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CLIMATE AND SOLAR ENERGY CONVERSION

PROCEEDINGS OF A IlASA WORKSHOP DECEMBER

8-

10,1976

JILL WILLIAMS, GERHARD

KROMER,

AND JEROME WEINGART, Editors CP-77-9

DECEMBER 1877

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CLIMATE AND SOLAR ENERGY CONVERSION

Proceedings of a IlASA Workshop December 8-10,1976

Jill Williams, Gerhard Kromer, and Jerome Weingart, Editors

CP-77-9 December 1977

Views expressed herein are those of the contributors and not neces- sarily those of the International Institute for Applied Systems Analysis.

The Institute assumes full responsibility for minor editorial changes, and trusts that these modifications have not abused the sense of the writers' ideas.

International Institute for Applied Systems Analysis

A-2361 Laxenburg, Austria

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Copyright @ 1978 IIASA

All rights resewed. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage or retrieval system, without permission in writing from the publisher.

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PREFACE

The IIASA Energy Program is concerned with global aspects of energy systems in terms of resources, demands, options, strategies, and constraints. One constraint o n an energy system is its potential impact o n climate. The IIASA Energy and Climate Subtask, which is supported by the United Nations Environment Programme (UNEP), is studying the possible impact on global climate of the three major medium- t o long- term energy options: nuclear, fossil fuel, and solar. A workshop was held a t IIASA in December 1976 t o discuss the potential impact o n global climate of large-scale solar energy conversion. The Workshop provided information o n characteristics of solar energy conversion systems and o n possible ways in which they could alter climatic boundary conditions.

The tools available for studying the problem--climate models and case studies--were also discussed. This material forms the basis for a continuing study of the climate constraints of the solar option within the Energy and Climate Subtask, and in cooperation with other groups.

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Contents

SUMMARY OF WORKSHOP DISCUSSIONS

Background

Climate and Mankind Weather and Climate Models

Solar Energy Conversion as a Global Energy Option Solar Energy Systems Technologies

Comments, Conclusions, and Recommendations

PAPERS BY WORKSHOP PARTICIPANTS

Estimating Variations o f the Earth's Climate Klaus Fraedrich

Experiments t o Study the Effects o n Simulated Changes In Albedo, Surface Roughness, and Surface Hydrology Jill Williams

Local Energy Balance of Solar Thermal Electric and Photovoltaic Power Plants

Jerome Weingart

The Effects o f Solar Energy Conversion on Climate Mark Davidson and Donald F. Grether

A Scenario for Albedo Modification Due t o Intensive Solar Energy Production

Donald Grether, Mark Davidson, and Jerome Weingart Possible Climatic Impact of Large-Scale Solar Thermal Energy Production

Gerald L. Potter and Michael C. MacCracken Possible Impacts of Large Solar Energy Systems on

Local and Mesoscale Weather Chandrakant M. Bhumralkar

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APPENDIXES

Appendix 1 : Glossary of Technical Terms Appendix 2: About the Participants

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S U M M A R Y O F WORKSHOP DISCUSSIONS

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BACKGROUND Introduction

The Workshop brought together a small number of experts from appropriate fields, including engineering, physics, and meteorology, to discuss the climatic aspects of the production of heat, electric- ity, and fuels from solar energy conversion at the global scale.

A number of different professional fields, which normally do not interact extensively, are joined in these Proceedings. Therefore we have prepared a brief overview of the major issues in climate dynamics as they relate to the subject of the Workshop, and a dis- cussion of the various solar energy options and their possible future use. We have emphasized the technological features that are most significant in terms of possible climatic effects.

The first part of the Proceedings has been produced jointly by the editors and several of the participants. The second part contains the contributions of the Workshop participants, modified somewhat by each author during the Workshop and prior to publica- tion of the final version.

The IIASA Climate Project

The IIASA Energy Systems Program is concerned with identifying and understanding the constraints for the large-scale production and consumption of energy, and thus with the evaluation and compar- ison of various energy options (e.g., coal, fission, fusion, solar, geothermal) in the medium- and long-term future (i.e., 15 to 100 years). This work has been discussed in detail in a number of available IIASA publications and will not be summarized here.

Weinberg and Hammond (1971 )

,

Washington (1972), Hafele (1 974)

,

and others have indicated that the impacts of the large-scale pro- duction and consumption of energy on climate may represent an im- portant constraint on future energy systems. For example, waste heat introduced into the atmosphere in the vicinity of large energy parks may have adverse effects on micro-, meso-, and macro-climate.

It has also been recognized that greatly increased use of fossil fuels could lead to dramatic increases in the CO, content of the atmosphere, which in turn could lead to significant changes in global climate (Baes et al., 1976). In addition to waste heat and CO,, other byproducts of the process of energy production, such as particles, gases, and moisture, may have important effects on cli- mate in the future. With energy production and consumption increas- ing more rapidly than populatkon, it seems important to investigate how these byproducts of energy systems might significantly influence the climate (see, for example, Schneider and Dennett (19751, and Schneider with Mesirow (1976) )

.

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The study of potential impacts of energy systems on weather and climate is an important component of IIASA's research. The ultimate objectives of this research are to investigate the short- and long-term effects of each energy option (and combinations thereof) on weather and climate, to incorporate these effects into the study of the various energy options, and to evaluate and com- pare their impacts and implications within this framework. The objectives of the energy/climate study include:

-

Investigation of the impacts of waste heat on global and regional climate;

-

Assessment of the impacts on climate of the large-scale implementation of solar energy systems; and

-

Determination of the upper and lower bounds for the effects of certain particulates and gases on global climate.

The initial research in this direction was to investigate the impact of energy parks on climate where large amounts of waste heat (300 TW) are released into the atmosphere. The results of this work have been reported by Hafele (19761, and by Murphy et al.

(1976).

Currently the work is continuing on an examination of the ef- fects of concentrated large sources of waste heat, and is expanding to include both the effects of CO, on climate and the climatic ef- fects of solar energy conversion (SEC) on the global scale.

Objectives of the Workshop

The objectives of the Workshop were as follows:

-

Preliminary identification of the possible impacts of solar energy systems on weather and climate at the micro-, meso-, and macroscales;

-

Determination of the effects that should be investigated and to what extent;

-

Identification of available tools and their suitability for such investigation;

-

Review of previous work which might be relevant to the solar/climate issue;

-

Formulation, if possible, of specific proposals for co- operative efforts of IIASA and the institutions repre- sented at the Workshop.

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CLIMATE AND MANKIND General Concerns

Since the beginning of history, climate has played a dominant role in determining where and how people live. Temporal and spa- tial distributions of climate have determined the patterns of agriculture and the availability of water, and have had a signif- icant role in facilitating much of the biological and cultural diversity that exists. In addition, the fluctuations of the cli- matic system have produced such physical phenomena as storms, floods, and droughts, which have caused, and continue to cause, substantial human dislocation and suffering.

Long before there was either advanced technology or very.many people, the clearing of woodland for agriculture and the over- grazing of grasslands by migratory herds of domesticated animals resulted in substantial changes in the landscape over large areas.

In recent centuries, however, our capabilities have grown enormous- ly to the point where mankind has become a global ecological force.

However, the combination of rapid population growth, powerful tech- nologies and the energy to exercise them on a global scale may result in substantial changes in the surface of the earth and in the composition of the atmosphere and thus possibly in the climate.

Climate may again become a controlling factor in mankind's development both in the negative sense that our actions may result in substantial and irreversible undesirable changes and in the positive sense that an awareness of the potential for such con- sequences may modify our behavior so that we can avoid or minimize such changes.

Energy and Climate

The direct conversion and use of energy can be an important force in climatic change. One component of the climatic system that is changing through energy use is the content of CO, in the atmosphere as a result of the increased use of fossil fuels ini- tiated by the Industrial Revolution. There is strong evidence to support the argument that these increases in CO, content could result in increased temperatures and climatic change. However, the exact relationship between CO, and its impact on climate is not fully understood, and requires extensive investigation.

A second way that man may modify climate is through heat released into the atmosphere. At present, these heat releases are invariably concentrated in the dense urban areas, which con- stitute a very small fraction of the earth's surface. The main effect on the mesoscale is the production of urban heat-islands.

In the future, however, large quantities of waste heat may be introduced into the atmosphere through the use of nuclear power

"parks".

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A number of other possible climatic impacts of energy use have been widely discussed (SMIC, 1971) but not rigorously in- vestigated. For example, any implementation of an energy system that involves large-scale changes in vegetation (such as biomass conversion for producing fuels and electricity) could affect climate. Modification of the natural vegetation affects several significant physical parameters which in turn are linked to the climatic system. These include the surface roughness, albedo, porosity, and conductivity as well as the apportionment of the available net radiation into sensible and latent heating of the atmosphere (SMIC, 19 7 1 )

.

Mitchell (1970) has described the changes in heat budget that occur after conversion from forest to agricultural use, and these differences are certainly significant on a microscale.

Deforestation of large tropical areas is potentially more signif- icant; Newel1 (1971) has suggested that deforestation of the Amazon basln could affect the dynamics of the general atmospheric circulation. This effect has been studied by Potter et al. (1975), using a zonal atmospheric model. Consideration must therefore be given to the possible effects of modifying the earth's surface by large-scale energy systems. This consideration will be signifi- cant in the case of large-scale solar energy conversion (SEC).

Likewise, changes in surface water area, by construction of artificial lakes, draining swamps, straightening rivers, flood control, and evaporation of water to produce salt are all likely to influence climate at least on a microscale, and possibly, de- pending on the extent and persistence of the effect, on the re- gional and the global scales as well. SCEP (1970) point out, for example, that damming the Congo River would almost certainly af- fect the climate over a large portion of Central Africa, and that the anticipated water area would be sufficiently large that global climatic changes could not be ruled out. Keller (1970) has esti- mated that runnoff from the Federal Republic of Germany has de- creased 12 percent between 1891 and 1930 and 1931 to 1960, pri- marily because of increased water uses. Such changes could have an impact on the moisture balance of the earth-atmosphere system.

Other possibilities for climate modification arise from pro- posals for very large-scale energy production. Marchetti (1976) has suggested the use of the Canton Island for siting a giant nuclear power station (1 TW) whose end product would be hydrogen.

Cold ocean water from great depths would be used to dispose of the 2 TW(th) waste heat. The interaction of such schemes and the features of the tropical and, perhaps even the global atmos- pheric and oceanic circulations, must be considered.

Solar Energy Conversion and Climatic Change

Because of the rapidly growing interest in SEC technologies, and the need to compare large-scale uses of major future energy sources on an environmental basis, it is appropriate to initiate exploration of the climatic implications of the solar option.

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There has been a generally prevalent view that environmental impacts of SEC would be minimal even with the very large scenarios considered here. Such attitudes have been expressed regarding po- tential impacts on weather and climate.

For example, the MITRE Corporation carried out an extensive study of solar energy systems for the National Science Foundation solar energy program in 1973. For ocean thermal energy plants, they indicated that such systems would be "virtually pollution free; no residuals would be produced". For solar thermal electric and photovoltaic plants, the effects that would occur, if any, would be "predominantly associated with the collector arrays", but there was no discussion of what physical or climatic effects could be expected. However, they did indicate that the heat bal- ance of the atmosphere "might be somewhat affected by the trans- fer of energy from the collector site to the load points of the system". They further point out that for each million BTU of energy produced by solar rather than fossil fueled plants, air pollution would be reduced by three pounds of sulfur oxides, one pound of nitrogen oxides, and one pound of particulates. (They could also have included the reduction in CO, injection.)

If solar systems are used on a scale that could really impact world energy needs, the areas involved for SEC plants (land and ocean) would be on the order of 1 to 10 million km2. The first figure would be for the production of 50 TW (thermal equivalent) at a production rate of 50 w/m2; the latter is for a more conser- vative estimate of the production rate per unit land area and for 100 TW (secondary energy) production. This latter extreme sce- nario was used in the experiments described by Potter and

MacCracken in these Proceedings; the scenario itself is described by Grether, Davidson, and Weingart (these Proceedings). The physical characteristics of the region would be permanently al- tered, and the possibility for climatic change under these condi- tions cannot be ignored.

Among the effects of SEC on the climatic system are changes in the surface energy balance, altered patterns of local precip- itation, changes in local transpiration rates through extensive paving of land surfaces, modification of the surface temperature distribution of the tropical oceans, and alteration of rate co- efficients governing CO, concentrations in the atmosphere and oceans through the increased mixing rate between surface and deep ocean layers (ocean thermal energy conversion (OTEC) systems)

.

These and other effects require much more extensive investigation if a comparison of energy options including solar is to be made in the area of weather and climate.

Some very preliminary investigations of potential solar- related effects on climate have been made (Meinel and Pleinel, 1976; Federal Energy Administration, 1974; von Hippel and Williams, 1975; Williams, 1975).

The Meinels argue that while the use of large SEC facilities (on a scale sufficient to provide the present total US energy

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demand) w i l l change t h e s u r f a c e r e l e c t i v i t y and l e a d t o a r e d i s - t r i b u t i o n o f s o l a r e n e r g y t h r o u g h i t s t r a n s p o r t t o and c o n v e r s i o n i n u r b a n r e g i o n s , t h i s e f f e c t would be l e s s pronounced t h a n t h e e f f e c t s d u e t o e x i s t i n g r o a d s and p a r k i n g l o t s . They c l a i m t h a t :

F u r t h e r , t h e plowing o f t h e Midwest e a c h s p r i n g and t h e h a r v e s t e a c h f a l l c a u s e a l a r g e r n e t p e r t u r b a t i o n o f t h e a l b e d o o f t h e U n i t e d S t a t e s t h a n would a l l t h e s o l a r c o l - l e c t o r s i n t h e f o r s e e a b l e f u t u r e ( M e i n e l and M e i n e l , 1 9 7 6 ) . I n a d d i t i o n , t h e y a r g u e t h a t by s u i t a b l e i n c r e a s e s i n r e f l e c t i v - i t y o f r e g i o n s c o n t a i n i n g s o l a r f a c i l i t i e s , e f f e c t i v e c h a n g e s i n a l b e d o c a n b e made a s s m a l l a s d e s i r e d .

T h e i r a r g u m e n t s c a n be c h a l l e n g e d on s e v e r a l g r o u n d s . F i r s t , W e i n g a r t h a s shown ( t h e s e P r o c e e d i n g s ) t h a t no s u c h g e n e r a l "can- c e l l a t i o n " o f c h a n g e s i n t h e a l b e d o i s p o s s i b l e , s i n c e t h e n a t u r a l a l b e d o o f a r e g i o n c h a n g e s w i t h t h e s e a s o n , a s d o e s t h e a l b e d o o f t h e s o l a r f a c i l i t y . A l s o , t h e e f f e c t i v e a l b e d o o f a s o l a r t h e r m a l e l e c t r i c c o n v e r s i o n (STEC) f a c i l i t y w i l l b e a f u n c t i o n o f t h e p e r - c e n t a g e s o f d i f f u s e and d i r e c t beam r a d i a t i o n , and h e n c e w i l l change w i t h t h e w e a t h e r . I n a d d i t i o n , t h e y i g n o r e o t h e r e f f e c t s , s u c h a s c h a n g e s i n h y d r o l o g y , i n t h e Bowen r a t i o , and i n t h e s u r - f a c e r o u g h n e s s , and s u r f a c e t e m p e r a t u r e d i s t r i b u t i o n , a s w e l l a s t h e e f f e c t s o f p a r t i t i o n i n g a f r a c t i o n o f t h e incoming s o l a r r a - d i a t i o n i n t o ( w a s t e ) l a t e n t a n d / o r s e n s i b l e h e a t i n g . F i n a l l y , t h e y e r r o n e o u s l y compare t h e e f f e c t s o f a t r a n s i e n t a l b e d o c h a n g e

(owing t o p l o w i n g and h a r v e s t i n g ) w i t h t h e e f f e c t s o f a p e r m a n e n t s h i f t i n s u r f a c e c h a r a c t e r i s t i c s . The l a t t e r c a n be e x t r e m e l y i m - p o r t a n t , a s i n d i c a t e d by F r a e d r i c h ( t h e s e P r o c e e d i n g s ) .

Von H i p p e l and W i l l i a m s ( 1 9 7 5 ) h a v e made a p r e l i m i n a r y i n - v e s t i g a t i o n o f t h e p o s s i b l e p h y s i c a l e f f e c t s o f OTEC s y s t e m s on t h e c l i m a t i c s y s t e m . They h a v e d i s c u s s e d t h r e e e f f e c t s i n c l u d i n g t h e l o w e r i n g o f t h e s u r f a c e t e m p e r a t u r e o f t h e Gulf S t r e a m , t h e m o d i f i c a t i o n o f t r o p i c a l o c e a n e c o s y s t e m s t h r o u g h a r t i f i c i a l (OTEC- i n d u c e d ) u p w e l l i n g , and a n i n c r e a s e i n a t m o s p h e r i c CO, owing t o t h e i n c r e a s e d mixing o f t h e o c e a n l a y e r s . They e s t i m a t e t h a t t h e u s e o f OTEC t o g e n e r a t e e l e c t r i c i t y a t t h e r a t e o f p r e s e n t US demand would r e d u c e t h e s u r f a c e t e m p e r a t u r e o f t h e Gulf S t r e a m r e g i o n by O.S°Kt and i n d i c a t e t h a t t h e y do n o t know i f t h i s i s " t o o much";

t h e y s u g g e s t t h a t s u c h a change m i g h t modify t h e c l i m a t e o f Western Europe. With r e g a r d t o CO,, t h e y s u g g e s t t h a t t h e i n c r e a s e d up- w e l l i n g o f d e e p (CO, l a d e n ) o c e a n w a t e r c a n l e a d t o i n c r e a s e d a t m o s p h e r i c CO, b u r d e n s , and c a l c u l a t e t h a t t h e CO, r e l e a s e d i n t o t h e a t m o s p h e r e t h r o u g h g e n e r a t i o n o f 3 kWh(e) by OTEC would b e e q u i v a l e n t t o t h a t r e l e a s e d by t h e p r o d u c t i o n o f 1 kWh(e) by f o s - s i l f u e l c o m b u s t i o n .

Of c o u r s e , l i m i t a t i o n s on t h e s t a t e o f t h e a r t o f w e a t h e r and c l i m a t e m o d e l i n g c o n s t r a i n t h e e x t e n t t o which t h e i m p a c t s o f SEC and o t h e r e n e r g y c o n v e r s i o n s y s t e m s c a n be q u a n t i t a t i v e l y i n v e s t i - g a t e d . However, t h e p r e s e n t s t a t u s o f t h e s e models i s s u f f i c i e n t t o examine q u a n t i t a t i v e l y some o f t h e i s s u e s s u c h a s t h e e f f e c t o f l a r g e c h a n g e s i n s u r f a c e a l b e d o o v e r a r e a s o f h u n d r e d s o f t h o u s a n d s o f s q u a r e k i l o m e t e r s . ( E l l s a e s s e r e t a l . , 1976; Charney, 1 9 7 5 ) .

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We recognize that a careful examination may indicate that the large-scale use of SEC systems will entail few climatic prob- lems. This is often argued by observing that the areas required for the provision of, say, the total US energy demand by SEC would be on the same order as the land area covered by paved roads (about 80,000 k m 2 ) and that this is considerably less than the total land area that has been dramatically modified by com- bining roads, urban and suburban settlements, and agriculture.

The implication is that if we can live with roads, cities, and agriculture (in climatological terms), then we can live with SEC systems on the largest conceivable scale. What is ignored in such arguments is the effect of differing s p a t i a l p a t t e r n s of surface modification. The distribution of roads over the land in the USA is not equivalent, in climatic terms, to the co- location of an equivalent area of solar facilities in the sunny Southwest of the country, for example.

Since work has recently begun on examining the climatic implications of fossil fuel and fission conversion, a similar effort should be undertaken in solar energy to permit detailed comparison. In this sense, if the environmental effects of other energy sources set some limit on the rate or the ultimate scale of their use, and if it turns out that solar systems are more benign, such systems may eventually be used on a large scale for environmental reasons even if their direct cost is higher than the alternatives. (This assumes that the total internalized costs of the solar option would be the same or lower than those associated with other options used beyond a certain scale.) WEATHER AND CLIMATE MODELS

Scale Definition

Atmospheric dynamics can be considered for a wide variety of time and space scales, and it is necessary to classify atmo- spheric processes according to scale. Table 1 shows a scale definition and a classification of atmospheric processes, based primarily on the horizontal dimensions of the phenomena as de- veloped by Orlanski (1975). As the latter pointed out, to define an observational or numerical experiment it is essential to de- termine the scale that is most representative of the particular event.

Models have been developed to apply the different scales of atmospheric dynamics. Global or macroscale models consider large- scale dynamics; microscale models consider the detailed behavior of the immediate surface environment in which man lives. Regional models (Randerson, 1976) consider the beta- and alpha-mesoscale subrange (25-2500 km), while mesoscale models have been developed to study heat-islands.

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