Spin susceptibilities, spin densities, and their connection to spin currents
Sigurdur I. Erlingsson, John Schliemann, and Daniel Loss
Department of Physics and Astronomy, University of Basel, Klingelbergstrasse 82, CH-4056, Switzerland 共Received 22 June 2004; published 14 January 2005兲
We calculate the frequency-dependent spin susceptibilities for a two-dimensional electron gas with both Rashba and Dresselhaus spin-orbit interactions. The resonances of the susceptibilities depend on the relative values of the Rashba and Dresselhaus spin-orbit constants, which could be manipulated by gate voltages. We derive exact continuity equations, with source terms, for the spin density and use those to connect the spin current to the spin density. In the free electron model the susceptibilities play a central role in the spin dynamics since both the spin density and the spin current are proportional to them.
DOI: 10.1103/PhysRevB.71.035319 PACS number共s兲: 73.63.⫺b, 85.75.⫺d
I. INTRODUCTION
The ability to manipulate spin states in semiconducting and metallic nanostructures is now the focus of much experi- mental and theoretical attention. Some spintronics applica- tion are already in use1,2and more have been proposed, rang- ing from spin field-effect transistors3–5 to spin qubits.6,7 In many cases the spin-orbit interaction can be used to manipu- late the electron spin via electronic means.8This sort of elec- tronic manipulation is important since technologically, elec- tric field control of spins is preferred over magnetic field control. Also, electronic control of spins has revealed many interesting physics in experiments involving semiconductor heterostructures.9,10
Some time ago it was proposed that electric fields could lead to magnetization in antiferromagnetic materials fulfill- ing certain symmetries.11This is the so-called magnetoelec- tric effect. The magnetoelectric effect was considered for conductors with special symmetry properties12and for pyro- electric superconductors.13Electric-field-induced spin orien- tation in semiconductors due to linear in momentum spin- orbit interaction was also discussed in Refs. 14–16. There has been renewed interest in this subject since this induced spin polarization might serve as spin injectors in certain semiconductor heterostructures.17,18Only recently there have been experiments which seem to demonstrate such current induced polarization of spins via spin-orbit interaction.19,20
A somewhat related effect is the so-called spin-Hall ef- fect. In the normal Hall effect the electrons are deflected by the Lorentz force, but in the spin-Hall effect spins are scat- tered by impurities preferentially to the left 共right兲 if their spins point “up”共“down”兲due to spin-orbit interaction.21,22 This will result in a spin current, but no net charge current, flowing perpendicular to the applied charge current. Such an extrinsic transverse spin current was already investigated by Dyakononov and Perel some time ago in Ref. 23 and more recently by Hirsch.24Presently there is much interest in spin- orbit mediated spin-Hall effect in semiconducting hetero- structures. Here the effect can appear in hole-25–31 or electron-doped32–42 semiconductors due to band structure properties and impurities are not necessary. Thus, the term intrinsic spin Hall effect is used to distinguish this from the previously discussed mechanism since it occurs already in the absence of impurities.26,32Due to differences in the band
structure of the holes and electron there is an important dis- tinction between the two since in the electron system the spin Hall conductance共the ratio of the transverse spin current and the applied electric field兲 reaches a universal value of e / 8 in clean systems.32 However, impurities are believed to modify this universal value33,40 and in addition, the exact influence of vertex corrections on the spin-Hall conductivity is currently under investigation.38,42,43
In this paper we consider the spin susceptibilities of a 2DEG with Rashba and Dresselhaus spin-orbit coupling.
Due to the strong 2DEG confinement the Dresselhaus cou- pling reduces to terms linear in momentum. For such linear momentum spin-orbit coupling the spin susceptibility can be used to characterize other transport properties. We calculate the susceptibilities using a free electron model and relate them to the electric-field-induced spin density. Also, we de- rive continuity equations 共with source terms兲 for the spin density and spin current, similar to the equations already derived for only Rashba coupling.36These equations are ex- act operator identities and via them we can relate the spin current to the spin density. Via these relations the spin cur- rent共which is nontrivial to measure兲can be connected to the spin density, or magnetization, which is easier to detect. The susceptibilites play a central role in the free electron model, since the Fourier transform of the spin density and the spin current are proportional to the susceptibilities.
II. THE MODEL
We consider a two-dimensional electron gas共2DEG兲with Rashba and Dresselhaus spin-orbit coupling. In the absence of external fields the Hamiltonian may be written as
H =px2+ py2 2m +␣
ប共pyx− pxy兲+ 
ប共pyy− pxx兲, 共1兲 where␣and are the Rashba and Dresselhaus共linear兲 co- efficient in a 2DEG. It is easy to see that 关px, H兴=关py, H兴
= 0, and thus we seek eigenstates of the form
k,s共r兲 ⬅ 具r兩ks典=eik·r
冑
Aus共k兲 共2兲 where us共k兲is spinor to be determined and A is the system area. Since the momenta are conserved it is possible to in- troduce an effective magnetic field⌫=
冢
−kkyx−0+␣␣kkxy冣
. 共3兲The eigenspectrum can be written in terms of this effective magnetic field, the eigenenergies of the Hamiltonian being 共s = ± 1兲
Es共k兲=ប2k2
2m + s兩⌫+兩, 共4兲 and the corresponding spinor
us共k兲= 1
冑
2冢
s兩⌫⌫1++兩冣
, 共5兲where⌫+=⌫x+ i⌫y. Note that Eqs.共4兲and共5兲are also valid for an in-plane magnetic field B using the substitution ⌫
→⌫+12gBB, where g andBare the effective g-factor and Bohr magneton, respectively.
Writing the quasimomentum in polar coordinates k
= k共cos, sin兲, the eigenspectrum of the Hamiltonian in Eq.
共1兲becomes
Es共k兲=ប2k2
2m + sk
冑
共␣2+2兲g共兲, 共6兲 where g共兲= 1 − sin共2兲sin共2兲 determines the anisotropy of the Fermi surfaces and the corresponding eigenspinors areus共k兲= 1
冑
2冢
− scos共兲e−i1g共+ i sin兲 共兲ei冣
. 共7兲Here we have introduced the following parametrization of the spin-orbit coupling strength:
sin共兲= ␣
冑
␣2+2, 苸关−/2,/2兴. 共8兲 The eigenfunctions in Eq.共7兲 have the interesting property that they depend on the spin-orbit coupling parameters␣and only via the angle . This allows one to take the limit
␣,→0 such that the angleremains fixed and the result- ing eigenvectors in Eq.共9兲are also共degenerate兲eigenvectors of the free electron Hamiltonian.44 As was pointed out in Ref. 37, the Kramers conjugate state of k,s共r兲 is −k,s共r兲, i.e., they belong to the same branch.
III. SPIN SUSCEPTIBILITIES AND CURRENT-INDUCED MAGNETIZATION
For a weak driving field the response of the system is obtained by the Kubo formalism. Due to the spin-orbit cou- pling, a pure electric field driving results in a nonzero mag- netic response. Since the spin-orbit term in Eq.共1兲 is linear in momenta, both the response functions due to magnetic and electric perturbation can be expressed with spin susceptibili- ties. The= x , y , z component of the spin density operator is defined as
共r兲=
兺
n
n,共r兲=
兺
n
n,␦共r − rn兲, 共9兲 where rnandn,are the position operator and Pauli matrix, respectively, of the nth electron. For a translationally invari- ant system, the wave vector and frequency共q ,兲dependent susceptibilities are
⬘共q,兲=
冕
0⬁
dteit i
បA具关共q,t兲,⬘共− q兲兴典, 共10兲
=
冕
0⬁
dteit1
A
兺
k,s ifបks具关共q,t兲,⬘共− q兲兴典ks, 共11兲 where fks= f关Es共k兲兴with f being the Fermi distribution func- tion and we used the notation 具¯典ks=具ks兩¯兩ks典. The fre- quency should be viewed as i→i共+ iប−1⑀兲 to regularize the integral. The operators in Eq.共11兲refer to single particle operators. This susceptibility is a spin density response func- tion and to get the magnetization response function, each spin density operator in Eq.共11兲 should be multiplied with the electron effective magnetic moment gB/ 2. Using Eq.共11兲 and the eigenspectrum represented by Eqs.共6兲and共7兲 the susceptibilities for a spatially homogeneous perturbation 共q = 0兲become
xx共兲= 1 共2兲2ប
冕
02
d共␣sin−cos兲2 共␣2+2兲1/2
冑
g共兲冕
k+共兲k−共兲
dk
⫻ k2
4共␣2+2兲g共兲k2−共ប+ i⑀兲2, 共12兲
xy共兲= 1 共2兲2ប
冕
02
d共␣sin−cos兲共sin−␣cos兲 共␣2+2兲1/2
冑
g共兲⫻
冕
k+共兲 k−共兲dk k2
4共␣2+2兲g共兲k2−共ប+ i⑀兲2. 共13兲 Note that all q = 0 dependence has been dropped for clarity.
Here we assumed zero temperature and the Fermi distribu- tion function was replaced by a step function. The resulting Fermi contours k±共兲are the solutions of
kF2= k±共兲2± k±共兲kSO
冑
g共兲, 共14兲 where kF2= 2m⑀F/ប2 is the squared Fermi momentum and kSO= m冑
␣2+2/ប2. The k integral results in a linear term and a term involving an inverse tangent in k±共兲 and the subse- quent angular integrals cannot be solved analytically. The inverse tangent can be expanded in powers of kSO/ kFⰆ1, resulting in the following lowest order result:xx共兲=yy共兲= m
2ប2
冉
1 +兿
s冑
共បs2−+ i共ប⑀兲2+ i⑀兲2冊
,共15兲 where the resonance energies are ⑀±
2= 8⑀SO⑀F关1 ± sin共2兲兴, with⑀SO= m共␣2+2兲/ប2. Using the same procedure we can calculate the off-diagonal susceptibilities in a similar manner
xy共兲=yx共兲=␦共兲−xx共兲
sin共2兲 − sin共2兲␦共兲, 共16兲 where we have defined
␦共兲= m 2ប2
8SOF
兿
s冑
s2−共ប+ i⑀兲2. 共17兲The magnetization is related to the spin density in Eq.共9兲 through m共r兲=21gB共r兲 which leads to the standard linear response relation
m共q,兲=
冉
12gB冊
2⬘共q,兲B⬘共q,兲. 共18兲To obtain the Pauli paramagnetic susceptibility one should take the following order of limits:45
lim
q→0
→lim0⬘共q,兲= m
ប2␦,⬘. 共19兲 The diamagnetic contribution can be disregarded since we assume an in-plane magnetic field. The susceptibilities in Eqs. 共12兲 and 共13兲 are calculated for the reverse order of limits done in Eq.共19兲. These⫽0 susceptibilities are the spin-orbit contribution coming from the region in k space where only one共s = −1兲 of the two branches is occupied.55 Also, the spin current 共see discussion below兲 which results from the spin-orbit interaction is nonzero due to contribu- tions from the k space area between the two Fermi contours.32,33,41 Thus we only focus on this contribution when we relate the susceptibilities to the spin-orbit mediated spin densities and the spin currents.
The value of the resonance frequency is determined by
冑
8SOF⬇0.16 meV= 40 GHz for typical GaAs para- meters:46 ␣= 0.5⫻10−9meV m and electron density ne= 4⫻1015m−2. For lower frequencies the susceptibilities remain nominally constant. In the limit␣Ⰶthe lowest order con- tribution to Eqs.共15兲and共16兲become
xx共兲= m 2ប2
1 1 −共ប+ i⑀兲2
8SOF
, 共20兲
xy共兲= − m 2ប2
␣

1 −共ប+ i⑀兲2 4SOF
冉
1 −共ប8SO+ i⑀F兲2冊
2. 共21兲Here we have not included impurities and thus the regular- ization parameter⑀can strictly only be attributed to an adia- batic turning on of the external electric or magnetic field.
In the absence of electric and magnetic fields, the spin- orbit interaction does not give rise to a net magnetization.
Even though the spin-orbit interaction has the form of a momentum-dependent magnetic field, the total contribution averages to zero.47,48 However, although the spin-orbit in- duced splitting does not give rise to an equilibrium magne-
tization, there is an asymmetry in the local magnetic field in momentum space, i.e., the local magnetic field is odd under wave vector reversal, and any translation of the Fermi sphere away from the⌫point will induce a magnetization.15Apply- ing a homogeneous electric field E共r , t兲= E0e−itto the sys- tem will give rise to the following time-dependent perturba- tion:
V共t兲= − e iE
0e−it· j共q = 0兲, 共22兲 where j共q兲 is the Fourier transform of the current density operator
j共r兲=
兺
n
jn共r兲=
兺
n
1
2兵␦共r − rn兲,vn其, 共23兲 and the velocity operatorvnfor the Hamiltonian in Eq.共1兲is given by
vn=
冢
mm11ppn,xn,y−+␣ប␣បn,yn,x−+បបn,xn,y冣
. 共24兲From linear response theory the Fourier transform of the electric field induced spin density may be written as
具x共兲典=eEx共兲
i
冉
␣បxy共兲+ បxx共兲冊
−eEy共兲
i
冉
␣បxx共兲+បxy共兲
冊
, 共25兲具y共兲典=eEx共兲
i
冉
␣បxx共兲+ បxy共兲冊
− eEy共兲
i
冉
␣បxy共兲+បxx共兲
冊
. 共26兲This result is reminiscent of the pure magnetic field induced spin density, except here eEy共兲/ i plays the role of mag- netic field, via the spin-orbit coupling. As was pointed out in Refs. 15 and 41 the dc limit corresponds to replacing the frequency with momentum scattering i→−1 /.
Multiplying Eqs. 共25兲 and 共26兲 by the sample area will give the total number of induced magnetic moments, mea- sured in units of gB/ 2. Applying an electric field E
⬇100 V / cm to a GaAs 2DEG’s with high mobility 共ប/
⬇10−2meV兲 and a sample area of A =共500m兲2, the num- ber of magnetic moments 共Bohr magnetons兲 would be around 2.5⫻107. For a 2DEG thickness of a few nm these magnetic moments produce a magnetic field of the order 10−6T. Probing 2DEG properties using ESR techniques has been succesfully used to determine the spin-orbit splitting49 and other 2DEG spin properties,50,51Using similar ESR tech- niques, the spin-orbit coefficients␣, could in principle be determined by measuring different spin density component for different direction of driving current, as a function of␣
which could be tuned by gate voltages.46,52,53 Such an in- duced spin density could be detected by Faraday rotation measurements.19
IV. CONNECTION TO SPIN CURRENT
The usual way of deriving the operator version of the particle continuity equation is to start from the definition of the density operator
共r,t兲=
兺
n
␦关r − rn共t兲兴, 共27兲 and from there one can derive the standard continuity equa- tion,
t共r,t兲+ ⵜ · j共r,t兲= 0 共28兲 from the Heisenberg equation of motion for共r , t兲. The form of the current density in Eq.共28兲is uniquely determined by the Heisenberg equation of motion. For the Hamiltonian in Eq. 共1兲 the current density is given by Eq. 共23兲, using the velocity operator in Eq.共24兲. In the case of the spin density operator
共r,t兲=
兺
n n,共t兲␦关r − rn共t兲兴, 共29兲the same procedure of evaluating the Heisenberg equation motion will not result in a unique definition of the associated spin current density. The reason is that the precession due to the momentum dependent spin-orbit magnetic field intro- duces additional terms into the equation of motion. In order to proceed one has to postulate a form for the spin current density. The most widely used definition, and physically rea- sonable, is the following:
j共r兲=
兺
n
1
2兵n,,jn共r兲其. 共30兲 This form of the spin current is Hermitian and reduces to the standard spin current form when the velocity operator is spin independent.54 Having determined the form of the spin cur- rent the resulting continuity equations become
tx共r,t兲+ ⵜ · jx共r,t兲= −2m␣
ប2 jxz共r,t兲+2m ប2 jyz共r,t兲,
共31兲
ty共r,t兲+ ⵜ · jy共r,t兲= −2m␣
ប2 jyz共r,t兲+2m ប2 jxz共r,t兲,
共32兲
tz共r,t兲+ ⵜ · jz共r,t兲= +2m␣
ប2 关jyx共r,t兲+ jxy共r,t兲兴
−2m
ប2 关jxx共r,t兲+ jyy共r,t兲兴. 共33兲 Similar equations have already been derived for pure Rashba
coupling.36The above Eqs.共31兲–共33兲are exact relation for a systems with spin-orbit coupling linear in momentum and including impurities would not change their form.56,57
Taking the thermal average of Eqs.共31兲–共33兲gives partial differential equation connecting the spin densities and spin currents. Based on these equations one can make a few ob- servation on the nature of the spin current, without explicitly solving them. First of all, for a homogeneous system in the stationary limit the right-hand side of Eq. 共33兲must vanish for all values of ␣, . This is trivially satisfied for all 具j典
= 0, but more interestingly also when具jyx典= −具jxy典 and 具jxx典=
−具jyy典. It is easy to show that the latter case is true in equi- librium
具jxx典= −具jyy典= 1 3

ប
冉
បm2冊
2共␣2−2兲, 共34兲具jxy典= −具jyx典= 1 3
␣
ប
冉
បm2冊
2共␣2−2兲, 共35兲which covers the results of Ref. 37 as special cases. In par- ticular, the current expectation values vanish at␣= ±due to the additional concerved quantity arising at these points.4 Furthermore, Eq. 共33兲 shows these equilibrium currents do not act as source terms for the spin density, since the rhs always vanishes.
Let us now consider a homogeneous system such that the divergence terms vanish. By using Eqs. 共31兲 and 共32兲 one can derive the following identity for the Fourier transform of the x and y component of the average z-polarized spin cur- rent:
具jxz共兲典=ប2i关␣具x共兲典+具y共兲典兴
2m共2−␣2兲 , 共36兲 具jyz共兲典=ប2i关具x共兲典+␣具y共兲典兴
2m共2−␣2兲 . 共37兲 These relations establish a connection between the spin cur- rent components 具jx,yz 典 and the x , y components of the spin density, in the frequency domain. This is quite useful since the spin current, which is hard to detect, is related to a quan- tity which is easier to measure. Also, Eqs.共36兲and共37兲is a good starting point for connecting spin current and spin den- sity response functions using standard Kubo formalism.
Let us now assume a homogeneous electric field applied in the y direction. The spin conductivities are defined as the ratio of the spin current and applied electric field
y z 共兲=
ប 2具jz共兲典
Ey共兲 , 共38兲 where the factorប/ 2 in the definition of the spin conductiv- ity is due to our definition of the spin current in terms Pauli matrices and not the spin operators, i.e., S =ប/ 2. Using Eqs.共25兲and共26兲to relate the spin density to the suscepti- bilities we obtain the following result for the ac spin conduc- tivities:
xy
z 共兲=eប2 4m
␣2−2
2+␣2␦共w兲, 共39兲
yy
z 共兲= −␣2−2 2␣
eប2
4m关␦共w兲−xx共w兲兴. 共40兲 These equations for the spin conductivities, along with Eqs.
共15兲and共17兲, in the→0 limit reproduce the result in Ref.
34 up to a sign convention for. For either pure Rashba or Dresselhaus we have the following result:
xy
z 共兲= ± e
8
冢
1 −共ប81⑀SO+ i⑀F兲2冣
, 共41兲yy
z 共兲= 0 共42兲
the upper共lower兲sign refers to a pure Rashba共Dresselhaus兲. Taking the limit ⑀→0 recovers the universal limit of spin Hall conductancexy
z 共→0兲= e / 8.32
V. CONCLUSION
We calculated the frequency-dependent spin susceptibili- ties for a 2DEG with both Rashba and Dresselhaus spin-orbit coupling. The suspectibilities have resonance peaks whose position depends on the relative magnitude of the Rashba
and Dresselhaus coefficients. The position of the resonance could be tuned via the gate dependence of␣. We derive a connection between spin density and the spin current starting from the Heisenberg equation of motion for the spin density.
Unlike the particle density, the resulting continuity equations have spin current source terms due to the spin-orbit interac- tion. Using these relation we connect the spin current to the spin density. In the free electron model the spin current and the spin-Hall coefficient are proportional to the susceptibility.
Indeed, using the continuity equations and the susceptibili- ties calculated here we recover the universal共ballistic兲value of the spin-Hall conductance. Such relations关Eqs. 共36兲and 共37兲兴 might help elucidate the nature of spin currents in a similar way to Ref. 41 which discussed the relation between the spin current and the dielectric function. By calculating the spin density with the correct impurity contribution would automatically give the spin current. We are confident that these and similar considerations will contribute to a deeper understanding of the role of impurities in the spin-Hall ef- fect.
ACKNOWLEDGMENTS
The authors acknowledge financial support from the NCCR Nanoscience, the Swiss NSF, DARPA, ARO, ONR, and the Spintronics RTN. We would like to thank J. Carlos Egues, Daniel Saraga, and Oleg Chalaev for enlightening discussions.
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55Assuming that vFqⰆkBTⰆ冑SOF, the dominant contribution comes from the region between the two Fermi contours 共the spin-orbit contribution兲ifបⰇFq / kF.
56When Hamiltonians representing nonmagnetic impurites Himp
= Himp共r兲are added to Eq.共1兲, the commutator in the Heisenberg equation of motion for an operator O共r ,兲 becomes 关O共r ,兲, H + Himp兴=关O共r ,兲, H兴, where O is any operator that does not explicitly depend on p. Both the particle and spin den- sity are such operator and thus the equations of motion remain the same in the presence of impurities. The complications due to the impurities appear in the calculation of the average values of the operators.
57Homogeneous共q = 0兲 spin systems driven by a constant field E0 will exhibit damping of magnetization, i.e.,t具共t→⬁兲典= 0 for any finite amount of dissipation. Then, from Eq.共31兲 and the relation limt→⬁t具x共t兲典= lims→0s2具˜x共s兲典 for the Laplace trans- form, we get 0 = lims→0s2˜x共s兲=共2mE0/ប2兲˜xyz共s→0兲, where we used 具˜j
x
z共s兲典=共ប/ 2兲˜xyz共s兲E0s and ␣= 0. Thus, the dc spin conductivity vanishes for any dissipation mechanism. The same follows directly from the other magnetization components and in the case of␣⫽0.