IACETH Institute for Atmospheric and Climate Science
Parameterization of the planetary boundary layer and surface processes
Figure: Trenberth, Climate System Modeling, 1992
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Add on
I Link to usefulscriptson parameterization of diabatic processes:
www.ecmwf.int/newsevents/training/lecture notes/LN PA.html
I Gibbs phenomenon(ringing artifacts):
Behavior of the Fourier series of a piecewise continuously differentiable periodic functionf at a jump discontinuity:
the nth partial sum of the Fourier series has large oscillations near the jump, which might increase the maximum of the partial sum above that of the function itself. The overshoot does not die out as the frequency increases, but approaches a finite limit.
(en.wikipedia.org/wiki/Gibbs phenomenon)
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Typical flow chart in a GCM
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IACETH Institute for Atmospheric and Climate Science
Introduction
I The interaction of the atmosphere with the Earth’s surface involves the exchange of heat, momentum, moisture and chemical species and hence is an important component of climate system modelling.
I Most GCMs can predict these surface fluxes reasonably well in the absence of complications due to terrain, canopy or precipitation.
I Outline for today:
I Cloud-free planetary boundary layer (PBL)
I Surface processes
I Cloud-topped PBL
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
I Because the PBL is the link between the Earth’s surface and the free atmosphere, it must be included in climate models.
I The PBL’s structure is dominated by surface processes that generate turbulent motions on a range of spatial scales.
I The surface layer (typically the lowest 100 to 200 meters) is defined by the condition of near constant fluxes of heat, momentum and moisture with height.
I Since the typical height of the PBL is 2 km or less, a large number of vertical layers are required to properly resolve the PBL. Because the computational cost of these additional layers is considered too large, PBL processes are parameterized in GCMs.
I The parameterizations should account for the dependence of the PBL height on surface conditions and surface types.
I It should also distinguish between an unstable, neutral or stable atmosphere; and it should couple in a consistent manner with the other parameterizations in the GCM.
Ulrike Lohmann (IACETH) PBL May 3, 2007 5 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
www.mmm.ucar.edu/mm5/documents/MM5tut Web notes/MM5/mm5.htm
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IACETH Institute for Atmospheric and Climate Science
Different wind speed profiles in the PBL
(Fig. 2 Beljaars, ECMWF lecture)Ulrike Lohmann (IACETH) PBL May 3, 2007 7 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Daytime vs. nighttime PBL
Source: Wallace and Hobbs, Atmospheric Science, Acad. Press, 2006
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
I Start with the equation for the horizontal windu:
∂u
∂t +u∂u
∂x +v∂u
∂y +w∂u
∂z −fv =−1 ρ
∂p
∂x +ν∇2u (1) whereνis the kinematic viscosity.
I The spatial scales that are important in the PBL are much smaller than those present in the rest of the atmosphere.
I This means that the prognostic variables such asu,v,w,T,q are separated into mean and subgrid-scale terms (u=U+u0).
I After averaging and application of the Boussinesq approximation (retain density fluctuations in the buoyancy terms only), we obtain:
∂U
∂t +U∂U
∂x +V∂U
∂y +W∂U
∂z = fV − 1 ρ0
∂P
∂x +ν∇2U (2)
− ∂
∂xu0u0− ∂
∂yu0v0− ∂
∂zu0w0 whereρ0is the density of the mean state.
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IACETH Institute for Atmospheric and Climate Science
I The correlation terms likeu0w0are called eddy flux or Reynolds stresses
I Assume that we can neglect viscous effects for large Reynolds number (UL/ν >>1, whereLis a length scale) and thex,y scales are much larger than thez-scales (BL approximation):
∂U
∂t +U∂U
∂x +V∂U
∂y +W∂U
∂z −fV =−1 ρ0
∂P
∂x − ∂
∂zu0w0 (3)
I The simplest approach of obtaining these Reynolds stress terms is to assume they are described by an eddy diffusion process:
∂u0w0
∂z =−KM
∂U
∂z (4)
whereKM is the eddy diffusion coefficient for momentum.
I Although this is a straightforward model for the PBL, a constantKM coefficient is insufficient to model many observed states of the PBL.
Ulrike Lohmann (IACETH) PBL May 3, 2007 10 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Eddy diffusion process
(Wallace and Hobbs, 2006)Ulrike Lohmann (IACETH) PBL May 3, 2007 11 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
K
Mas a function of stability
I The Richardson numberRi is defined as the ratio of
mechanical generation of turbulence by wind shear vs. buoyant consumption by static stability. It is used as a dynamic stability measure to determine if turbulence will exist.
I Better: obtainKM as a function ofRi.
KM =l2FM
dU dz
(5) whereFM is a function ofRi andl is a turbulence length scale:
1 l = 1
κz +1
λ (6)
whereκis the von Karman constant (=0.4) andzis the height.
I It is confined by the asymptotic valueλsuch thatl is limited by the PBL height.
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IACETH Institute for Atmospheric and Climate Science
Turbulent kinetic energy (TKE)
I Another approach is to obtainKM from the turbulent kinetic energy (E):
KM= 0.52lM0 √
E (7)
where
E = 1
2(u02+v02+w02) (8) andlM0 is a modified mixing length.
I The prognostic equation for TKE is given as:
dE
dt =−u0w0∂U
∂z
| {z }
I
−u0w0∂V
∂z
| {z }
I
− g ρ0w0ρ0
| {z }
II
+∂
∂z
E0w0
| {z }
III
+p0w0 ρ
| {z }
IV
−
|{z}
V
(9)
Ulrike Lohmann (IACETH) PBL May 3, 2007 13 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Turbulent kinetic energy (TKE)
I Terms I represent mechanical production of turbulence by wind shear and convert energy of the mean flow into turbulence
I Term II is the production of turbulence by buoyancy and converts potential energy of the atmosphere to turbulence or vice versa
I Terms III and IV are transport or turbulent diffusion terms because they equal zero when vertically integrated over the domain. They represent the vertical transport of turbulence energy by turbulent fluctuations and the pressure fluctuations respectively.
I Term V is the dissipation term which converts TKE into heat by molecular friction at very small scales.
Ulrike Lohmann (IACETH) PBL May 3, 2007 14 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
TKE spectrum
(Fig. 9.5 Wallace&Hobbs, 2006)Ulrike Lohmann (IACETH) PBL May 3, 2007 15 / 36
IACETH Institute for Atmospheric and Climate Science
TKE budget
(Fig. 5.4 Stull, 1988)Ulrike Lohmann (IACETH) PBL May 3, 2007 16 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
www.mmm.ucar.edu/mm5/documents/MM5tut Web notes/MM5/mm5.htm
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
I The surface layer is defined by the near vertical constancy (variations less than 10%) of the heat, momentum and moisture fluxes.
I The turbulent flux of a variableχat the surface is obtained from the bulk transfer relation:
(w0χ0)S=−Cχ|UL|(χL−χS) (10) whereCχis the transfer coefficient. The subscriptsLandSrefer to values at the lowest model level (representing the top of the surface layer) and the surface, respectively, and|UL|is the horizontal wind vector at levelL.
I The transfer coefficients are obtained from Monin-Obukhov similarity theory by integrating the flux-profile relationships over the lowest model layer.
I The bulk transfer coefficients depend on the wind shear and static stability of the atmosphere above the surface, and the roughness of the surface. In general,Cχincreases in magnitude as the atmosphere becomes more unstable.
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IACETH Institute for Atmospheric and Climate Science
Typical roughness lengths
Ground cover Roughness length (m)
Calm sea, paved areas, smooth desert 0.0002 Snow-covered fields, pack ice 0.005
Farm fields, tundra 0.03
Cultivated area with low crops 0.1
High crops, vineyards 0.25
Forest clumps, scattered buildings 0.5
Villages, mature forests 1
Centres of large cities, irregular forests ≥2
Ulrike Lohmann (IACETH) PBL May 3, 2007 19 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Surface temperatures over land
I Traditionally, AGCMs have calculated the land surfaceTs from a surface energy balance condition:
CL∂Ts
∂t =Rnet+LE+H+G (11) whereCLis the heat capacity of the layer [J m−2K−1],H= sensible heat flux,LE = latent heat flux,G = ground heat flux, andRnetis the net radiation:
Rnet= (1−αs)RSW↓ +RLW↓ −σTs4 (12) whereαs = surface albedo,RSW↓ = downwelling solar
radiation,RLW↓ = downwelling longwave radiation,= surface emissivity andσthe Stefan-Boltzmann constant.
I Recently, however, land surface models are being employed within AGCMs to evaluate the surface and subsurface T.
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Background albedo in the ECHAM GCM
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IACETH Institute for Atmospheric and Climate Science
Sea surface temperatures (SST)
I Over oceans, Tsmust be either specified or calculated from an interactive ocean model.
I Many GCM studies of the atmosphere have employed fixed SSTs.
Daily SSTs are prescribed by linearly interpolating between mid-month observed SSTs and thus allow for seasonal variations.
Although this enables the AGCM to be run with great computational efficiency, it denies the atmosphere any realistic interaction over ocean regions. That is, surface fluxes are irrelevant to SSTs.
I It implies that the total surface-atmosphere system need not be in energy balance, i.e. the globally and annually averaged
top-of-the-atmosphere (TOA) net radiation balance need not to be 0!
I Typically, fixed SST models are “tuned” to guarantee this balance condition. But any perturbation to the “tuned” model, e.g. change in the model physics, will cause an imbalance.
I Over sea ice regions, Tsneeds to be evaluated from a sea ice model.
Ulrike Lohmann (IACETH) PBL May 3, 2007 22 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Surface hydrology
Easiest method: Budyko’s bucket model:
∂Ws
∂t =PR−JEV −R+M where:
Ws Soil water content PR: Precipitation rate JEV: Evaporation rate R: Runoff
M: Melt water
I IfWs>Wsmax⇒Runoff Wsmax = Depth of ground water reservoir
Figure: www.icsu-scope.org/
downloadpubs/scope35/chapter05.html
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Simulated vs. observed cloud cover
Ulrike Lohmann (IACETH) PBL May 3, 2007 24 / 36
IACETH Institute for Atmospheric and Climate Science
Importance oceanic low clouds
I The cloud-topped boundary layer is a very widespread phenomenon with importance for global climate
I These clouds mainly form in regions of subtropical anticyclones or in response to cold air outbreaks
I A 4% increase in the area of the globe covered by low-level stratus clouds could offset the 2-3 K temperature increase due to doubling of CO2
I Strato cumulus (Sc) are important for the radiation budget because they reflect large amounts of shortwave radiation.
I They are difficult to predict in GCMs because they are thin and inversion is steep.
I Missing to capture them in coupled atmosphere-ocean (AO) GCMs is drastic as the ocean then absorbs too much radiation, which cause cause problems in simulating El Ninos.
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Importance of low clouds for climate change
Figure: Model response to 2xCO2and change in low cloud amount [Stephens, J.Climate, 2005]
Ulrike Lohmann (IACETH) PBL May 3, 2007 26 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Typical vertical structure of stratocumulus-topped BL
www.zamg.ac.at/docu/Manual/SatManu/CMs/ScSh/images/sscosk2k.jpg
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IACETH Institute for Atmospheric and Climate Science
Temporal evolution of the cloud-topped BL
Source: Wallace and Hobbs, Atmospheric Science, 2006
Ulrike Lohmann (IACETH) PBL May 3, 2007 28 / 36
IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
I Envision the boundary layer to be characterized by a
population of buoyant plumes rising from the warm sea surface
I The boundary layer becomes well mixed as a result of the vigorous upward fluxes of sensible and latent heat
I TKE is generated both by buoyancy and by wind shear (cf.
equation 9):
I Mixing maintains a layer of constant mean Θein the mixing layerh
I The equivalent potential temperature Θe is defined as:
Θe≡Θexp Lqv
cpTs
(13) Ts(T,qv,p) is the temperature at which an air parcel would become saturated by lowering its pressure dry-adiabatically.
I Θeis conserved when condensation/evaporation are the only diabatic effects
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Schematic of the cloud-topped boundary layer
Figure: 5.10 Houze [1993]
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IACETH Institute for Atmospheric and Climate Science
I his bounded by a layer of different Θe(usually higher) aloft
I Θeof layer above is maintained either by subsidence in the descending branch of the Hadley cell or in cold air mass behind a front
I What happens when air with higher Θe is entrained into the cloud elements?
I When cloud elements thicken to form a more continuous layer, radiative cooling becomes important
I Now ocean is shielded by the cloud layer and the turbulent heat flux in the subcloud layer diminishes
I TKE generation is concentrated in cloud layer caused by buoyancy and wind shear
I Stratus can breakup into Sc or cumulus (Cu) when boundary layer is slightly unstable or into Cu, cumulonimbus (Cb) else
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Breakup of the cloud-topped boundary layer
Figure: 5.11 Houze [1993]; Randall, JAS [1980]
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Cloud-top-entrainment instability (CTEI)
I Warm air entrained into top of Sc might cool and sink if it were initially dry enough to support considerable evaporative cooling of the neighboring cloud droplets.
I Evaporative cooling is sufficient to make some mixtures of clean and cloudy air negatively buoyant with respect to the cloud layer so that the parcel is accelerated downward.
Figure:Randall, JAS [1980]
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IACETH Institute for Atmospheric and Climate Science
Role of entrainment
I The unstable environment is defined as (Lilly, 1968):
∆Θe= Θejust above CT −Θejust below CT<0 (14)
I This theory was further developed by Randall and Deardorff (1980) such that:
∆Θe<kL∆qt cp
(15) wherek=0.23
I However, not all observations support this CTEI criterion. Some data showed nearly isothermal entrainment, i.e. no evaporative cooling
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Role of entrainment
Figure: Cotton and Anthes: Storm and cloud dynamics, 1989
In 2/3 of the cases, breakup occurs when theory predicts it (shaded region).
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IACETH Institute for Atmospheric and Climate Science
Introduction Cloud-free PBL Surface layer Cloud-topped PBL Breakup
Role of large-scale subsidence
I Large-scale subsidence establishes the pronounced capping inversion, which serves as an upper lid to the PBL and confines moisture and heat fluxes from ocean in shallow layer.
I Subsidence also dries the overlying air mass.
I Subsidence establishes environmental conditions favorable for maintaining a solid stratus deck, but too much subsidence may be responsible for breakup of Sc.
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