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IA C E T H

Institute for Atmospheric and Climate Science

Instabilities/Microphysics

Figure:Primary vs. secondary circulation in a hurricane

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 1 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Primary vs. secondary circulation in a hurricane

I Primary circulation: Tangential flow rotating about the

central axis.

I Secondary circulation

or ”in-up-out circulation” (low and middle level inflow, upper-level outflow and the circulation in the eye).

I

Need to combine these two components for air parcels spiralling inwards, upwards and outwards.

I

The primary circulation is approx. in gradient wind balance.

I

If it were in exact balance, there wouldn’t be any secondary circulation

I

Convection, friction and moist thermodynamics are required to maintain the secondary circulation.

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 2 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Parameters describing hurricane formation

(Gray, MAP, 1998)

I

Coriolis parameter (f)

I

Low-level relative vorticity (ζ)

I

Inverse of the tropospheric vertical wind shear (1/S

z

)

I

Ocean thermal energy (E)

I

The difference in equivalent potential temperature between the surface and 500 hPa (∆Θ

e

)

I

Relative humidity in the mid-troposphere (RH)

I

The product of the first 3 parameters specifies a dynamic potential (f

ζ/Sz

)

I

The product of the last 3 parameters specifies a thermal potential (E ∆Θ

e

RH)

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 3 / 27

(2)

IA C E T H

Institute for Atmospheric and Climate Science

Figure:www.eas.slu.edu/People/CEGraves/Eas107/scaleofmotion2a.jpg

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 4 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Instabilities - general aspects

I

Are generally caused by heating of the surface or by cooling aloft

I

First dry turbulence will adjust temperature and moisture profile back to neutral conditions

I

If turbulence/small scale motions are not sufficient, then organized convection sets in

I

For a hurricane, it is required that the atmosphere is potentially unstable to moist convection

to maintain secondary circulation

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 5 / 27

T H

Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Perturbation equation

I

Rewrite the Navier-Stokes equation in terms of deviations (

) from hydrostatic balance (subscript o):

d~ v dt =

1

ρo

∇p

f

~

k

×~

v

B

~

k + F

~

(1)

I

Where B is the buoyancy, defined as:

B =

−gρ ρo ≈ −g

p

p

o

T

v

T

v,o

(2)

I

More generally to take the hydrometeors into account:

ρ

=

ρa

(1 + q

H

) (3)

where q

H

= mass mixing ratio of hydrometeors

I

So that

T

p

(3)

IA C E T H

Institute for Atmospheric and Climate Science

Tephigram

A tephigram is useful for thun- derstorm forecasts

I Exercise: In this diagram an environmental temperature profile is shown

I Use that to indicate the levels that are absolutely (dry) stable and unstable

I How is Θ changing with height in a stable/

unstable environment?

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 7 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Buoyant instabilities

I

The buoyancy restoring force produces stable sinusoidal oscillations in the

vertical

(undamped harmonic oscillation) when the potential temperature of a hydrostatically balanced mean state increases with height (∂Θ/∂z

>

0):

d

2

w

dt

2

+ wN

2

= 0. (5)

where N

≡q

g Θ

∂Θ

∂z

= Brunt-V¨ ais¨ al¨ a frequency

I

solution:

w = ˆ w exp

n

i

N

2

t

o

(6)

I τ ∼

8 min in stable environment

I

if

∂Θ/∂z<

0 (N

2<

0), the solution may grow exponentially

buoyant instability

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 8 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Moist air characteristics: Tephigram

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 9 / 27

(4)

IA C E T H

Institute for Atmospheric and Climate Science

Stability criteria for an air parcel in moist air

where Θ

es

Θexp{Lq

vs/cp

T

}

= saturation equivalent potential temperature (as opposed to

Θ

e

Θexp{Lq

v/cp

T

s})

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 10 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Potential instability (lifting of layers)

(in terms ofΘe)

lifting a whole layer

of moist but unsaturated air (∂Θ

e/∂z<

0) may be made

unstable

by lifting to saturation also called convective instability (Figure:

Rogers&Yau, 1989).

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 11 / 27

T H

Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Inertial instabilities ( = dynamic instability)

I

Here use the absolute momentum M = v + fx as a conserved property, i.e.

dMdt

= 0

I

analogous to Θ being conserved under adiabatic conditions and gravity and the vertical gradient of Θ determining the

frequency of the buoyancy oscillation

I

The Coriolis restoring force produces stable sinusoidal

oscillations in the

horizontal

(undamped harmonic oscillation) when the absolute momentum of the 2D geostrophically balanced mean state increases with x (∂M/∂x

>

0):

d

2

u

dt

2

+ uf

∂M

∂x

= 0. (7)

I

solution:

u

0

= exp{ivt}, v =

±p

f

∂M/∂x

(8)

(5)

IA C E T H

Institute for Atmospheric and Climate Science

Symmetric instability

I

In the atmosphere buoyancy and the Coriolis force act simultaneously

I

Assume that the large-scale mean flow is in geostrophic and hydrostatic balanced in the absence of friction

I

The atmosphere may be stable for pure horizontal

displacement and pure vertical displacement but

unstable

to slantwise displacement

Symmetric instability can be responsible for rainbands

(http:

//ww2010.atmos.uiuc.edu/guides/mtr/hurr/gifs/def1.gif)

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 13 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Symmetric instability

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 14 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Symmetric instability

I

conditions for symmetric instability: slope of the M surfaces must be less than the slope of the Θ surfaces:

∂Θ

∂z M

<

0

↔ ∂M

∂x Θ

<

0 (9)

I

Moist but unsaturated air maybe conditionally symmetric unstable (analogous to conditional instability)

important for hurricane formation

I

If lapse rate is conditionally unstable on a constant M surface, then replace Θ in above equation with Θ

es

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 15 / 27

(6)

IA C E T H

Institute for Atmospheric and Climate Science

Warm cloud processes

0C warm cloud cold cloud

CCN in H2O(v) activation condensation collision - coalescence

primary ice Bergeron

process vapor

deposition aggregation

riming

melting

continuous collection

evaporation

rainfall ice enhance-

ment

breakup

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 16 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Phase changes

I

Are easiest understood in terms thinking that a system wants to minimise its Gibbs free energy G (analogous to a system wanting to maximize its entropy)

I

G = u + e

sα−

Ts (10) where u = internal energy, e

s

= saturation vapor pressure,

α

= specific volume, s = entropy

I

nucleation from the vapor phase requires to form a new surface, which needs energy.

I

if the vapor is supersaturated and the volume term of the change in Gibbs free energy is larger than the surface term,

nucleation

has occurred and the particles is said to be

activated

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 17 / 27

T H

Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Gibbs free energy for homogeneous nucleation

(Fig. 9.10 Seinfeld and Pandis, 1997)

(7)

IA C E T H

Institute for Atmospheric and Climate Science

Kelvin equation

Vapor pressure enhancement over smaller drops due to surface tension

e

s

(r) = e

s

(∞)exp

R

vρw

Tr

(11) where T = temperature, r = particle radius,

σ

= surface tension

0.075 N/m,

ρw

= water density, R

v

= gas constant of water vapor (461.5 J kg

−1

K

−1

).

Saturation ratio Critical radius number of molecules

S r(µm) n

1 ∞ ∞

1.01 0.12 2.47 x 108

1.1 0.0126 2.81 x 105

2 1.73 x 10−3 730

10 5.22 x 10−4 20

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 19 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Raoult’s Law

Vapor pressure reduction due to the presence of a non-volatile solute:

e0

es(∞)= no

i n+no ∼1−i n

no = 1− 3imMw

4πMsρwr3 (12)

wheree0= equilibrium vapor pressure over a solution withno water molecules andnsolute molecules;i= degree of ionic dissociation;Mw,s= molecular weight of water or solute;m= mass of solute.

(Seinfeld and Pandis, 1997)

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 20 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

K¨ ohler curve

Combination of Kelvin and Raoult’s equation:

e

0

(r )

e

s

(∞) = 1 + 2σ

ρw

R

v

Tr

3imM

w

4πM

sρw

r

3

(13)

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 21 / 27

(8)

IA C E T H

Institute for Atmospheric and Climate Science

Figure:Rogers and Yau, 1989

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 22 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Droplet growth equation

r dr

dt = S

1

L

RvT

1

w

KT

+

ρwDeRvT

s

= S

1

F

k

+ F

d

(14)

whereFk = thermodynamic term,Fd= vapor diffusion term,K= thermal conductivity of air,D= diffusion coefficient of water vapor in air

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 23 / 27

T H

Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Growth by collection (=collision-coalescence)

I

coalescence = one or two particles merge during contact dR

dt =

π

3

Z R o

R + r R

2

n(r)[u(R)

u(r)]r

3

E (R, r)dr (15) where R, r = radius of collector and collected drop; n(r) = number of drops with size r

I

u(R), u(r) = fall velocity of collector and collected drop

I

E (R, r) = collision efficiency (= fraction of drops with radius r in the path swept out by collector drop that actually collide with it):

E (R, r) = x

2

(R + r)

2

(16)

(9)

IA C E T H

Institute for Atmospheric and Climate Science

Collision efficiency

Figure:Rogers and Yau, 1989

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 25 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Cloud drop/rain fall speed

Figure: Houze, 1993

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 26 / 27

IA C E T H

Institute for Atmospheric and Climate Science

Review Instabilities Cloud formation Rain formation

Droplet radius

15 mu

time collection

condensation

Figure:Droplet growth bycondensationversuscollection

Ulrike Lohmann (IACETH) Instabilities/Microphysics April 3, 2007 27 / 27

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