ∈ [0, 1]letQt ⊆ R2 be the polytope defined by the inequalities 0 ≤ x1 ≤ 2, 0 ≤x2as well as

x2 ≤ (1−t)x1+1, and x2 ≤ (1−t)(2−x1)+1.

Fort =0,t = 12

andt =1 we have illustrated the polytope in Figure7.3. Together with the mapρt: Q0 →R2given byρt(x)1 =x1 for allt and

ρt(x)2 = {x2

(1−t)x1+1 x1+1

forx1 ≤ 1, x2

(1t)(2x1)+1

(2x1)+1 forx1 ≥ 1

x1

x2

1 2

1 2

(a)Q0

x1

x2

1 2

1 2

(b)Q1

2

x1

x2

1 2

1 2

(c)Q1

Figure 7.3.: The polytopes in the continuous degeneration from Example7.7.4fort =0, t = 12 andt = 1.

we obtain a continuous degeneration. Starting from the pentagon in Figure7.3aatt =0 we see increasingly compressed pentagons with the two top edges becoming more flat-angled until ending up with the rectangle in Figure7.3catt =1. The mapρt just scales thex2 coordinates accordingly, preserving the face-structure fort <1. ♢ The key result on continuous degenerations that will allow conclusions on face struc-ture of degenerations is that during a continuous degeneration, relative interiors of faces always map into relative interiors of faces. In other words, continuous degenerations can not “fold” faces ofQ0 so they split into different faces ofQ1, but only “straighten” some adjacent faces ofQ0to become one face ofQ1.

Proposition 7.7.5. Let(Qt)t∈[0,1]be a continuous degeneration of polyhedra. WheneverF is a face of Q0, there is a unique faceGof Q1 such that

ρ1(relintF) ⊆ relintG.

Proof. As in the previous proof, let It(y) denote the set of indicesi ∈ [k] such that fti(y) = 0. Using these incidence sets we may rephrase the proposition as follows:

wheneverx,x∈Q0satisfyI0(x)= I0(x), they also satisfyI11(x))=I11(x)). LetF be the face ofQ0having bothxandxin its relative interior and assume there exists aj ∈I11(x)) \I11(x))for sake of contradiction. Hence, we havef1j1(x))=0 while f1j1(x)) > 0. Letd denote the dimension of F then relintF is a manifold of dimensiond. Sinceρ1 is an embedding, ρ1(relintF) is a manifold of dimensiond as well. Since the affine hull of ρt(relintF)is of dimensiond for allt < 1, we conclude that the affine hull ofρ1(relintF)is of dimension at mostd. To see this, take anyd+1 pointsy0,. . .,yd inρ1(relintF). Their imagesρt−11 (y0)),. . .,ρt1−1(yd))inρt(relintF) are affinely dependent fort <1, so they have to be affinely dependent fort = 1 as well by the continuity ofρint.

But asρ1(relintF)is a manifold of dimensiond, we conclude that its affine hull has dimension exactlyd andρ1(relintF)is an open subset of its affine hull. Given that both ρ1(x)andρ2(x)are points in ρ1(relintF), we conclude that there exists anε > 0 such

7.7. Continuous Degenerations that the point

z= ρ1(x)+ε(ρ1(x) −ρ1(x))

is still contained inρ1(relintF). In particular,z ∈Q1. However, since f1j is an affine linear form, we have

f1j(z)= (1+ε)f1j1(x)) −ε f1j1(x))< 0. This contradictsz ∈Q1, which finishes the proof.

The consequence of Proposition7.7.5is that continuous degenerations induce maps between face lattices.

Corollary 7.7.6. When (Qt)t∈[0,1] is a continuous degeneration of polyhedra, we have a surjective order-preserving map of face lattices

dg : F (Q0) −→ F (Q1) determined by the property

ρ1(relintF) ⊆relint dg(F).

for non-empty F anddg(œ) = œ. Furthermore, the map satisfies dim(dg(F)) ≥ dimF for all F ∈ F (Q0).

We will refer to the map in Corollary7.7.6as thedegeneration map. Before coming back to marked poset polyhedra, we finish with a result on the f-vectors of continuous degenerations.

Proposition 7.7.7. Let (Qt)t∈[0,1] be a continuous degeneration of polyhedra. We have fi(Q1) ≤ fi(Q0)for alli.

Proof. Let G be an i-dimensional face of Q1. We claim that there is at least one i -dimensional face F ofQ0 such that dg(F) = G. Since every polyhedron is the disjoint union of the relative interiors of its faces andρ1is a bijection, we have

relintG = ⨆

Fdg1(G)

ρ1(relintF).

Since relintG is a manifold of dimension dimG and each ρ1(relintF)is a manifold of dimension dimF ≤ dimG, there has to be at least oneF ∈dg−1(G)of the same dimension asG.

7.7.2. Continuous Degenerations in the Continuous Family

We are now ready to apply the concept of continuous degenerations to the continuous family of marked poset polyhedra. Let us first identify for which pairs of parameters u,u∈ [0, 1]P˜ we expect to have a continuous degeneration fromOu(P,λ)toOu(P,λ)and then specify the deformation precisely.

Definition 7.7.8. Letu ∈ [0, 1]P˜and letI ⊆P˜be the set of indicesp, such thatup ∈ {0, 1}. Anyu∈ [0, 1]P˜ such thatup =up forp ∈I is called adegenerationofu.

Proposition 7.7.9. Letube a degeneration of u. The map ρ: Ou(P,λ) × [0, 1] −→ RP,

(x,ξ) ↦−→θu,ξu+(1ξ)u(x)

is a continuous degeneration with the accompanying affine linear forms given by the equa-tions and inequalities in Definition7.1.1fort =ξu+(1−ξ)u.

Proof. The map ρ together with the affine linear forms given by Definition 7.1.1is a continuous deformation by Theorem7.2.1. The fact thatρis a continuous degeneration follows from Proposition7.5.2.

Now the machinery of continuous degenerations immediately yields degeneration maps and results on the f-vectors of marked poset polyhedra.

Corollary 7.7.10. Letu,u ∈ [0, 1]P˜ such thatuis a degeneration of u. The continuous degeneration in Proposition7.7.9yields a degeneration map dg

u,u: Ou(P,λ) → Ou(P,λ) in the sense of Corollary7.7.6. In particular, the f-vectors satisfy

fi(Ou(P,λ)) ≤ fi(Ou(P,λ)) for alli.

Furthermore, given a degenerationu′′ of u, the degeneration maps satisfy dgu,u′′ = dg

u,u′′◦dg

u,u.

Proof. After applying Proposition 7.7.5, Corollary 7.7.6 and Proposition 7.7.7 to the situation at hand, all that remains to be proven is the statement about compositions of degeneration maps. This is an immediate consequence ofθu,u′′u,u′′◦θu,u.