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Working Paper

P. Kitsul May 1980 WP-80-71

A DYNAMIC APPROACH TO THE ESTIMATION OF MORBIDITY

International Institute for Applied Systems Analysis

A-2361 Laxenburg, Austria

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NOT FOR QUOTATION WITHOUT PERMISSION OF THE AUTHOR

A DYNAMIC APPROACH TO THE ESTIMATION OF MORBIDITY

P. Kitsul May 1980 WP-80-7 1

Working Papers are interim reports on work of the International Institute for Applied Systems Analysis and have received only limited review. Views or opinions expressed herein do not necessarily repre- sent those of the Institute or of its National Member Organizations.

INTERNATIONAL INSTITUTE FOR APPLIED SYSTEMS ANALYSIS A-2361 Laxenburg, Austria

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THE AUTHOR

Dr. Pave1 Kitsul has been a research scholar at IIASA since December 1977. He came from the Institute of Control Sciences of the USSR Academy of Sciences and has a Ph.D. in physics and mathematics from the Moscow Institute o f Physics and Technology.

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FOREWORD

The p r i n i c p a l a i m o f h e a l t h c a r e r e s e a r c h a t IIASA h a s b e e n t o d e v e l o p a f a m i l y o f s u b m o d e l s o f n a t i o n a l h e a l t h care s y s t e m s f o r u s e by h e a l t h s e r v i c e p l a n n e r s . The m o d e l i n g work i s p r o c e e d i n g a l o n g t h e l i n e s p r o p o s e d i n t h e I n s t i t u t e ' s

c u r r e n t R e s e a r c h P l a n . I t i n v o l v e s t h e c o n s t r u c t i o n o f l i n k e d s u b m o d e l s d e a l i n g w i t h p o p u l a t i o n , d i s e a s e p r e v a l e n c e , r e s o u r c e n e e d , r e s o u r c e a l l o c a t i o n , a n d r e s o u r c e s u p p l y .

T h i s p a p e r p r e s e n t s t h e o u t l i n e s o f a Dynamic M o r b i d i t y Model (DYMOD) t h a t h a s b e e n d e v e l o p e d a s a p a r t o f t h e H e a l t h C a r e S y s t e m s m o d e l i n g a c t i v i t i e s c a r r i e d o u t a t IIASA. The

p u r p o s e o f t h i s model i s t o h e l p r e s o l v e t h e p r o b l e m o f e s t i m a t i n g a g e - s p e c i f i c m o r b i d i t y r a t e s f o r d e g e n e r a t i v e d i s e a s e s e x p e r i e n c e d by p o p u l a t i o n s w i t h a n o n s t a b l e s t r u c t u r e .

R e l a t e d p u b l i c a t i o n s i n t h e H e a l t h C a r e S y s t e m s T a s k are l i s t e d a t t h e e n d o f t h i s r e p o r t .

A n d r e i R o g e r s Chairman

Human S e t t l e m e n t s and S e r v i c e s A r e a

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ACKNOWLEDGMENTS

The author would like to acknowledge the work carried out by members of the South West Health Authority, to provide the cancer data through Richard Gibbs for this modeling. Similar data from Frans Rutten (Netherland Ministry of Health and En- vironment) were also very useful.

This data supply was necessary to begin the modeling, however, this paper would never have been finished without the substantial support of Maria Rogers. The author is very

grateful for her comments and valuable editorial suggestions to improve the paper.

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ABSTRACT

Degenerative diseases are inherent in human beings. They are caused by the aging process, and the morbidity rate in these diseases usually increases with age.

Unfortunately, the routine morbidity statistics in all

countries record only some of the cases of degenerative diseases, and it is necessary to estimate the true number of cases on the basis of other indirect statistics

-

in particular, mortality data.

The development of the morbidity models at IIASA is di- rected toward re2ucing the restrictions on the changes in

population structure and disease. For example, the assumption that population structure is stable and stationary implies that this type of model can be applied only to populations with a monotonic-like age structure. In addition, it is necessary to adapt these models to use comprehensive health study data about a specific region, in order to avoid extending clinical survival data to the latent sick individuals.

One way to overcome these difficulties is to use the state- space approach to describe disease dynamics. This approach is used in the model developed for the estimation of morbidity

rates in the case of unstable and unstationary population struc- tures (DYMOD). The application of this model has required cor- responding medical and demographic statistics for several con- secutive years; and data collected from the South West Region of the UK and the Netherlands were used in testing the DYMOD mode 1.

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CONTENTS

1. INTRODUCTION

2. THE DYNAMIC MORBIDITY MODEL (DYMOD) : ASSUMPTIONS, NOTATIONS, AND PROBLEM STATEMENT

3. COHORT APPROACH 4. SOLUTION

5. CONCLUSION

APPENDIX: HOW TO USE THE HCS PROGRAM DYMOD REFERENCES

LIST OF RECENT PUBLICATIONS IN THE HEALTH CARE SYSTEMS TASK

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A DYNAMIC APPROACH TO THE ESTIMATION OF MORBIDITY

1. INTRODUCTION

The aim of the IIASA Health Care System Modeling (HCS) Task is to develop a large-scale national HCS model and apply it in collaboration with national research centers as an aid to the health service planner. . The main methodological problems of the creation of such a model were discussed at the IIASA-WHO con- ference (Moscow-Laxenburg, 1975, Venedictov, 1977) where a con- ceptual scheme for health care systems was proposed.

This conference defined the main directions of the HCS Task to be the creation of a suite of interrelated submodels oriented to a mathematical description of the main "blocks" of the HCS and to the usage of these submodels in the decision- making process on various levels of health care management.

During the first steps, the main attention of our work was given to the modeling of resource demands, allocation, and supply.

The current state of IIASA health care modeling activity is ex- pressed in Figure 1. As shown in this figure, models for re- source demands assume as a prerequisite the estimation of health indices for a population, because of the problem of insufficient data in many countries. Alternative approaches to the estimation

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of morbidity indices (rates) on the basis of information avail- able in different countries have been described by Shigan (1977).

Morbidity estimation models can be divided into the follow- ing types:

a. A g g r e g a t i v e m o r b i d i t y m o d e l s , for estimating and fore- casting "crude" general morbidity rates without speci- fication of the group of diseases or specific disease b. Group m o r b i d i t y m o d e l s , for modeling groups of diseases,

e.g. the classes in the International Classification of Diseases (ICD), or groups used in several IIASA publi- cations (degenerative diseases, infections, accidents, etc.)

c. S p e c i f i c m o r b i d i t y m o d e l s , oriented to specific diseases, such as cancer, cholera, tuberculosis, etc.

d. S t a g e o f d i s e a s e m o d e l s , oriented not only to a specific disease, but also to the different stages of the deve- lopment process or risk-group estimation and classifi- cation.

At the present time IIASA morbidity models include in various degrees the first three types of models, in particular those for degenerative diseases* (Kaihara & al., 1977 and K l m t i e v , 1977 )

.

The

main peculiarity of these morbidity models for degenerative di- seases is the use of the mortality data and population age struc- ture for the estimation of morbidity for a given group of diseases.

The natural evolution of morbidity models has tended to re- duce the number of restrictions on the dynamics of population age structure and disease. In Kaihara et al. (1977), for example, it is assumed that the population structure is stable and sta- tionary for the duration of an illness, the duration of illness is the same for each person, and that the sick individual even- tually dies from the given disease after some fixed time.

The final restrictions are not proposed in the work of Klementiev (1977). Instead, it is assumed that persons who be- came ill at time t die at time 8 with the known probability P (t, 8 ) = P (t-8) and that the probability of dying due to other

*

Sick people suffering from degenerative disease are considered as sick for the duration of their lives.

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other causes is not equal to zero. On the other hand, the first assumption concerning the unchangeability of the population

structure for the duration of illness is highly significant when used in building a morbidity model. Due to this assumption, the estimation of morbidity and prevalence rates can be done only for a monotonic population structure. However, the consideration of data for several consecutive years becomes necessary in the case of an unstable population.

The present approach is a continuation of the work done at IIASA on morbidity modeling for degenerative diseases. In the case of the estimation of morbidity rates for an unstable, un- stationary population age structure, it is necessary to describe the "destiny" of sick individuals from the beginning of illness to their death in a similar way as in demographic models. In demography, the situation is complicated and more data are re- quired. In the modeling of degenerative diseases, however, there only exist three states: survival, illness, and death.

Further, we assume that degenerative diseases have no inter- action between cohorts, and therefore, if we have data for both survival and death, we can estimate morbidity rates. With these rates we can then estimate and predict the size and age struc- ture of the sick population. The model discussed below and des- cribed further in the Appendix is based on the dynamics of the population age structure. If we are able to obtain data from registered morbidity statistics for a certain year, this model can also incorporate this information (Shigan, 1977).

2. THE DYNAMIC MORBIDITY MODEL (DYMOD): ASSUMPTIONS, NOTATIONS, AND PROBLEM STATEMENT

We begin with a formulation of the different morbidity estimation problems in terms of available statistics.

a. Let us assume that only survival probabilities s(n,-r) and mortality statistics d(n,t) are known (n = age, t = time, T = time from the beginning of the illness).

b. Let us assume that survival probability st(n,~) is known and that we can measure not only mortality

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d(n,t) but also for some time t* the age structure of the sick population C(t*,x) (spzcial investigation).

How is it possible to incorporate these data to esti- mate the age-specific morbidity rate, y(n,t)?

c. Let us assume we have the possibility to measure the mortality d(n,t) and age structure of a sick population C (n, t) in a certain region.

How is it possible to use this information in another, similar region inwhich only mortality data d(n,t) are available?

We do not pretend to solve all these porblems. Instead, we will concentrate our attention on the solution of the first

two problems and just discuss thelast one. To achieve this aim, we will need to introduce more precise definitions.

Let Pt = {Plft,-..pNft

1

be the population age structure vector* for some region at time t, where N is the number of age groups.

Let us assume that an individual is afflicted at a certain time with a given. type of disease having a maximal duration of illness m (years) and consider the sick part of the population as a vector

where c is the number of individuals in the j-th age group at time t, afflicted with a given type of disease k years age. j,t

Let y(n,t) be the age-specific morbidity rate, e.g. the ratio of the number of sick individuals in the initial stage of illness to the number of the "healthy" individuals in the previous year

Further, let s (n,t) be the age-specific survival rate for k sick individuals in stage k

*

All vectors are column-vectors.

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and s (n,t) be the aye-specific mortality rate, e.g. the ratio k of the decrement of sick individuals in stage (k+l) in compari- son with stage k one year age over the number of sick individuals in stage k:

It is possible to show that the dynamics of the sick part of the population can be described in the following recurrent matrix equation:

where S is the survival matrix for sick individuals, which has

-

the usual block structure

where the blocks 2k-l,k have the form

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p is morbidity matrix

w

E is (n x n) identity matrix and 0 is (n x n) zero matrix.

- -

Let us introduce vector dt

where d

1

,

t is the number of individuals in 1-th age groups, who died from a given disease at time t.

Next, let us introduce the mortality block matrix

where

and fji(n,t) is the mortality rate of sick individuals in the i-th stage of diseases, at age n, time t.

Then, after simple transformation, we obtain

Hence, we have the equations

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which describes the dynamic evolution of the sick part of the population C and the mortality rate dt.

t

Vector Ct and matrix

u -

are unobservable and our aim con- sists of estimating these vectors and this matrix by the observed mortality statistic

From a mathematical point of view, the problem under con- sideration is the estimation of the state ( C ) and parameters

t

( v ) -

of the nonlinear, dynamic nonstationary system according to

indirect observations. If the sequence of observation is suffi- ciently long (t>>m), this problem can be solved by using some extensions of the Kalman-Bucy recurrence estimation [see Liptser and Shiryayev (1974)l.

Unfortunately, in the real situation the sequence of the available data for many diseases is not sufficient for a reliable estimation by standard techniques of morbidity and prevalence

rates. Because of this it is necessary to perform a more detailed investigation taking into account the dynamics of the disease

within the population cohorts.

3 . COHORT APPROACH

It is easy to see that the dynamics of the sick part of the population within a cohort can be described by the following equations

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here

m :

is the number of "healthy" individuals, H who are not afflicted i n,t

with a given disease, p(n,t) and s (n,t) are tho morbidity and survival rates defined above. The number of individuals who died of a given disease at time (t+l) and age (n+l) is

where 6 (n,t) is mortality rate for sick individuals at age n, i time t, and stage of disease i.

Let us assume from the beginning that survival probabilities

i i

S (n,t) and mortality rates 6 (n,t) are given. The problem now consists of the estimation of morbidity rates u(n,t) and the -

m

number of sick individuals C

ci

-

- '(n,t) from the mor- i= 1 n,t

tality data

d (n, t)

,

n=l ,N, t=tO, - tM,

where N is the number of age groups and M is the total number of years of available data.

4. SOLUTION

To solve the problem it is necessary to find the relation between mortality data d(n,t) and unknown morbidity rates u(n,t).

To achieve this aim, let us transform equation (2) in the fol- lowing way

and using equation (1) we obtain

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and

where

and finally

The general equations will be

where

and functions f and 4 were specified above [see (1) and (311.

It is easy to see that if for the initial year the t 0 vector C(n,t ) is given, we can calculate morbidity rates

0

and the structure of the sick part of the population

as well.

This way of morbidity estimation can be used if for a cer- tain year, we have the results of detailed investigations on the health of a population in a given region. Here we assume that

- C(l,t)=O.

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U n f o r t u n a t e l y i n g e n e r a l , t h e s t r u c t u r e o f t h e s i c k p a r t o f t h e p o p u l a t i o n C ( n , t i s a l s o unknobin.

0

N e v e r t h e l e s s , t a k i n g i n t o a c c o u n t t h a t C ( l , t ) = 0 w e c a n f i n d f r o m e q u a t i o n s ( 4 ) a n d ( 5 ) t h e v a l u e s o f v ( n , t ) a n d C ( n , t ) u n d e r t h e l i n e a n d i n c l u d i n g t h e l i n e n = t-t (see F i g u r e 2 ) .

0

F i g u r e 2 . I l l u s t r a t i o n o f t h e m o r b i d i t y e s t i m a t i o n f o r c o h o r t s w i t h i n c o m p l e t e d a t a .

To d e f i n e t h e v a l u e o f v ( n , t ) o n t h e l i n e n = t - t O + l , w e h a v e t o t a k e i n t o a c c o u n t t h a t f o r t w o c o n s e c u t i v e y e a r s o f t h e same a g e g r o u p s t h e r a t i o s

a r e a l m o s t e q u a l .

T h i s f a c t a l l o w s u s t o d e f i n e a n a p p r o x i m a t i o n f o r C ( 2 , t ) 0 a n d , h e n c e , p ( n , t ) a n d C ( n , t ) o n t h e n = t-t +1 l i n e . A f t e r

0

t h a t w e c a n u s e t h e same a p p r o a c h t o d e f i n e p ( n , t ) a n d C ( n , t ) o n t h e l i n e n = t-t + 2 , e t c . O b v i o u s l y f o r s u c h a n a p p r o x i m a t e

0

s o l u t i o n t o b e v a l i d , i t i s n e c e s s a r y t o p r o v i d e c e r t a i n s e n s i - t i v i t y a n a l y s e s f o r e q u a t i o n s ( 4 ) a n d ( 5 )

.

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The sensitivity analyses should be carried out with two sets of variables. The first one is the prevalence C(n,tO) in initial years t

0 We should measure this sensitivity to the "point" C*(n,t - ) which can be obtained by the method pro-

0 i

posed above. The second one is the survival rates s (n,t) and related with these survival rates, ~ p e c i f i c mortality rates

6 (n,t). We will now focus our attention on the calculation i of survival and specific mortality rates [the parameters of equations ( 4 ) , ( 5 ) ] from the available data.

The relation between survival and mortality rates can be obtained from the equality

where E i ~ ( n , t) is the probability of d y i n g from something other than the given disease (accident, etc.) for sick individuals in stage i, A(n,t) is the same probability for healthy people

Here d (n,t) is the general mortality rate and 6c (n, t) is the specific mortality rate per 1000 population (sick or not).

Survival rate si(n.t) can be obtained from clinical data but only in aggregate form (s (n. i t) = si)

.

The mortality rate

~ ( n , t ) can be easily obtained from routine statistics, and E i can be obtained either from routine statistics or, if impossible, from the opinions of experts.

In conclusion, the solution of our estimation problem can be divided into the following steps:

1. Preparation of population dynamics {P ) (see for t

example Willekens and Rogers, 1976)

2 . Preparation of specific mortality statistics idt}

(Emmanuel and Evseenko 1970,and Kapadia and McInnis 1977) 3. Preparation of survival rates for the sick part of

population

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4. Estimation of p(n,t) and

C

by using the proposed (n,t)

algorithm

The block-scheme of this model is represented in Figure 3 (see also Shigan, 1977, Figure 2).

[ m o r b i d i t y and p r e v a l e n c e dynarnicsl

Figure 3. General scheme of the dynamic morbidity model.

d i s e a s e - s p e c i f i c m o r t a l i t y

dynamics p o p u l a t i o n

dynamics

In addition, it is sometimes necessary to estimate survival probabilities in order to avoid the inevitable error that will occur when clinical survival data is extended to the latent sick individuals and also to compensate for the uncertainty of the time of the beginning of the disease. This can be done by in- troducing a new survival rate (estimated by doctors) to satisfy the equality of the number of sick individuals in the first stage of a disease and the number of individuals dying of a particular disease after a specified time (e.g., after four of five years for stomach cancer)

dynamic m o r b i d i t y

mode 1

-

d i s e a s e - s p e c i f i c s u r v i v a l d a t a

( c l i n i c a l )

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5. CONCLUSION

In this paper, we have attempted to find a solution to the problem of estimating age-specific morbidity rates and estimating the prevalence of degenerative diseases such as cancer. Indeed, we have solved problems (a) and (b) which were formulated in sec-

tion 2.

The recursive algorithm (4), (5) proposed in section 3 allows us to estimate the age-structure of a sick population and the age specific morbidity rates if mortality statistics for consecutive years and survival probabilities are given.

The outputs of the model can be obtained more straightforwardly when, for some fixed year (for example t ) , the age structure

0

of the sick population is given [problem (b)]. The model can also be used to adjust the initial survival probability by taking into account the equality between the total number of individuals in the first stage of disease and the total number of individuals dying of this disease. Because the morbidity rates and survival probabilities are relatively constant in different regions, it is possible to use the estimation of the morbidity rates and/or survival probabilities in one region in order to estimate prevalence for a given disease in another region in which only the mortality data are available [problem

(c)

I .

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APPENDIX: HOW TO USE THE HCS PROGRAM DYMOD

1. Model ~escription

The

-

Dynamic Morbidity Model is one of the submodels of - - IIASA's Health Care Systems model. The purpose of DYMOD is to estimate the morbidity and/or prevalence of degenerative diseases for an unstationary and unstable population structure using age-specific survival rates for a general and specific mortality age structure over time. The output shows an age- specific risk (morbidity/mortality) ratio for given diseases as a function of survival probabilities.

2 . Files

2 . 1 . Storage of files

All files necessary to run DYMOD are stored on the tape FS. Ndels which are available from the Health Care Systems Modeling

Task. To get these files, mount the tape on one of the tape drives, login and type:

mkdir dymod (to create the directory if it does not exist, otherwise start with the next command)

fs x (X is either 0 or 1 according to the tape drive used) e dymod/* (to extract the files)

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s t ( s t o p )

To b e s u r e t h a t t h i s p r o c e d u r e has w o r k e d t r y c d dymod ( t o c h a n g e t o d i r e c t o r y dymod) f ( t h e c o n t e n t o f t h e d i r e c t o r y i s l i s t e d )

2 . 2 . T y p e s o f F i l e s

T h e r e a r e f o u r k i n d s o f f i l e s : s o u r c e f i l e s , o b j e c t f i l e s , i n p u t a n d o u t p u t ( I / O ) f i l e s . O n l y t h e o b j e c t f i l e s a n d t h e 1/0 f i l e s a r e n e c e s s a r y f o r a n o r m a l r u n o f t h e m o d e l .

2 . 2 . 1 . S o u r c e Code

The m o d e l i s programmed i n F o r t r a n ( w i t h n o u n u s u a l f e a - t u r e s ) . T h e r e i s a s i n g l e m a i n p r o g r a m w h i c h a l l o w s f o r t h e i n t r o d u c t i o n o f t h e a r b i t r a r y ( m e a n i n g f u l ) s u r v i v a l p r o b a b i l i t y i n a n i n t e r a c t i v e mode o f o p e r a t i o n . T h e f i l e c o n t a i n i n g t h e s o u r c e c o d e i s T0L.F.

2 . 2 . 2 . O b j e c t Code

The f i l e s c o n t a i n i n g t h e o b j e c t c o d e a r e :

F i l e N a m e TOL

DYMOD

-

SWF DYMOD

-

SWM DYMOD

-

NL

F i l e TOL c o n t a i n s t h e o b j e c t c o d e o f t h e m a i n p r o g r a m . T h r e e o t h e r f i l e s a r e s h e l l f i l e s w h i c h h o l d t h e command t o e x e c u t e t h e o b j e c t f i l e f o r t h e f o l l o w i n g cases:

a . SWF

-

S o u t h West R e g i o n o f G r e a t B r i t a i n ( f e m a l e p o p u l a t i o n )

b . SWM

-

S o u t h W e s t R e g i o n o f G r e a t B r i t a i n ( m a l e p o p u l a t i o n )

c . NL - N e t h e r l a n d s ( f e m a l e p o p u l a t i o n )

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2 . 2 . 3 . T n p u t F i l e s

For each case (a,b,c) there are three input files:

File Name

a. SWF: b. S W : c. NL:

PFSW PMSW PFN

CFSW CMSW PFN

DFSW DMSW DNFN

All changes of these files have to be made by means of the editor. "Unix Programmer's Manual" explains how to use the text editor.

2 . 2 . 4 . O u t p u t F i l e s

The program writes to the terminal and to three output files (for each case):

File Name

a. SWF b. S W c. NL

MRFSW MRMSW MRN

PRFSW PRMSW PRN

OUTFSW OUTMSW OUTN

The terminal display gives the aggregate result of modeling for certain survival probabilities.

All files can be printed by the c m d : p File Name 3. Performing a Run

3.1. Change of Data

After the first running of DYMOD, the user is invited to change the survival probabilities if it is necessary. Therefore, type the new probabilities under the old ones as indicated on the terminal display. The program DYMOD will produce a new re- sult. To stop the program type "carriage return". Before it terminates, the last result will be in the "output" file.

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3.1.1. Explanation of Input

Figure A1 shows the input files which contain the dynamics of the population age-structure over time (PFSW), the dynamics of age-specific mortality rates over time for stomach cancer,

ICD 1 5 1 (CFSW) and similar data for general mortality rates

(DFSW). The terminal input is shown in Figure A2 and repre- sents the aggregate survival probabilities.

3.2. Execution

To run the model, type one of the following commands:

DYMOD

-

SWF

DYMOD

-

SWM

DYMOD

-

NL

The program now performs the calculation, displays the results on the terminal and invites the user to change the survival probabilities. If it is necessary, type new survival pro-

babilities under the old ones and after that "carriage return".

If it is not, type "carriage return" only.

3. 2.1. Explanation o f Output

Figure A2 shows an example of the aggregate output which contains the ratio between the number of individuals who are ill to the number of individuals who have died at the same time and age. This figure is contained in the "output" file. The disaggregated prevalence and mortality rates (per 1 0 0 0 popula- tion) are contained in the files PRFSW and MRFSW. Disaggrega- tion is inone year brackets from age 1 to age 8 0 for 16 consecu- tive years beginning in 1 9 6 0 .

4. General Use of DYMOD

The procedure as explained above is designed to run DYMOD on the IIASA PDP 1 1 / 7 0 computer. For use outside IIASA a

special tape containing the Fortran source file and the data files can be created. This tape is 8 0 0 bpi, 9 track, unlabeled, EBCDIC, upper case, files are separated by two end of the file

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marks. It is readable by nearly every computer. Other tapes can be prepared on request.

To run the model the files have to be compiled one by one to trace errors, and then linked. For the execution of the load-and-go code some preparation is necessary to define the input and output channels.

DYMOD requires 8 1/0 channels:

Channel Number FSW Case:

input, data file PFSW input, data file CFSW input, data file DFSW input, terminal

output, terminal

output, data file MRSW output, data file PRSW output, table file OUTFSW

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- - - . : . a r , " a n c - r r 9 9 - - - - * w m ~ - - " - " - y - " - " - - - ~ - . . m - " - - - " - - . . - - - " " = - - -

YEkl<S : . . . . A G E G R O U P S

( 1 ) , , , , , , , ~ _ o _ _ w - ~ _ ~ _ , - - c " ~ ~ ~ ~ - - . . - " ~ ~ ~ " " ~ ~ . . - " - - - " v - - - ~ - - " - " = ~ " - - ~ ~ m - ~ - :

1 - 4 : 'j-111 : 1 5 - 2 4 : 25-311: 3 5 - 4 4 : c ' j - 5 2 : 5 5 u L 4 : ( > i - ' ! U : 7 5 ; :

- - - - ~ - " " - - - - " ~ " - - - " . . " m - - - ~ - - - " - " - - - ~ - - - w - - e - - - " - - - " - - " - - .

$060 25.06 96.20 249.3iJ 296.80 288.00 2 2 2 . 8 0 ? 4 0 , 0 9 2 2 0 . 8 0 1 6 7 , ~ U l i h . B a 1 9 i 1 l 26,50 98,Sg 249.0CI) 213.00 198,P.B 2,?3,00 24n.OCI 2 2 4 . 0 8 1 7 @ , p a i i'J,!lr?

1 9 6 2 2 7 . 3 0 101.70 2 4 4 . 3 8 224,oa 200.00 ;)2u,na 2 3 7 , a a 2 2 8 , a e 1 7 2 , ( 1 ~ " 1 2 1 , . ~ 0 - I q h : < 2 8 , 3 0 l n 5 . 3 0 2U3.20 231,7;3 199.50 2 2 5 , l B ?31,50 2 2 6 . 8 g 175.30 l % c , 2 8

1 9 6 4 2 9 . 1 8 139.70 245.93 239.58 2E2.19 229.5F1 2 2 7 . 3 0 2 3 2 . 2 8 l B l b 6 B 1?1,U0 - - - I 9 6 5 2 9 . 6 0 113.30 2 4 8 . 7 0 2Q4,DQ 2 f l 3 1 1 3 225,bD 229.20 2 3 5 . 3 0 18S.5ct 124.50 1966 29.48 118.6fl 2 5 4 . 5 8 2 4 a . l U 2C2.10 2 2 0 . 1 8 2 3 1 . 3 8 237.4R 1 8 7 . 6 3 1 2 h . 5 0

- I 9 h 7 28.90 119.90 259.10 251.30 203.03 2 1 h . 1 0 23,',38 239.80 19t3,4il i 2 9 , 9 3 14G8 28.89 120.40 265.90 261.8C 211.70 2 1 9 , 4 6 235.09 241.90 196,SO 132.40 - - - - I 9 6 9 28.10 1 1 9 . 2 ~ 2 7 2 . 6 0 262.90 216.88 2 1 6 . 7 0 233.88 243-9Cl 2 0 0 r 5 6 13S.7a 1976 26.90 117.10 2 8 8 . 8 9 263.60 220.40 2 1 4 . 8 0 ,?32,Iin 245.19 2 0 3 . 9 5 1 3 8 . 6 0 - - - . I 9 7 1 27.60 114.30 2 8 4 . 2 0 258.10 2 ? 0 . 1 3 i l l 3 , l A 235.9cr) 25D.70 2 1 3 . 6 0 14Lj.88 1 4 7 2 26.60 !!2,1(1 2RAg8n 255.70 233.09 211.90 238.20 2 4 7 e 5 0 216,20 148.213 - - - . I 9 7 3 - 25.43 1 1 1 . n ~ 2 9 1 . 8 8 256.08 241.80 211.7D 249.48 245.48 2 2 0 . 3 3 1 5 1 . 1 a 1 9 7 4 1 8 . 9 0 8 4 . 1 ~ 232.50 2fl7.tl0 1 9 5 . 7 3 1 6 8 . 9 0 205.410 198.10 1 8 4 . 2 a 1 2 R . l a - - 1 9 7 5 - . 18.60 82.50 2 3 4 . 3 0 289.20 2 8 1 . 1 0 168.50 199,20 2 @ 1 1 5 8 t 8 6 , 3 6 133.76

~r---,,,-,,,,,,,r---~I).--..I.--..."-o-"---w---~---"---9-"--

( 2 ) Y E I , R S : . . . . . A G E G R O U P S , .

" - - - - ~ - - , , - , , , , , , i - - - - " - - - " - - - ~ ~ ~ - - ~ ~ - - - " - - - " - - - - v - - - w - " , - - - - " - - - -

1 : 2-4 : 5 - 1 4 : 1 5 - 2 4 : 2 5 - 3 4 ; 3 S r 3 C : 4 5 - 5 4 : 5 5 r b 4 : 65-711:

. 1 5 + :

. ~ - - " - - m " m m * - ~ - " ~ ~ ~ - m - - - " - - - ~ - - - 7 " - - " - - - a - - - - . . - " - " - - " - - - " ~ - " - - - . . - - , q - - - - "

1960 8.00 Q,@0 0.00 0,n0 1 - 0 8 5,R3 15.00 4 8 ? @ 0 117ei38 2 4 7 , @ 0

..- 1 9 6 1 - 0 , 0 @ 0.09 0 . ~ 0 o.03 3.00 6.90 19,00 6 b . ~ 0 132,DU Z ~ Z , P W 1 9 6 2 0.60 a . e e 0.30 0 . 0 ~ 2 ; ~ 0 3 . W i s , a a s 8 , m 1 3 z , a a ? j 3 , a n - . - I 9 6 3 - - - 0 . 0 0 Q , @ B . O o o B 0.00 2:80 5 . 3 8 26,01? 65.00 1 3 1 , 3 u 2 1 U 1 6 9 a

1 9 6 4 0.00 0.BB 0.30 8,8@ 0 7.80 1 4 9 8 8 71.08 12GVZ8 1 9 9 , 3 2

- 1 9 6 5 . D.R0 0.Dn 0.30 0.00 2.00 4,017 lR,G?0 55.09 I B 3 . E @ 1 9 5 . 6 n 1 9 6 6 8.n0 0.00 8.8a 9.00 1 3 , B Q 23.09 5 7 . 8 0 1 3 4 8 6 3 1 7 9 , 8 3 - 1 9 6 7 - 0.00 - 0.00 0,aa o,ao 3.00

s,mz

i a . 0 0 56.00 i z i , ~ b 2 2 6 . e ~

I 9 6 8 8.00 0.P0 0.00 0 1.08 6 , O U 15.08 69.00 112,Cd 2 0 3 . 0 0 ' - - 1 9 6 9 - - 0.0O 0.00 0.00 0,OCI 1 . 0 T,flQ 10.00 ha.QB 1 2 9 r B ~ ' , 2kl:?.QB

1 9 7 0 0,00 0.08 a,d8 0.00 1 7,00 14.08 5 6 w C 1 0 1 3 9 r ~ ~ 2 2 1 m 6 3

- - 1 9 7 1 0.38 0.0n 0.00 0 . ~ 0

l;w

1 4 , ~ ~ 52,om 1 3 6 . 0 d 205.i18

1 9 7 2 0.00 0,Qg D . J O 0.00 1.80 5,BB 1 4 . 8 0 36.00 1 2 6 r Q @ 2 4 7 . 0 6

- - 1 9 7 3 . 0 . ~ 0 0.910 0.3a 0 . ~ 0 2.00 &,as 1 3 . ~ 9 5 0 . 0 ~ 9 6 . 3 0 1 9 6 , ~ ~ ~ 1 4 7 4 0.00 0 . 0 ~ 0.80 0.00 !,Do 3,nQ 12.00 35,mQ 75p0W 1 7 2 , 6 @

- 1 0.00 0.00 0.30 0.00 1.00 3 , e e 1 3 . ~ 0 30,eo 99,~4%1133,et1

" - - - . " v " " - - a - ~ - ~ ~ - - " - - - ~ - ~ - - ~ " . . m - . . - - ~ ~ " " - - m F - - - - ~ - - - " - g - ~ - - - ~ c , ~ ~ ~ -

( 3 ) YEARS : . - . . A G E T , I ? O U ~ ' S

- - - o - - - , , " , , , , , , , , , , - - - v - - " - - - . . - - 7 - - - - " - - - " - - - " - - " - - - " . , " g " - " - - - " - - -

1

1

2 - 4 : 5 - 1 4 : is-?^^: 2 5 - 3 a : 35-111:: c s - s q : 5 5 - 6 4 : 6 5 - 7 u : 7 5 + :

- - - " - - r c - - - r , - r n - - ~ - ~ " " - - - " - ~ - - 1 1 1 1 - " " - - - ~ - - " - ~ > . . ~ c ~ ~ - - " - " - ~ - " - ~ ~ " - ~ " ~ - " " - , - -

i s m 16.40 0.79 0.27 o , ~ 43-69 1.43 4.23 9.70 2 8 , 2 0 i r , l , z s 1 9 6 1 1 7 ~ 2 1 - 0.89 3 8,46 - - 0,Ba i , 6 5 4.18 10.20 29.70 iz12,47

1 9 6 2 17.73 9.95 8.28 C,33 9.81 1.63 4,23 13.29 2 3 p 1 1 1 0 1 . 2 6

- 1 9 I r 3 1 6 s 7 1 C1.77 L1.26 2 - 4 2 0.82 l , b 7 4.48 10.49 30,21 l C 5 . 7 8 1961: 1 5 - 6 4 0.66 n . 2 8 O,40 Q.68 1 . 7 0 4.14 18.37 26.92 9 5 , 4 3

- . 1 3 6 S 1 4 ~ 4 6 0.@0 0.28 0.43 0.59 1.53 4.11 9.35 Zh.57 97.45

1 9 6 6 14.63 0.76 0.23 0.44 0.68 1.68 4.01 9.58 27.15 1i42,96

- - I 9 6 7 13,56 8.66 8.29 8 . 4 1 0.50 1.64 3.89 9.54 25,58 9 5 . 2 6

196.0 1 4 9 2 5 0.73 0.25 a.39 8 - 6 2 1.58 4.09 9,86 2 5 , & 4 l a 5 . E 8 -1969 14.41 a,Sa 0.25 0.37 0.54 6 4.88 9,91 25.78 9 9 . ~ 3

)9*/0 i q . 8 7 0.54 0 . 2 1 a e 3 2 0.57 1.41 3.80 9,79 2 6 , 5 d 99.95 - - 1 9 7 1 12.79 0.66 El,Z6 a.38 - 0 , h S 1.49 4.09 9,32 24.34 9 9 , 3 0

1 9 7 2 1 4 - 0 9 0.59 0.25 BV"2 8.52 l , a 3 5 9.73 25,44 99.38 1 3 7 5 13.h2 - - C.57 0,23 - .id,42 0.53 1 ,UB 3.92 9.20 2 5 p 3 W 9A,67 19114 11.32 0 , b 0 9 - 2 2 8.37 0.57 1.34 3.77 9.34 23.74 9 h , E l - 1 9 7 5 11.94 - 0 . 3 4 8.20 0.40 8.49 1.29 3.69 - 8 9 6 8 2 3 c 6 9 95.17

F i g u r e A l . Zxample o f O u t p u t : ( 1 PFSW, ( 2 ) C F S W , ( 3 ) DFSW.

(28)

- - - - . - - - - - - .

. . .

T H E R A T I O : M O R B I O I T Y / M O R T A L I T Y

w ~ ~ ~ ~ ~ - - ~ ~ ~ w 0 ~ ~ ~ ~ ~ ~ n w - ~ ~ ~ ~ o ~ w ~ n - ~ ~ ~ m ~ o ~ o ~ - ~ o ~ ~ ~ - ~ ~ - ~ W ~ ~ ~ ~ ~ ~ - ~ - ~ - - ~ - - W - ~ 6 ~ - ~ - ~

YEARS i . . AGE GROUPS

r r - - ~ - o o w - ~ ~ ~ ~ ~ - r ~ ~ - - - ~ - - - ~ - n - - m ~ m - - o r - o - - 9 - - - ~ - o n - - ~ - - - ~ - m ~ - - - - w ~ - - - o -

1

,!

2-4 : 5-14 : 15-24; 2 5 - 3 0 : 35-44: 45-54: 55-641 6 5 - 1 4 : 7 5 + :

r ~ ~ ~ ~ ~ ~ r ~ n r r ~ ~ r o ~ - ~ ~ w ~ o - ~ ~ - ~ ~ - n " ~ ~ ~ ~ ~ ~ ~ - - ~ ~ ~ ~ ~ o ~ ~ ~ ~ - ~ - r - ~ ~ o ~ - " w ~ ~ ~ ~ ~ ~ n - - ~ " r - -

1 9 6 5 t 0.00 i 0.00 1 0,BB 1 0.00 : 3.06 : 3.10 1 2.82 t 2.91 t 2.58 ; i p 9 b ; .- 1966 I 0,CIO

::

0.00 1 g,00 J 0 , 0 0 t 3.36 : 2.75-: 3,15 : 2.75 t 2 . 6 5 4 1 . 9 4 :

1 9 6 7 t 0,eD 0.R0 t 0,0Q 1 0.00 t 2.19 : 4a24 t 2.9B 4 2 . 6 3 t 2978 : 1.93 t

I - 1 9 6 8 t 0.00 t 0.EI0 1 0.00 t - 0 . 0 0 t 5 . 2 7 - 1 2.87 t 2.73 i 2 . 9 3 1 2.60 8 1.94 8 1 9 6 9 1 0.B0

'

0.00 ! 0.00 : 0.00 t 2.92 : 2.59 f 2,95 2 2.73 t 2.71 f 1.95 :

1 1 9 7 0 1 0.00

1

0.00 t 0.00 I 0.00 1 2.75 1 3.38 2 2.85 : 2.83 1 2.62 1 1.95 i

1 9 7 1 1 0.80 : 0.00 1 0,00 : 0.00 8 3.33 t 3 . 8 3 ! 3.17 i 2.84 1 2,74 i 1,92 i ' 1 9 7 2 1 0.00 i 0.0(1 t 0,00 3 0.B0 : 2 , 8 S t 2.18 t 2,58 D 2.91 2 2.68 : 1.93 :

1 9 7 3 1 0.08 i 8.00 i 0.09 8 0,00 t 2.95 1 3.05 t 2.95 i 2.82 1 2 , 1 1 i 2.05 : i 1 9 7 4 1 0.t30 i 0.08 t 0,00 t 0*0Cil t 2.3! 1 2.95 t 2.70 ! 2 . 6 5 t 2.75 : 1.9n C

1 9 7 5 t 0,90 ; e.00 ; 0,00 a 0 * 0 0 : 3.13 1 3.20 t 2 * 2 8 t 2.61 8 3.11 : 2.25 f U N R E G I S T E R E D IN SPECIFIC M O R T A L I T Y DATA

i 8 . x

I P R I N T NEW SURvXVAL. P R O B A B I L I T I E S UNDER OLD ONES - - - -. .

SRVls0.676 S R V ~ X B . ~ ~ ~ S R V 3 ~ 0 . 6 7 6 SRV4.0.676

- . . -- - - - - - - - - . - - -

Figure A 2 . Example of O u t p u t .

(29)

REFERENCES

Emmanuel', N.M., and L.S. Evseenko (1970) K o l i c h e s t v e n n y e o s n o y K l i n i c h e s k o i o n k o l o g i i ( Q u a n t a t i v e A s p e c t s o f C l i n i c a l O n c o l o g y ) . Meditsina, Moscow.

Kaihara, S., I. Fujimasa, K. Atsumi, and A.A. Klementiev (1977) An A p p r o a c h t o B u i l d i n g a U n i v e r s a l H e a l t h Care M o d e l :

M o r b i d i t y Model o f D e g e n e r a t i v e D i s e a s e s . RM-77-6.

International Institute for Applied Systems Analaysis.

Laxenburg, Austria.

Kapadia, A.S., and B.C. McInnis (1977) Stochastic Compartmental Modeling, Parameter Estimation and Analysis of Cancer

Treatment Systems, in D.D. Venedictov, ed. HeaZeh S y s t e m M o d e l i n g and t h e I n f o r m a t i o n S y s t e m f o r t h e C o o r d i n a t i o n o f R e s e a r c h i n O n c o l o g y . CP-77-4. International Institute for Applied Systems Analysis. Laxenburg, Austria.

Klementiev, A.A. (1977) On t h e E s t i m a t i o n o f M o r b i d i t y . RM-77-43.

International Institute for Applied Systems Analysis.

Laxenburg, Austria.

Liptser, R.S., and A.N. Shiryayev (1974) S t a t i s t i k a S l u c h a i n y k p r o t s e s s o v ( S t a t i s t i c s o f Random P r o c e s s e s I I ) Springer Verlag, New York 1977. Nauka, Moscow.

Shigan, E.N. (1977) A l t e r n a t i v e A n a l y s i s o f D i f f e r e n t M e t h o d s f o r E s t i m a t i o n P r e v a l e n c e R a t e . RM-77-40. International Institute for Applied Systems Analysis. Laxenburg, Austria.

(30)

Venedictov, D.D., et al. (1977) Health Care: A Systems Approach, in D.D. Venedictov, ed. H e a l t h S y s t e m M o d e l i n g and t h e I n f o r m a t i o n S y s t e m f o r t h e C o o r d i n a t i o n o f R e s e a r c h i n

O n c o l o g y . CP-77-4. International Institute for Applied

Systems Analysis. Laxenburg, Austria.

Willekens, F., and A. Rogers (1976) C o m p u t e r Programs f o r S p a t i a l D e m o g r a p h i c A n a l y s i s . RM-76-58. International

Institute for Applied Systems Analysis. Laxenburg, Austria.

(31)

LIST OF RECENT PUBLICATIONS IN THE HEALTH CARE SYSTEMS TASK

Shigan, E.N., ed. (1978) Systems Modeling in Health Care.

Proceedings of an IIASA Conference, November 22-24, 1977 (CP-78-12).

Gibbs, R. J. (1978) The IIASA Health Care Resources Allocation Sub-Models: Mark 1 (RR-78-08).

Gibbs, R.J. (1978) A Disaggregated Health Care Resource Allocation Model (RM-78-01).

Kaihara, S., N. Kawamura, K. Atsumi, and I. Fujimasa (1978) Analysis and Future Estimation of Medical Demands LJsing A Health Care Simulation Model: A Case Study of Japan

(RM-78-03).

Fujimasa, I., S. Kaihara, and K. Atsumi (1978) A Morbidity Submodel of Infectious Diseases (RP.4-78-10).

Propoi, A. (1978) Models for Educational and Manpower Planning:

A Dynamic Linear Programming Approach (RM-78-20).

Klementiev, A.A., and E.N. Shigan (1978) Aggregate Model for Estimating Health Care System Resource Requirements (AJIER)

(RM-78-21)

.

Hughes, D.J. (1978) The IIASA Health Care Resource Allocation Sub-Model Mark 2: The Allocation of Many Different

Resources (RM-78-50).

Hughes, D.J. (1978) The IIASA Health Care Resource Allocation Submodel: Estimation of Parameters (RM-78-67).

(32)

Hughes, D.J. (1979) A Model of the Equilibrium Between Different Levels of Treatment in the Health Care System: Pilot

Version (WP-79-15)

.

Fleissner, P. (1979) Chronic Illnesses and Socio-Economic Conditions: The Finland Case 1964 and 1968 (WP-79-29).

Shigan, E.N., .D.J. Hughes, P. Kitsul (1979) Health Care System Modeling at IIASA: A Status Report (SR-79-4).

Rutten F.F .H. (1979) Physician Behavior: The Key to Modeling Health Care Systems for Government Planning (WP-79-60).

A Committee Report (1979) to IIASA by the Participants in an Informal Meeting on Health Delivery Systems in Developing Countries (CP-79-10)

.

Shigan, E.N., P. Aspden, and P. Kitsul (1979) Modeling Health Care Systems: June 1979 Workshop Proceedings (CP-79-15).

Hughes, D.J., E. Nurminski, and G. Royston (1979) Nondifferen- tiable Optimization Promotes Health Care (WP-79-90).

Rousseau, J.M., R.J. Gibbs (1980) A Model to Assist Planning the Provision of Hospital Services (CP-80-3).

Fleissner, P., K. Fuchs-Kittowski, and D.J. Hughes (1980) A Simple Sick-Leave Model used for International Comparison

(WP-80-42).

Aspden, P., R.J. Gibbs, and T. Bowen (1980) DRAM Balances Care (WP-80-43)

Aspden, P., M. Rusnak (1980) The IIASA Health Care Resource Allocation Submodel: Model Calibration for Data from Czechoslovakia (WP-80-53)

.

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