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DOI 10.1515 / ADVGEOM.2009.037 de Gruyter 2010

Scrolls over four dimensional varieties

Andrea Luigi Tironi

Dedicated to Prof. A. Lanteri on his 60th birthday (Communicated by A. J. Sommese)

Abstract. We point out the relations between the classical and the adjunction-theoretic definition of scroll over varieties of dimension four. In particular, we prove that an adjunction-theoretic scroll of dimension greater than or equal to seven, polarized by a very ample line bundle, is also a classical scroll and that a classical scroll is an adjunction-theoretic scroll with a few exceptions.

Key words. Adjunction theory, adjoint vector bundles, Fano–Mori contraction, extremal ray.

2000 Mathematics Subject Classification. Primary 14N30, 14J40; Secondary 14J60, 14E30, 14C20

Introduction

LetX be a smooth connectedn-dimensional variety and letLbe an ample line bundle onX. In very classical times, the word “scroll”, here referred to as aclassical scroll, was used to denote aPk-bundleX over a varietyY together withLsuch thatLF ' OPk(1) for any fiberF ∼=Pk withk =n−dimY. Recently, this definition of scroll has been replaced by another one more adequate from the adjoint theoretic point of view. In modern terms, we say that a pair(X, L)as above is anadjunction-theoretic scrollover a normal variety Y, if there exists a morphism with connected fibers, p : X → Y, such that KX + (n−dimY +1)L ' pH for some ample line bundleH onY. The general fiberF ofpis such that(F, LF)∼= (Pk,OPk(1)),k=n−dimY, but the special fibers can vary quite a lot. So, it seems very natural to investigate the relations between the two definitions of scrolls, by asking the following

Question. What are the differences between classical and adjunction-theoretic scrolls over varieties of small dimension?

In this paper, we give an answer to this Question for scrolls over varietiesY of dimen- sion four, when the polarizationLis a very ample line bundle.

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In particular, along one direction, the first two authors of [13] conjectured that an adjunction-theoretic scroll(X, L)overY, withLan ample line bundle onX, is also a classical scroll overY ifn ≥ 2m−1, wheren = dimX andm = dimY. Actually, whenLis very ample, forn≥2m+1 this conjecture is a consequence of a result of Ein (see [14, (1.7)]), forn=2mit has been considered indirectly in [9], [27] and [32], but for n=2m−1 it remains hard in general. However, the above conjecture was completely solved in the following settings:

(1) Lis merely ample and all fibers aren−mdimensional ([15]);

(2) Lis ample and spanned andm≤2 ([28]);

(3) Lis very ample andm=3 ([13]).

Here we carry on this program by proving that the above conjecture is again true when eitherLis ample and spanned withm ≤3, orLis very ample andm = 4 (see Proposition 2.1 and Theorem 2.2 respectively). More precisely, in the latter case, using slicing techniques and results about contractions of smooth variety of dimension four, we are able to determinate in this situation the special fibers of the scroll morphism, p:X→Y, and to show that these kind of fibers cannot occur.

As to the other direction, in [11] the authors showed that a classical scroll over a smooth manifoldY of dimension≤3 is an adjunction-theoretic scroll with a few excep- tions, relying principally on certain results of ampleness of adjoint bundles to an ample vector bundle together with a part of Mori’s theory about extremal rays. In the final sec- tion, we make some remarks about classical scrolls which are not adjunction-theoretic scrolls, and we show that a similar result as in [11, (3.1)] can be obtained whenY is a smooth variety of dimension four (see Proposition 3.4) as an immediate consequence of recent classification results about the ampleness of suitable adjoint bundles (see [24] and [4]). Thus, for scrolls overY withdimY ≤ 4, we have complete results along both directions.

Acknowledgments. Special thanks to Prof. Mauro C. Beltrametti for suggesting the problem and for his guidance throughout this work. The author would like to thank also Prof. Gianluca Occhetta for his kind comments and remarks about the final version of the first part of this paper.

1 Notation and terminology

We work over the complex field C. By variety we mean an irreducible and reduced projective schemeV of dimension n. We denote its structure sheaf by OV. IfV is normal, the dualizing sheafKV is defined to bejKReg(V), wherej : Reg(V)→ V is the inclusion of the smooth points ofV andKReg(V)is the canonical sheaf of holomorphic n-forms. Note thatKV is a line bundle ifV is Gorenstein.

(1.1) We fix some more notation. We denote by

'the linear equivalence of line bundles;

ci(E), theithChern class of a vector bundleEonV;

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ct(E) = Pr

i=0ci(E)ti, c(E) = Pr

i=0ci(E), the Chern polynomial and the total Chern class of a vector bundleEonV of rankr, respectively;

TV, the tangent bundle ofV, forV smooth;

NU|V, the normal bundle ofU ⊂V inV.

Line bundles and Cartier divisors are used with little (or no) distinction. Hence we shall freely switch from the multiplicative to the additive notation and vice versa. Sometimes the symbol “·” of intersection of cycles is understood.

(1.2) Through this paper it will be assumed thatXis a smooth variety (n-fold) of dimen- sionn≥4.

(1.3) LetXbe as in (1.2). A part of Mori’s theory of extremal rays is to be used throughout the paper. We will use freely the notation of extremal rays, extremal rational curves and we refer the reader to [19] and [21].

(1.4) LetXbe as in (1.2) and letLbe an ample line bundle onX. We say that(X, L)is an adjunction-theoretic scroll (respectively aquadric fibration, respectively aDel Pezzo fibration, respectively aMukai fibration) over a normal varietyY of dimensionmif there exists a surjective morphism with connected fibersp:X →Y and an ample line bundle HonY, such thatKX+ (n−m+1)L'pH (respectivelyKX+ (n−m)L'pH, respectivelyKX+ (n−m−1)L'pH, respectivelyKX+ (n−m−2)L'pH). We say that(X, L)is aDel Pezzo variety(respectively aMukai variety) ifKX' −(n−1)L (respectivelyKX ' −(n−2)L). A Mukai variety(X, L)is said to be aa ruled Mukai variety of rankr over a smooth varietyY if (X, L)is a Mukai variety and(X, L) ∼= (PY(E),OP(E)(1))for some vector bundleE of rankroverY. We say thatX is aFano manifold of indexiif−KX is ample and iis the largest integer such that−KX 'iH for some ample line bundleH onX. Finally, we say that(X, L)is aPk-bundle over a smooth varietyY, or aclassical scroll, if there exists a surjective morphismp:X →Y such that all fibers F of p are Pk andLF ∼= OPk(1). This is equivalent to say that (X, L)∼= (PY(E),OP(E)(1)), whereE =pLis an ample vector bundle of rankk+1 on Y. In this case the canonical bundle formula givesKX+ (k+1)L'p(KY ⊗detE).

(1.5) Finally, for general results on adjunction theory we refer to [28] and [12]. For some further results on scrolls we refer to [10, (0.6), (3.1) and§4] and also to [13,§3].

2 Adjunction-theoretic scrolls

First of all, let us give here a consequence of well-known results.

Proposition 2.1. LetLbe an ample and spanned line bundle on ann-foldX. Assume that (X, L) is an adjunction-theoretic scroll, p : X → Y, over a normal projective varietyY of dimensionm≤3. Ifn≥2m−1, thenY is smooth andpis aPd-bundle withd=n−m.

Proof. Ifm =1,2, then the result follows from [28, (3.3)]. So we assume thatm=3.

By [13, (3.2.1)] we know thatp:X →Y has no divisorial fibers. Moreover, from [15, (2.12)] we deduce thatpis aPd-bundle withd=n−munless there exist isolated special

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fibersFof dimensionn−2. Since

dimF=n−2=n−3+1= dimX−dimY +1,

by [6, (4.1)(ii)] we conclude thatn−2≤ n2, i.e.,n≤4, but this gives a contradiction. 2 On the other hand, when the baseY of the scroll projectionp:X →Y has dimension four, we can give the following extension of [13, (3.2.3)].

Theorem 2.2. LetLbe a very ample line bundle on ann-foldX. Assume that(X, L) is an adjunction-theoretic scroll, p : X → Y, over a normal projective variety Y of dimensionm≤4. Ifn≥2m−1, thenY is smooth andpis aPd-bundle withd=n−m.

Proof. Form≤3 the result is shown to be true by Proposition 2.1 (see also [13, (3.2.3)]).

Moreover, ifn ≥2m, then by [32, (2.6)], we get the statement. So we can assume that n = 7 andm = 4. Note that [13, (3.2.1)] applies to say thatpis the contraction of a numerically effective extremal rayR=R+[l], wherelis a line in a general fiberP3and phas no divisorial fibers. LetZ := {y ∈ Y | dim p−1(y) > 3}. By [13, (3.2.5)] we see thatZis finite. Note thatphas no fibers of dimension four, since otherwise by [6, (4.1)(ii)] it would follow that 4≤ n2, i.e.,n≥8, but this is absurd.

Now, letFbe a five dimensional fiber of the scroll projectionp:X →Y.

Claim. The pair(F, LF)is either (i)(P5,OP5(1)), or (ii)(Q5,OQ5(1)), whereQ5 ⊂P6 is a possibly singular or reducible hyperquadric ofP6.

Take a very ample divisorDonY such thatW6 = pD is a smooth 6-fold and let Hi∈ |L|be general hyperplane sections fori=1,2,3, such that

W5=W6∩H1, W4=W6∩H1∩H2, V =X∩H1∩H2∩H3

are smooth anddimS=2 withS=F∩V. SinceKX+4L'pHfor some ample line bundleH onY, by adjunction(W6, LW6)and(W5, LW6|W5) = (W5, LW5)are scrolls over a normal 3-foldY3 ∈ |D|. Thus by [13, (3.2.3)] these pairs are actually classical scrolls. Then(W4, LW5|W4)is a scroll with at worst fibers of dimension two. Consider the restrictionpV : V →Y ofptoV. By adjunction we haveKV +LV 'pVH and sinceY is normal and the fibers ofpV are connected,pV is the morphism associated to

|N(KV +LV)|forN >>0. SinceV is smooth, from [12, (4.2.14)] and [13, (1.3.3)] we deduce thatpV is the contraction of the extremal face

(KV +LV)∩NE(X)− {0},

where “⊥” means the orthogonal complement (see also [19]). Thus from [20, (8-1-3) and (8-1-4)(i)] it follows thatpV is an extremal contraction (or a Fano–Mori contraction).

Assume that the two dimensional fiberSis not an isolated fiber ofpV. ThenSis contained in a one dimensional familyE of surfacesf such thatpV(f)is a point andpV(E)is a curveConY. Note that each surfacefcomes from a general fiberFb=P3ofpand since LFb' OP3(1), we deduce thatf ∼=P2withLf ' Of(1). ThenEis aP2-bundle overC and

Kf =KV|f+c1(Nf|V) =−Lf+c1(Nf|V),

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i.e.,c1(Nf|V) =OP2(−2). From the exact sequence

0→ Nf|E∼=Of→ Nf|V → NE|V|f →0,

we getNE|V|f = OP2(−2)and soNf|V ∼= OP2 ⊕ OP2(−2). SinceY3∩C 6= ∅ and f ⊂ V ⊂ Hifor i = 1,2,3, then somef’s are fibers ofW4. By [13, (3.2.4)] or [12, (14.1.4)] we know thatNf|W4∼=TP2(−2). Thus from the exact sequence

0→ Nf|V → Nf|X∩H1∩H2→ NV|X∩H1∩H2|f →0, i.e.,

0→ OP2⊕ OP2(−2)→ NP2|X∩H1∩H2 → OP2(1)→0,

it follows thatc1(NP2|X∩H1∩H2) = OP2(−1)andc2(NP2|X∩H1∩H2) = −2. Sincef ∼= P2⊂W4⊂X∩H1∩H2, from

0→ Nf|W4→ Nf|X∩H1∩H2→ NW4|X∩H1∩H2|f →0, that is,

0→ TP2(−2)→ NP2|X∩H1∩H2→ OP2→0,

we obtain thatc2(NP2|X∩H1∩H2) = c2(TP2(−2)) = 1, a contradiction. Thus we can assume thatS is an isolated fiber ofpV. By [8, (4.11)] we get that(S, LS)is one of the following pairs:

(P2,OP2(1)), (P1×P1,OP1×P1(1,1)), (S2,O(1)), (P2tP2,O(1)), whereS2is the (normal) cone defined by contracting the curve of minimal self-intersec- tionC0on the Hirzebruch surfaceF2to a normal point. ThenL5F =L2S ≤2 and since LFis very ample, we obtain the claim.

Consider now a limitP of general fibersFbofp. SinceLis very ample andFb∼=P3, we see thatP ∼=P3. Then the fiberF must contain at least a linear spaceP ∼=P3. Since P ⊂X is a smooth irreducible subvariety of degree one relative toL, from [12, (6.6.1)]

we know that|L⊗ IP|is spanned by global sections onX. So by [12, (1.7.5)] we can take a general hyperplaneH1 containingP ∼=P3 and such thatX∩H1is a smooth 6- fold. Take a general hyperplane sectionH2such thatP2a =P∩H2andX∩H1∩H2is a smooth 5-fold. By arguing as above, we can take an hyperplaneH3containingP2a and such thatV =X ∩H1∩H2∩H3is a smooth 4-fold with a fiberS =F ∩V given by eitherP2ain Case (i) orP2atP2in Case (ii). Consider a linel ⊂P2a and by [12, (6.4.2)]

letρ= contR:V →T be the contraction of the extremal rayR=R+[l]onto a normal 4-foldT such thatpV = µ◦ρ, whereµ : T → Y has connected fibers. LetE be the locus ofR. Note thatρ(P2a)is a point and soP2a ⊂E. In particular, ifρ(E) = ρ(S), thenE ⊆ S. By results of [18], [8], [7] (see also [3, (4.1.3)]), shrinking eventually the morphismρ, we obtain the following possibilities:

(1) ρhas signature(2,0)andE=S=P2awithNS|V ∼=OP2(−1)⊕2;

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(2) ρhas signature(3,1),Eis an irreducibleP2-bundle,S =P2aand either (a) NS|V ∼=OP2(−1)⊕ OP2; or

(b) NS|V ∼=OP2(−2)⊕ OP2;

(3) ρhas signature(3,1),Eis an irreducible quadric bundle over a curve andS=P2atP2 withNS|V ∼=O(−1)⊕ O;

(4) ρhas signature(3,2)with

(c) S =P2aandNS|V ∼=TP2(−1)⊕ OP2(1)/OP2; (d) S =P2aandNS|V ∼=O⊕4

P2/OP2(−1)⊕2;

(e) S =P2atP2withNS|V ∼=TP2(−1)t(OP2⊕ OP2(−1)).

Since by adjunction we have that OP2

a(−3) =KP2

a =KV|P2a+c1(NP2

a|V)' −LP2

a+c1(NP2 a|V), i.e.,c1(NP2

a|V) =OP2

a(−2), it follows that Cases (2)(a), (3) and (4)(e) are not possible.

This gives that Case (ii) in the Claim does not occur.

Let us work out Cases (1) and (2)(b). Actually, sinceF ∼=P5andNF|X|

P2a

∼=NP2 a|V, from [25, (2.3.2)] we deduce thatNF|X∼=OP5(−1)⊕2,OP5⊕ OP5(−2). Therefore, from the exact sequence

0→ NP|F ∼=OP3(1)⊕2 → NP|X→ NF|X

|P →0,

we see thatc2(NP|X) 6= 0, but this gives a contradiction since the normal bundle of P∼=P3inX is a specialization of the trivial one.

Finally, consider Cases (4)(c) and (4)(d). Putci:=ci(NP2

a|V)fori=1,2. Then, we have the following possibilities:

(c1, c2) = (−2H,2H2)in Case (4)(c);

(c1, c2) = (−2H,3H2)in Case (4)(d),

whereH is the class of a hyperplane in a linear space. SinceP2a ⊂V ⊂X∩H1, from the following exact sequence

0→ NP2

a|V → NP2

a|X∩H1→ NV|X∩H1

|P2a ∼=OP2

a(1)⊕2 →0, we deduce that

ci(NP2

a|X∩H1) =0 for i=1,3,4 and c2(NP2

a|X∩H1) =H2+c2+2Hc1. SinceP2a⊂P ⊂X∩H1, consider the exact sequence

0→ NP2

a|P ∼=OP2

a(1)→ NP2

a|X∩H1→ NP|X∩H1|

P2a

→0.

Then we have that

c1(NP|X∩H1

|P2a) =c1(NP|X∩H1)|P2 a =−H and

c2(NP|X∩H1

|P2a) =c2(NP|X∩H1)|P2

a=2H2+c2+2c1H,

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and this gives

c1(NP|X∩H1) =−H and c2(NP|X∩H1) =2H2+c2+2c1H.

Moreover, sinceP ⊂X∩H1⊂X, consider also the following exact sequence 0→ NP|X∩H1→ NP|X → NX∩H1|X|P ∼=OP3(1)→0.

SinceNP|Xis a specialization of a trivial bundle, thenci(NP|X) =0 fori=1,2,3, and in Case (4)(c) we have a numerical contradiction, while in Case (4)(d) we obtain

c3(NP|X∩H1) =−H3, c2(NP|X∩H1) =H2 and c1(NP|X∩H1) =−H.

Finally, sinceP ⊂P4=F∩H1⊂X∩H1, consider the exact sequence 0→ NP|P4∼=OP3(1)→ NP|X∩H1→ NP4|X∩H1|P →0.

PutCi:=ci(NP4|X∩H1|P)fori=1,2. Thus we get the system





C1+H =−H C2+C1H =H2 C2H =−H3 but its resolution gives a numerical contradiction.

So we conclude that for anyn≥2m−1 withm≤4, all fibers ofpare of dimension n−m. Therefore by [15, (2.12)] pis a Pd-bundle over the smooth manifoldY with

d=n−m≥m−1 andm≤4. 2

In particular, as consequences of Theorem 2.2, we get the following

Corollary 2.3. Let(X, L)be ann-dimensional scroll,p:X →Y, over a normal pro- jective varietyY of dimensionm ≥4and letLbe a very ample line bundle onX. Let Z:={y∈Y |dim p−1(y)> n−m}. If the general fiber ofphas dimension bigger or equal to3, thencodY Z ≥5.

Proof. By slicing with general hyperplane sections onY we can assume thatm=4 and

dimX =n−m+4. HenceZ=∅by Theorem 2.2. 2

Proposition 2.4. LetXbe a smooth projective(2m−2)-fold,Lan ample line bundle on it. Assume that(X, L)is an adjunction-theoretic scroll over am-foldY with3≤m≤4 and letφ: X → Y be the scroll projection. IfX ∈ |L|whereLis a very ample line bundle on a smooth(2m−1)-foldM, and the restriction ofLtoX isL, thenM is a Pm−1-bundle onY andφ:X →Y either is aPm−2-bundle onY or it has some special fibers isomorphic toPm−1. In particular,φhas no divisorial fibers.

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Proof. We have

(KM +mL)X 'KX+ (m−1)L'φH (δ) for some ample line bundleH onY. Then by [28, (2.1)]KM +mLis nef and some positive power of it gives a morphismΦ : M →PN. Note that by the reasoning in the proof of [28, (0.3.2)] one hasΦ(M) =Y and(δ)becomes

(KM+mL)XH'(ΦH)X.

Then(KM +mL) ' ΦH and(M,L)is an adjunction-theoretic scroll overY under Φ. Since dimM = 2m−1 = 2dimY −1, from Theorem 2.2 it follows thatM is aPm−1-bundle over Y. Therefore the dimension of any fiber ofΦ, and hence ofφ, is bounded bym−1<2m−3 = dimX−1 and so by [15, (2.12)] and [6, (4.1)(ii)] we

obtain the statement. 2

3 Classical scrolls

LetXbe a smoothn-fold withn≥4 and letLbe an ample line bundle onX. Assume that (X, L) is a Pk-bundle, π : X → Y, over a smooth varietyY of dimension m.

Then(X, L) ∼= (P(E),OP(E)(1)), whereE = πL is an ample vector bundle overY of rankk+1. We know that for n ≥ 2m−1 the polarized pair (X, L)is also an adjunction-theoretic scroll overY except for a few exceptions (see [11, (2.1)]). As to the casen=2m−2, i.e.,k=m−2, we give here the following immediate consequence of [23], [11, (3.1)] and [1, Theorem].

Proposition 3.1. LetX be a smoothn-fold and let L be an ample line bundle on X.

Assume that(X, L)∼= (P(E),OP(E)(1))is aPn−m-bundle,π:X →Y, over a smooth variety Y of dimensionm ≥ 3 with E = πL. Ifn = 2m−2, then (X, L)is an adjunction-theoretic scroll overY underπunless either:

(a) Y ∼=PmandE ∼=OPm(1)⊕m−1,OPm(2)⊕ OPm(1)⊕m−2, OPm(2)⊕2⊕ OPm(1)⊕m−3,OPm(3)⊕ OPm(1)⊕m−2;

(b) Y ∼=P3andE is isomorphic to the twistN(2)of a null-correlation bundleN on P3;

(c) Y ∼=QmandEis eitherOQm(1)⊕m−1orOQm(2)⊕ OQm(1)⊕m−2; (d) Y ∼=Q4andE ∼=S(2)⊕ OQ4(1), whereSis a spinor bundle onQ4⊂P5; (e) Y ∼=Q3andE ∼=S(2), whereSis a spinor bundle onQ3⊂P4;

(f) Y ∼=P2×P1andE is eitherOY(2,1)⊕ OY(1,1)orp1(TP2)⊗ OY(0,1), where p1:Y →P2is the projection ofY onto the first factor;

(g) Y ∼=P2×P2andE ∼=OP2×P2(1,1)⊕3;

(h) Y is a Del Pezzo3-fold withb2(Y)≥2such that−KY '(m−1)H for an ample line bundleHonY andE ∼=H⊕2;

(i) Y is a Del Pezzom-fold withb2(Y) =1, i.e.,Pic(Y)is generated by an ample line bundleOY(1)such that−KY ' OY(m−1)andE ∼=OY(1)⊕m−1;

(l) there is a vector bundleV on a smooth curveCsuch thatY ∼=PC(V)andEF ∼= OF(1)⊕m−1for any fiberF ∼=Pm−1ofY →C;

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(m) m ≥ 4 and there is a surjective morphismf : Y → C onto a smooth curveC such that any general fiber F of f is a smooth hyperquadric Qm−1 inPm with EF ∼=OF(1)⊕m−1;

(n) m≥4and there is a vector bundleVon a smooth surfaceSsuch thatY ∼=PS(V) andEF ∼=OF(1)⊕m−1for any fiberF ∼=Pm−2ofY →S;

(o) m=3and(X, L),(Y,detE)are Del Pezzo fibrations,ϕ: X →C, α :Y → C, over a smooth curveC withϕ = α◦p. Let∆, Dbe the general fibers ofϕ, α respectively. Then either

D∼=P2and either∆∼=P(OP2(2)⊕ OP2(1))or∆∼=P(TP2), or

D∼=P1×P1and∆∼=P1×P1×P1;

(p) m=3,(X, L)is a quadric fibrationϕ:X →Sover a smooth surfaceSandXis the fiber productY×SY0whereY, Y0are bothP1-bundleα:Y →S, α0:Y0→S overSin the complex topology. Furthermore,KY + detE ∼=αHfor some ample line bundleHonS;

(q) there exists a smooth projectivem-foldW and a morphismπ:Y →W expressing Y as blown up at a finite setBof points and an ample vector bundleE0onW such thatE=πE0⊗[−π−1(B)]andKW + detE0is ample.

In particular, forn≥6 andm=4, we deduce from Proposition 3.1 the following Corollary 3.2. LetX be a smoothn-fold withn≥6and letLbe an ample line bundle onX. Assume that(X, L)∼= (P(E),OP(E)(1))is aPn−4-bundle,π : X → Y, over a smooth4-foldY,E=πL. Then(X, L)is an adjunction-theoretic scroll overY underπ unless either:

1. n=8,Y ∼=P4andE ∼=OP4(1)⊕5;

2. n=7,Y ∼=P4andE ∼=OP4(1)⊕4,OP4(2)⊕ OP4(1)⊕3,TP4; 3. n=7,Y ∼=Q4andE ∼=OQ4(1)⊕4;

4. n=7and there is a vector bundleVover a smooth curveCsuch thatY ∼=PC(V) andEF ∼=OF(1)⊕4for any fiberF ∼=P3ofY →C;

5. n = 6, Y ∼= P4 and E ∼= OP4(1)⊕3, OP4(2)⊕ OP4(1)⊕2, OP4(2)⊕2⊕ OP4(1), OP4(3)⊕ OP4(1)⊕2;

6. n=6,Y ∼=Q4andE ∼=OQ4(1)⊕3,OQ4(2)⊕ OQ4(1)⊕2,E ∼=S(2)⊕ OQ4(1), where Sis a spinor bundle onQ4⊂P5;

7. n=6,Y is a Del Pezzo4-fold with−KY ∼=3HandE ∼=H⊕3;

8. n= 6and there is a vector bundleV on a smooth curveCsuch thatY ∼=PC(V) andEF ∼=OF(1)⊕3for any fiberF ∼=P3ofY →C;

9. n=6and there is a surjective morphismf : Y →Conto a smooth curveCsuch that any general fiberFoffis a smooth hyperquadricQ3inP4withEF ∼=OF(1)⊕3; 10. n=6and there is a vector bundleVon a smooth surfaceSsuch thatY ∼=PS(V)

andEF ∼=OF(1)⊕3for any fiberF ∼=P2ofY →S;

11. n=6and there exists a smooth projective4-foldW and a morphismπ: Y →W expressingY as blow up at a finite setBof points and an ample vector bundleE0on W such thatE ∼=πE0⊗[−π−1(B)]andKW + detE0is ample.

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Proof. Ifn≥9, thenk=n−4≥5>dimY and so(X, L)is an adjunction-theoretic scroll overY by [11, (2.1.1)]. If 6≤n≤8, then we can conclude by [11, (2.1.2), (2.1.3)]

and Proposition 3.1. 2

Remark 3.3. Using [2, (5.1)], we can obtain satisfactory results similar to Proposition 3.1 and Corollary 3.2 also for the casesn=2m−3, m≥5 andn≥7, m=5 respectively.

Therefore, forPn−4-bundles, π : X → Y, over smooth varieties Y of dimensions m=4 withn= dimX ≥5, it remains to consider the casen=5. Note that [2, (5.1)]

does not cover completely this situation since there the results work well only form≥5.

On the other hand, in line with the proof of [11, (3.1)] and together with [4, Proposi- tion 6], and [24, (1.3)] we finally deduce the following result forn=5 andm=4.

Proposition 3.4. Let X be a smooth5-fold and let Lbe an ample line bundle on X.

Assume that(X, L) ∼= (P(E),OP(E)(1))is aP1-bundle,π : X → Y, over a smooth 4-foldY,E=πL. Then(X, L)is an adjunction-theoretic scroll overY underπunless either:

1. Y ∼=P4andE ∼=OP4(1)⊕2,OP4(2)⊕ OP4(1),OP4(3)⊕ OP4(1),OP4(2)⊕2;

2. Y ∼= Q4 andE ∼=OQ4(1)⊕2,OQ4(2)⊕ OQ4(1),S ⊗ OQ4(2), whereS is a spinor bundle onQ4;

3. Y is a Del Pezzo4-fold withPic(Y)∼=Z[H],−KY =3HandE ∼=H⊕2;

4. there is a vector bundleVon a smooth curveCsuch thatY ∼=PC(V)with projection p:PC(V)→Cand either

(α) E ∼=ξV⊗pGwithEF ∼=OP3(1)⊕2 for any fiberF ∼=P3 ofp, whereGis an ample vector bundle of rank two onCandξVis the tautological line bundle on Y, or

(β) there exists an exact sequence0 → pL ⊗ξ⊗2V → E → pH ⊗ξV →0with EF ∼= OP3(2)⊕ OP3(1)for any fiberF ∼= P3 ofp, whereL andHare line bundles onC;

5. there exists a hyperquadric fibrationq: Y → Cof the relative Picard number one over a smooth curveC, aq-ample line bundle OY(1)on Y and an ample vector bundleGof rank two onCsuch thatE ∼=OY(1)⊗qGwithEF ∼=OQ3(1)⊕2for any fiberF ∼=Q3⊂P4ofq;

6. there is a vector bundleV on a smooth surfaceSsuch thatY ∼=PS(V)andEF ∼= OP2(1)⊕2for any fiberF ∼=P2ofY →S;

7. Y is a Fano4-fold,KX' −2Land(X, L)is a ruled Fano5-fold of index two over Y (see[22]for a detailed description of these pairs);

8. (X, L),(Y,detE)are Mukai fibrations,g : X → C, f : Y → C, over a smooth curve C and g = f ◦π; moreover, if Fg and Ff are general fibers ofg and f respectively, then one of the following possibilities can occur:

(a) Ff ∼=P3andFg ∼=P(N(2)), whereN is the null-correlation bundle onP3; (b) Ff ∼=P3and eitherFg∼=P(OP3(2)⊕2)orFg∼=P(OP3(1)⊕ OP3(3));

(c) Ff ∼=Q3and eitherFg ∼=P(OQ3(1)⊕ OQ3(2))orFg ∼=P(S(2)), whereSis the spinor bundle onQ3⊂P4;

(d) Ff ∼=P2×P1and eitherFg∼=P1×P(TP2)orFg∼=P1×P(OP2(1)⊕ OP2(2));

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(e) Ff is a Del Pezzo3-fold, i.e., −KFf = 2H for an ample line bundleH onFf

andFg∼=P(H⊕2)∼=P1×Ff;

9. (X, L),(Y,detE)are Del Pezzo fibrations,g :X →S, f : Y →S, over a normal surfaceS andg = f ◦π; moreover, ifFg and Ff are general fibers ofg and f respectively, then one of the following cases can occur:

(A) Ff ∼=P2and eitherFg∼=P(OP2(1)⊕ OP2(2))orFg∼=P(TP2);

(B) Ff ∼=P1×P1, Fg∼=P(OP1×P1(1,1)⊕2)∼=P1×P1×P1;

moreover, in Case(A)the surfaceSis smooth andfis aP2-bundle locally trivial in the complex topology, while in Case(B)we have thatf =h◦ϕR:Y −→ϕR Z−→h S, whereϕRis the contraction of an extremal rayRsuch that either

(B1) the mapϕR is the blow-up of the smooth4-foldZ at a pointpandl(R) =3, where l(R)is the length of the extremal ray R, E = ϕ−1R (p) ∼= P3 is the exceptional divisor ofϕRwithEE=OP3(−1)andEE∼=OP3(2)⊕ OP3(1), or (B2) l(R) =2and, ifRis the locus ofRand∆is a general fiber of the restriction

ϕR|R:R →ϕR(R), then one of the following possibilities holds:

(B2; 1) R=Y,(∆,E)∼= (P2,OP2(1)⊕2)andZ is a projective variety with at most isolated rational and Gorenstein singularities;

(B2; 2) R=Y,(∆,E)∼= (Q2,OQ2(1)⊕2)andZis a smooth surface;

(B2; 3) the contractionϕRis divisorial and the triplet(R,[R]R,ER)is either (P3,OP3(−2),OP3(1)⊕2)or (Q3,OQ3(−1),OQ3(1)⊕2), where Q3 ⊂ P4is a possibly singular hyperquadric inP4;

(B2; 4) the contractionϕR is the blowing-up along a smooth curveϕR(R) on the smooth4-foldZ such that for all fibers∆ ⊂ Rwe have that (∆,E)∼= (P2,OP2(1)⊕2);

10. (X, L),(Y,detE)are quadric fibrations,g : X → V, f : Y → V, over a normal 3-foldV andg=f◦π; moreover,f factors through a contractionρof an extremal rayR such thatl(R) = 2, wherel(R)is the length of R, and ifRis the locus of Rand ∆is a general fiber of the restrictionρR : R → ρ(R), thenR = Y and dim ∆ =1, or

11. (X, L)is a scroll, g : X → Y0, over a normal 4-fold Y0 and a high multiple of KY + detE defines a birational map,f : Y → Y0, which contracts an extremal face; letRi, foriin a finite set of indices, be the extremal rays spanning this face;

call ρi : Y → W the contraction associated to one of theRi. Then eachρi is birational and divisorial; ifDis one of the exceptional divisors(we drop the index) andB=ρ(D), we have thatdimB≤1and either

(i) f : Y → Y0 is the blowing-up ofY0 at a point andE fits into the following exact sequence0→fE0⊗ OY0(−2D)→ E → OY0(−D)→0, whereE0is a vector bundle of rank two onY0,D∼=P3is the exceptional divisor off and ED∼=OP3(2)⊕ OP3(1),

or one of the following possibilities can occur:

(ii) dimB=0, D∼=P3, D|D' OP3(−1)andED∼=OP3(1)⊕2; (iii) dimB=0, D∼=P3, D|D' OP3(−2)andED∼=OP3(1)⊕2;

(iv) dimB = 0, D is a (possibly singular) quadric Q3, D|D ' OQ3(−1) and ED∼=OQ3(1)⊕2;

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(v) dimB =1,W andB are smooth projective varieties,ρis the blow-up ofW alongBandEf ∼=OP2(1)⊕2for any fiberf ∼=P2ofρ|D:D→B.

Proof. IfKY + detEis not nef, then by [2, (5.1)] we obtain pairs(Y,E)as from Cases 1 to 6 and Case 11 (ii) of the statement.

Assume now thatKY + detE is nef but not ample. Then there exists a curveCon Y such that(KY + detE)·C=0 and this shows that the nef valueτof the pair(Y,E), i.e., the minimum of the set of real numberstsuch that KY +tdetE is nef, is equal to one. Moreover, by the Kawamata–Shokurov Base point free Theorem, we have that m(KY + detE)is spanned for some integerm ≥ 0. Consider the relative morphism f defined bym(KY + detE). By taking m >> 0, we can assume thatf : Y → V is a morphism with connected fibers and normal imageV = f(Y)of dimensionk :=

dimV ≤4. Moreover, KY + detE 'fDfor some ample line bundleDonV. Let g=f◦π, whereπ:X =P(E)→Y is the projection ontoY. Note that a general fiber Fgofgis isomorphic toP(EFf)for any general fiberFfoff.

Let us proceed with a case-by-case analysis.

Letk = 0. ThenKY + detE = OY and by the projection formula we have that KX+2L=OX. Thus(X, L)is a ruled Fano 5-fold of index two over a Fano 4-foldY (see [22]). This gives Case 7 in the statement.

Letk =1. ThenV is smooth curve andf is flat. Moreover, for a general fiberFf off, sincedimFf = 3, from [26, (0.3) and (0.4)] we deduce that(Ff,EFf)is one of the following pairs: (1)(P3,N(2)), whereN is the null-correlation bundle on P3; (2) (P3,OP3(2)⊕2); (3)(P3,OP3(1)⊕ OP3(3)); (4)(Q3,S(2)), whereSis the spinor bundle onQ3⊂P4; (5)(Q3,OQ3(1)⊕ OQ3(2)); (6)(P2×P1, pr1(TP2)⊗ OP2×P1(0,1)), where pr1 : P2×P1 →P2is the projection onto the first factor; (7)(P2×P1,OP2×P1(2,1)⊕ OP2×P1(1,1)); (8)Ffis a Del Pezzo 3-fold withb2(Ff) =1, that is,Pic(Ff)is generated by an ample line bundleOFf(1)such that−KFf '2OFf(1)andEFf ∼=OFf(1)⊕2; (9) Ff is a Del Pezzo 3-fold withb2(Ff)≥2 andEFf ∼=H⊕2, where−KFf '2H for an ample line bundleHonFf. We only note that Cases (6) and (7) giveFg∼=P1×P(TP2) andFg ∼= P1×P(OP2(1)⊕ OP2(2))respectively (see [30]). This gives Case 8 in the statement.

Letk =2. Then the general fiberFf off is a surface and sinceKFf + detEFf ' OFf, we see that(Ff,detEFf)is a Del Pezzo surface. Moreover, by arguing as in [11, p. 67] we obtain thatFf is isomorphic to eitherP2orP1×P1. Thus by [16] we get that (Ff,EFf)is one of the following pairs: (a0)(P2,OP2(1)⊕ OP2(2)); (b0)(P2, TP2); (c0) (P1×P1,OP1×P1(1,1)). Note thatf factorizes asf =h◦ϕR:Y −→ϕR Z−→h S, where ϕR is the contraction of an extremal rayR. From [29, (2.4)] we know that l(R) ≤ 3.

Since−KY ·C = detE ·C = degEC ≥ 2 for any curveCsuch that [C] ∈ R, we conclude that 2≤l(R)≤3. Suppose thatFf ∼=P2. Since for any curvel ∈ |OP2(a)|, a≥1, we have

−KYl=−KFfl=OP2(3)OP2(a) =3a≥3> 1

2 dimY +1 ,

by [2, (1.12)] we obtain thatf is an elementary contraction, i.e., f = ϕR, and from [4, Propostion 2] it follows thatf is equidimensional andZ ∼= S is smooth. Using a

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similar argument as in [1, (2.2)] we see thatfis aP2-bundle locally trivial in the complex topology over a smooth surfaceS. This leads to Case 9 (A) of the statement. Assume now thatFf ∼= P1×P1. Ifl(R) = 3, thenϕRcannot be of fiber type. Otherwise, by [4, Propositions 1 and 2] we have thatZ is a smooth surface and the general fiber of ϕR is aP2. By arguing as in [1, (2.2)] we deduce that any fiber ofϕRis aP2, but this contradicts that the general fiber off = h◦ϕR, with hbirational, is aP1×P1. Thus ϕRis birational and [5, (1.1)] gives thatϕRis the blow-up ofZat a smooth pointpsuch thatE = ϕ−1R (p)is the exceptional divisor. Since [E]E = OP3(−1), we deduce that c1(EE) = detEE = −KY|E = OP3(3), that is,EE ∼= OP3(2)⊕ OP3(1). This gives Case 9 (B1). Finally, ifl(R) =2, by arguing as in [4, Proposition 6] we deduce all the possibilities of Case 9 (B2). This completes Case 9 of the statement.

Let nowk=3. Then(X, L)and(Y,detE)are quadric fibrations over a normal 3-fold V. From the Cone Theorem, we know that there exists an extremal ray,R, subordinate to f, i.e., such that(KY + detE)·R=0. Letρ:Y →Zbe the contraction ofR. Thenf factors throughρ,f =β◦ρ. LetRbe the locus ofRand letδbe a general fiber of the restrictionρR :R →ρ(R). By the Ionescu–Wi´sniewski inequality (see [17, (0.4)] and [31, (1.1)]), we get

2dimR ≥dimR+ dimδ≥4+l(R)−1≥5,

wherel(R)is the length of the rayR. Thus we have the following possibilities:

(A0)dimR=4,dimδ=1; (B0)dimR= dimδ=3; (C0)dimR=3,dimδ=2.

Let us assume that 2 ≤ dimδ ≤ 3. Clearly, f(δ)is a point,v ∈ V. Letpbe a point ofδsuch that pdoes not belong to any other irreducible component of f−1(v).

By taking a limit of general fibers off, we can get a curveCcontained inf−1(v)and withp ∈ C. Note that C is a union of rational curves since the general fiber Ff of f is a rational curve. Note also that C is numerically equivalent to Ff and therefore detE ·C = detE ·Ff =−KY ·Ff =2. SinceE is an ample rank-2 vector bundle, it follows thatC is irreducible. ThereforeC must be contained inδand hence[C] ∈ R.

Then we have also[Ff] ∈ Rand this implies that R = Y, but this is a contradiction.

Thus only Case (A0) can occur and this leads to Case 10 of the statement.

Finally, letk = 4. ThenV is a normal 4-fold andg : X → V is an adjunction- theoretic scroll. Recall that each fiberFofπis contained in fibers ofgsincem(KX+2L) is trivial onF. Iff is a finite morphism, since bothπandghave connected fibers, we get a contradiction unlessdegf =1 which means thatfis an isomorphism. Thus in this case(X, L)should be a scroll underπ. Therefore we can assume thatf is a birational morphism, and sincef is given by|m(KY + detE)|,m >>0, we see thatKY + detE is nef and big but not ample. Thus we conclude as in [4, Proposition 6] (or [24, (1.3)]) obtaining Cases 11 (i), 11 (iii), 11 (iv) and 11 (v) of the statement. 2

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Received 9 November, 2007; revised 7 January, 2008

A. L. Tironi, Dipartimento di Matematica “F. Enriques”, Via C. Saldini 50, 20133 Milano, Italy Email: atironi@mat.unimi.it

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