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King Amanullah Khan (1919-1929) launched attacks on British forces in Afghanistan (Third Anglo-Afghan War) shortly after taking power and won complete independence from Britain as recognized in the Treaty of Rawalpindi (August 8, 1919). He was considered a secular

modernizer presiding over a government in which all ethnic minorities participated. He was succeeded by King Mohammad Nadir Shah (1929-1933), and then by King Mohammad Zahir Shah. Zahir Shah’s reign (1933-1973) is remembered fondly by many older Afghans for promulgating a constitution in 1964 that established a national legislature and promoting

freedoms for women, including dropping a requirement that they cover their face and hair. In part, the countryside was secured during the King’s time by local tribal militias called arbokai.

However, possibly believing that he could limit Soviet support for Communist factions in

Afghanistan, Zahir Shah also built ties to the Soviet government by entering into a significant political and arms purchase relationship with the Soviet Union. The Soviets built large

infrastructure projects in Afghanistan during Zahir Shah’s time, such as the north-south Salang Pass/Tunnel and Bagram airfield.

This period was the height of the Cold War, and the United States sought to prevent Afghanistan from falling into the Soviet orbit. As Vice President, Richard Nixon visited Afghanistan in 1953, and President Eisenhower visited in 1959. President Kennedy hosted King Zahir Shah in 1963.

The United States tried to use aid to counter Soviet influence, providing agricultural and other development assistance. Among the major U.S.-funded projects were large USAID-led irrigation and hydroelectric dam efforts in Helmand Province, including Kajaki Dam (see below).

Afghanistan’s slide into instability began in the 1970s, during the Nixon Administration, when the diametrically opposed Communist Party and Islamic movements grew in strength. While

receiving medical treatment in Italy, Zahir Shah was overthrown by his cousin, Mohammad Daoud, a military leader who established a dictatorship with strong state involvement in the economy. Daoud was overthrown and killed1 in April 1978, during the Carter Administration, by People’s Democratic Party of Afghanistan (PDPA, Communist party) military officers under the direction of two PDPA (Khalq, or “Masses” faction) leaders, Hafizullah Amin and Nur

Mohammad Taraki, in what is called the Saur (April) Revolution. Taraki became president, but he was displaced in September 1979 by Amin. Both leaders drew their strength from rural ethnic Pashtuns and tried to impose radical socialist change on a traditional society, in part by redistributing land and bringing more women into government. The attempt at rapid modernization sparked rebellion by Islamic parties opposed to such moves.

Soviet Invasion and Occupation Period

The Soviet Union sent troops into Afghanistan on December 27, 1979, to prevent further gains by the Islamic militias, known as the mujahedin (Islamic fighters). Upon their invasion, the Soviets replaced Amin with another PDPA leader perceived as pliable, Babrak Karmal, who led the Parcham (“Banner” ) faction of the PDPA. Kamal was part of the 1978 PDPA takeover but hd been exiled by Taraki and Amin.

Soviet occupation forces numbered about 120,000. They were assisted by Democratic Republic of Afghanistan (DRA) military forces of about 25,000-40,000, supplemented by about 20,000 paramilitary and tribal militia forces, including the PDPA-dominated organization called the Sarandoy. The combined Soviet and Afghan forces were never able to pacify the outlying areas of the country. DRA forces were consistently plagued by desertions and its effectiveness on behalf of the Soviets was limited. The mujahedin benefited from U.S. weapons and assistance, provided through the Central Intelligence Agency (CIA) in cooperation with Pakistan’s Inter-Service Intelligence directorate (ISI).

1 Daoud’s grave was discovered outside Kabul in early 2008. He was reburied in an official ceremony in Kabul in March 2009.

The Seven Major “Mujahedin” Parties and Their Activities

The mujahedin were also relatively well organized and coordinated by seven major parties that in early 1989 formed what they claimed was a government-in-exile—a Peshawar-based “Afghan Interim Government” (AIG). The seven party leaders and their parties—sometimes referred to as the “Peshawar 7”—were Mohammad Nabi Mohammadi (Islamic Revolutionary Movement of Afghanistan); Sibghatullah Mojaddedi (Afghan National Liberation Front); Gulbuddin Hikmatyar (Hezb-i-Islam—Gulbuddin, Islamic Party of Gulbuddin, HIG); Burhanuddin Rabbani (Jamiat-Islami/Islamic Society); Yunus Khalis (Hezb-i-Islam); Abd-i-Rab Rasul Sayyaf (Ittihad

Islami/Islamic Union for the Liberation of Afghanistan); and Pir Gaylani (National Islamic Front of Afghanistan, NIFA). Mohammadi and Khalis died of natural causes in 2002 and 2006,

respectively, and Rabbani was killed in a September 20, 2011, assassination. The others are still active in Afghan politics and governance or, in the case of Hikmatyar, fighting the Afghan government. Sayyaf, who is politically close to Saudi Arabia, is a parliamentarian.

The mujahedin weaponry included U.S.-supplied portable shoulder-fired anti-aircraft systems called “Stingers,” which proved highly effective against Soviet aircraft. The United States decided in 1985 to provide these weapons to the mujahedin after substantial debate within the Reagan Administration and some in Congress over whether they could be used effectively and whether doing so would harm broader U.S.-Soviet relations. The mujahedin also hid and stored weaponry in a large network of natural and manmade tunnels and caves throughout Afghanistan.

However, some warned that a post-Soviet power structure in Afghanistan could be adverse to U.S. interests because much of the covert aid was being channeled to the Islamist groups including those of Hikmatyar and Sayyaf.

Partly because of the effectiveness of the Stinger in shooting down Soviet helicopters and fixed wing aircraft, the Soviet Union’s losses mounted—about 13,400 Soviet soldiers were killed in the war, according to Soviet figures—turning Soviet domestic opinion against the war. In 1986, after the reformist Mikhail Gorbachev became leader, the Soviets replaced Karmal with the director of Afghan intelligence, Najibullah Ahmedzai (known by his first name). Najibullah was a Ghilzai Pashtun, and was from the Parcham faction of the PDPA. Some Afghans say that he governed effectively, for example in his appointment of a prime minister (Sultan Ali Keshtmand and others) to handle administrative duties and distribute power.

Geneva Accords (1988) and Soviet Withdrawal

On April 14, 1988, Gorbachev agreed to a U.N.-brokered accord (the Geneva Accords) requiring it to withdraw. The withdrawal was completed by February 15, 1989, leaving in place the weak Najibullah government. A warming of relations moved the United States and Soviet Union to try for a political settlement to the Afghan conflict, a trend accelerated by the 1991 collapse of the Soviet Union, which reduced Moscow’s capacity for supporting communist regimes in the Third World. On September 13, 1991, Moscow and Washington agreed to a joint cutoff of military aid to the Afghan combatants as of January 1, 1992, which was implemented by all accounts.

The State Department has said that a total of about $3 billion in economic and covert military assistance was provided by the U.S. to the Afghan mujahedin from 1980 until the end of the Soviet occupation in 1989. Press reports say the covert aid program grew from about $20 million

per year in FY1980 to about $300 million per year during FY1986-FY1990.2 The Soviet pullout was viewed as a decisive U.S. “victory.” The Soviet pullout caused a reduction in subsequent covert funding and, as indicated in Table 10, U.S. assistance to Afghanistan remained at relatively low levels after the Soviet withdrawal. There was little support for a major U.S.-led effort to rebuild the economy and society of Afghanistan. The United States closed its embassy in Kabul in January 1989, as the Soviet Union was completing its pullout, and it remained so until the fall of the Taliban in 2001.

Despite the Soviet troop withdrawal in 1989, Najibullah still enjoyed Soviet financial and advisory support and Afghan forces beat back the first post-Soviet withdrawal mujahedin offensives—defying expectations that his government would immediately collapse after a Soviet withdrawal. However, military defections continued and his position weakened subsequently, particularly after the Soviets cut off financial and advisory support as of January 1, 1992, under the agreement with the United States discussed above. On March 18, 1992, Najibullah publicly agreed to step down once an interim government was formed. That announcement set off rebellions by Uzbek and Tajik militia commanders in northern Afghanistan—particularly Abdul Rashid Dostam, who joined prominent mujahedin commander Ahmad Shah Masoud of the Islamic Society, a largely Tajik party headed by Burhannudin Rabbani. Masoud had earned a reputation as a brilliant strategist by preventing the Soviets from conquering his power base in the Panjshir Valley north of Kabul. Najibullah fell, and the mujahedin regime began April 18, 1992.3

The Mujahedin Government and Rise of the Taliban

The fall of Najibullah exposed the differences among the mujahedin parties. The leader of one of the smaller parties (Afghan National Liberation Front), Islamic scholar Sibghatullah Mojadeddi, was president during April-May 1992. Under an agreement among the major parties, Rabbani became president in June 1992 with agreement that he would serve until December 1994. He refused to step down at that time, saying that political authority would disintegrate without a clear successor. That decision was strongly opposed by other mujahedin leaders, including Gulbuddin Hikmatyar, a Pashtun, and leader of the Islamist conservative Hizb-e-Islam Gulbuddin mujahedin party. Hikmatyar and several allied factions began fighting to dislodge Rabbani. Rabbani reached an agreement for Hikmatyar to serve as Prime Minister, if Hikmatyar would cease the shelling Kabul that had destroyed much of the western part of the city. However, because of Hikmatyar’s distrust of Rabbani, he never assumed a working prime ministerial role in Kabul.

In 1993-1994, Afghan Islamic clerics and students, mostly of rural, Pashtun origin, formed the Taliban movement. Many were former mujahedin who had become disillusioned with conflict among mujahedin parties and had moved into Pakistan to study in Islamic seminaries

(“madrassas”) mainly of the “Deobandi” school of Islam.4 Some say this interpretation of Islam is similar to the “Wahhabism” that is practiced in Saudi Arabia. Taliban practices were also

consonant with conservative Pashtun tribal traditions. The Taliban’s leader, Mullah Muhammad

2 For FY1991, Congress reportedly cut covert aid appropriations to the mujahedin from $300 million the previous year to $250 million, with half the aid withheld until the second half of the fiscal year. See “Country Fact Sheet:

Afghanistan,” in U.S. Department of State Dispatch, vol. 5, no. 23 (June 6, 1994), p. 377.

3 After failing to flee, Najibullah, his brother, and aides remained at a U.N. facility in Kabul until the Taliban movement seized control in 1996 and hanged them.

4 The Deobandi school began in 1867 in a seminary in Uttar Pradesh, in British-controlled India, that was set up to train Islamic clerics and to counter the British educational model.

Umar, had been a fighter in Khalis’s Hezb-i-Islam party during the anti-Soviet war—Khalis’ party was generally considered moderate Islamist during the anti-Soviet war, but Khalis and his faction turned against the United States in the mid-1990s. Many of his fighters, such as Mullah Umar, followed Khalis’ lead. Umar, a low-ranking Islamic cleric, lost an eye in the anti-Soviet war.

The Taliban viewed the Rabbani government as weak, corrupt, and anti-Pashtun, and the four years of civil war between the mujahedin groups (1992-1996) created popular support for the Taliban as able to deliver stability. With the help of defections, the Taliban peacefully took control of the southern city of Qandahar in November 1994. Upon that capture, Mullah Umar ordered the opening of the Qandahar shrine containing the purported cloak used by the Prophet Mohammad;

he reportedly donned the purported cloak briefly in front of hundreds of followers.5 By February 1995, it was approaching Kabul, after which an 18-month stalemate ensued. In September 1995, the Taliban captured Herat province, bordering Iran, and imprisoned its governor, Ismail Khan, ally of Rabbani and Masoud, who later escaped and took refuge in Iran. In September 1996, Taliban victories near Kabul led to the withdrawal of Rabbani and Masoud to the Panjshir Valley (north of Kabul); the Taliban took control of Kabul on September 27, 1996. Taliban gunmen then entered a U.N. facility in Kabul to seize Najibullah, his brother, and aides, and hanged them.

Taliban Rule (September 1996-November 2001)

The Taliban regime was led by Mullah Muhammad Umar, who held the title of Head of State and

“Commander of the Faithful.” He remained in the Taliban power base in Qandahar and made no public speeches or appearances, although he did occasionally receive high-level foreign officials.

Al Qaeda leaders Osama bin Laden relocated from Sudan to Afghanistan, where he had been a recruiter of Arab fighters during the anti-Soviet war, in May 1996. He at first was located in territory in Nangarhar province controlled by Hezb-i-Islam of Yunus Khalis (Mullah Umar’s party leader) but then had free reign in Afghanistan as the Taliban captured nearly all the territory in Afghanistan. Umar reportedly forged a political and personal bond with Bin Laden and refused U.S. demands to extradite him. Like Umar, most of the senior figures in the Taliban regime were Ghilzai Pashtuns, which predominate in eastern Afghanistan. They are rivals of the Durrani Pashtuns, who are predominant in the south.

The Taliban lost international and domestic support as it imposed strict adherence to Islamic customs in areas it controlled and employed harsh punishments, including executions. The Taliban authorized its “Ministry for the Promotion of Virtue and the Suppression of Vice” to use physical punishments to enforce strict Islamic practices, including bans on television, Western music, and dancing. It prohibited women from attending school or working outside the home, except in health care, and it publicly executed some women for adultery. In what many consider its most extreme action, and which some say was urged by Bin Laden, in March 2001 the Taliban blew up two large Buddha statues carved into hills above Bamiyan city, considering them idols.

U.S. Policy Toward the Taliban During Its Rule/Bin Laden Presence

The Clinton Administration opened talks with the Taliban after it captured Qandahar in 1994, and engaged the movement after it took power. However, the Administration was unable to moderate

5 According to press reports in December 2012, the cloak remains in the shrine, which is guarded by a family of caretakers who, despite professions of political neutrality, have suffered several assassinations over the years.

the Taliban’s policies and relations worsened. The United States withheld recognition of Taliban as the legitimate government of Afghanistan, formally recognizing no faction as the government.

The United Nations continued to seat representatives of the Rabbani government, not the Taliban.

The State Department ordered the Afghan embassy in Washington, DC, closed in August 1997.

U.N. Security Council Resolution 1193 (August 28, 1998) and 1214 (December 8, 1998) urged the Taliban to end discrimination against women. Women’s rights groups urged the Clinton Administration not to recognize the Taliban government. In May 1999, the Senate-passed S.Res.

68 called on the President not to recognize an Afghan government that oppresses women.

The Taliban’s hosting of Al Qaeda’s leadership gradually became the Clinton Administration’s overriding agenda item with Afghanistan. In April 1998, then-U.S. Ambassador to the United Nations Bill Richardson and two other senior U.S. officials visited Afghanistan, but they did not meet Mullah Umar and the Taliban refused to hand over Bin Laden. After the August 7, 1998, Al Qaeda bombings of U.S. embassies in Kenya and Tanzania, the Clinton Administration began to strongly pressure the Taliban to extradite him, imposing U.S. sanctions on Taliban-controlled Afghanistan and achieving adoption of some U.N. sanctions as well. On August 20, 1998, as a response to the Africa embassy bombings, the United States fired cruise missiles at Al Qaeda training camps in eastern Afghanistan.6 Some observers assert that the Administration missed several opportunities to strike bin Laden himself, including a purported sighting of him by an unarmed Predator drone at a location called Tarnak Farm in Afghanistan in the fall of 2000.7 Clinton Administration officials said that U.S. domestic and international support for ousting the Taliban militarily was lacking.

The “Northern Alliance” Congeals

The Taliban’s policies caused different Afghan factions to ally with the Tajik core of the anti-Taliban opposition—the ousted President Rabbani, Ahmad Shah Masoud, and their ally in the Herat area, Ismail Khan. Joining the Tajik factions in the broader “Northern Alliance” were Uzbek, Hazara Shiite, and even some Pashtun Islamist factions discussed below. Virtually all the figures mentioned remain key players in politics in Afghanistan, sometimes allied with and at other times adversaries of President Hamid Karzai. (One key Tajik, Vice President Muhammad Fahim, who became military commander of the Alliance after Ahmad Shah Masud on September 9, 2001, died of natural causes in March 2014. He was replaced as Vice President by another key Alliance Tajik, former parliament speaker Yunus Qanooni.) The Soviet occupation-era parties remain relatively intact informally, although they do not generally operate under those names.

(Detail on these figures is in CRS Report RS21922, Afghanistan: Politics, Elections, and Government Performance, by Kenneth Katzman.)

Uzbeks/General Dostam. One major faction was the Uzbek militia (the

Junbush-Melli, or National Islamic Movement of Afghanistan) of General Abdul Rashid Dostam. Frequently referred to by some Afghans as one of the “warlords”

who gained power during the anti-Soviet war, Dostam first joined those seeking to oust Rabbani during his 1992-1996 presidency, but later joined him and the other Northern Alliance factions opposed to the Taliban.

6 A pharmaceutical plant in Sudan (Al Shifa) believe to be producing chemical weapons for Al Qaeda also was struck that day, although U.S. reviews later corroborated Sudan’s assertions that the plant was strictly civilian in nature.

7 http://www.msnbc.msn.com/id/4540958.

Hazara Shiites. Members of Hazara tribes, mostly Shiite Muslims, are

prominent in Bamiyan, Dai Kundi, and Ghazni provinces of central Afghanistan.

During the various Afghan wars, the main Hazara Shiite militia was Hizb-e-Wahdat (Unity Party, composed of eight groups). In 1995, the Taliban captured and killed Hizb-e-Wahdat’s leader Abdul Ali Mazari. One of Karzai’s vice president’s Karim Khalili, is a Hazara. Another prominent Hazara faction leader, Mohammad Mohaqeq, is a Karzai critic.

Pashtun Islamists/Sayyaf. Some Pashtuns joined the Northern Alliance in opposing the Taliban. Among them was the conservative Islamist mujahedin faction Ittihad Islami) headed by Abd-i-Rab Rasul Sayyaf. Sayyaf reportedly viewed the Taliban as selling out Afghanistan to Al Qaeda.

Policy Pre-September 11, 2001

Throughout 2001, but prior to the September 11 attacks, Bush Administration policy differed little from Clinton Administration policy: applying economic and political pressure on the Taliban while retaining some dialogue with it, and refusing to militarily assist the Northern Alliance. The September 11 Commission report said that, in the months prior to the September 11 attacks, Administration officials leaned toward providing such aid, as well as aiding anti-Taliban Pashtun.

Additional covert options were reportedly under consideration.8 In accordance with U.N. Security Council Resolution 1333, in February 2001 the State Department ordered the Taliban

representative office in New York closed, although Taliban representative Abdul Hakim Mujahid continued to operate informally.9 In March 2001, Administration officials received a Taliban envoy to discuss bilateral issues. In one significant departure from Clinton Administration policy, the Bush Administration stepped up engagement with Pakistan to try to reduce its support for the Taliban. At that time, there were widespread but unconfirmed allegations that Pakistani advisers were helping the Taliban in their fight against the Northern Alliance.

Even though the Northern Alliance was supplied with Iranian, Russian, and Indian financial and military support, the Northern Alliance nonetheless continued to lose ground to the Taliban after it lost Kabul in 1996. By the time of the September 11 attacks, the Taliban controlled at least 75%

Even though the Northern Alliance was supplied with Iranian, Russian, and Indian financial and military support, the Northern Alliance nonetheless continued to lose ground to the Taliban after it lost Kabul in 1996. By the time of the September 11 attacks, the Taliban controlled at least 75%