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Cyclotomic quiver Hecke algebras III

The Ariki-Brundan-Kleshchev categorification theorem

Andrew Mathas

University of Sydney

Categorification, representation theory and symplectic geometry Hausdorff Research Institute for Mathematics

November 2017

Outline of lectures

1 Quiver Hecke algebras and categorification Basis theorems for quiver Hecke algebras Categorification ofUq(g)

Categorification of highest weight modules

2 The Brundan-Kleshchev graded isomorphism theorem Seminormal forms and semisimple KLR algebras Lifting idempotents

Cellular algebras

3 The Ariki-Brundan-Kleshchev categorification theorem Dual cell modules

Graded induction and restriction The categorification theorem

4 Recent developments

Consequences of the categorification theorem Webster diagrams and tableaux

Content systems and seminormal forms

Andrew Mathas—Cyclotomic quiver Hecke algebras III 2 / 26

Ariki-Brundan-Kleshchev categorification theorem

Let C be a generalised Cartan matrix of type A(1)e or A:

· · ·

The aim for this lecture is to explain and understand:

Theorem (Ariki, Brundan-Kleshchev, Brundan-Stroppel, Rouquier)

Let C be a Cartan matrix of type A(1)e or A and let kbe a field. Then LA(Λ)∼=M

n≥0

Proj(RnΛ) and LA(Λ) ∼=M

n≥0

Rep(RnΛ) Moreover, if k=C then

• The canonical basis ofLA(Λ)coincides with

{[P]|self dual projective indecomposable RnΛ-module, n≥ 0}

• The dual canonical basis ofLA(Λ) coincides with {[D]|self dual irreducibleRnΛ-modules, n≥0}

Ariki proved the ungraded analogue of this result in 1996, establishing and generalising the LLT conjecture. This result motivated Chuang-Rouquier’s sl2-categorification paper and the introduction of quiver Hecke algebras

Multipartitions and dominance

A multipartition, or `-partition, of n is an ordered`-tuple of partitions λ= (λ(1)(2)|. . .|λ(`))such that |λ|=|λ(1)|+· · ·+|λ(`)|=n Let PnΛ be the set of`-partitions of n

We identify `-partitions and their diagrams:

[λ] ={(l,r,c)|1≤l ≤`,1≤c ≤λ(l)r } For example, if λ= (3,1|2,2|∅|12)then

A node is any triple (l,r,c)in a diagram. The set{1, . . . , `} ×N2 of nodes is totally ordered by the lexicographic order

The set PnΛ is a post under dominance, where ifλ,µ∈ PnΛ then λBµ if

l−1

X

k=1

(k)|+

i

X

j=1

λ(lj )

l−1

X

k=1

(k)|+

i

X

j=1

µ(lj )

Dominance corresponds to moving nodes in the diagrams up and to the left

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Addable and removable nodes

Recall from last lecture that we fixed integers κ1, . . . , κ` such that

#{1≤l ≤`|κl ≡ i (mod e)}= (hi,Λ), for i ∈I

An addable nodeofλis a nodeB ∈/ λsuch that λ+A:=λ∪ {B} ∈ Pn+1Λ A removable nodeof λis a node B ∈λwith λ−A :=λ\ {B} ∈ Pn−1Λ A node (l,r,c)∈ {1,2, . . . , `} ×N2 is an i-nodeif it has residue

i =κl +c−r +eZ∈ I =Z/eZ

Let Addi(λ) andRemi(λ)be the sets of addable and removable i-nodes Definition (Brundan-Kleshchev-Wang)

If A is an addable or removable i-node of µ define:

dA(µ) = #{B ∈Addi(µ)|A>B} −#{B ∈ Remi(µ)|A> B} dA(µ) = #{B ∈ Addi(µ)|A <B} −#{B ∈Remi(µ)|A<B} di(µ) = #Addi(µ)−#Remi(µ)

Andrew Mathas—Cyclotomic quiver Hecke algebras III 5 / 26

Standard tableaux

A λ-tableauis a mapt: [λ]−→ {1,2, . . . ,n}, which we identify with a labelling of [λ]. A tableau t isstandard if its entries increase along rows and down columns in each component

Let Std(λ) be the set of standard λ-tableaux

Example Let λ= (3,2|22|(2,1). Then two standard λ-tableau are:

tλ =

1 2 3 4 5

6 7 8 9

10 11 12

tλ =

8 10 12 9 11

4 6 5 7

1 3 2

These are the initial and finalλ-tableau, respectively If t∈Std(λ) define permutations d(t)and d0(t)∈Sn by

tλd(t) =t=tλd0(t)

Theresidue sequenceoft∈Std(PnΛ)isit ∈In where t−1(m)is animt-node Let A=t−1(n). Define thedegree and codegree, respectively, of t by:

degt= degt↓(n−1)+dA(µ) and deg0t= deg0t↓(n−1)+dA(µ) such that “empty(0|. . .|0)-tableau” has degree and codegree 0

By definition,degt,deg0t∈ Z. They can be positive, negative or zero

Andrew Mathas—Cyclotomic quiver Hecke algebras III 6 / 26

Cellular bases

The algebra RnΛ has two natural “dual” graded cellular bases.

For λ∈ PnΛ define polynomials yλ=y(tλ)and yλ =y(tλ) inductively by yλ =y(tλ↓(n−1))yndA(λ) and yλ =y(tλ↓(n−1))yndA(λ)

Then these two cellular bases have the following properties

Poset (PnΛ,D) (PnΛ,E)

Basis {ψst|(s,t)∈Std2(PnΛ)} {ψst0 |(s,t)∈ Std2(PnΛ)} Definition ψstd(s)iλyλψd(t) ψstd0(s)iλyλψd0(t)

Degree degψst = degs+ degt deg0ψst = deg0s+ deg0t

Residues is and it is and it

Cell modules Sλ Sλ

Simple modules Dµ Dµ

Let KnΛ= {µ∈ PnΛ|Dµ 6=0}andKΛn ={µ∈ PnΛ|Dµ 6= 0}. Then {Dµhki |µ∈ KΛn,k ∈Z} and {Dµhki |µ∈ KnΛ,k ∈Z} are both complete sets of pairwise non-isomorphic irreducible RnΛ-modules For symmetric groups, the Specht modules and simple modules are

interchanged by tensoring with the sign representation

Andrew Mathas—Cyclotomic quiver Hecke algebras III 7 / 26

Graded decomposition matrices

For λ∈ PnΛ and µ∈ KnΛ define graded decomposition numbers dλµ(q) = [Sλ:Dµ]q =P

k∈Z[Sλ :Dµhki]qk ∈ N[q,q−1] Let dq = (dλµ(q)) be the graded decomposition matrix

Let Yµ be the (graded) projective cover of Dµ Let cq = ([Yµ :Dν]q)µ,ν∈KΛ

n be the graded Cartan matrix Theorem

Suppose that λ∈ PnΛ and µ∈ KnΛ. Then

dµµ(q) =1anddλµ(q)6= 0only if λDµ

Moreover, Yµ has a filtration by graded Specht modules in which Sλ appears with multiplicitydλµ(q)

=⇒ cq = dTqdq

Proof This follows from the general theory of (graded) cellular algebras Remark Specht filtration multiplicities are not well-defined, but the import of the theorem is that [Yµ :Sλ]q = [Sλ:Dµ]q

Andrew Mathas—Cyclotomic quiver Hecke algebras III 8 / 26

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Induction and restriction

For i ∈I define 1n,i =P

j∈In1ji ∈ Rn+1Λ

Lemma

Let i ∈I. There is an embedding of graded algebrasRnΛ ,→Rn+1Λ given by 1j 7→1ji, yr 7→yr1n,i and ψs 7→ψs1n,i

This induces an exact functor

i-Ind :RnΛ-Mod−→Rn+1Λ -Mod;M 7→M⊗RΛ

n 1n,iRn+1Λ

Moreover, Ind=L

i∈Ii-Ind

Proof Check the KLR relations and use the KLR basis theorems The functor i-Ind has a natural left adjoint:

i-ResM =Me1,i ∼= HomRΛ

n(1n,iRnΛ,M) Theorem (Kashiwara)

Suppose i ∈I. Then (i-Res,i-Ind) is a biadjoint pair.

Andrew Mathas—Cyclotomic quiver Hecke algebras III 9 / 26

Induction and restriction of Specht modules

Theorem (Brundan-Kleshchev-Wang, Hu-Mathas) Suppose that kis an integral domain and λ∈ PnΛ.

1 Let B1>B2>· · ·>By be the removablei-nodes of λ.

Then i-ResSλ and i-ResSλ have graded Specht filtrations 0=R0 ⊂R1⊂ · · · ⊂Ry =i-ResSλ

0=Ry+1⊂ Ry ⊂ · · · ⊂R1 =i-ResSλ

such that Rj/Rj−1 ∼=qdBj(λ)Sλ−Bj andRj/Rj+1∼=qdBj(λ)Sλ−Bj

2 Let A1>A2· · ·>Az be the addable i-nodes ofλ.

Then i-IndSλ andi-IndSλ have graded Specht filtrations 0=Iz+1 ⊂Iz ⊂ · · · ⊂I1=i-IndSλ

0=I0 ⊂I1⊂ · · · ⊂ Iz =i-IndSλ

such that Ij/Ij+1∼=qdAj(λ)Sλ+Aj andIj/Ij−1∼= qdAj(λ)Sλ+Aj

Proof Reduce to the semisimple case and then use the seminormal form

Andrew Mathas—Cyclotomic quiver Hecke algebras III 10 / 26

Graded branching rules and tableaux degrees

0 1

0 −1 0 0

0 1 00 1 2 0 1

=⇒ [ResS(3,1)] =q[S(3)] + [S(2,1)] and [IndS(13)] = [S(2,12)] +q[S(14)] (Brundan, Kleshchev and Wang) (Hu and M.) Paths still index a basis =⇒ dimqS(3,1)= q+q−1+q

=⇒ dimqD(3,1) =q+q−1

Defect and duality

Let ∗be the unique (homogeneous) anti-isomorphism of RnΛ that fixes each of the KLR generators

=⇒ (ψst)= ψts and(ψst0 )0ts, so∗is the cellular basis involution for both the ψ andψ0-bases

If M is an RnΛ-module then M~ = Homk(M,k)is an RnΛ-module with action: (h·f)(m) =f(hm), for h∈RnΛ,f ∈ M~ and m∈M

=⇒ dimqM~ = dimqM

where f(q) =f(q−1) is theZ-linearbar involution on Z[q,q−1] Previously, we noted that(Dµ)~∼=Dµ and(Dν)~ ∼=Dν

To describe duality on the Specht modules define the defectof β∈ Q+ defβ = (Λ, β)− 12(β, β) = 12

(Λ,Λ)−(Λ−β,Λ−β)

∈ N For λ∈ PnΛ set βλ =Pn

k=1αit

k ∈ Q+, for any t∈ Std(λ).

The defectof λisdefλ= defβλ

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Symmetrizing form

A graded k-algebra A is agraded symmetric algebra if there exists a homogeneous non-degenerate trace form τ:A−→k, where kis in degree zero. That is, τ(ab) =τ(ba)and if 06=a∈ A then there exists b∈A such thatτ(ab)6=0.

Theorem (Hu-M., Kang-Kasiwara, Webster)

Suppose that β ∈Qn+. Then RβΛ a graded symmetric algebra with homogeneous trace form τβ of degree −2defβ.

Proof Our proof reduces to the trace-form on HnΛ. A key part of the argument is the observation that

τβstψ0uv)6=0 only if uDt and that τβstψts0 )6=0 Corollary (Hu-M.)

Let λ∈ PnΛ. Then Sλ ∼=qdefλSλ~ and Sλ =qdefλ(Sλ)~

Proof By the remarks above, an isomorphism is given by sending ψt ∈Sλ to the map θt∈qdefλSλ~ that is given by θtu0) =τβtλtψ0utλ)

Andrew Mathas—Cyclotomic quiver Hecke algebras III 13 / 26

The Hom-dual

Define # to be the graded endofunctor ofRep(RnΛ)andProj(RnΛ)given by M#= HomRΛ

n(M,RnΛ)

In particular, note that (Yµ)# ∼=Yµ since Yµ is a summand of RnΛ

A straightforward argument using the adjointness of ⊗ and Hom gives:

Lemma

Let β∈Q+. As endofunctors of Rep(RβΛ), there is an isomorphism of functors #∼=q2defβ◦~.

We use will ~ as the duality for the dual canonical bases and # for the canonical basis

Andrew Mathas—Cyclotomic quiver Hecke algebras III 14 / 26

The quantum group U

q

( sl b

e

)

Given our choice of Cartan matrix, we need to work with Uq(bsle) The quantum group Uq(slbe) associated with the Cartan matrixC is the Q(q)-algebra generated by {Ei,Fi,Ki±|i ∈ I}, subject to the relations:

KiKj =KjKi, KiKi−1=1, KiEjKi−1=qcijEj KiFjKi−1=q−cijFj, [Ei,Fj] =δijKi−K

−1 i

q−q−1 , P

0≤c≤1−cij(−1)cq1−cij

c

y

iEi1−cij−cEjEic =0 P

0≤c≤1−cij(−1)cq1−cij

c

y

iFi1−cij−cFjFic =0 where qd

c

y

i = JdKi!

JcKi!Jd−cKi! and JmKi! =Qm k=1

qk−q−k q−q−1

Recall that A=Z[q,q−1]

Let UA(bsle)be Lusztig’s A-form ofUq(bsle), which is theA-subalgebra of Uq(bsle)generated by the quantised divided powers

Ei(k) =Eik/JkKi! and Fi(k) =Fik/JkKi! For each Λ∈P+ there is a irreducible integrable highest weight module L(Λ) of highest weight Λ.

Andrew Mathas—Cyclotomic quiver Hecke algebras III 15 / 26

The combinatorial Fock space

The combinatorial Fock spaceFAΛ is the free A-module with basis the set of symbols { |λi |λ∈ PΛ}, where PΛ =S

n≥0PnΛ. For future use, let KΛ =S

n≥0KΛn . Set FQΛ(q)= FAΛAQ(q). Then,FQΛ(q) is an infinite dimensional Q(q)-vector space. We consider { |λi |λ∈ PΛ}as a basis ofFQΛ(q) by identifying|λiand |λi ⊗1Q(q).

Theorem (Hayashi, Misra-Miwa)

Suppose that Λ∈P+. Then FQΛ(q) is an integrable Uq(bsle)-module with Uq(bsle)-action determined by

Ei|λi= X

B∈Remi(λ)

qdB(λ)|λ−Bi, Fi|λi= X

A∈Addi(λ)

q−dA(λ)|λ+Ai

and Ki|λi=qdi(λ)|λi, fori ∈I andλ∈ PnΛ. Proof A tedious check of the relations

It follows from the theorem that L(Λ)∼=Uq(bsle)|0`i, where0` is the zero `-partition. Define LA(Λ) =UA(bsle)|0`i

Andrew Mathas—Cyclotomic quiver Hecke algebras III 16 / 26

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The CDE triangle in the Fock space

Recall that Rep(RΛ) =L

n≥0Rep(RnΛ)and Proj(RΛ) =L

n≥0Proj(RnΛ) Proposition

Suppose that Λ∈P+. Then thei-induction andi-restriction functors induce a Uq(bsle)-module structure on Proj(RΛ)⊗AQ(q) and

Rep(RΛ)⊗AQ(q)so that, as Uq(slbe)-modules,

Proj(RΛ)⊗AQ(q)∼=L(Λ)∼=Rep(RΛ)⊗AQ(q) Proof The decomposition matrix defines

the linear maps shown. As vector space homomorphisms, dTq is injective and dq is surjective. Using the graded induction and restriction formulas it remains to observe that Ei coincides with i-Res and that q−1FiKi coincides with i-Ind.

Proj(RΛ) FQΛ(q)

Rep(RΛ) dTq

dq

cq

The result then follows since L(Λ) =Uq(bsle)vΛ ⊆imdTq

Andrew Mathas—Cyclotomic quiver Hecke algebras III 17 / 26

Cartan pairing

A semilinearmap of A-modules is a Z-linear map θ:M−→N such that θ(f(q)m) =f(q)θ(m), for allf(q)∈A andm∈M.

A sesquilinear mapf :M×N−→A, where M and N are A-modules, is a function that is semilinear in the first variable and linear in the second.

Define theCartan pairing h[P],[M]i= dimqHomRΛ

n(P,M), for P ∈Proj(RnΛ)andM ∈Rep(RnΛ). This is a sesquilinear form because

HomRΛ

n(Phki,M)∼= HomRΛ

n(P,Mh−ki)

=⇒ h[Yµ],[Dν]i=δµν

The biadjointness of(Ei,Fi) implies that

hi-Indx,yi=hx,i-Resyi andhi-Resx,yi=hx,i-Indyi Using the uniqueness of the Shapovalov form, we obtain:

=⇒ If x ∈Proj(RΛ)and y ∈Rep(RΛ) then hdTq(x),yi=hx,dq(y)i Corollary

As UA(slbe)-modules,Proj(RΛ) =LA(Λ)and

Rep(RΛ) =LA(Λ) ={x ∈LQ(q)(Λ)| hx,yi ∈Afor all y ∈LA(Λ)}

Andrew Mathas—Cyclotomic quiver Hecke algebras III 18 / 26

Dualities on Fock space

The dualities ~ and # on Rep(RΛ)induce semilinear endomorphisms on Rep(RΛ) andProj(RΛ) by

[M]~= [M~] and [M]# = [M#] We concentrate on ~. Writed−1q = (eµν(−q)) Lemma

Let λ∈ KΛn. Then [Sµ]~ = [Sµ] + X

µBτ∈KΛn

aµτ(q)[Sτ] Proof We just compute using the decomposition matrix:

[Sµ]~= X

µBν∈KΛn

dµν(q)[Dν]~

= X

µDν

dµν(q) [Dν]

= [Sµ] + X

τ∈KΛn µBτ

X

ν∈KΛn µDνDτ

dµν(q)eντ(−q) [Sτ]

Lusztig’s Lemma

Proposition (Lusztig’s lemma)

There exists a unique basis {Bµ|µ∈ KΛ}ofRep(RΛ) such that (Bµ)~=Bµ and Bµ = [Sµ] + X

µBτ∈KΛn

bµτ(q)[Sτ] where bµτ(q)∈ δµτ +qZ[q]

Proof

Uniqueness IfBµ and B˙µ are two such elements then Bµ−B˙µ =P

µBτ cµτ(q)[Sτ], for cµτ(q)∈qZ[q].

The left-hand side is ~-invariant and cµτ(q)∈ q−1Z[q−1]. If τ 6=µ is maximal such that cµτ(q)6= 0then the last lemma forces

cµτ(q)∈qZ[q]∩q−1Z[q−1] ={0}, a contradiction! Hence,Bµ = ˙Bµ

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Lusztig’s lemma – existence

Existence: argue by induction on dominance

If µ∈ KnΛ is minimal in KnΛ then Bµ = [Sµ] = [Dµ] = (Bµ)~. If µ∈ KnΛ is not minimal set Cµ = [Dµ]

=⇒ (Cµ)~=Cµ and Cµ = [Sµ] +P

µBτcµτ(q)[Sτ], for cµτ(q)∈A

If cµτ(q)∈qZ[q] for all τ, set Bµ = Cµ – we’re done If not, let ν be maximal such that cµν(q)∈/ qZ[q]

Replace Cµ with the element Cµ−aµν(q)Bν, whereaµν(q)is the unique Laurent polynomial such that aµν(q) =aµν(q) and

cµν(q)−aµν(q)∈ qZ[q].

=⇒ (Cµ)~=Cµ and the coefficient of [Sν] inCµ belongs to qZ[q].

Repeating this process, after finitely many steps we construct an

element Bµ with the required properties. 2

Andrew Mathas—Cyclotomic quiver Hecke algebras III 21 / 26

Canonical basis

Using an almost identical argument starting with Xµ =P

λ∈KΛn eλµ(−q)[Yλ]∈Proj(RΛ) we obtain:

Proposition (Lusztig’s lemma)

There exists a unique basis {Bµ|µ∈ KΛ}of Proj(RΛ) such that (Bµ)# =Bµ and Bµ = [Sµ] + X

τBµ∈KΛn

bτ µ(q)[Xτ] where bτ µ(q)∈ δτ µ+qZ[q]

The basis {Bµ} is thedual canonical basis of LA(λ)∼=Rep(RΛ)and {Dµ|µ∈ KΛ}is the canonical basisof LA(Λ)∼=Proj(RnΛ)

As their names suggest, these two bases are dual under the Cartan pairing:

Corollary

Suppose that λ,µ∈ KΛ. Then hBµ,Bλi=δλµ

Andrew Mathas—Cyclotomic quiver Hecke algebras III 22 / 26

Ariki’s categorification theorem

Let Proj(HΛ) =L

n≥0Proj(HnΛ) be the Grothendieck group of the ungraded algebras HnΛ, forn≥ 0.

=⇒ Proj(HΛ) is the freeZ-module with basis{Yµ|µ∈ KΛ}, where M 7→M is the forgetful functor that forgets the grading Let L1(Λ) be the irreducible integrable highest weight module with highest weight Λwhenq =1

Theorem (Ariki’s Categorification Theorem)

Suppose that k is a field of characteristic zero. Then the canonical basis of L1(Λ)coincides with the basis of (ungraded)projective indecomposable HnΛ-modules {[Yµ]|µ∈ KΛ}of Proj(HnΛ).

Corollary

Suppose that k is a field of characteristic zero. Then {[Dµ]|µ∈ KΛ}is the dual canonical basis of LA(Λ)

=⇒ dλµ(q)∈δλµ+qN[q]

Andrew Mathas—Cyclotomic quiver Hecke algebras III 23 / 26

Further reading I

S. Ariki,On the decomposition numbers of the Hecke algebra ofG(m,1,n), J. Math. Kyoto Univ.,36(1996), 789–808.

,Representations of quantum algebras and combinatorics of Young tableaux, University Lecture Series,26, American Mathematical Society, Providence, RI, 2002. Translated from the 2000 Japanese edition and revised by the author.

S. Ariki and A. Mathas,The number of simple modules of the Hecke algebras of typeG(r,1,n), Math. Z.,233(2000), 601–623.

J. Brundan and A. Kleshchev,Graded decomposition numbers for cyclotomic Hecke algebras, Adv. Math.,222(2009), 1883–1942.

,The degenerate analogue of Ariki’s categorification theorem, Math.

Z.,266(2010), 877–919.arXiv:0901.0057.

J. Brundan, A. Kleshchev, and W. Wang,Graded Specht modules, J. Reine Angew. Math.,655 (2011), 61–87.arXiv:0901.0218.

M. Geck,Representations of Hecke algebras at roots of unity, Astérisque, 1998, Exp. No. 836, 3, 33–55. Séminaire Bourbaki. Vol. 1997/98.

Andrew Mathas—Cyclotomic quiver Hecke algebras III 24 / 26

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Further reading II

J. Hu and A. Mathas,Graded cellular bases for the cyclotomic

Khovanov-Lauda-Rouquier algebras of typeA, Adv. Math.,225(2010), 598–642. arXiv:0907.2985.

, Graded induction for Specht modules, Int. Math. Res. Not. IMRN, 2012(2012), 1230–1263. arXiv:1008.1462.

A. Kleshchev,Linear and projective representations of symmetric groups, Cambridge Tracts in Mathematics,163, Cambridge University Press, Cambridge, 2005.

A. Lascoux, B. Leclerc, and J.-Y. Thibon,Hecke algebras at roots of unity and crystal bases of quantum affine algebras, Comm. Math. Phys.,181 (1996), 205–263.

A. Mathas, Cyclotomic quiver Hecke algebras of type A, in Modular representation theory of finite and p-adic groups, G. W. Teck and K. M.

Tan, eds., National University of Singapore Lecture Notes Series,30, World Scientific, 2015, ch. 5, 165–266.arXiv:1310.2142.

Andrew Mathas—Cyclotomic quiver Hecke algebras III 25 / 26

Further reading III

,Restricting Specht modules of cyclotomic Hecke algebras, Science China Mathematics, 2017, 1–12. Special Issue on Representation Theory, arXiv:1610.09729.

R. Rouquier,Quiver Hecke algebras and 2-Lie algebras, Algebra Colloq.,19 (2012), 359–410.

M. Varagnolo and E. Vasserot,Canonical bases and KLR-algebras, J. Reine Angew. Math.,659 (2011), 67–100.

B. Webster,Canonical bases and higher representation theory, Compos.

Math.,151(2015), 121–166.arXiv:1209.0051.

Andrew Mathas—Cyclotomic quiver Hecke algebras III 26 / 26

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