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The Basis of Indian Classical Drama

(as Explained in Ancient Theory)*

By K. M. Vabma, Berhn

A number of speculations have been made about the beginnings of

Indian drama and the opinions of scholars on that question are widely

divergent. In any case, these beginnings cannot be assigned to the

Christian era, because recently discovered fragments of dramas of the

1st century A. D. show a high degree of development. Further we have a

treatise on drama, namely, the Nätyasästra of Bharata, which is generally

accepted to belong to the second or, at the latest, the third century A. D.

It is a monumental work treating all aspects of drama, and it is probably

the biggest of the treatises written on drama in the whole world at that

time. The fact that such a monumental treatise could come into existence

indicates a previous long process of development of the art. Moreover

the Nätyasästra is clearly not in any way the earhest work on drama,

although it is the first of the extant works. A sequence of treatises on

drama can be traced from the Nätyasästra itself in which it is the fourth

in succession^. All these facts are sufficient to prove that the beginnings

of Indian drama go back several centuries before the Christian era.

We have, however, no precise knowledge of the conditions of the

beginnmgs of drama, nor of its development before the Christian era.

Subsequent conditions have, of course, been studied to some extent from

the plays themselves and also from theoretical treatises, but, sofar as

the study of theorj' goes, insufficient attention has been paid to the shift

of emphasis and to the change of conceptions in the works written in

subsequent periods. Not only that, later conceptions have been read

into earlier works. Consequently the real spirit of the early theory of

drama has not been fully understood.

It would therefore be worthwhile to make an attempt to understand

the basis of Indian classical drama as explained in early theory. By

* This paper was written for and read in a conference on Asian Theater,

organized by the Centre National de la Eecherohe Scientifique with tbe col-

labaration of the Theatre des Nations and Le Cercle Culturel do Boyaumont

from 28th May to 1st Jime 1959 at L'abbaye de Boyaumont, near Paris. The

writer is grateful to Dr. A. A. Bake for his kindness in going through the MS.

' The author of this paper himself has discussed this matter at length in

his book, "Seven Words in Bharata: What Do They Signify" which is

entirely devoted to discuss some of the outstanding textual problems of the

NätyaSästra (see the former, p. 84 et Seq.).

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early theorj- vve mean the theory as found in the Nätyasästra. All other

extant texts came into existence several centuries later, at a time when

many concepts had changed. One is, therefore, justified in making this

explicit division.

Drama is stated to have many purposes, the foremost of which is to

manifest rasa. Most of the subjects concerning drama are determined and

defined from this point of view. Because of this paramount importance of

rasa no attempt at understanding Indian drama can be made without some

knowledge of its nature. Hence we should see first what rasa is.

Rasa is the result of a perfect combination of bhävas, vibhävas and

anubhävas^. Among these the bhävas are mental conditions or moods. By

mental conditions is meant an aspect of consciousness called feeling, and

this is the most important item of our investigation.

This feeling is in itself the result of a cause, namely, cognition. It can

in its turn cause other effects on all the three planes, namely the mental,

the vocal and the physical (bodily). Everything which manifests itself

on these three planes is a consequent. Thus the feeling is, on the one

hand, a consequent, and on the other, a cause. If we single out a feeling

in ordinary life and look at it, we find that cognition, feeling and conse¬

quents of the feeling will always manifest themselves in the same order.

In the field of drama the feehng should be considered to reside in

three different places, namely, in the characters portrayed (dramatis per¬

sonae), in the actors and in the spectators. We have seen that in ordinary

life, that is in the characters portrayed, cognition, feeling and its conse¬

quents always follow in the same order. In the spectator, however, this

order changes. So far as cognition goes, that stiU comes first, but in this

case its cause is not personal, that is, although the spectator does not remain

indifferent to it, yet he does not take it as a personal matter. In the spec¬

tator it is, therefore, not a cause in the same way as it is in ordinary life or

the characters portrayed. It is still cognition, because it brings about a

feehng in the spectator, but it can no longer be called a "cause" in the

usual sense. This is why it was given a separate name in Indian aesthetic

terminology. It is now vibJiäva, a word derived from the root bhü prefixed

by vi, having the meaning oi vijnäna (cognition), as Bharata, the author

of the Nätyasästra declares^.

So far as the physical and oral consequences go, they do not occur in

the spectator. This hardly needs proving. Everyone of us has seen dramas

' See Nätyasästra (N. S.) (Chowkhamba edition), Ch. 6, p. 71. In order to

indicate the relevant places in the text references are given in this paper to

Chowkhamba edition only, but for the critical estimation of our conclusions

reader is requested to consult all the editions.

2 Ibid., Ch. 7, p. 80.

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containing love-scenes, and at that time we have had, of com-se, erotic feehng. In spite of this we did not start ogling our neighbours.

Although the spectator has no consequents of his own, yet he must have

the knowledge of consequents. Without that knowledge there could not

be enjoyment in witnessing a drama, because the cognition or precisely

speaking vibhäva could just bring about the feeling in him. So here the

knowledge of the consequents comes to intensify the feeling and prolong

it, but the prolongation is possible only to a limited extent. The spectator

has no consequents of his own and yet he needs the sense of them. How

is this brought about ? The answer is by the actor, who, assuming the role of

somebody, shows certain consequents as if they were his own. The

knowledge of the consequents in the spectator intensifies the feeling which

is brought about by the vibhäva. This means that the consequents or rather

the awareness of the consequents precedes the feeling and does not follow it.

Thus we find a change of order of cognition feeling and consequents in the

spectator. Therefore they can no longer be called consequents. In this con¬

text we see them act almost as causes, yet they cannot be causes properly

speaking, as they do not really bring about the feeling. What they do is to in¬

tensify and prolong the feeling. Thus they are causes ofthe intensification and prolongation ofthe feeling but not ofthe feeling itself. As such they are quite

different from the vibhävas, and therefore Bharata calls them anubhävas.^

These two, the vibhäva and anubhäva, are essential for the manifestation

of feehng in the spectator, without them there cannot be any feeling. Has

this feeling any role to play or is it an end in itself ? In ordinary life a feeling

may cause another feeling and that one engender another, and so on, so that

wo find a chain of feelings. They are, however, nothing but feelings. In ordi¬

nary life every feeling has its own character and whenever it appears with

that character, even when it is caused by another feeling. In the same way

the feehng manifested in the spectator of a drama, will have its character

and it may, hke a feehng in ordinary life, cause another feeling. But that

is not the end, in this case it causes something else as well, something per-

vasive^ and most desirable for the spectator. Because of this something he

loves to see the performance even of a drama which persistently evokes

sorrow. Because of this unusual function the feeling manifested in the spec¬

tator when witnessing a theatrical performance is not a feeling as experi¬

enced in ordinary life, and so Bharata caUs it bhäva,^ which means that

which brings about something else of an unusual and pervasive nature.

^ Ibid. It is expected that this item also should be treated in the same lines

as bhäva and vibhäva. But in no edition one finds such a treatment, so one

might conclude that some lines are missing. - Ibid., Cb. 7, p. 80.

* Ibid., p. 79. For the classification of bhävas as well as the reasons for

their designation see the same ohapter, i.e., the seventh one.

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These bhävas are forty-nine in number and are classified into three classes, sthäyi, sancäri and sättvika bhävas. Of these forty-nine, thirty-three

are sancärins, while the sthäyins and the sättvikas number eight each.

Sthäyin means something permanent, consequently the sthäyibhävas

are sentiments such as love, sorrow, fear, etc. The sthäyins are the predo-

minent ones, because the others are always subordinate to them. Some¬

times a sthäyin may act as a subordinate to another sthäyin in which

case it loses its status as a sthäyin.

Saücärins bear that name because they are repeatedly operative for

a comparatively short time. Consequently they are "transitories". They

are not final in themselves for they always serve to manifest a sthäyin. In a

sense not even a sthäyin is final in the field of drama, because it also

causes something else, viz., rasa. In another sense, however, namely in

comparison with the other bliävas it is final, because the rest of the

bhävas work as its subordinates.

The sättvikabhävas are: rigidity, sweat, horripilation, breaking of the

voice, trembling, change of facial colour, tears and stupefaction. Ap¬

parently these are physical, bodily manifestations and yet they are de¬

finitely regarded as mental actions or feehngs in the early theoretical

treatise. This created difficulties for later writers. On the one hand, they

could not refuse to accept them as feelings, but, on the other, they could

not explain them as such. As a result of this confusion they tried to offer

sentimental explanations. Even for modern psychologists these are

problems, even they cannot settle the question finally and satisfactorily.

In any case it is beyond doubt that in Bharata these eight phenomena

are considered as feelings. Perhaps in the ancient view they were origin¬

ally mental conditions and as such cause a given result on the physical

plane and that thus, in spite of their being mental conditions, they

could be designated by the same term as their consequents. In this

connection we may further observe the following: We have seen that

the spectator does not in general have any physical or oral consequents

(anubhävas), but we can observe him having horripilation, shedding

tears etc. This happens perhaps on account of the exceptional nature of

the special mental conditions or which we call sättvikas. This means that

the horripilation, tears etc. are not in fact physical in origin as we

popularly assume, but that they really are mental moods. Their special

nature is pervasiveness, because, born in the mind in a state of exaltation, they pervade the whole body. So we can call the sättvikas "pervasives".

They are sancärins as well in a sense that they are always subordinate

to the sthäyins. There is, however, a difference. AU the sättvikas will

appear in every rasa but not aU the sancärins proper can appear in

every rasa and some of them only in a certain rasa.

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Thus we have discussed above about the meanings of diflFerent words

occur in rasa definition, so let us now recapitulate the same definition.

Rasa is the result of a perfect combination of bMvas, vibhävas and

anubhävas. This entire combination will give rise to a total experience

other than the individual feelings of definit nature, although the sthäyin

may figure supreme in this combination. This is like a fine drink. A fine

drink is a combination of different ingredients, but its taste is not that

of any of the ingredents. It is quite diflFerent and inclusive of the tastes

of all the diflFerent ingredients.

Vibhävas of a given feeling are not personal, so the feelings will not

give any scope to volition. Consequently the spectator is free from

bondage. Because there is no volition the spectator's total experience

from this combination of bhäva, vibhäva and anubhäva is pure, one and

completely restful. Such an experience is called rasa which is nothing

but bliss. For this reason the later writers describe rasa as alaukika which

means supramundanc. Although rasa is one, yet it is subdivided into

eight categories. This is done on the basis of the number of sthäyins or

sentiments which figure supreme in a given combination of bhävas,

vibhäva'^ and anubhävas. Nevertheless rasa is one and pure.

In order to obtain such a supramundanc experience, drama is written

and performed. But what is drama 1 Let us see how the ancient theorj^

answers this. In Indian terminology nälya is the word which designates

the totahty of dramatic compositions. It must be pointed out, however,

that it does not include plays based on nrtya or representational dance.

Bharata defines nätya in the following words : "This very nature of the

world mingled with joy and grief or pleasure and pain is called nä,tya

when it is conveyed by means of diflFerent abhinayas"

According to this definition the experience of the world by itself is

not nätya, it becomes nätya only when it is conveyed to a spectator by

means oi abhinayas.

It is therefore essential to know what abhinaya is. Etymologically the

word abhinaya means "sending forth", in other words an act of com¬

munication or, to specify it more clearlj', it is an act of a performer which

is meant to communicate something. It is neither imitation nor represen¬

tation. It cannot be imitation because the performer or actor does not

know the dramatis personae so as to be able to imitate them. In itself

it cannot be representation either, because it is only a means to represent

somebody else. If abhinaya means an act of sending forth or communic¬

ating something, what does this something mean and to whom is it

communicated ? Thc performer does not intend to send anything to

^ For detailed discussion on this matter seo our "Nätya, Nrtta and Nrtya:

Their Meaning and Belation" 45 ff.

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someone who is not wilhng to receive. The one to whom the performer

communicates something is none but the spectator. Rasa is not the

"something" that is meant, since by its nature rasa manifests itself

within and can never be sent or communicated or poured directly into

somebody else's heart. One can communicate only the .sense of such

matters by which, if and when conditions are favourable, rasa may

manifest itself in somebody else's heart. This is to say that abhinaya is

a performer's act which is meant to communicate the .sense of such

matters to thc consciousness of the spectator, which works in him as

vibhäva and anubhäva, required for the manifestation of rasa. Abhinaya

is conditioned or detei'mined by human activity as a whole, the human

activity of everyday life. This fact gives birth to a variety of abhinaya.

From early times India has been accustomed to conceive or to classify

human activity as being operative on three planes, the mental, the vocal

and the bodily. Abhinaya consequently is classified on that same basis.

The performer's act of communication on the mental plane is called

sättvikäbhinaya, on the vocal plane väcikävhinaya and on the bodily

plane ängikäbhinaya. There are certain other things, as for example,

dress, ornaments and so on which do not fall within the sphere of innate

human activities. From the practical point of view, that is to say from

the pomt of view of communication, these are useful in dramatic art,

and so they are considered as a fourth human activity. On this basis a

fourth abhinaya is accepted, namely, ahär yabhinaya. Although ahärya

hterally means borrowed, it practically comes to mean that which is

owned, because it is considered to belong to the innate human activities,

while in fact it does not. These are the four abhinayas by means of which

the everyday experience of the world, the simultaneous experience of

joy and grief is conveyed. *

The experience of life is expressed by every variety or branch of

literature, but in drama it is conveyed by means of abhinayas. Thus

abhinaya characterises drama, in other words, it distinguishes drama

from the other branches of literature. This definition consequently gives

a characteristic of drama as a whole. In a general way everyday expe¬

rience is the basis of any kind of literature, including drama and conse¬

quently it is not in any sense the basis of drama alone. Something else

must be the basis of drama, to which we turn now.

We have seen already that nätya is a collective term. This imphes the

existence of different kinds of plays. In the ancient theory ten kinds of

plays are expounded in detail. Before deahng with these Bharata observes

"vrttayo kävyamätrkäh"^ — the vrttis are the basis of drama. Thus it

1 Ibid., pp. 3—4 and also p. 52. ^ N. S., Cb. 20, p. 220.

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is obvious that the vrttis have a great role to play in the field of drama.

By an odd misiuiderstanding later theorists rated them very low.

For a proper understanding of the vrUis in the early theory of drama

a clear knowledge of prakrti (character) is indispensable. Apart from

vrtti we have to take note of another subject namely pravrtti which is

dependent on vrtti. Let us, therefore, examine prakrti, vrtti and pravrtti.

Prakrti just means "character". Practically all the later theorists

classify it into three classes, superior, ordinary and inferior. Obviously

this classification is based on ethics and as such is neither impossible nor

incorrect, but it does not explain what prakrti is. The Nätyasästra has

a chapter entirely devoted to this subject, which, however, offers nothing

but what the later theorists have to say about it. In fact this entire

chapter is a later interpolation.'^ If it is left out, however, there is no

portion of the Nätyasästra especially dealing with prakrti. Still that

does not mean that we are left completely in the dark as to its nature.

Bharata had an unambigious concept of prakrti which we can deduce

from several statements, especially those in connection with rasas.

Abhinavagupta, one ofthe master commentators ofthe Nätyasästra who

lived in the tenth and eleventh centuries, grasps its nature and explains

it while dealing with the importance of the sentiments. Many of the

later theorists may proclaim to be followers of Abhinavagupta, but,

as far as our present information goes, there is only one who really

utilises his explanation of prakrti and that is Hemacandra of the twelfth

century.

We observe persons behaving in a certain way and say that that is

their nature or character. By this we do not mean that the behaviour

itself is the character, but what we mean is that there is a reason which

causes such a person to behave in that particular way. Behaviour is

mostly external and the reason that causes a certain way of behaviour

must lie in the mind itself, otherwise a constant way of conduct would

not be possible. If such a reason lies in the mind that must belong to one

of its theree aspects, viz. cognition, feeling and volition. Among these

cognition cannot directly cause any external manifestation and volition

is a reaction in itself. Consequently the underlaying reason for a given

behaviour must be a feeling or a mood. Even then, many of the moods

themselves are too impermanent to condition a constant way of reaction,

so they must be ruled out. Consequently only those moods which are

called sentiments are left. They are the real causes of a given way of re¬

action. But they are multiple, and that is why we observe many cha¬

racters. A man has not always and at all times one and the same senti-

^ See our "Seven Words in Bharata: What do They Signify", 103 ff.

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ment. Anybody can have all the different sentiments according to situ¬

ations as they arise. There would be, however, a sentiment in every one

of us which, although not always coming to the surface, is decisive in

every situation. This means that there is one predominent sentiment in

every one of us. The reason for the predominence of a given sentiment

in a certain person may be, for example, the society in which he is brought

up, some kind of serious disappointment, and so on. Therefore prakrti or

character is not mere sentiment, but it is the predominant sentiment or

according to modern terminology, the master sentiment which con¬

stantly determines one's reactions or behaviour.

Such is prakrti (character) and from this vrtti is born. Literally vrtti

means vyäpära, which is not function, but act or action. That is the

sense it has in dramatic terminology too, but with some qualifications. It

is not the kind of action which is present throughout the plot of a play.

Thc central or main action of a plot is a conscious striving towards a

given goal or result. Such a striving is called kärya, deed in Indian

terminology. This is said to have five stages of development and five

sources. Vrtti has a more general sense, and means an action which will

be present in all the deeds of an individual, but does not aim at a spe¬

cified goal. Vrtti is the characteristic mode of reaction or behaviour, in

other words the reaction or behaviour that is determined by prakrti, the

predominant sentiment which works throughout as the underlying prin¬

ciple. A man in whom anger is the predominant mood, wiU, of course,

react differently to different situations, but in all his reactions there will

be one constant note, viz. crudeness. And this again will predominently

reflect itself in each of the three innate human activities, mental, vocal

and physical. The reason for such a reflection in one of the three innate

human actions lies in the very nature of things. So we see that vrtti is

the characteristic and constant way of reaction of an individual, which,

being directly conditioned by his prakrti, predominently reflects in any

one of the three innate actions.

Vrtti can be classified according to the human activity in which it

reflects. When taken in the strictest sense this would mean only three

categories. The deciding factor here should, however, not be the number

of the spheres of activity alone but also the quality inherent in the sphere.

Thus one must take into account the grace and roughness in the sphere

of physical activity ; these qualities are not so clearly descernible in the

other two spheres. On that basis vrtti falls into four classes. When the

reaction belongs to the mental sphere it is called sättvativrtti, and when

to the vocal sphere it is called bhärativrtti. When it reflects itself in the

physical sphere and it is rough, it is called ärabhativrtti, but when it is

graceful it is caUed kaisikivrtti. Although kaisikivrtti is basically physical.

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yet external things as well such as ornaments, dress, etc. should be taken

into consideration in order to explain its nature. Although these are

physical in a sense, yet they are not inborn. The reason why one should

take these external things also into consideration will become clear in our

further discussion.

The Nätyasästra states^ clearly that in the häsya and srngära rasas

the kaisiki, in the vira and adhhiita rasas the sättvati, in the raudra and

bliayaiiaka rasas the ärabhati and in the bhibliatsa and karuva rasas the

bhärati vrtti should be present.

Everything we have discussed about the vrttis and prakrti sofar is in

conformity with this statement. When a given sentiment is active in

one's consciousness, the total behaviour will be determined by that

sentiment. For example one cannot behave very gracefully or show

violent gestures when sorrow is active in one's mind. In such a case

one talks much or one cries and so on. The appropriate iMti in this case

would thus be vocal and accordingly Bharata prescribes the bhärativrtti

in karurjM. In the same way the appropriate action in respect to every

.sentiment is listed in the statement quoted above.

The same principle is rigourously followed in the division of plays,

while fixing the rules which determine the ten kinds of plays. We have

observed previously that vrtti is a mode of action determined by the

sentiment that is predominant in a certain person. In this connection one

might ask how it could be apphed, if, for instance, a play had to be

written with the theme of the love of a cruel person, because the appro¬

priate vrtti for the love-factor would be kaisiki and, according to the

character of such a hero ärabhati would be the proper vrtti. There is no

doubt that vrtti is the mode of reaction determined by the predominant

sentiment, and this is kept in view when the regulations of the diflFerent

plays are laid down. They never could give scope to a contradiction as

envisaged here, as will be clear when one analyses the rules for the

diflFerent plays. If one has to write a play with the theme of the love of

a cruel hero at all, one need not write it in such a way as to make kaisiki

the major vrtti in it. In such a case ärabJiati would be the major vrtti as

is proper in accordance with the character. Bharata says so in plain

words, when he mentions that demons are cruel by nature and even

when they enjoy love they do it barbarously.^ If a given vrtti is stated to

be proper in a certain play, that does not mean that other vrttis are

totally prohibited. It is a matter of predominance, not of exclusion. If

and when the exclusion of a certain vrtti is desirable the Nätyasästra

states it clearly.

1 N. 6., Ch. 22, p. 253. " Ibid., Ch. 6, p. 76.

22 ZDMG UO/2

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The classification of plays is made entirely on the basis of vrtti. This

emerges clearly from a critical observation of the characteristics of the

plays as well as from the exphcit statement that the vrttis are the basis

of drama.

Against this great importance atributed to vrtti in ancient theory we

find an almost total neglect of it in later theory. Later authors differ from

one another on their explanations of it and it is not the place to summarise their different views, but it may be said that in the later texts vrtti often

means a kind of verbal composition or a mode of arranging words and

phrases. This process of degradation was already complete by the eighth

century A. D., as we can conclude from a remark by Änandavardhana

directed against the riti sehool of aesthetics as a whole. This does not

mean that Änandavardhana tried to preserve or restore the original

importance of the vrttis, on the contrary, it is clear that he holds the

same deprecating view on the subject of vrtti as some of others. It is dif¬

ficult to make a distinction between riti and vrtti in the later theories.

All the later theorists made a mess of the vrttis, especially of the

bhärativrtti. Later writers mention other things as the basis of the classi¬

fication of plays, at variance with the ancient theory. Even when they

do include vrttis, they do so without attaching any special significance

to them. Modern scholarship does no better, because of its dependence

on the later theories.

There is another matter, in a way dependent on vrtti and somewhat

similar to it, namely pravrtti. Pravrtti is what reveals the common

character of people residing in a given region or geographical unit, but

pravrtti is not the common character itself. The common character of a

given people is revealed in their general behaviour and in things such

as dress, taste, manners, customs ete. Pravrtti is inclusive of all those

which reveal that common character. It is, therefore, nothing but ' 'ethos" .

Like in our own days ancient theorists divided the Indian subconti¬

nent into four sections such as Eastem, Western, Northern and Southern,

and classified pravrtti after these four regions. That of the Southern

region is called däksinätyä, that of thc North päncäli, that of the West

ävanti and, lastly, that of the East odhramägadhi. Bharata asks how it is

possible to say that there are only four pravrttis, when one can detect in¬

numerable ways of life in the different parts. He himself answers the

question in the following words: "It is true that there are innumerable

ways of hfe, yet I classified them only as four on the basis of vrtti, for all

such different ways of life will, after all, reveal it and also it is highly

important in drama. One cannot deny that a certain vrtti or trrttis are

commonly predominant in the life of the people of a certain region. Take

for example the South Indians, they dance, sing and show a predelection

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for decoration and delicate gestures. Thus the kaisikivrtti is clearly pre¬

dominant in them. In that same way one can find certain vrttis commonly

predominant in life of the people belongmg to the other regions."i It is

thus clear that here the general mode of life is taken into consideration, with an emphasis on behaviour.

All this again indicates the amount of attention the ancient theory

pays to the character and the behaviour caused by it. Before closing,

two more points connected with such an important subject like vrtti

or behaviour may be mentioned now in way of clarification.

Vrtti and abhinaya are classified on the basis of the innate human ac¬

tions. One can even find greater similarity between kaisikivrtti and the

ahär yabhinaya. The latter consists of external things, hke dress, orna¬

ments etc. and these play an essential part in establishing the former.

Yet there is a fundamental difierence. In the case of latter external

things are considered on the same level as the innate human actions when

in reality they are not. That, however, is not the case with the former

which is, to a great extent, actually based on innate human action,

namely, graceful bodily movement, although the external matters are

also taken as components of it. Thus the former, i. e., kaisikivrtti is

fundamentally an innate human action, while the latter, i. e., ähäry-

äbhinaya is not, but is only considered as one for practical purposes.

Generally speaking both vrtti and abhinaya are based on the three¬

fold human activitj'. In spite of this they are different from each other.

Fundamentally abhirmya belongs to the actor and remains with him for

ever. It can never be an original action of the persons portrayed, whereas

vrtti fundamentally belongs to the persons portrayed and, in their case,

it is real. We see vrtti in the actors too because they are supposed to be

the persons portrayed. Thus vrtti is not real in the actors, originally it

does not belong to them.

Because both vrttis and abhinayas are nothing but human actions a

question may be asked now, whether abhinaya is dependent on and

determined by vrtti or not. Let us put it differently ; suppose in a given

variety of drama sättvativrtti is the major vrtti. The question to be an¬

swered is now, whether in such a play the actor should predominantly use

the sättvikäbhinaya or not. Sättvikäbhinaya is an abhinaya which is con¬

cemed with the sättvikabhävas with which the sättvativrtti has no con¬

nection. As the sättvikabhävas appear in all the rasas, sättvikäbhinaya

may be necessary in a play in which sättvativrtti is the main vrtti, but

for the same reason it will be equally essential in plays in which the

other vrttis are the major ones. Sättvativrtti is a vrtti which is related to

^ Ibid., Ch. 14, p. 165. It is a free translation.

22»

(12)

brilliance, dignity and similar qualities and thus it cannot by itself

determine the necessity of sättvikäbhinaya. Again, taking a play in which

kaisiki is the major vrtti. In this case, if the actor just would depend on

ähärya, that is, if he would decorate himself appropriately, that would

not be sufficient. This shows that the individual vrttis and abhinayas do

not correspond to one another and that consequently the abhinayas can

never be determined by the vrttis. We may, however, take a play in

which ärabhati is the major vrtti and consider the problem again. In this

case it would be extremely appropriate if the actor uses the ängikäbhinaya

extensively. Nevertheless, it is clear that we cannot deduce the rule

that such and such an abhinaya should be used if such and such a vrtti

is the major one in the play.

Abhinaya, as mentioned above, is in the main the business of the

actor, but the dramatist should be aware of it while writing the play.

Vrtti, however, is a problem which mainly the dramatist is the person

to tackle. This means that, while composing the play, the dramatist

should see in which way the appropriate behaviour of the dramatis

personae can be effectively revealed.

That is all one can say about these problems and one should not take

a too meticulous view of these matters.

Some of the later theorists indulge in a debate on the question

whether the vrttis belong to drama only, or whether they are applicable

to other branches of literature as well. In fact there is no reason at all in

raising such a question. Bharata, who was expounding drama only, was

not concerned with the question whether the effect to be obtained from

every other kind of literature should be rasa or not. So we do not find any

such discussion in his work. But most of the later theorists, however,

maintain that rasa is the goal of every kind of literature and this insis-

tance is quite reasonable and acceptable. If rasa is the aim of all the

branches of literature, vrtti automatically finds its place there too, be¬

cause it is tho mode of reaction determined by the character (prakrti) of

the individual and without paying attention to character no good piece

of hterature can be produced. The real question here should be that

in which way and to what extent an author must pay attention

to vrtti. In a poem or an epic the most characteristic features are

description and narration and therefore it may not be possible to bring

vrtti to the fore as much and with such direct appeal as in drama. The

beauty of a poem is narration while the beauty of drama is directness.

Basing oneself on this fact, one has to pay attention to vrtti according

to necessity. So far as the application of vrtti is concerned, one needs

not make further distinctions among the different branches of

literature.

(13)

Beyond any doubt vrtti plays a very important role in the success of

play writing as well as of play-production. Vrtti in drama should be not

only comprehendable but it should also be intense, otherwise drama

becomes dull, if not meaningless stuflF. The manipulation of vrtti is the

best means of attaining variety and brilhance in drama. It is for that

reason that Bharata states that vrtti is the basis of drama.

Thus the ancient Indian theory takes into consideration action or act

in general and recognises its manifold aspects. Further, it utilises all the

aspects of action in various ways to produce the greatest effect. All these

actions are due to the volitional aspect ofthe mind and by the help of this

volition it aims at attaining an experience which is free of volition, namely, rasa, bliss, the peaceful.

(14)

under the Lodi Sultans of India

By Hameed-Ud-Din, Kingston up on Hull

The author is the former lecturer in History at the Punjab University,

Lahore, Pakistan, where he also did his doctoral research on Medieval Indian

History in the late fourteenth and early fifteenth centuries. He is now resident

in U. K. and is engaged in completing his work on the political and cultural

study of the later Sultanate period. He is one of the contributors to the forth¬

coming sixth volume of the HISTOBY AND CULTUBE OF THE INDIAN

PEOPLE, The Delhi Sultanate (Bombay).

The present article is based on the original Persian documents which the

author was able to consult in the libraries of U. K. and Western Europe as

well as those of India and Pakistan. His interest in their study has been all

the greater as he also worked for a few years as a lecturer in Persian language and literature after obtaining a Master's degree in the subject from the Delhi University, India.

The Afghan monarchy which Sultan Buhlül Lodi founded in India in

1451 differed fundamentally from the traditional pattern of absolutism

which characterized the Turkish rule in that country. He had frankly

recognized the significance of two factors which limited his authority;

namely, the tribal nature of his compatriots and the circumstances m

which he was placed. Although the freedom-loving Afghans were unac¬

customed to servile obedience to a king, yet those were the people whom

he had invited to share the conquered lands with him as equals while he

retained only the title of the kingi. The political situation in India

necessitated his continued reliance on thera-. The emergence, therefore,

of a feudal fraternitj' in which the nobles held large areas of the country

and were joined together by a community of interest, was the natural

outcome. It was not possible in the changed circumstances to uphold the

principles of absolute government obtaining under the Khaljis and early

1 'Abbäs Sarwäni, "Tubfa-yi-Akbar Shähi" (British Museum) M. S. fol. 3b.

2 The administration of the Sultanate at the time of Buhlül's accession,

had been completely paralysed and royal authority was set at naught by tbe

smallest fief-holders. Buhlül was also upset by the hostility of some nobles of

the previous reign who had secretly invited the Sharqi king of Jaunpur to

invade Delhi. Ni'matuUah "Tärikh-i-Khän Jahäni wa Makhzan-i-Afghäni"

(India Office Library. London) MS. fol. 81., 'Abdullah "Tärikh-i-Dä'üdi"

(Punjab University Library, Lahore, Pakistan) MS. fol. 7b., Nizäm al-Din,

Tahaqät-i-Akbart (Calcutta, 1927), I, 301.

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