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A Runge-type approximation

Im Dokument THE INDEX THEOREM FOR QUASI-TORI (Seite 37-42)

The non-linearizable case

5.3. A Runge-type approximation

{π

2∥ζ∥2Kcc +W(ζ, ζ) for q > m−s+F

π

2∥ζ∥2Kcc +WF′′, ζ′′) +W(ζ, ζ) for q < sF

π2 ∥ζ∥2Kcc−εw(m+q)∥ζ∥Kcc by (eq 5.1) and (eq 5.2), and εwq < εw(m+q)

π4 ∥ζ∥2Kcc by ().

This gives the required L2 estimate. □

Since, for any ψ H 0,q(X;L), one has ψ|Kc L20,(0,q)(Kc;L) (unweighted) for any 0< c <∞, it follows the following corollary of Propositions 3.1.5 and 5.2.1.

Corollary 5.2.2. Consider the exhaustive sequence {Kν}ν∈N>0 of relatively compact open subsets of X. Suppose q < sF or q > m−s+F. Then one can choose a suitable hermitian metric g on X and a sequence of hermitian metrics ν}ν∈N>0 onL as in Proposition 5.2.1 such that, for any ψ ∈H 0,q(X;L)∩ker∂, there exists a sequence of solutions ν}ν∈N>0 such that ξν ∈L20,(0,qην 1)(Kν;L) (unweighted) and

∂ξν =ψ|Kν in L20,(0,q)ην (Kν;L).

Remark 5.2.3. Sinceχhas to be smooth on a neighborhood of Kc (as required by [H¨or1, Prop. 2.1.1] so thatA<2>0,q (Kc;L)∩DomTq1is dense in DomTq1DomSq under the suitable graph norm), ifψ ∈H 0,q(Kc;L), there may not exist suchχsuch that ∥ψ∥Kc < . To avoid technical difficulty, the author does not attempt to solve the ∂-equation for any ψ H 0,q(Kc;L) such that ∂ψ = 0 by means of L2 estimates directly.

5.3. A Runge-type approximation

This section is devoted to proving a Runge-type approximation which is required to construct a global solution to the equation ∂ξ = ψ from the solutions on Kν’s given in Corollary 5.2.2.

5.3. A RUNGE-TYPE APPROXIMATION 31

In what follows, qis assumed to be 0< q < sF orq > m−s+F, and the hermitian metricgas well as the family of hermitian metricsc}c>0as asserted by Proposition 5.2.1 is fixed. Then, according to the choices of theηc’s in the proof of Proposition 5.2.1, for anyc, c >0, one has

ηc=ηce2 Re(δc′−δc) =:ηceδc′c .

Note thateδc′c >0 onX. It is understood that the hermitian metricηconL is cho-sen when theL2-norm onKcis considered, so write L20,(0,q)ηc (Kc;L) asL20,(0,q)χ (Kc;L),

⟨·,·⟩Kcc as⟨·,·⟩Kc and so on to simplify notation. When the weightχ is absent from the notation, e.g. L20,(0,q)(Kc;L) or ⟨·,·⟩Kc, it is understood that the corre-sponding object is unweighted, i.e.χ= 0.

For any finite c > c > 0 and for any Ψ L20,(0,q1)

(Kc;L), if Ψ is extended by zero to a section in L20,(0,q1)(Kc;L), then it follows that

(eq 5.4) ⟨ζ,ΨKc =⟨

ζ,Ψeδc′c

Kc′

for any ζ ∈L20,(0,q1)(Kc;L).

Define (

kerKc′Tq1)

Kc to be the image of kerKc′ Tq1 under the restriction map L20,(0,q1)(Kc;L)→L20,(0,q1)(Kc;L). Note that Tq−1 commutes with the restriction map (asc >0), so one has

(kerKc′ Tq−1)

Kc kerKcTq−1 .

The following proof of the required Runge-type approximation is an analogue of the one for strongly pseudoconvex manifolds given in [H¨or3, Lemma 4.3.1].

Proposition 5.3.1. Suppose 0 < q < sF or q > m−s+F, and g and ηc’s are chosen according to Proposition 5.2.1. Then, for any finite( c > c >0, the closure of

kerKc′Tq1)

Kc in L20,(0,q1)(Kc;L) is kerKcTq1. In other words, (

kerKc′ Tq1)

Kc

is dense in kerKcTq1.

Proof. By virtue of the Hahn-Banach theorem, it suffices to show that for every Ψ∈L20,(0,q1)

(Kc;L), if the induced bounded linear functional L20,(0,q−1)(Kc;L)∋ζ 7→ ⟨ζ,ΨKc vanishes on (

kerKc′ Tq1)

Kc, then it also vanishes on kerKcTq1. 1

Suppose that Ψ ∈L20,(0,q1)(Kc;L) satisfies the above assumption. Extend Ψ by zero toKc as a section inL20,(0,q1)(Kc;L). Now it suffices to show that there exists Ξ∈L20,q<2>(Kc;L) such that Ξ≡0 on Kc \Kc and

() ⟨

ζ,Ψeδc′c

Kc′ =⟨Tq1ζ,ΞKc′

for any ζ DomKc′ Tq1, which then implies that

() ⟨ζ,ΨKc =⟨

Tq1ζ,Ξeδc′c

Kc

for any ζ DomKc′ Tq1 due to (eq 5.4). The equality () holds true for ζ A00,(0,q1)(Kc;L) in particular, and A0,(0,q1)(Kc;L) is dense in DomKcTq1 un-der the graph norm

∥ζ∥2Kc +∥Tq1ζ∥2Kc by [H¨or1, Prop. 2.1.1], so () also holds

1If there exists ζ kerKcTq1 which does not lie in the closure of (

kerKc′Tq1)

Kc in L20,(0,q1)(Kc;L), then the Hahn-Banach theorem asserts that there is a bounded linear functional Λ such that (

kerK

cTq1)

Kc ker Λ and Λζ= 1.

32 5. THE NON-LINEARIZABLE CASE

Take a sequence of smooth convex increasing functions χeν: R R such that e

χν(x) = 0 for all x c, and χeν(x) + as ν → ∞ for every x > c. Note that e

χν 0 for any ν 0 by such choice. Set χν := χeν ◦φ as before. A sequence of weighted norms ∥·∥c := ∥·∥Kc′ν on Kc is then defined. Let the corresponding inner products, Hilbert spaces and Dom also be distinguished by using the subscripts c, ν, and the corresponding adjoint ofTq1 byTq1.

For any q in the given range, the L2 estimate in Proposition 5.2.1 holds under each of the above weighted norms withTq−1 replaced byTq1. Since⟨

ζ,Ψeδc′ceχν

c =

ζ,Ψeδc′c

Kc′ and the right hand side vanishes for all ζ kerKc′ Tq1 = kercTq1 by the assumption on Ψ, it follows that

Ψeδc′ceχν (kercTq1) = imcTq−1 .

Given the L2 estimate, Theorem 3.1.1 (2) then asserts that there exists Ξeν DomcTq1 such that Tq1Ξeν = Ψeδc′ceχν. Therefore, one has

Moreover, notice that the constant in theL2 estimate is independent of ν (which is chosen to be π4 in Proposition 5.2.1). The estimate on the solutionΞeν from Theorem 3.1.1 (2) then implies that is independent ofν when φ≤c, the integral on the right hand side is independent of ν, so the left hand side is a bounded sequence in ν. This in turn implies that there exists a subsequence of {Ξν}ν∈N which converges to some Ξ L20,q<2>(Kc;L) (unweighted) in the weak topology. From (∗∗), since χeν(φ) + for φ > c, it follows that Ξ 0 whenφ > c, i.e. onKc \Kc. Moreover, from () it follows that () holds for all ζ DomKc′Tq1. This is what is desired. □

5.4. Proof of Theorem 1.1.1 for general L

First notice that, if q = 0< sF, then the L2 estimate in Proposition 5.2.1 holds when the metrics are chosen suitably, and thus for any ψ H (X;L)∩ker one has

0 =∂ψ2

Kc π4 ∥ψ∥2Kc

5.4. PROOF OF THEOREM 1.1.1 FOR GENERAL L 33

(note thatT1ζ = 0 for allζ ∈A(Kc;L)). This means thatψ|Kc = 0 for any c >0, and thusψ = 0 on X. Therefore, one has the following

Theorem 5.4.1. If sF >0, one has H0(X, L) = 0.

Assume 0 < q < sF or q > m s+F in what follows. The metrics g and ην’s from Corollary 5.2.2 are fixed for this section. Again, write L20,(0,q)η

ν (Kν;L) as L20,(0,q)χ (Kν;L) and so on, and notations like L20,(0,q)(Kc;L) or∥·∥Kc are understood as unweighted objects, i.e. χ= 0.

For every integerν 1, asδν+1−δν is smooth onX and Kν+1 is compact, there exists a constantMν+11 such that

(eq 5.5) ∥ζ∥Kν ≤Mν+1∥ζ∥Kν+1

for all ζ ∈L20,(0,q)(Kν+1;L). Define also M1 := 1 and Mν :=∏ν

k=2Mk for ν 2.

Proposition 5.3.1 is used to complete the proof of Theorem 1.1.1. The following argument is adopted from [GR, Ch. IV, §1, Thm. 7].

Theorem5.4.2. Suppose0< q < sF orq > m−s+F. Then one hasHq(X, L) = 0 for any q in the given range.

Proof. Given anyψ ∈H 0,q(X;L)∩ker∂, Corollary 5.2.2 provides a sequence of local solutionsν}ν1such thatξν ∈L20,(0,q1)(Kν;L) and∂ξν =ψ|Kν for all integers ν 1. First a sequence of local solutions ν}ν1 such that ξν L20,(0,q1)(Kν;L),

∂ξν =ψ|Kν and

() ∥ξν+1−ξνKν < 1

Mν2ν

for all ν 1 is defined inductively as follows. Set ξ1 := ξ1. Suppose ξ1, . . . , ξν are defined for some ν 1. Let γν :=ξν+1 |Kν −ξν. Notice that γν kerKνTq1 L20,(0,q1)(Kν;L). Proposition 5.3.1 then implies that there existsγν kerKν+1Tq1 L20,(0,q1)(Kν+1;L) such that

∥γν −γνKν < 1 Mν2ν .

Set ξν+1 :=ξν+1 −γν. Then one has ∂ξν+1=∂ξν+1 =ψ|Kν+1 and the inequality () is satisfied. The required sequenceν}ν1 is therefore defined.

Notice that, for everyν 1, the sequenceµ|Kν}µν converges inL20,(0,q1)(Kν;L).

Indeed, for anyµ≥ν 1 and for any integerk > 0,

∥ξµ+k−ξµKν

k1

r=0

∥ξµ+r+1−ξµ+rKν

k1

r=0

Mµ+r

Mν ∥ξµ+r+1−ξµ+rKµ+r by (eq 5.5),

1 Mν

k1

r=0

1

2µ+r by (),

1 Mν2µ1 ,

34 5. THE NON-LINEARIZABLE CASE

which tends to 0 asµ→ ∞, soµ|Kν}µν is a Cauchy sequence in L20,(0,q1)(Kν;L).

Letξ(ν) be the limit of µ|Kν}µν in L20,(0,q1)(Kν;L). Since ∂ξµ|Kν = ψ|Kν for all µ≥ ν, and is a closed operator, one has ∂ξ(ν) = ψ|Kν for all ν 1. Now notice that restriction fromKν+1 toKν is continuous by (eq 5.5), so

ξ(ν+1)|Kν−ξ(ν)= lim

µν+1 µ→∞

µ|Kν −ξµ|Kν) = 0

in L20,(0,q1)(Kν;L). On every Kν, different choices of δν ∈H (X) yield equivalent norms. Therefore, by fixing one δ H (X), one can consider L20,q1(X;L; loc), the space of locally L2 L-valued (0, q 1)-forms on X, and there exists ξ L20,q1

(X;L; loc) such that

ξ|Kν =ξ(ν) for all ν≥1, and

∂ξ =ψ in L20,q1(X;L; loc).

Remark 3.1.6 then assures that there existsξ ∈H0,q1(X;L) such that∂ξ =ψ on X.

Since ψ H 0,q(X;L)∩ker is arbitrary, this shows that Hq(X, L) = 0. This

completes the proof. □

Im Dokument THE INDEX THEOREM FOR QUASI-TORI (Seite 37-42)