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Syntax and Type Analysis

Lecture Compilers SS 2009

Dr.-Ing. Ina Schaefer

Software Technology Group TU Kaiserslautern

Ina Schaefer Syntax and Type Analysis 1

Educational Objectives

Tasks of Different Syntax Analysis Phases

Interaction of Syntax Analysis Phases

Specification Techniques for Syntax Analysis

Generation Techniques

Usage of Tools

Lexical Analysis

Context-free Analysis (Parsing)

Context-sensitive Analysis

(2)

Introduction to Syntax and Type Analysis

Syntax Analysis

Tasks of Syntax Analysis

Check if Input is syntactically correct

Dependant on Result:

! Error Message

! Generation of appropriate Data Structure for subsequent processing

Ina Schaefer Syntax and Type Analysis 3

Introduction to Syntax and Type Analysis

Syntax Analysis Phases

Lexical Analysis:

String Token Stream (or Symbol String) Context-free Analysis:

Token Stream Tree

Context-sensitive Analysis:

Tree Tree with Cross References

Scanner Source Code

as String

Token Stream

Parser

Name and Type Analysis Syntax

Tree

Attributed Syntax Tree

(3)

Introduction to Syntax and Type Analysis

Reasons for Separation of Phases

Lexical and Context-free Analysis

! Reduced load for context-free analysis, e.g. whitespaces are not required for context-free analysis

Context-free and Context-sensitive Analysis

! Context-Sensitive Analysis uses tree structure instead of token stream

! Advantages for construction of target data structure

For Both Cases

! Increased efficiency

! Natural process (cmp. natural language)

! More appropriate tool support

Ina Schaefer Syntax and Type Analysis 5

Lexical Analysis

Lexical Analysis

(4)

Lexical Analysis

Lexical Analysis

Tasks

Break input character string into symbol stream (or token stream) wrt. language definition

Classify symbols into classes

Representation of symbols

! Hashing of identifieres

! Conversion of constants

Elimination of

! whitespaces (spaces, comments...)

! external constructs (compiler directives...)

Ina Schaefer Syntax and Type Analysis 7

Lexical Analysis

Lexical Analysis (2)

Terminology

Symbol: a word over an alphabet of characters (often with additional information, e.g. token class, encoding, position..)

Symbol Class: a set of tokens (identifier, constants, ...);

correspond to terminal symbols of a context-free grammar

(5)

Lexical Analysis

Lexical Analysis: Example

Input Line 23:

␣␣if␣(␣A␣<=␣3.14␣)␣␣␣B␣=␣B--

33

© A. Poetzsch-Heffter, TU Kaiserslautern 25.04.2007

Beispiel: (lexikalische Analyse)

Zeile 23 der Eingabedatei:

Ergebnis der lexikalischen Analyse:

if( A <= 3.14) B = B---

Symbolklasse String Codierung Zeile:Spalte IF “if“ 23:3 OPAR “(“ 23:5 ID “A“ 72 23:7 RELOP “<=“ 4 23:9 FLOATCONST “3.14“ 3,14 23:12 CPAR “)“ 23:16 ID “B“ 84 23:20 ...

Hashcode des Identifiers Wert der

Konstanten

Codierung für Operator <=

Symbolinformation

Token

Class String Encoding Col:Row

Value of

Constant Hash Code

of Identifier Encoding of Operator Token

Information

33

© A. Poetzsch-Heffter, TU Kaiserslautern 25.04.2007

Beispiel: (lexikalische Analyse)

Zeile 23 der Eingabedatei:

Ergebnis der lexikalischen Analyse:

if( A <= 3.14) B = B---

Symbolklasse String Codierung Zeile:Spalte IF “if“ 23:3 OPAR “(“ 23:5 ID “A“ 72 23:7 RELOP “<=“ 4 23:9 FLOATCONST “3.14“ 3,14 23:12 CPAR “)“ 23:16 ID “B“ 84 23:20 ...

Hashcode des Identifiers Wert der

Konstanten

Codierung für Operator <=

Symbolinformation

Input Line 23:

Result of Lexical Analysis:

Ina Schaefer Syntax and Type Analysis 9

Lexical Analysis Specification of Scanners

Specification

The Specification of the Lexical Analysis is a Part of the Programming Language Specification.

The two Parts of Lexical Analysis Specification:

Scanning Algorithm (often only implicit)

Specification of Symbols and Symbol Classes

(6)

Lexical Analysis Specification of Scanners

Examples: Scanning

1. Statement in C B␣=␣B␣---␣A;

Problem: Separation ( - - and - are symbols) Solution: Longest symbol is chosen, i.e B␣=␣B␣--␣-␣A;

2. Java Fragment

class␣public␣{␣public␣m()␣{...}␣}

Problem: Ambiguity (key word, identifier) Solution: Precedence Rules

Ina Schaefer Syntax and Type Analysis 11

Lexical Analysis Specification of Scanners

Standard Scan-Alogrithm (Concept)

Scaning is often implemented as Co-Routine:

State is remainder of input

Co-Routine returns next symbol

In error cases, co-routine returns the UNDEF symbol and updates the input

(7)

Lexical Analysis Specification of Scanners

Standard Scan-Alogrithm (Pseudo Code)

String left_input : = input;

Symbol nextSymbol() {

Symbol curSymbol := longestSymbolPrefix(left_input);

left_input:= cut(curSymbol, left_input);

return curSymbol;

}

where cut is defined as

if curToken "= UNDEF, curToken is removed from left_input

else left_input remains unchanged.

Ina Schaefer Syntax and Type Analysis 13

Lexical Analysis Specification of Scanners

Standard Scan-Alogrithm (2)

longestSymbolPrefix(String egr) {

\\ length(egr) > 0 int curLength := 0;

String curPrefix := prefix(curLength,egr);

Symbol longestSymbol := UNDEF;

while (curLength <= length(egr) && isSymbolPrefix(curPrefix)) if (isSymbol(curPrefix) {

longestSymbol := curPrefix;

}

curLength++;

curPrefix:=prefix(curLength,egr);

}

return longestSymbol;

}

(8)

Lexical Analysis Specification of Scanners

Standard Scan-Algorithm (3)

Only Predicates have to be defined:

isSymbolPrefix: String bool

isSymbol: String bool Remarks:

Standard Scan-Algorithm is used in many modern languages, but not e.g. in FORTRAN because blanks are not special except in literal symbols, e.g.

! DO 7 I = 1.25 DO 7 I is an identifier.

! DO 7 I = 1,25 DO is a keyword.

Error Cases are not handled

Complete Realisation of longestSymbolPrefix is discussed later.

Ina Schaefer Syntax and Type Analysis 15

Lexical Analysis Specification of Scanners

Specification of Symbols

Symbols are specified by regular expressions.

Symbols Classes are described informally.

(9)

Lexical Analysis Specification of Scanners

Regular Expressions

Let Σ be an alphabet, i.e. an non-empty set of characters. Σ is the set of all words overΣ, ! is the empty word.

Definition (Regular Expressions, Regular Languages)

! is a regular expression (r.e.) and denotes the language L = {!}.

Each a Σ is a r.e. and denotes the language L= {a}.

Let r and s be two r.e. defining the languages R and S, resp.

Then the following are r.e. and define the corresponding language L:

! (r|s) withL = RS Union

! rs withL = {vw |v R,w S} Concatenation

! r with{v1. . .vn|vi R,0 i n} Kleene Star

The languageL Σ is called regular iff there exists r.e.r defining L.

Ina Schaefer Syntax and Type Analysis 17

Lexical Analysis Specification of Scanners

Regular Expressions (2)

Remarks:

L= is not regular according to the definition, but is often considered regular.

Other Operators, e.g. +, ?, ., [] can be defined using the basic operators, e.g.

! r+ (rr) r \ {!}

! [aBd] a|B|d

! [a g] a|b|c|d|e|f|g

Caution: Regular Expressions only define valid symbols and do not specify the program or translation units of a programming language.

(10)

Lexical Analysis Implementation of Scanners

Implementation of Scanners

Scanner Generator

Sequence of Regular Expressions and Actions

(Input Language of Scanner Generator)

Scanner Program

(mostly in Programming Language)

Ina Schaefer Syntax and Type Analysis 19

Lexical Analysis Implementation of Scanners

Scanner Generator: JFlex

Typical Use of JFlex:

java -jar JFlex.jar Example.jflex javac Yylex.java

Actions are written in Java

Examples :

1. Regular Expression in JFlex [a-zA-Z_0-9] [a-zA-Z_0-9] * 2. JFlex Input with Abbreviations

ZI = [0-9]

BU = [a-zA-Z_]

BUZI = [a-zA-Z_0-9]

%%

{BU}{BUZI}* { anAction(); }

(11)

Lexical Analysis Implementation of Scanners

A complete JFlex Example

enum Token { DO, DOUBLE, IDENT, FLOATCONST, STRING;}

%%

%type Token // declare token type ZI = [0-9]

BU = [a-zA-Z_]

BUZI = [a-zA-Z_0-9]

ZE = [a-zA-Z_0-9!?\]\[\.\t...]

%%[ \t]* /* whitespace */

"do" { return Token.DO; }

"double" { return Token.DOUBLE; } {BU}{BUZI}* { return Token.IDENT; }

{ZI}+\.{ZI}+ { return Token.FLOATCONST; }

\"({ZE}|\\\")*\" { return Token.STRING; }

Ina Schaefer Syntax and Type Analysis 21

Lexical Analysis Implementation of Scanners

Scanner Generators

Scanner Generation uses the Equivalence between

! Regular Expressions

! Non-determininstic finite automata (NFA)

! Deterministic finite automata (DFA)

Construction Methods is based in two steps:

! Regular Expressions NFA

! NFA DFA

(12)

Lexical Analysis Implementation of Scanners

Definition of NFA

Definition (Non-deterministic Finite Automaton)

A non-deterministic finite automaton is defined as a 5-tuple M = (Σ,Q,∆,q0,F)

where

Σ is the input alphabet

Q is the set of states

q0 Q is the initial state

F Q is the set of final states

Q ×Σ ∪{!}× Q is the transition relation.

Ina Schaefer Syntax and Type Analysis 23

Lexical Analysis Implementation of Scanners

Regular Expressions NFA

Principle: For each regular sub-expression, construct NFA with one start and end state that accepts the same language.

1. Schritt: Reguläre Ausdrücke ! NEA Übersetzungsschema:

• !

• a

• (r|s)

• (rs)

• r*

Prinzip: Konstruiere für jeden regulären Teilausdruck NEA mit genau einem Start- und Endzustand, der die gleiche Sprache akzeptiert.

s

0

f

0

s

0

a

s

0

f

0

! s

1

R f

1

s

2

S f

2

!

! !

s

1

R f

1

! s

2

S f

2

s

1

R f

1

! f

0

s

0

!

!

!

Ina Schaefer Syntax and Type Analysis 24

(13)

Lexical Analysis Implementation of Scanners

Regular Expressions NFA (2)

43

© A. Poetzsch-Heffter, TU Kaiserslautern 25.04.2007

1. Schritt: Reguläre Ausdrücke ! NEA Übersetzungsschema:

!

• a

• (r|s)

• (rs)

• r*

Prinzip: Konstruiere für jeden regulären Teilausdruck NEA mit genau einem Start- und Endzustand, der die gleiche Sprache akzeptiert.

s0 f0

s0 a

s0 f0

! s1 R f1

s2 S f2

!

! !

s1 R f1 ! s2 S f2

s1 R f1 ! f0

s0 !

!

!

© A. Poetzsch-Heffter, TU Kaiserslautern 43 25.04.2007

1. Schritt: Reguläre Ausdrücke ! NEA Übersetzungsschema:

• !

• a

• (r|s)

• (rs)

• r*

Prinzip: Konstruiere für jeden regulären Teilausdruck NEA mit genau einem Start- und Endzustand, der die gleiche Sprache akzeptiert.

s0 f0

s0

a

s0 f0

! s1 R f1

s2 S f2

!

! !

s1 R f1 ! s2 S f2

s1 R f1 ! f0

s0 !

!

!

43

© A. Poetzsch-Heffter, TU Kaiserslautern 25.04.2007

1. Schritt: Reguläre Ausdrücke ! NEA Übersetzungsschema:

!

• a

• (r|s)

• (rs)

• r*

Prinzip: Konstruiere für jeden regulären Teilausdruck NEA mit genau einem Start- und Endzustand, der die gleiche Sprache akzeptiert.

s

0

f

0

s

0

a

s

0

f

0

!

s

1

R f

1

s

2

S f

2

!

! !

s

1

R f

1 !

s

2

S f

2

s

1

R f

1 !

f

0

s

0 !

!

!

Ina Schaefer Syntax and Type Analysis 25

Lexical Analysis Implementation of Scanners

Example: Construction of NFA

44© A. Poetzsch-Heffter, TU Kaiserslautern

Übersetzung am Beispiel von Folie 41: s5s6s7s8s9s10s11

s2s4 s13s12 s17s16s14s15

d elbuods3o

AB BUZI BU ZI ZI. ZI

ZI s19

s20ZE s21 s22s23s24\

s26

s25

!! !

!!

! ! !

! !

(14)

Lexical Analysis Implementation of Scanners

!-closure

Function closure computes the !-closure of a set of states s1, . . . ,sn.

Definition (!-closure)

For an NFA M = (Σ,Q,∆,q0,F) and a state q Q, the !-closure of q is defined by

!-closure(q) ={p Q|p reachable from q via!-transitions} For S Q, the !-closure of S is defined by

!-closure(S) = !

sS

!-closure(s)

Ina Schaefer Syntax and Type Analysis 27

Lexical Analysis Implementation of Scanners

Longest Symbol Prefix with NFA

longestSymbolPrefix(char[] egr) { // length(egr) > 0

StateSet curState : = closure( {s0} );

int curLength := 0;

int symbolLength := undef;

while (curLength <= length(egr) && !isEmptySet(curState) ) if (contains(curState,finalState)) {

symbolLength := curLength;

}

curLength++;

curState:=closure(successor(curState,egr[curLength]));

}

return symbol(prefix(egr,symbolLength));

}

(15)

Lexical Analysis Implementation of Scanners

Longest Symbol Prefix with NFA (2)

Remark:

Problem of Ambiguity is not solved yet:

If there are more than one token matching the longest input prefix, one of these tokens is returned by the function symbol.

Ina Schaefer Syntax and Type Analysis 29

Lexical Analysis Implementation of Scanners

NFA DFA

Principle:

For each NFA, a DFA can be constructed that accepts the same language. (In general, this does not hold for NFA with output.) Properties of DFA:

No !-transitions.

Transitions are determined by function.

(16)

Lexical Analysis Implementation of Scanners

NFA DFA (2)

Definition (Deterministic Finite State Automaton)

A deterministic finite automaton is defined as a 5-tuple

M = (Σ,Q,∆,q0,F) where

Σ is the input alphabet

Q is the set of states

q0 Q is the initial state

F Q is the set of final states

∆ : Q ×Σ Q is the transition function.

Ina Schaefer Syntax and Type Analysis 31

Lexical Analysis Implementation of Scanners

NFA DFA (3)

Construction: (according to John Myhill)

The States of the DFA are subsets of NFA states

(powerset construction). Subsets of finite sets are also finite.

The start state of the DFA is the!-closure of theNFA start state

The final states of the DFA are the sets of states that contain an NFA final state.

The successor state of a state S in the DFA under input ais obtained by

! computing all successors p of q S undera in the NFA

! and adding the!-closure of p

(17)

Lexical Analysis Implementation of Scanners

NFA DFA (4)

If working with character classes (e.g. [a-f]), characters and character classes at outgoing transitions must be disjoint.

Completion of automaton for error handling:

! Insert additional (final) state (nT)

! For each state, add a transition for each character for which no outgoing transition exists to the nonToken state.

Ina Schaefer Syntax and Type Analysis 33

Lexical Analysis Implementation of Scanners

NFA DFA (5)

Definition (DFA for NFA)

Let M = (Σ,Q,∆,q0,F) be a NFA. Then, the DFA M# corresponding to the NFA M is defined as M# = (Σ,Q#,#,q0#,F#) where

the set of states is Q# P(Q), power set of Q

the initial state q0# is the !-closure of q0

the final states are F# = {S Q |S ∩F "= ∅}

#(S,a) = !-closure({p|(q,a,p) ∆,q S}) for all a Σ.

(18)

Lexical Analysis Implementation of Scanners

Example: DFA

48© A. Poetzsch-Heffter, TU Kaiserslautern25.04.2007

s0,1,2,5,12,14,18

s1 LZ, TAB

LZ, TAB s3,6,13

s4,7,13

s8,13 s 13 BU\{d}d

e l b u o

BUZI\{b} BUZI\{u} BUZI\{o} BUZI

BUZI\{l}

BUZI\{e}

BUZI s17s16s15

ZI ZI.ZI

ZI s19,20,22,25 s19,20,21,22,25 s 26 s19,20,21,22,23,25s19,20,22,24,25,26

s9,13

s10,13

s11,13 ZE \

“ “

\

ZE

“ “

\ZEZE \

ksWg. Übersichtlichkeit Kanten zu ks nur angedeutet.

Transitions to nT sketched.

nT

Ina Schaefer Syntax and Type Analysis 35

Lexical Analysis Implementation of Scanners

Longest Symbol Prefix with DFA

longestSymbolPrefix(char[] egr) { // length(egr) > 0

State curState : = start_state;

int curLength := 0;

int symbolLength := undef;

while (curLength <= length(egr) && curState != nT) if ( curState is FinalState) {

tokenLength := curLength;

}

curLength++;

curState := successor(curState,egr[curLength]));

}

return symbol(prefix(egr,tokenLength));

}

(19)

Lexical Analysis Implementation of Scanners

Longest Symbol Prefix with DFA (2)

Remarks:

Computation of closure at construction time, not at runtime.

(Principle: Do as much statically as you can!)

Problem of ambiguity still not solved.

Most scanner generators use ordering of rules in case of conflicts.

Ina Schaefer Syntax and Type Analysis 37

Lexical Analysis Implementation of Scanners

Longest Token Prefix with DFA (3)

Implementation Aspects:

Constructed DFA can be minimized.

Input buffering is important: often use of cyclic arrays (caution with maximal token length, e.g. in case of comments)

Encode DFA in table

Choose suitable partitioning of alphabet in order to reduce number of transitions (i.e. size of table)

Interface with Parser: usually parser asks proactively for next token (co-routines)

(20)

Lexical Analysis Implementation of Scanners

Recommended Reading

Wilhelm, Maurer: Chap. 7, pp. 239-269 (More theoretical)

Appel: Chap 2, pp. 16 - 37 (More practial) Additional Reading:

Aho, Sethi, Ullman: Chap. 3 (very detailled)

Ina Schaefer Syntax and Type Analysis 39

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